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New Modalities in Stem
 Cell Transplantation


 Richard Champlin, M.D.
Major Innovations SCT-CT
• Nonmyeloablative Conditioning
• Alternative Donors
  – Cord Blood
  – Haploidentical Transplants
• Cell Therapy
  – T-cells
  – Chimeric Antigen Receptors
  – NK Cells
Hematopoietic Stem Cell Transplantation
          Preparative           D       D
          Regimen           D       D
                            HSCT




                                                                D
     R
R                                                           D
           R                                            D
     RL                                                         D
RL                                                          D
 Allogeneic hematopoietic is an effective, but toxic treatment for
 hematologic malignancies, associated with a high risk of morbidity
 and mortality (10->50%), restricting its use to young patients without
 comorbidities
Goal of Conditioning Regimen
• Provide immune suppression to prevent
  rejection and create “space” for
  engraftment
• Eradicate the malignancy
  – Most effective drugs/radiation treatments
    for hematologic malignancies also kill
    normal myeloid and lymphoid cells
  – Kill malignant stem cells
Allogeneic BMT for CML
       Importance of GVL
            High Dose
            Chemoradiotherapy
                                             Donor Lymphocyte
                                             Infusion


Remission

                                T-cell
                                depletion
                                Identical twin

                            Unmodified           Limit of
                                                 Detection




                 BMT    Time
Graft-vs-Malignancy
           Allogeneic SCT
• High dose therapy and allogeneic SCT is an
  effective treatment for hematologic malignancies
• Much of the benefit of alloSCT is due to immune
  GVL effect; therefore maximally ablative therapy
  may not be needed.
• Lower dose nonmyeloablative preparative
  regimens are sufficient to prevent rejection.
• We hypothesized that a reduced intensity,
  nonmyeloablative allogeneic transplant could
  reduce toxicity and allow successful treatment of
  older patients and those with major comorbidities.
Nonablative and Reduced
  Intensity Regimens

Nonablative    Reduced Intensity Ablative
                                 TBI/CyT
   F-TBI
   2Gy               BuF          BuCy
                MF
   FCR




           Myelosuppression

                              Champlin et al 2000
Nonmyeloablative Transplant
       PreparativeDsc DT                  DT
       Regimen D DT                     DT DT

                HSCT                    +DLI




                                  Dsc             DT         DB
      R
R                      DNK                             Dsc
           R                 DT                  DNK
      RL                          R                          D
RL                      RL                             D



    Recipient   Donor Mixed Chimera            Complete Chimera
Busulfan AUC Relative to Toxicity and aGVHD
               0.8
                           Probability of Mucositis ≥ 3                                    Probability of GI Toxicity ≥ 3




                                                                               0.8
               0.6




                                                                               0.6
 Probability




                                                                 Probability
               0.4




                                                                               0.4
               0.2




                                                                               0.2
                                                                               0.0
               0.0




                     800     1000   1200    1400   1600   1800                       800     1000   1200    1400   1600     1800

                                           AUC                                                             AUC


                       Probability of Hepatic Toxicity ≥ 2                                   Probability of GVHD ≥ 2




                                                                               1.0
               0.8




                                                                               0.8
               0.6




                                                                               0.6
 Probability




                                                                 Probability
               0.4




                                                                               0.4
               0.2




                                                                               0.2
               0.0




                                                                               0.0




                     800     1000   1200    1400   1600   1800                       800     1000   1200    1400   1600     1800

                                           AUC                                                             AUC



                                                                                      Andersson et al 2002
Pathophysiology of
               Acute GVHD




APC=antigen-presenting cell; CTL=cytotoxic T lymphocyte; IFN=interferon;
IL=interleukin; LPS=lipopolysaccharide; Mac=macrophage; NK=natural killer cell;
TH=T-helper cell; TNF-α=tumor necrosis factor-alpha.
Grade 2-4 Acute GVHD

    1.00



A
C   0.75
U              HR 3.1 (CI= 1.3-7.2)
T
E
    0.50
G                                     BUCY/FM
V
H
D   0.25




    0.00                              NMA
           0                 50                 100
                         Days
Nonablative BMT
• Reduced toxicity
• Reduced GVHD
• Similar infections occur, but generally
  respond to therapy

