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Care of the Patient with Advanced
Dementia: What Providers Need to Know
Susan L. Mitchell MD, MPH
Goals
• Describe clinical course of advanced
dementia
• Present most common complications
• Outline an approach to decision-making
Epidemiology
• Over 5 million Americans have
Alzheimer’s disease, 16 million by
2050.
• 5th leading cause of death in US for
persons > 65 years
• Grossly underestimated on death
certificates
2001 Location of Death
80

Hospital
Nursing Home

70

Home

% Deaths

60

Other

50
40
30
20
10
0

Dementia

Mitchell SL et. al. JAGS 2005

Cancer

Other conditions
Advanced Dementia
Global Deterioration Scale Stage 7
– Do not recognize family
– Loss of all verbal abilities
– Non-ambulatory
– Incontinent

* Reisberg B, J Psychiatry 1982
Background
• Palliative care sub-optimal across
care settings:
– Under-recognition as a terminal
condition
– Prognostication
– Lack of high quality research
– Under-utilization of hospice
Cancer

Chronic disease
Prognosis
•
•
•
•

Challenging
Guides decision making and hospice
Very limited empiric work
ADEPT study
• ADEPT:
• Hospice:

AUROC = 0.68
AUROC = 0.55

• Receipt of palliative care should be
based on goals of care
* Mitchell SL, JAMA 2010
Clinical Course
• CASCADE study
• Prospective study 323 NH resident
with advanced dementia
• 22 NHs in Boston
Clinical Course
• CASCADE study
– Mortality: 55% over 18 months (40%
over 12 months)
– Expected complications
• ~ 90% eating problems
• ~50% recurrent infections/fever
• Others rare (stroke, fracture, MI)

– Burdensome symptoms
• Increase toward death
• Last 3 months: pain 25%; dyspnea 30%
* Mitchell SL, NEJM 2009
Reporting of dementia on
death certificates
Immediate (16%)
Underlying (35%)
Contributing (16%)
Not mentioned(37%)

Wachterman et al, JAMA 2009
Proxy preparedness:
association with interventions
HCP perceives…

All
Decedents
N=177 (%)

Burdensome
interventions last 3
months of life* (%)

AOR
(95% CI)**

< 6 months to live
Yes
No

26
74

30
44

0.3 (0.1-0.8)
referent

Understand complications
Yes
No

82
18

36
65

0.3 (0.2-0.6)
referent

Both
Either
Neither

21
67
12

27
39
73

0.1 (0.04-0.4)
0.2 (0.1-0.5)
referent

* Burdensome intervention=hospitalization, emergency room, parenteral therapy, feeding tube during last 3
months of life
**adjusted for facility clustering and occurrence of clinical complications
Decision-Making
Proxy’s participated in 126 decisions
Eating problem (29% )
Pneumonia (19% )
Febrile illness (6% )
Pain Rx (18% )
Dyspnea Rx (10% )
Behavior Rx (10% )
Seizure Rx (6% )
Other (2% )
Givens JL, JAGS 2009
Decision-Making
• Advance care planning is critical
• Opportunity to discuss early
– Prepare family for what to expect in
advanced stages
– Elicit wishes
– Set the stage for future discussions
Ethical Framework
• Beneficence
• Non-maleficence

• Autonomy
• Justice
Steps to Operationalize
Ethical Decision-Making
1.
2.
3.
4.

Clarify clinical situation
Determine primary goal of care
Present treatment options
Weigh options against perceived
values
Step 1: Clarify Clinical Situation
• Eating problems
– Very common in end-stage
– Last activity of daily living to be lost
Step 2: Goals of Care
• Life prolongation
• Maintain function
• Comfort

Gillick MR, JAMDA 2001
Step 3: Present Options
• Supportive care vs. long-term tubefeeding (PEG or J-tube)
Ranking the Evidence
1st

2nd

3rd

• Randomized controlled trial
• None!
• Cohort studies
• Few
• Selection bias
• Case series (many)
• Prognostic information
• No control group
Options: Hand-Feeding
• Provide food and drink to the extent
that is enjoyable
• Sub-optimal nutrition in favor of
comfort
• Palliative care
– Treatment not stopped
Tube-feeding
• Over 30% of nursing home residents with
advanced dementia are tube-fed*
• 68% of feeding-tube insertions occur
during acute hospitalization**
• Wide regional variation

*Mitchell SL et al, JAMA;2004
**Kuo S et al, JAMDA;2009
Options: Tube-Feeding
• Purported benefits
– Aspiration
– Malnutrition
– Survival
– Comfort
Arch Intern Med; 1997

