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ARCHAEOLOGY: AN INTRODUCTION TO METHOD,
THEORY AND PRACTICE
WHAT ARCHAEOLOGY IS NOT

   Paleontology
   Grave Robbing
   Treasure Hunting
   Paranormal
   Curses and Magic
“THE ARCHAEOLOGICAL METHOD”

1.   Formulate a Research Question
2.   Identify a Suitable Site/Region
3.   Select an Appropriate Research Method
4.   Collect Data
5.   Analyze Data
6.   Reassess Research Question
RESEARCH DESIGN
   Formal archaeology start with a Research Question (i.e., testable
    Hypothesis)
   Research interests are influenced by the broader research in the social
    or hard sciences.
   Archaeology shifts in focus from hard sciences focus to humanities
    focus.
   1950-1980 “Processual” Archaeology: emphasizes scientific method in
    archaeology. Aims to create unifying theories of cultural action.
   1980-present “Post-Processual” Archaeology: emphasizes symbolic
    processes and complexity of human interaction. Aims to explore the
    variability of human interaction.
   2000-present “Behavioral” and “Evolutionary” Archaeology: suggests
    that natural selection operates on human behavior creating varied but
    scientifically predictable reactions to natural and cultural stimuli.
   Research Buzzwords of the last decade: Feasting and Commensality,
    Ideology and Hegemony, Agency, Materiality, Evolutionary Psychology,
    Public Archaeology, Behavioral or Cognitive Processes, Ecological
    Determinism.
IDENTIFYING ARCHAEOLOGICAL SITES
   Primary means of
    identifying
    archaeological
    sites is SURVEY.
   Several different
    forms of survey
    using different
    methodology.
   Beyond site
    identification,
    archeological
    surveys are used
    to assess regional
    settlement
    patterns.
                         Aerial photograph of Tell Megiddo in Israel
TRADITIONAL SURFACE SURVEY
   Ground Survey consists of physically traversing the
    landscape identifying sites.
   Two types of survey: Unsystematic and Systematic.
   Unsystematic: The collection or recording of sites
    encountered in traversing the landscape. Biased by the
    archaeologist’s sampling.
   Systematic: Survey conducted using rigorous controls.
    Creating a grid system or a series of equally spaced
    transects. Ensures the entire survey area is analyzed
    uniformly.
   The primary type of archaeological site in the Near East is
    the TELL. Tells are the result of the construction of
    successive layers of occupation at a specific location.
   Other sites include: Roads, Wells, Watchtowers,
    Campsites, Irrigation Ditches, Quarries, Mines,
    Agricultural fields, Bridges, etc.
AERIAL OR SATELLITE RECONNAISSANCE




   Use of aerial photography or satellite imagery to
    identify past activity on the landscape.
REMOTE SENSING TECHNIQUES
 Electro-Magnetic Resistance: measurement
  of electrical conductivity in topsoil to map
  archaeological sites. Stone and mudbrick
  walls and other features conduct electricity
  differently than surrounding soils.
 Ground Penetrating Radar: Waves of radio
  energy are transmitted into the topsoil and
  the echo is measured to determine changes
  in soil composition and depth.
EXCAVATION TECHNIQUES:SAMPLING
 Non-probabilistic sampling: used when
  archaeologists already are familiar with the
  landscape or are interested in a particular site.
 Probabilistic sampling: used when a
  representative sample is required to test
  hypothesis or the site is poorly understood.
  Several types of probabilistic sampling.
 Random sampling: area of excavation chosen at
  random from grid layout of site.
 Systematic Sampling: area of excavation
  chosen at equally spaced intervals in grid.
EXCAVATION SAMPLING AT KENAN TEPE, TURKEY
EXCAVATION: EXCAVATION TECHNIQUE
   Horizontal
    Excavation –
    the removal of
    large
    horizontal
    exposures to
    reveal the
    extent of
    occupation
    during a single
    level at a site.