• Lower treatment related mortality
• Can extend the use of HSCT to patients
  up to 75 years of age
Comparisons Albative vs. RIC SCT
  • Lack of randomized controlled trials
  • Non-randomized comparisons always
    confounded by different patient populations
    – Ablative- young, fit patients
    – RIC- Older patients with comorbidities
  • Conclusions
    – RIC higher relapse, lower NRM, survival not
      significantly different.
  • Can one develop effective anti-tumor
    preparative regimens, with acceptable (less)
    toxicity?
IV Bu-Flu Overall Survival
                                                       and Event Free Survival
                       1.0




                                                                                                                       1.0
                       0.8




                                                                                                                       0.8
                                                                                              Event-free probability
Survival Probability
                       0.6




                                                                                                                       0.6
                       0.4




                                                                                                                       0.4
                                                                                                                                                  In remission, PB.blast=0
                                                                                                                                                  Active Disease, PB.blast=0
                                                                                                                                                  Active Disease, PB.blast>0
                       0.2




                                 In remission, PB.blast=0                                                              0.2
                                 Active Disease, PB.blast=0                  p<0.0001
                                 Active Disease, PB.blast>0                                                                                                 p<0.0001
                       0.0




                                                                                                                       0.0




                             0   20           40              60        80      100     120                                  0   20   40     60           80           100     120

                                                          Time(weeks)                                                                      Time(weeks)
Nonablative AlloSCT vs Chemo for
           Elderly AML
Opportunities for Cure in CML

                Preparative Regimen
CML Cell Mass




                                                 Donor Lymphocyte
                                      Imatinib
                                                 Infusion




                                  Time
Survival
Ablative Allo-BMT in
                           Indolent Lymphoma
             100
                                                      Survival
                                                      DFS
 Probability, %




                  80                                  Treatment-related mortality
                                                      Relapse
                  60


                  40


                  20


                  0
                       0    1             2    3            4          5            6
van Besien et al. Blood. 1998;92:1832-1836.   Years
NON-MYELOABLATIVE ALLOGENEIC SCT


                   Conditioning Regimen


   Rituximab           Fludarabine 30 mg/m2       Rituximab
   375 mg/m2           Cyclophosphamide 750 mg/m2 1000
mg/m2

                                       ASCT


Days
       -13            -6 -5 -4 -3          0     +1              +8

•ATG 15 mg/kg daily, was given days –5 to –3 for mismatched or unrelated SCT
•Tacrolimus and methotrexate were used for GVHD prophylaxis
FCR allo SCT for Low Grade
        Lymphoma




               Khouri et al Blood 2008
Rituximab: Mechanism of Action
                   Antibody-Dependent Cell-Mediated
                          Cytotoxicity (ADCC)


                                                       Macrophage,
                                                         Monocyte,
                                                      or Natural Killer
                                                            Cell
            CD20
                                               FcγRI, FcγRII, or
                                                   FcγRIII
                                                      CELL
                                                      LYSIS


Anderson DR, et al. Biochem Soc Trans. 1997;25:705-708,
Clynes RA, et al. Nat Med. 2000;6:443-446.
Rituximab
Antigen Presentation and Cross-Priming



     Tumor Cell
                                  T Cells


              FcR       Tumor Antigen



                      Dendritic Cell
Efficacy of Nonablative HSCT
Highly Effective         Dose Intensity
(better than ablative)   Important
LGL, CLL                 CML
Mantle cell lymphoma     AML /MDS
Myeloma (tandem)?        LCL, Hodgkin’s disease
Renal Cell, Ovarian      ALL
Breast CA-Promising
ATG with RIC SCT
      CIBMTR-Soiffer Blood 2011
• Compare T-replete transplants with no
  ATG, ATG, Alemtuzumab
• ATG- assoc with decreased cGVHD,
  increased relapse, worse PFS and
  survival
• Alemtuzumab- assoc with decreased
  acute and cGVHD, increased relapse,
  no change in survival
Best Available Donor
MD Anderson Cord Blood Bank
     Elizabeth J. Shpall MD
Cord Blood Transplantation
• Rich source of stem cells
• ~50,000 units banked, immediately available
  for transplantation
• Immunologically immature- less prone to
  produce GVHD
• Less risk of transmitting infection
• Can successfully transplant across HLA
  mismatch
• Major concern- low stem cell dose, longer
  time to engraftment- may be overcome by ex
  vivo expansion
• Results comparable to MUD BMTs
Mesenchymal Stem Cells (MSC)

             • MSC are a stromal component
             of the hematopoietic
             microenvironment.