.5
0

.25

JAGS; 2012

Survival

.75

1

1 Year Survival from Baseline by FT Status

0

100

200
Days from Baseline
No FT

300
FT

400
Tube-Feeding: Risks
• Relatively safe procedure
• Special considerations
– Agitation
– Hospital transfer for complications
– Pressure ulcers: increased risk and
poorer healing
• Teno et al, Arch Intern Med;2012
Step 4: Weigh Options
Options

Advantages

Disadvantages

Handfeeding

Tastes food
Social Interaction
Focus on comfort

Takes Time
Inconsistent Intake

Tubefeeding

Nutrition delivered

No Clear Benefits
Complications
Step 4: Weigh Options
• Align with goal of care
– Comfort
– Prolong life

Hand-Feeding
???
Step 4: Weigh Options
• Expert opinion and empiric
data
– tube-feeding has no
demonstrable benefits in
advanced dementia
–tube-feeding should not be
offered
*Gillick MR, NEJM 2000

#Finucane T et al, JAMA 1999
Pneumonia
Step 1: Clarify Clinical Situation
• Very common in end-stage
dementia: ~ 50% last 90 days
• High mortality
• Discomfort:
symptoms* and treatment

*van der Steen et al, JAGS 2002
Step 2: Goals of Care
• Life prolongation
• Maintain function
• Comfort

Gillick MR, JAMDA 2001
Step 3: Present Options
% residents getting
antimicrobial

Antimicrobial Exposure
45
40
35
30
25
20
15
10
5
0
56-43

42-29

28-15

Days prior to death

*D’Agata EMD, Mitchell SL Arch Int Med 2007

14-0
Pneumonia: survival

0.00

0.25

0.50

0.75

1.00

Survival after pneumonia episodes

0

200

400

600

analysis time
No treatment
IM antimicrobials

Oral antimicrobials
IV antimicrobials or hospitalization

*Adjusted for age, gender, race, functional status, suspected aspiration, congestive heart failure, hospice
referral, do-not-hospitalize order, and chest x-ray having been obtained.
*Givens JL Arch Int Med 2010
Mean SM_EOLD*

Pneumonia: Comfort
45
40
35
30
25
20
15
10
5
0

Ptrend= 0.01

None

Oral

IM

Antibiotic treatment

IV or
hospital

*Symptom Management at the End-of-Life in Dementia, range=0-45, higher score means more comfort
Antimicrobial Resistance
• Nursing home prevalence
study (N=84)
– 64% advanced
dementia colonized
– 3 times higher than
other residents
• Nursing home residents
bring resistant bacteria
into hospitals
• Public health issue
*Pop-Vicas A, J Am Geriatr Soc 2008
Step 4: Weigh Options
Options

Advantages

Disadvantages

No
Greater Comfort
antibiotics/
palliation

Shorter Survival

Antibiotics Prolong Survival

Greater Discomfort
Cost
Antimicrobial
Resistance
Step 4: Weigh Options
• Align with goal of care
– Comfort
– Prolong life

Palliation only
Antibiotics
BUT…
Oral may be adequate
CASCADE: Hospital Transfers
Admissions (N=74)

%

ER Visits (N=60)

%

Infections

59

Feeding Tube Cx

47

GI Bleed

8

Infection

27

Dyspnea

7

Fall

15

Fracture

5

Fracture

3

Heart Failure

3

Mental Status Change

2

Dehydration

3

Chest Pain

2

Feeding Tube Cx

3

IV insertion

2

Other

12

Jaundice

2
Hospitalization
• Most (> 75%) hospital transfers of NH
advanced dementia are avoidable…
Managed same efficacy in nursing home
OR
Not consistent with goal of care/preferences
Decision to Hospitalize
• What is the goal of care?
– Survival
Comfort
– 95% of proxies state comfort

• Does hospitalization meet that goal?
Summary
• Dementia is terminal illness
• Feeding problems and infections are
most common complications and
decisions
• Aggressive interventions are less
likely when families have a better
understanding of prognosis and
expected complications
Summary
• Ethical decision-making
 informed , guided by the goals of care

• Tube-feeding has no demonstrable
benefits and should not be offered
• Antimicrobial treatment of pneumonia may
prolong life but also cause more
discomfort
• Most hospitalizations avoidable
Take home points
•
•
•
•

Opportunity for advance care planning
Focus on goals of care
Do not feel compelled to offer everything
Be knowledgeable about the best
evidence
• Use decision support tools/geriatric
consults/team
Susan Mitchell-Care of the Patient with Advanced Dementia: What Physicians Need to Know