   Primary goal is
    recovery of
    architecture
EXCAVATION TECHNIQUES: WHEELER-KENYON
METHOD
   Excavation of
    smaller trenches
    (ca 5 x 5 m)
    separated by
    baulks to control for
    stratigraphy.
   Primary goal is a
    overview of the
    depth of occupation
    in association with
    other trenches at
    site.
EXCAVATION TECHNIQUES: STEP TRENCH
   Large open
    excavation that
    narrows as it
    descends.
   Goal is to
    discover the
    complete extent
    of occupation at
    the site.
   Limited in terms
    of information
    provided other
    than date.
EXCAVATION: RECORDING AND RECOVERY
   Archaeological
    artifacts are
    unintelligible without
    a knowledge of
    stratigraphy and
    spatial context.
   In order to control
    finds are recovered
    by level, called a
    LOCUS.
    Visible finds are
    recorded on sight
    and placed in bags
    for each Locus.
EXCAVATION: RECORDING AND RECOVERY

   Soil is then removed
    and screened to
    recover small artifacts
EXCAVATION: RECORDING AND RECOVERY

                    To recover botanical
                     samples, archaeologist
                     sometimes employ
                     Flotation.
ARCHAEOLOGICAL DATA: WHAT CAN IT TELL US?
   The Date(s) of the
    site
   The Size of the site
   Social Structure
   Food Procurement
   Labor Organization
   Gender Roles
   Burial Practices
   Technology
   Trade Patterns
   Architecture
   Dietary Practices
   Cultural Aesthetics
   Religious Activity
CHRONOLOGY
 The most important aspect of archaeology is
  correctly assigning a date to archaeological
  materials.
 Two ways archaeologists ascertain the date of
  archaeological materials:
 Relative Chronology: The association of
  archaeological materials with other materials at
  both the site and regional scale.
 Absolute Chronology: The assessment of a
  specific date through scientific or textual
  methods.
RELATIVE CHRONOLOGY




   Stratigraphy – the study and interpretation of the layering
    of the earth. The general rule is that layers that are deeper
    are older than those above it.
   Seriation – the study of the change through time of specific
    artifact classes. Either Stylistic of Frequency Based.
SAMARRAN PERIOD POTTERY (6400-5800 BCE)
HALAF PERIOD POTTERY (6500-5000 BCE)
UBAID PERIOD POTTERY (6000-4000 BCE)
URUK PERIOD POTTERY (4000–3000BCE)
STYLISTIC SERIATION
   The previous 4 slides show changes in pottery in
    Mesopotamia over 3000 years.
   A few obvious trends emerge.
       Beginning in the Halaf Period the fabrics are of better quality.
       Painting styles – Samarran and Halaf pottery are bi-chrome
        painted (two colors) with more intricate motifs, Ubaid pottery is
        a black paint on white background and Uruk pottery is not
        painted at all.
       Shapes – In general the shapes of vessels becomes more
        simplified and easier to produce quickly.
       Uruk period pottery is made differently with the introduction of
        the fast-wheel and mold made Beveled rim bowls.
   By finding these pottery styles on a site in greater
    Mesopotamia we can assign that site a relative date.
ABSOLUTE CHRONOLOGY
   The scientific analysis of
    chronology, several means
    of dating based on
    applicability of
    archaeological materials.
   Most Common:
    Radiocarbon (C-14) Dating
    - Half-life 5730 years
   Dendrochronology (Tree
    Ring Dating)
   Uranium Series Dating
   Potassium-Argon Dating
   Thermo-luminescence
WRITING
   Texts can provide a great
    source of information when
    discovered.
   Dating – often texts describe
    events in which a date is given.
   Power Structure – Texts often
    describe the workings of the
    upper levels of the social
    hierarchy.
   Record Keeping – Ancient texts
    often functioned as receipts
    recording economic
    transactions
   Religious Rituals – texts often
    record the steps taken in
    religious ceremonies or the
    powers of specific deities.
