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LIB 630 Classification and Cataloging Spring 2013




Policies and Procedures
   Developing Collection Policies
What is Policy?


     • An Australian view:
            – A Policy is an agreed statement that sets out what
              the school aims to do and the guidelines it will use
              to carry out its activities. It establishes a unique
              vision for the school and sets out principles to be
              followed by those responsible for turning policy
              into action.
                   • Wodonga Primary School, No. 37 Policy Writing
                     Procedure Policy.


February 2, 2013                     Policies and Procedures         2
What is a collection development policy?

   • collection development policy (CDP)
      – A formal written statement of the principles
        guiding a library's selection of materials,
        including the criteria used in making selection
        and deselection decisions (fields covered,
        degrees of specialization, levels of difficulty,
        languages, formats, balance, etc.) and policies
        concerning gifts and exchanges. An
        unambiguously worded collection development
        policy can be very helpful in responding to
        challenges from pressure groups.

February 2, 2013              Policies and Procedures         3
Another definition

• American Library Association:
       – “documents which define the scope of a library's
         existing collections, plan for the continuing
         development of resources, identify collection
         strengths, and outline the relationship between
         selection philosophy and the institution's goals,
         general selection criteria, and intellectual freedom.”
                   • Guide for written collection policy statements (1987),
                     cited in van Zijl, C. (1998, September). The why, what,
                     and how of collection development policies. South
                     African Journal of Library & Information Science, 66(3),
                     99.
February 2, 2013                     Policies and Procedures                    4
Why have a policy?
   • It clarifies policy decisions
   • It provides a forum for limited and specific
     conversations with faculty members
   • A written policy can also provide a basis for
     institutional continuity over time and through
     personnel changes.
   • a policy that is regularly reviewed and updated
     can help the curator weather the vicissitudes of
     budget woes
                   • A Practical Approach to Writing a Collection Development Policy


February 2, 2013                        Policies and Procedures                        5
One important reason

• To allow for balance
       – Without the authority of a collection development
         policy to stand on, it is impossible when confronted
         by an irate lecturer or librarian to rationalise why
         some material should be purchased whilst other is
         rejected. Faculty members and the management of
         the academic institution have often demanded that
         the library purchase items which serve the needs of
         only one or two users and in fact sometimes expect
         such material to be housed in their own offices
         permanently.
                   – ). The why, what, and how of collection development policies
February 2, 2013                        Policies and Procedures                     6
What is the purpose of a policy?

    • The purpose of a collection
      development policy
           – The purpose of a collection development policy
             is to create a collection of library materials that
             supports the library's mission. All decisions
             about the kinds of materials to be collected or
             accessed should be made with the mission
             statement in mind. . . The collection
             development policy sets goals for the collection
             that reflect the library's mission.
                   • Writing a Collection Development Policy

February 2, 2013                     Policies and Procedures       7
The functions of a policy

       • Use as a planning document

       • Use as a selection tool

       • Use as a means of protection

       • Use as a decision-making tool

                   • Writing a Collection Development Policy


February 2, 2013                    Policies and Procedures    8
Questions to answer

        • What is the goal of the library
          resource collection?
             [i.e. the school library collection]
        • What are the objectives of the library
          resource collection?
        • Who is responsible for
               – reviewing the development of the collection
               – evaluating, selecting and weeding resources
                   • Policy Writing for Teacher Librarians: Collection
                     Development Policy
                     [Not currently available online]
February 2, 2013                     Policies and Procedures             9
More questions

       • What types of resources are
         selected for the library resource
         collection?
       • How are resources selected?
       • What criteria are used for the evaluation of
         resources?
       • What criteria are used for the weeding of
         resources?
                   • Policy Writing for Teacher Librarians: Collection
                     Development Policy [Not currently available]

February 2, 2013                     Policies and Procedures             10
Crucial questions

