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Inside Publishing
  Misconduct: Fraud,
 Plagiarism and Other
Editorial Misadventures
Adam Marcus
Managing Editor
Anesthesiology News
amarcus@mcmahonmed.com
Co-founder, with Ivan Oransky, MD, of

Retraction Watch: retractionwatch.com

                                        3
Slide courtesy of Steven L. Shafer, MD
         Professor of Anesthesiology, Columbia University
       Adjunct Professor of Anesthesia, Stanford University
Adjunct Professor of Bioengineering and Therapeutic Sciences, UCSF
              Editor-in-Chief, Anesthesia & Analgesia          4
What is Fraud?
• Plagiarism
• Data Fabrication
• Misappropriation
  of funds
• Forgery
• Ethics violations
• All of the above
                           5
Scott Reuben
Data Fabrication




                   7
Joachim Boldt
Naoki Mori
What’s Yours is Mine




                       10
Yoshitaka Fujii, MD — a new record?




                                      11
Retractions on the Rise




                          12
                -The Wall Street
Retractions on the Rise




                    -Neil Saunders
                       13
Retractions on the Rise




                      -Nature
                      14
Why Do Journals Retract?




           -Journal of Medical Ethics 2010
                                   15
Why Do Journals Retract?
• Error is more common than fraud
• 73.5% of papers were retracted for error
  (or an undisclosed reason) vs 26.6% for
  fraud
• Most common reason for retraction: a
  scientific mistake (234 papers; 31.5%)
• Fabrication (including data plagiarism)
  more common than text plagiarism
• Multiple reasons for retraction cited for
  67 papers (9.0%), but 134 papers
  (18.1%) were retracted for ambiguous
  reasons            -Journal of Medical Ethics 2010
                                             16
What Happens to Retracted
            Papers?
Budd et al, 1999:
• Retracted articles received more than 2,000
  post-retraction citations; less than 8% of
  citations acknowledged the retraction
• Preliminary study of the present data shows
  that continued citation remains a problem
• Of 391 citations analyzed, only 6%
  acknowledge the retraction

                                         17
18
Furman et al. 2012 Research Policy:

“Our findings suggest that attention is a key predictor
of retraction – retracted articles arise most frequently
among highly-cited articles. The retraction system is
expeditious in uncovering knowledge that is ever
determined to be false (the mean time to retraction is
less than two years) and democratic (retraction is not
systematically affected by author prominence). Lastly,
retraction causes an immediate, severe, and long-
lived decline in future citations.”

* 65% decrease in citations



                                                 19
IS IT ALL ACADEMIC?



Steen G. J Med Ethics. 2011 Dec

Retractions in the medical literature: how can
patients be protected from risk?




                                            20
“Retracted clinical trials treated
       more patients (p=0.0002) and
       inspired secondary studies that
       put more patients at risk
       (p=0.0019) than did other kinds
       of medical research.
       Conclusions: If the goal is to
       minimize risk to patients, the
       appropriate focus is on clinical
       trials. Clinical trials form the
       foundation of evidence-based
       medicine; hence, the integrity of
       clinical trials must be protected.”

Steen G. J Med Ethics. 2011 Dec              21
WHAT’S A JOURNAL TO DO?




                          22
100% Manuscript Screening




                      23
Detection Software




                     24
This is Transparency?




                        25
The Way Forward
• Use systems to detect image manipulation
  and plagiarism
• Require authors to disclose prior retractions
  and investigations
• Trust anonymous whistleblowers more
• Demand more of institutions
• Move more quickly to correct and retract
• Make retraction notices clearer            -
  and -
                                        26
The Way Forward
• Make them freely available




                               27

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Inside Publishing Misconduct: Fraud, Plagiarism and Other Editorial Misadventures

  • 1. Inside Publishing Misconduct: Fraud, Plagiarism and Other Editorial Misadventures
  • 2. Adam Marcus Managing Editor Anesthesiology News amarcus@mcmahonmed.com
  • 3. Co-founder, with Ivan Oransky, MD, of Retraction Watch: retractionwatch.com 3
  • 4. Slide courtesy of Steven L. Shafer, MD Professor of Anesthesiology, Columbia University Adjunct Professor of Anesthesia, Stanford University Adjunct Professor of Bioengineering and Therapeutic Sciences, UCSF Editor-in-Chief, Anesthesia & Analgesia 4
  • 5. What is Fraud? • Plagiarism • Data Fabrication • Misappropriation of funds • Forgery • Ethics violations • All of the above 5
  • 10. What’s Yours is Mine 10
  • 11. Yoshitaka Fujii, MD — a new record? 11
  • 12. Retractions on the Rise 12 -The Wall Street
  • 13. Retractions on the Rise -Neil Saunders 13
  • 14. Retractions on the Rise -Nature 14
  • 15. Why Do Journals Retract? -Journal of Medical Ethics 2010 15
  • 16. Why Do Journals Retract? • Error is more common than fraud • 73.5% of papers were retracted for error (or an undisclosed reason) vs 26.6% for fraud • Most common reason for retraction: a scientific mistake (234 papers; 31.5%) • Fabrication (including data plagiarism) more common than text plagiarism • Multiple reasons for retraction cited for 67 papers (9.0%), but 134 papers (18.1%) were retracted for ambiguous reasons -Journal of Medical Ethics 2010 16
  • 17. What Happens to Retracted Papers? Budd et al, 1999: • Retracted articles received more than 2,000 post-retraction citations; less than 8% of citations acknowledged the retraction • Preliminary study of the present data shows that continued citation remains a problem • Of 391 citations analyzed, only 6% acknowledge the retraction 17
  • 18. 18
  • 19. Furman et al. 2012 Research Policy: “Our findings suggest that attention is a key predictor of retraction – retracted articles arise most frequently among highly-cited articles. The retraction system is expeditious in uncovering knowledge that is ever determined to be false (the mean time to retraction is less than two years) and democratic (retraction is not systematically affected by author prominence). Lastly, retraction causes an immediate, severe, and long- lived decline in future citations.” * 65% decrease in citations 19
  • 20. IS IT ALL ACADEMIC? Steen G. J Med Ethics. 2011 Dec Retractions in the medical literature: how can patients be protected from risk? 20
  • 21. “Retracted clinical trials treated more patients (p=0.0002) and inspired secondary studies that put more patients at risk (p=0.0019) than did other kinds of medical research. Conclusions: If the goal is to minimize risk to patients, the appropriate focus is on clinical trials. Clinical trials form the foundation of evidence-based medicine; hence, the integrity of clinical trials must be protected.” Steen G. J Med Ethics. 2011 Dec 21
  • 22. WHAT’S A JOURNAL TO DO? 22
  • 26. The Way Forward • Use systems to detect image manipulation and plagiarism • Require authors to disclose prior retractions and investigations • Trust anonymous whistleblowers more • Demand more of institutions • Move more quickly to correct and retract • Make retraction notices clearer - and - 26
  • 27. The Way Forward • Make them freely available 27