ARTIFACTS
   Artifacts are portable items used in antiquity.
   Analysis of artifact classes form the core of
    archaeological knowledge.
   Ceramics
   Lithics
   Ground Stone
   Metals
   Animal Bone
   Botanical Remains
   Texts
   Personal Adornment
   Human Bone
FEATURES
   Features are large man-
    made non-portable
    structures or facilities.
   Houses
   Temples
   Palaces
   Trash Pits
   Ovens
   Kilns/Furnaces
   Hearths
   Storage Bins
ANALYSIS: QUALITATIVE TECHNIQUES
   Analysis that describes
    artifacts in terms that
    cannot be measured.
    Color, texture, shape or
    form, etc.
   Most common is the
    creation of
    TYPOLOGIES.
   Typology is the
    arrangement of artifacts
    in chronological or
    developmental sequence.
   Studies of decoration or
    form of artifacts, texts,
    art, or architecture are
    often qualitative.
ANALYSIS: QUANTITATIVE TECHNIQUES
   Analysis that records
    the measurable
    attributes of artifacts
    mathematically.
   Application of
    advanced statistics to
    artifact assemblages.
   Often applied to make
    meaning of qualitative
    attributes (i.e.
    percentage of pottery
    vessels with a
    particular design)
INTERPRETATION OF DATA: PATTERNING
   The application of both
    qualitative and
    quantitative analysis
    allow archaeologists to
    recognize patterns in the
    archaeological record.
   Patterns of distribution
    or use are key to
    coherent analysis.
   Dissimilar patterns point
    to anomalies in
    distribution or use and
    are more difficult to
    interpret.
INTERPRETATION OF DATA: THEORY
   Once data has been collected
    and analyzed archaeologists
    return to their working
    hypothesis or research
    question.
   Here data is used to support or
    disprove a broad range of
    general theories of human
    interaction ranging from
    evolutionary psychology to
    Agency-based practice theory.
   The nature of archaeological
    data prevents the creation of
    truths or laws and more data
    always fills in gaps in
    archaeological knowledge.
THE REAL ARCHAEOLOGICAL METHOD
1.   Formulate research
     question over beers with
     fellow archaeologists.
2.   Survey. Then drink
3.   Select appropriate
     research method over
     beers with fellow
     archaeologists.
4.   Excavate. Then drink.
5.   Analyze data while
     drinking.
6.   Reassess research
     question over beers with
     fellow archaeologists.

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Introduction to Archaeology

  • 1. ARCHAEOLOGY: AN INTRODUCTION TO METHOD, THEORY AND PRACTICE
  • 2. WHAT ARCHAEOLOGY IS NOT  Paleontology  Grave Robbing  Treasure Hunting  Paranormal  Curses and Magic
  • 3. “THE ARCHAEOLOGICAL METHOD” 1. Formulate a Research Question 2. Identify a Suitable Site/Region 3. Select an Appropriate Research Method 4. Collect Data 5. Analyze Data 6. Reassess Research Question
  • 4. RESEARCH DESIGN  Formal archaeology start with a Research Question (i.e., testable Hypothesis)  Research interests are influenced by the broader research in the social or hard sciences.  Archaeology shifts in focus from hard sciences focus to humanities focus.  1950-1980 “Processual” Archaeology: emphasizes scientific method in archaeology. Aims to create unifying theories of cultural action.  1980-present “Post-Processual” Archaeology: emphasizes symbolic processes and complexity of human interaction. Aims to explore the variability of human interaction.  2000-present “Behavioral” and “Evolutionary” Archaeology: suggests that natural selection operates on human behavior creating varied but scientifically predictable reactions to natural and cultural stimuli.  Research Buzzwords of the last decade: Feasting and Commensality, Ideology and Hegemony, Agency, Materiality, Evolutionary Psychology, Public Archaeology, Behavioral or Cognitive Processes, Ecological Determinism.