        • How will the library resource centre deal with
          controversial materials?
               – See the Education Queensland web page on
                 dealing with challenged material.
        • How will the development of the collection
          be reviewed?
        • What are the collection priorities for the
          year?
                   • Policy Writing for Teacher Librarians: Collection
                     Development Policy [Not currently available]
                   •
February 2, 2013                     Policies and Procedures             11
Elements of the Collection Development Policy

          •    Community Profile
          •    Community Needs Assessment
          •    Collection Goals
          •    Selection Responsibility
          •    Selection Criteria
          •    Acquisitions
          •    Collection Evaluation and Assessment
          •    Weeding
          •    Reconsideration of Library Materials
          •    Policy Review and Revision

February 2, 2013                Policies and Procedures             12
Reconsideration of Library Materials?
     • Response to a challenge
            – Occasional objections to instructional materials will be made despite
              the quality of the selection process; therefore, the procedure for
              handling reconsideration of challenged materials in response to
              questions concerning their appropriateness should be stated. This
              procedure should establish the framework for registering a complaint
              that provides for a hearing with appropriate action while defending
              the principles of freedom of information, the students’ right to access
              of materials, and the professional responsibility and integrity of the
              school faculty. The principles of intellectual freedom are inherent in
              the First Amendment to the Constitution of the United States and are
              expressed in the Library Bill of Rights, adopted by the Council of the
              American Library Association. If instructional materials are
              questioned, the principles of intellectual freedom should be defended
              rather than the materials.
                   • Workbook for Selection Policy Writing Reconsideration


February 2, 2013                              Policies and Procedures                   13
What about Cataloging Policy?

   • Rationale
          – The purpose of this cataloging policy is to maintain
              consistency within the building and between buildings
              within the district. Maintaining such consistency enables
              students, library staff, or teachers transferring within the
              district or moving into the district the ability to learn and use
              the catalog with ease. All users will be able to find materials
              because authority control maintains consistency within the
              collection. A cataloging policy explains the purpose for
              procedures and makes it possible for them to be updated or
              changed as needed over time.
                   • CATALOGING POLICY MANUAL for a proposed elementary library
                     media collection [no author, no date]

February 2, 2013                         Policies and Procedures                  14
Kentucky recommendations




                      Sample policy from Jefferson County

February 2, 2013        Policies and Procedures             15
More from Kentucky