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Susan Mitchell-Care of the Patient with Advanced Dementia: What Physicians Need to Know

  • 1. Care of the Patient with Advanced Dementia: What Providers Need to Know Susan L. Mitchell MD, MPH
  • 2. Goals • Describe clinical course of advanced dementia • Present most common complications • Outline an approach to decision-making
  • 3. Epidemiology • Over 5 million Americans have Alzheimer’s disease, 16 million by 2050. • 5th leading cause of death in US for persons > 65 years • Grossly underestimated on death certificates
  • 4. 2001 Location of Death 80 Hospital Nursing Home 70 Home % Deaths 60 Other 50 40 30 20 10 0 Dementia Mitchell SL et. al. JAGS 2005 Cancer Other conditions
  • 5. Advanced Dementia Global Deterioration Scale Stage 7 – Do not recognize family – Loss of all verbal abilities – Non-ambulatory – Incontinent * Reisberg B, J Psychiatry 1982
  • 6. Background • Palliative care sub-optimal across care settings: – Under-recognition as a terminal condition – Prognostication – Lack of high quality research – Under-utilization of hospice
  • 8. Prognosis • • • • Challenging Guides decision making and hospice Very limited empiric work ADEPT study • ADEPT: • Hospice: AUROC = 0.68 AUROC = 0.55 • Receipt of palliative care should be based on goals of care * Mitchell SL, JAMA 2010
  • 9. Clinical Course • CASCADE study • Prospective study 323 NH resident with advanced dementia • 22 NHs in Boston
  • 10. Clinical Course • CASCADE study – Mortality: 55% over 18 months (40% over 12 months) – Expected complications • ~ 90% eating problems • ~50% recurrent infections/fever • Others rare (stroke, fracture, MI) – Burdensome symptoms • Increase toward death • Last 3 months: pain 25%; dyspnea 30% * Mitchell SL, NEJM 2009
  • 11. Reporting of dementia on death certificates Immediate (16%) Underlying (35%) Contributing (16%) Not mentioned(37%) Wachterman et al, JAMA 2009
  • 12. Proxy preparedness: association with interventions HCP perceives… All Decedents N=177 (%) Burdensome interventions last 3 months of life* (%) AOR (95% CI)** < 6 months to live Yes No 26 74 30 44 0.3 (0.1-0.8) referent Understand complications Yes No 82 18 36 65 0.3 (0.2-0.6) referent Both Either Neither 21 67 12 27 39 73 0.1 (0.04-0.4) 0.2 (0.1-0.5) referent * Burdensome intervention=hospitalization, emergency room, parenteral therapy, feeding tube during last 3 months of life **adjusted for facility clustering and occurrence of clinical complications
  • 13. Decision-Making Proxy’s participated in 126 decisions Eating problem (29% ) Pneumonia (19% ) Febrile illness (6% ) Pain Rx (18% ) Dyspnea Rx (10% ) Behavior Rx (10% ) Seizure Rx (6% ) Other (2% ) Givens JL, JAGS 2009
  • 14. Decision-Making • Advance care planning is critical • Opportunity to discuss early – Prepare family for what to expect in advanced stages – Elicit wishes – Set the stage for future discussions
  • 15. Ethical Framework • Beneficence • Non-maleficence • Autonomy • Justice
  • 16. Steps to Operationalize Ethical Decision-Making 1. 2. 3. 4. Clarify clinical situation Determine primary goal of care Present treatment options Weigh options against perceived values
  • 17. Step 1: Clarify Clinical Situation • Eating problems – Very common in end-stage – Last activity of daily living to be lost
  • 18. Step 2: Goals of Care • Life prolongation • Maintain function • Comfort Gillick MR, JAMDA 2001
  • 19. Step 3: Present Options • Supportive care vs. long-term tubefeeding (PEG or J-tube)
  • 20. Ranking the Evidence 1st 2nd 3rd • Randomized controlled trial • None! • Cohort studies • Few • Selection bias • Case series (many) • Prognostic information • No control group
  • 21. Options: Hand-Feeding • Provide food and drink to the extent that is enjoyable • Sub-optimal nutrition in favor of comfort • Palliative care – Treatment not stopped
  • 22. Tube-feeding • Over 30% of nursing home residents with advanced dementia are tube-fed* • 68% of feeding-tube insertions occur during acute hospitalization** • Wide regional variation *Mitchell SL et al, JAMA;2004 **Kuo S et al, JAMDA;2009