             • They provide cellular and
             extracellular components of the
             stem cell “niche”.

             • When isolated and used in vitro
             in combination with cytokines,
             MSC markedly increase the
             expansion of CB hematopoietic
             progenitors.
Co-culture with MSC significantly enhances
             ex vivo expansion of CB cells




Fold increase    x13      x25       x7     x14     x200      x44
  Day 14 hematopoietic output from liquid culture of CD133+ (solid bar) vs.
         co-culture of non-selected CB cells with MSC (striped bar)

                              Robinson et al. Bone Marrow Transplantati
MSC-CB Expansion Trial Engraftment Data

 Median time to engraftment (range)

       Neutrophil (>500/µl)                  15 days (range 9-42)
       Platelet (>20,000/µl)                 40 days (range 13-62)


 Cumulative Incidence of Engraftment

       Neutrophil (>500/µl)                  97% (n=31)
       Platelet (>20,000/µl)                 81% (n=26)

 - One patient died before engraftment



              de Lima et al. Blood (ASH Annual Meeting Abstracts), 2010; 116: 362
Post Transplant Cyclophosphamide
 for Haploidentical Transplantation
NST for Haploidentical
  Transplantation




            Luznick et al 2008
Cell Therapy +/- HSCT
T-cell Immune Response

T-Cell Activation
and Proliferation




                           36
Chimeric antigen receptors (CARs)
TCR-complex
                                                   Antibody
     α β
γε         εδ
                ζ ζ
                                              vL
                                      Fab
                                            vH      CL
                                                   CH1




                            vH   vL




                  Chimeric antigen receptor
                                      (Eshhar et al; PNAS 1993)
Chimeric Antigen Receptors




                Cooper et al
Allo NK-based conditioning:
Ablation of recipient targets
                                         Kill recipient APCs =
                                         protection from GvHD
 Donor                                   DC
 alloreactive
                                                             DC
 NK cells
                                           DC
                   NK
                                Lysis
      NK
                        NK              Lysis
                                                     leukemia
           Lysis
                                                Kill leukemia =
     T         TT        T                      GvL effect
   Kill recipient T cells =
   improved engraftment
                                            Ruggeri et al. Science 2002
Addition of NK cells to HSCT
Phase I/II study to determine toxicity and efficacy of addition of
alloreactive NK cells to high dose chemotherapy and allogeneic
stem cell transplantation for myeloid leukemias


                  Haploidentical
                  Allo reactive                          Allo match
   Busulfan       NK Cells                               PBPC
                                                   ATG
   Fludarabine



                                              Champlin et al
Hematopoiesis
                       T-lymphocytes
Stem Cells
                       B-lymphocytes


                            Granulocytes

                             Monocytes

                             Eosinophils

                             Basophils

                             Erythrocytes
                              Megakaryocytes
                                 Platelets
Glands
GI tract, islet cells
                                             Immune System



                                               Blood
 Heart
                 Stem Cell


Mesenchymal
 Blood vessels
 Fibrous tissue
                                             Nervous System

                    Liver and other organs
Approach to Abrogate GVHD
Suicide Switch- Prevention of GVHD




                                45
Modified Caspace 9- Self
    Destruct Switch




                           46
If We Can Prevent GVHD
• Dramatically expand use of allogeneic
  SCT
     • Bone marrow failure/immune deficiency/metabolic
       diseases of hematopoietic cells
     • Non malignant hematologic/metabolic/immune
       mediated diseases
        – Thalassemia, Hemoglobinapathies
        – Autoimmune diseases
            » Arthritis, Diabetes, Rheumatologic diseases, ……
     • Tolerance for Organ Transplants
     • Malignant Diseases
        – Eliminates major toxicity of highly effective treatment
Ideal Nonablative Hematopoietic Transplant
       Preparative D D               D    D   D
       Regimen D D                   Vaccine or
                                     Immune
                 HSCT
                                     Effector cells