  • 5. IDENTIFYING ARCHAEOLOGICAL SITES  Primary means of identifying archaeological sites is SURVEY.  Several different forms of survey using different methodology.  Beyond site identification, archeological surveys are used to assess regional settlement patterns. Aerial photograph of Tell Megiddo in Israel
  • 6. TRADITIONAL SURFACE SURVEY  Ground Survey consists of physically traversing the landscape identifying sites.  Two types of survey: Unsystematic and Systematic.  Unsystematic: The collection or recording of sites encountered in traversing the landscape. Biased by the archaeologist’s sampling.  Systematic: Survey conducted using rigorous controls. Creating a grid system or a series of equally spaced transects. Ensures the entire survey area is analyzed uniformly.  The primary type of archaeological site in the Near East is the TELL. Tells are the result of the construction of successive layers of occupation at a specific location.  Other sites include: Roads, Wells, Watchtowers, Campsites, Irrigation Ditches, Quarries, Mines, Agricultural fields, Bridges, etc.
  • 7. AERIAL OR SATELLITE RECONNAISSANCE  Use of aerial photography or satellite imagery to identify past activity on the landscape.
  • 8. REMOTE SENSING TECHNIQUES  Electro-Magnetic Resistance: measurement of electrical conductivity in topsoil to map archaeological sites. Stone and mudbrick walls and other features conduct electricity differently than surrounding soils.  Ground Penetrating Radar: Waves of radio energy are transmitted into the topsoil and the echo is measured to determine changes in soil composition and depth.
  • 9. EXCAVATION TECHNIQUES:SAMPLING  Non-probabilistic sampling: used when archaeologists already are familiar with the landscape or are interested in a particular site.  Probabilistic sampling: used when a representative sample is required to test hypothesis or the site is poorly understood. Several types of probabilistic sampling.  Random sampling: area of excavation chosen at random from grid layout of site.  Systematic Sampling: area of excavation chosen at equally spaced intervals in grid.
  • 10. EXCAVATION SAMPLING AT KENAN TEPE, TURKEY
  • 11. EXCAVATION: EXCAVATION TECHNIQUE  Horizontal Excavation – the removal of large horizontal exposures to reveal the extent of occupation during a single level at a site.  Primary goal is recovery of architecture
  • 12. EXCAVATION TECHNIQUES: WHEELER-KENYON METHOD  Excavation of smaller trenches (ca 5 x 5 m) separated by baulks to control for stratigraphy.  Primary goal is a overview of the depth of occupation in association with other trenches at site.
  • 13. EXCAVATION TECHNIQUES: STEP TRENCH  Large open excavation that narrows as it descends.  Goal is to discover the complete extent of occupation at the site.  Limited in terms of information provided other than date.
  • 14. EXCAVATION: RECORDING AND RECOVERY  Archaeological artifacts are unintelligible without a knowledge of stratigraphy and spatial context.  In order to control finds are recovered by level, called a LOCUS.  Visible finds are recorded on sight and placed in bags for each Locus.
  • 15. EXCAVATION: RECORDING AND RECOVERY  Soil is then removed and screened to recover small artifacts
  • 16. EXCAVATION: RECORDING AND RECOVERY  To recover botanical samples, archaeologist sometimes employ Flotation.
  • 17. ARCHAEOLOGICAL DATA: WHAT CAN IT TELL US?  The Date(s) of the site  The Size of the site  Social Structure  Food Procurement  Labor Organization  Gender Roles  Burial Practices  Technology  Trade Patterns  Architecture  Dietary Practices  Cultural Aesthetics  Religious Activity
  • 18. CHRONOLOGY  The most important aspect of archaeology is correctly assigning a date to archaeological materials.  Two ways archaeologists ascertain the date of archaeological materials:  Relative Chronology: The association of archaeological materials with other materials at both the site and regional scale.  Absolute Chronology: The assessment of a specific date through scientific or textual methods.