February 2, 2013    Policies and Procedures   16

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Policies and procedures

  • 1. LIB 630 Classification and Cataloging Spring 2013 Policies and Procedures Developing Collection Policies
  • 2. What is Policy? • An Australian view: – A Policy is an agreed statement that sets out what the school aims to do and the guidelines it will use to carry out its activities. It establishes a unique vision for the school and sets out principles to be followed by those responsible for turning policy into action. • Wodonga Primary School, No. 37 Policy Writing Procedure Policy. February 2, 2013 Policies and Procedures 2
  • 3. What is a collection development policy? • collection development policy (CDP) – A formal written statement of the principles guiding a library's selection of materials, including the criteria used in making selection and deselection decisions (fields covered, degrees of specialization, levels of difficulty, languages, formats, balance, etc.) and policies concerning gifts and exchanges. An unambiguously worded collection development policy can be very helpful in responding to challenges from pressure groups. February 2, 2013 Policies and Procedures 3
  • 4. Another definition • American Library Association: – “documents which define the scope of a library's existing collections, plan for the continuing development of resources, identify collection strengths, and outline the relationship between selection philosophy and the institution's goals, general selection criteria, and intellectual freedom.” • Guide for written collection policy statements (1987), cited in van Zijl, C. (1998, September). The why, what, and how of collection development policies. South African Journal of Library & Information Science, 66(3), 99. February 2, 2013 Policies and Procedures 4
  • 5. Why have a policy? • It clarifies policy decisions • It provides a forum for limited and specific conversations with faculty members • A written policy can also provide a basis for institutional continuity over time and through personnel changes. • a policy that is regularly reviewed and updated can help the curator weather the vicissitudes of budget woes • A Practical Approach to Writing a Collection Development Policy February 2, 2013 Policies and Procedures 5
  • 6. One important reason • To allow for balance – Without the authority of a collection development policy to stand on, it is impossible when confronted by an irate lecturer or librarian to rationalise why some material should be purchased whilst other is rejected. Faculty members and the management of the academic institution have often demanded that the library purchase items which serve the needs of only one or two users and in fact sometimes expect such material to be housed in their own offices permanently. – ). The why, what, and how of collection development policies February 2, 2013 Policies and Procedures 6
  • 7. What is the purpose of a policy? • The purpose of a collection development policy – The purpose of a collection development policy is to create a collection of library materials that supports the library's mission. All decisions about the kinds of materials to be collected or accessed should be made with the mission statement in mind. . . The collection development policy sets goals for the collection that reflect the library's mission. • Writing a Collection Development Policy February 2, 2013 Policies and Procedures 7
  • 8. The functions of a policy • Use as a planning document • Use as a selection tool • Use as a means of protection • Use as a decision-making tool • Writing a Collection Development Policy February 2, 2013 Policies and Procedures 8
  • 9. Questions to answer • What is the goal of the library resource collection? [i.e. the school library collection] • What are the objectives of the library resource collection? • Who is responsible for – reviewing the development of the collection – evaluating, selecting and weeding resources • Policy Writing for Teacher Librarians: Collection Development Policy [Not currently available online] February 2, 2013 Policies and Procedures 9
  • 10. More questions • What types of resources are selected for the library resource collection? • How are resources selected? • What criteria are used for the evaluation of resources? • What criteria are used for the weeding of resources? • Policy Writing for Teacher Librarians: Collection Development Policy [Not currently available] February 2, 2013 Policies and Procedures 10
  • 11. Crucial questions • How will the library resource centre deal with controversial materials? – See the Education Queensland web page on dealing with challenged material. • How will the development of the collection be reviewed? • What are the collection priorities for the year? • Policy Writing for Teacher Librarians: Collection Development Policy [Not currently available] • February 2, 2013 Policies and Procedures 11
  • 12. Elements of the Collection Development Policy • Community Profile • Community Needs Assessment • Collection Goals • Selection Responsibility • Selection Criteria • Acquisitions • Collection Evaluation and Assessment • Weeding • Reconsideration of Library Materials • Policy Review and Revision February 2, 2013 Policies and Procedures 12
  • 13. Reconsideration of Library Materials? • Response to a challenge – Occasional objections to instructional materials will be made despite the quality of the selection process; therefore, the procedure for handling reconsideration of challenged materials in response to questions concerning their appropriateness should be stated. This procedure should establish the framework for registering a complaint that provides for a hearing with appropriate action while defending the principles of freedom of information, the students’ right to access of materials, and the professional responsibility and integrity of the school faculty. The principles of intellectual freedom are inherent in the First Amendment to the Constitution of the United States and are expressed in the Library Bill of Rights, adopted by the Council of the American Library Association. If instructional materials are questioned, the principles of intellectual freedom should be defended rather than the materials. • Workbook for Selection Policy Writing Reconsideration February 2, 2013 Policies and Procedures 13
  • 14. What about Cataloging Policy? • Rationale – The purpose of this cataloging policy is to maintain consistency within the building and between buildings within the district. Maintaining such consistency enables students, library staff, or teachers transferring within the district or moving into the district the ability to learn and use the catalog with ease. All users will be able to find materials because authority control maintains consistency within the collection. A cataloging policy explains the purpose for procedures and makes it possible for them to be updated or changed as needed over time. • CATALOGING POLICY MANUAL for a proposed elementary library media collection [no author, no date] February 2, 2013 Policies and Procedures 14
  • 15. Kentucky recommendations Sample policy from Jefferson County February 2, 2013 Policies and Procedures 15
  • 16. More from Kentucky February 2, 2013 Policies and Procedures 16