  • 23. Options: Tube-Feeding • Purported benefits – Aspiration – Malnutrition – Survival – Comfort
  • 24. Arch Intern Med; 1997 .5 0 .25 JAGS; 2012 Survival .75 1 1 Year Survival from Baseline by FT Status 0 100 200 Days from Baseline No FT 300 FT 400
  • 25. Tube-Feeding: Risks • Relatively safe procedure • Special considerations – Agitation – Hospital transfer for complications – Pressure ulcers: increased risk and poorer healing • Teno et al, Arch Intern Med;2012
  • 26. Step 4: Weigh Options Options Advantages Disadvantages Handfeeding Tastes food Social Interaction Focus on comfort Takes Time Inconsistent Intake Tubefeeding Nutrition delivered No Clear Benefits Complications
  • 27. Step 4: Weigh Options • Align with goal of care – Comfort – Prolong life Hand-Feeding ???
  • 28. Step 4: Weigh Options • Expert opinion and empiric data – tube-feeding has no demonstrable benefits in advanced dementia –tube-feeding should not be offered *Gillick MR, NEJM 2000 #Finucane T et al, JAMA 1999
  • 30. Step 1: Clarify Clinical Situation • Very common in end-stage dementia: ~ 50% last 90 days • High mortality • Discomfort: symptoms* and treatment *van der Steen et al, JAGS 2002
  • 31. Step 2: Goals of Care • Life prolongation • Maintain function • Comfort Gillick MR, JAMDA 2001
  • 32. Step 3: Present Options
  • 33. % residents getting antimicrobial Antimicrobial Exposure 45 40 35 30 25 20 15 10 5 0 56-43 42-29 28-15 Days prior to death *D’Agata EMD, Mitchell SL Arch Int Med 2007 14-0
  • 34. Pneumonia: survival 0.00 0.25 0.50 0.75 1.00 Survival after pneumonia episodes 0 200 400 600 analysis time No treatment IM antimicrobials Oral antimicrobials IV antimicrobials or hospitalization *Adjusted for age, gender, race, functional status, suspected aspiration, congestive heart failure, hospice referral, do-not-hospitalize order, and chest x-ray having been obtained. *Givens JL Arch Int Med 2010
  • 35. Mean SM_EOLD* Pneumonia: Comfort 45 40 35 30 25 20 15 10 5 0 Ptrend= 0.01 None Oral IM Antibiotic treatment IV or hospital *Symptom Management at the End-of-Life in Dementia, range=0-45, higher score means more comfort
  • 36. Antimicrobial Resistance • Nursing home prevalence study (N=84) – 64% advanced dementia colonized – 3 times higher than other residents • Nursing home residents bring resistant bacteria into hospitals • Public health issue *Pop-Vicas A, J Am Geriatr Soc 2008
  • 37. Step 4: Weigh Options Options Advantages Disadvantages No Greater Comfort antibiotics/ palliation Shorter Survival Antibiotics Prolong Survival Greater Discomfort Cost Antimicrobial Resistance
  • 38. Step 4: Weigh Options • Align with goal of care – Comfort – Prolong life Palliation only Antibiotics BUT… Oral may be adequate
  • 39. CASCADE: Hospital Transfers Admissions (N=74) % ER Visits (N=60) % Infections 59 Feeding Tube Cx 47 GI Bleed 8 Infection 27 Dyspnea 7 Fall 15 Fracture 5 Fracture 3 Heart Failure 3 Mental Status Change 2 Dehydration 3 Chest Pain 2 Feeding Tube Cx 3 IV insertion 2 Other 12 Jaundice 2
  • 40. Hospitalization • Most (> 75%) hospital transfers of NH advanced dementia are avoidable… Managed same efficacy in nursing home OR Not consistent with goal of care/preferences
  • 41. Decision to Hospitalize • What is the goal of care? – Survival Comfort – 95% of proxies state comfort • Does hospitalization meet that goal?
  • 42. Summary • Dementia is terminal illness • Feeding problems and infections are most common complications and decisions • Aggressive interventions are less likely when families have a better understanding of prognosis and expected complications
  • 43. Summary • Ethical decision-making  informed , guided by the goals of care • Tube-feeding has no demonstrable benefits and should not be offered • Antimicrobial treatment of pneumonia may prolong life but also cause more discomfort • Most hospitalizations avoidable
  • 44. Take home points • • • • Opportunity for advance care planning Focus on goals of care Do not feel compelled to offer everything Be knowledgeable about the best evidence • Use decision support tools/geriatric consults/team