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What can editors do to deter and detect misconduct? Liz Wager PhD Chair, Committee on Publication Ethics Freelance publications consultant
What can editors do? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
What editors CANNOT do ,[object Object],[object Object],[object Object],[object Object],[object Object]
Misconduct: definitions ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Editors can't turn back the clock
Detecting misconduct How much should editors do?
The question for editors: Is misconduct  ‘A few bad apples’ or ‘The tip of the iceberg’?
How common is misconduct? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Fanelli  PLoS One  2009; 4 (5):e5738
How often is misconduct detected? PubMed retractions 0.02% US Office of Research Integrity (ORI)  0.01-0.001% (1 in 10,000 / 100,000 scientists) Image manipulation  in  J Cell Biology 1% (8/800) FDA audit – investigators guilty of serious sci misconduct 2%
Does peer review detect misconduct? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Schön's retracted papers ,[object Object],[object Object],[object Object]
Tools for detecting misconduct ,[object Object],[object Object],[object Object],[object Object]
CrossCheck ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Image screening ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Rossner & Yamada,  JCB  2004; 166 :11-15 Found 1% unacceptable manipulation
Figure 1. Gross manipulation of blots Rossner M., Yamada K. M. J. Cell Biol. 2004:166:11-15 © 2004 Rossner et.al.
Figure 1. Gross manipulation of blots Rossner M., Yamada K. M. J. Cell Biol. 2004:166:11-15 © 2004 Rossner et.al.
Can technology help? ,[object Object],[object Object]
Where to screen? Frequency Severity low low high high yes no ? ?
Where do they fit? Frequency Severity Fabrication Falsification Authorship problems Reviewer misconduct Selective reporting Plagiarism Mis-citation
It depends on your perspective Frequency Severity Fabrication Falsification Reviewer misconduct Selective reporting Plagiarism What's all the fuss about?
Frequency Severity Fabrication Falsification Reviewer misconduct Selective reporting Plagiarism Don't trust anything!
Preventing misconduct Guidelines
Are guidelines enough? "the [pirate] code is more what you'd call 'guidelines' than actual rules" Barbossa,  Pirates of the Caribbean
How helpful are journal instructions?  (even to authors who want to follow them) ,[object Object],[object Object]
Most instructions are about formatting Schriger et al  Ann Emerg Med  2006; 48 :743-9
What do editors actually do?
Editors should acknowledge misconduct ,[object Object],[object Object],[object Object]
Are editors alert to misconduct? ,[object Object],[object Object],[object Object],[object Object],Wager  et al.   J Med Ethics  2009; 35 :348-53
Editors asked about 16 ethical issues  relating to their journal: Score 0 3 Severity not a problem a very serious problem Frequency never very often (>once/month)
Editors’ ratings of severity and frequency of ethical issues  at their journal (average on scale of 0-3) (n=231) 0 = not a problem 0 = never 1 = < 1/yr Severity Frequency Redundant pub 1.09 1.39 Plagiarism 0.86 0.96 Duplicate sub 0.79 1.01 Author CoI 0.73 0.90 Reviewer CoI 0.69 0.94 Fals/fabr data 0.56 0.58 Image manipulation 0.30 0.80
Some editors think misconduct  only happens in other people’s journals (n=231) Not a problem  at my journal Never occurs  at my journal Redundant pub 14% 17% Plagiarism 24% 19% Duplicate sub 27% 9% Author CoI 33% 22% Reviewer CoI 31% 22% Fals/fabr data 39% 35% Image manipulation 64% 47%
Our conclusions ,[object Object],Wager  et al.   J Med Ethics  2009; 35 :348-53
What should editors do?
Conclusions ,[object Object],[object Object],[object Object]
Guidance available ,[object Object],[object Object],[object Object]
[object Object],[object Object]

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Liz Wager's 2011 CSE presentation on editors finding misconduct

  • 1. What can editors do to deter and detect misconduct? Liz Wager PhD Chair, Committee on Publication Ethics Freelance publications consultant
  • 2.
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  • 5. Detecting misconduct How much should editors do?
  • 6. The question for editors: Is misconduct ‘A few bad apples’ or ‘The tip of the iceberg’?
  • 7.
  • 8. How often is misconduct detected? PubMed retractions 0.02% US Office of Research Integrity (ORI) 0.01-0.001% (1 in 10,000 / 100,000 scientists) Image manipulation in J Cell Biology 1% (8/800) FDA audit – investigators guilty of serious sci misconduct 2%
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  • 14. Figure 1. Gross manipulation of blots Rossner M., Yamada K. M. J. Cell Biol. 2004:166:11-15 © 2004 Rossner et.al.
  • 15. Figure 1. Gross manipulation of blots Rossner M., Yamada K. M. J. Cell Biol. 2004:166:11-15 © 2004 Rossner et.al.
  • 16.
  • 17. Where to screen? Frequency Severity low low high high yes no ? ?
  • 18. Where do they fit? Frequency Severity Fabrication Falsification Authorship problems Reviewer misconduct Selective reporting Plagiarism Mis-citation
  • 19. It depends on your perspective Frequency Severity Fabrication Falsification Reviewer misconduct Selective reporting Plagiarism What's all the fuss about?
  • 20. Frequency Severity Fabrication Falsification Reviewer misconduct Selective reporting Plagiarism Don't trust anything!
  • 22. Are guidelines enough? &quot;the [pirate] code is more what you'd call 'guidelines' than actual rules&quot; Barbossa, Pirates of the Caribbean
  • 23.
  • 24. Most instructions are about formatting Schriger et al Ann Emerg Med 2006; 48 :743-9
  • 25. What do editors actually do?
  • 26.
  • 27.
  • 28. Editors asked about 16 ethical issues relating to their journal: Score 0 3 Severity not a problem a very serious problem Frequency never very often (>once/month)
  • 29. Editors’ ratings of severity and frequency of ethical issues at their journal (average on scale of 0-3) (n=231) 0 = not a problem 0 = never 1 = < 1/yr Severity Frequency Redundant pub 1.09 1.39 Plagiarism 0.86 0.96 Duplicate sub 0.79 1.01 Author CoI 0.73 0.90 Reviewer CoI 0.69 0.94 Fals/fabr data 0.56 0.58 Image manipulation 0.30 0.80
  • 30. Some editors think misconduct only happens in other people’s journals (n=231) Not a problem at my journal Never occurs at my journal Redundant pub 14% 17% Plagiarism 24% 19% Duplicate sub 27% 9% Author CoI 33% 22% Reviewer CoI 31% 22% Fals/fabr data 39% 35% Image manipulation 64% 47%
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Notas del editor

  1. Gross manipulation of blots. (A) Example of a band deleted from the original data (lane 3). (B) Example of a band added to the original data (lane 3).
  2. Gross manipulation of blots. (A) Example of a band deleted from the original data (lane 3). (B) Example of a band added to the original data (lane 3).