  • 19. RELATIVE CHRONOLOGY  Stratigraphy – the study and interpretation of the layering of the earth. The general rule is that layers that are deeper are older than those above it.  Seriation – the study of the change through time of specific artifact classes. Either Stylistic of Frequency Based.
  • 20. SAMARRAN PERIOD POTTERY (6400-5800 BCE)
  • 21. HALAF PERIOD POTTERY (6500-5000 BCE)
  • 22. UBAID PERIOD POTTERY (6000-4000 BCE)
  • 23. URUK PERIOD POTTERY (4000–3000BCE)
  • 24. STYLISTIC SERIATION  The previous 4 slides show changes in pottery in Mesopotamia over 3000 years.  A few obvious trends emerge.  Beginning in the Halaf Period the fabrics are of better quality.  Painting styles – Samarran and Halaf pottery are bi-chrome painted (two colors) with more intricate motifs, Ubaid pottery is a black paint on white background and Uruk pottery is not painted at all.  Shapes – In general the shapes of vessels becomes more simplified and easier to produce quickly.  Uruk period pottery is made differently with the introduction of the fast-wheel and mold made Beveled rim bowls.  By finding these pottery styles on a site in greater Mesopotamia we can assign that site a relative date.
  • 25. ABSOLUTE CHRONOLOGY  The scientific analysis of chronology, several means of dating based on applicability of archaeological materials.  Most Common: Radiocarbon (C-14) Dating - Half-life 5730 years  Dendrochronology (Tree Ring Dating)  Uranium Series Dating  Potassium-Argon Dating  Thermo-luminescence
  • 26. WRITING  Texts can provide a great source of information when discovered.  Dating – often texts describe events in which a date is given.  Power Structure – Texts often describe the workings of the upper levels of the social hierarchy.  Record Keeping – Ancient texts often functioned as receipts recording economic transactions  Religious Rituals – texts often record the steps taken in religious ceremonies or the powers of specific deities.
  • 27. ARTIFACTS  Artifacts are portable items used in antiquity.  Analysis of artifact classes form the core of archaeological knowledge.  Ceramics  Lithics  Ground Stone  Metals  Animal Bone  Botanical Remains  Texts  Personal Adornment  Human Bone
  • 28. FEATURES  Features are large man- made non-portable structures or facilities.  Houses  Temples  Palaces  Trash Pits  Ovens  Kilns/Furnaces  Hearths  Storage Bins
  • 29. ANALYSIS: QUALITATIVE TECHNIQUES  Analysis that describes artifacts in terms that cannot be measured. Color, texture, shape or form, etc.  Most common is the creation of TYPOLOGIES.  Typology is the arrangement of artifacts in chronological or developmental sequence.  Studies of decoration or form of artifacts, texts, art, or architecture are often qualitative.
  • 30. ANALYSIS: QUANTITATIVE TECHNIQUES  Analysis that records the measurable attributes of artifacts mathematically.  Application of advanced statistics to artifact assemblages.  Often applied to make meaning of qualitative attributes (i.e. percentage of pottery vessels with a particular design)
  • 31. INTERPRETATION OF DATA: PATTERNING  The application of both qualitative and quantitative analysis allow archaeologists to recognize patterns in the archaeological record.  Patterns of distribution or use are key to coherent analysis.  Dissimilar patterns point to anomalies in distribution or use and are more difficult to interpret.
  • 32. INTERPRETATION OF DATA: THEORY  Once data has been collected and analyzed archaeologists return to their working hypothesis or research question.  Here data is used to support or disprove a broad range of general theories of human interaction ranging from evolutionary psychology to Agency-based practice theory.  The nature of archaeological data prevents the creation of truths or laws and more data always fills in gaps in archaeological knowledge.
  • 33. THE REAL ARCHAEOLOGICAL METHOD 1. Formulate research question over beers with fellow archaeologists. 2. Survey. Then drink 3. Select appropriate research method over beers with fellow archaeologists. 4. Excavate. Then drink. 5. Analyze data while drinking. 6. Reassess research question over beers with fellow archaeologists.