      R    R                 R                        D       D
                                 D
R                       D                                 D
           R                 D                        D
      RL                         R                            D
RL                      RL                                D
    Recipient   Donor       Tolerant      Complete Chimera
                            Mixed Chimera
       No GVHD, Immune Reconstitution, GVL for malignancy

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Newest Modalities in Bone Marrow Transplantation

  • 1. New Modalities in Stem Cell Transplantation Richard Champlin, M.D.
  • 2. Major Innovations SCT-CT • Nonmyeloablative Conditioning • Alternative Donors – Cord Blood – Haploidentical Transplants • Cell Therapy – T-cells – Chimeric Antigen Receptors – NK Cells
  • 3. Hematopoietic Stem Cell Transplantation Preparative D D Regimen D D HSCT D R R D R D RL D RL D Allogeneic hematopoietic is an effective, but toxic treatment for hematologic malignancies, associated with a high risk of morbidity and mortality (10->50%), restricting its use to young patients without comorbidities
  • 4. Goal of Conditioning Regimen • Provide immune suppression to prevent rejection and create “space” for engraftment • Eradicate the malignancy – Most effective drugs/radiation treatments for hematologic malignancies also kill normal myeloid and lymphoid cells – Kill malignant stem cells
  • 5. Allogeneic BMT for CML Importance of GVL High Dose Chemoradiotherapy Donor Lymphocyte Infusion Remission T-cell depletion Identical twin Unmodified Limit of Detection BMT Time
  • 6.
  • 7. Graft-vs-Malignancy Allogeneic SCT • High dose therapy and allogeneic SCT is an effective treatment for hematologic malignancies • Much of the benefit of alloSCT is due to immune GVL effect; therefore maximally ablative therapy may not be needed. • Lower dose nonmyeloablative preparative regimens are sufficient to prevent rejection. • We hypothesized that a reduced intensity, nonmyeloablative allogeneic transplant could reduce toxicity and allow successful treatment of older patients and those with major comorbidities.
  • 8.
  • 9. Nonablative and Reduced Intensity Regimens Nonablative Reduced Intensity Ablative TBI/CyT F-TBI 2Gy BuF BuCy MF FCR Myelosuppression Champlin et al 2000
  • 10. Nonmyeloablative Transplant PreparativeDsc DT DT Regimen D DT DT DT HSCT +DLI Dsc DT DB R R DNK Dsc R DT DNK RL R D RL RL D Recipient Donor Mixed Chimera Complete Chimera
  • 11. Busulfan AUC Relative to Toxicity and aGVHD 0.8 Probability of Mucositis ≥ 3 Probability of GI Toxicity ≥ 3 0.8 0.6 0.6 Probability Probability 0.4 0.4 0.2 0.2 0.0 0.0 800 1000 1200 1400 1600 1800 800 1000 1200 1400 1600 1800 AUC AUC Probability of Hepatic Toxicity ≥ 2 Probability of GVHD ≥ 2 1.0 0.8 0.8 0.6 0.6 Probability Probability 0.4 0.4 0.2 0.2 0.0 0.0 800 1000 1200 1400 1600 1800 800 1000 1200 1400 1600 1800 AUC AUC Andersson et al 2002
  • 12. Pathophysiology of Acute GVHD APC=antigen-presenting cell; CTL=cytotoxic T lymphocyte; IFN=interferon; IL=interleukin; LPS=lipopolysaccharide; Mac=macrophage; NK=natural killer cell; TH=T-helper cell; TNF-α=tumor necrosis factor-alpha.
  • 13. Grade 2-4 Acute GVHD 1.00 A C 0.75 U HR 3.1 (CI= 1.3-7.2) T E 0.50 G BUCY/FM V H D 0.25 0.00 NMA 0 50 100 Days
  • 14. Nonablative BMT • Reduced toxicity • Reduced GVHD • Similar infections occur, but generally respond to therapy • Lower treatment related mortality • Can extend the use of HSCT to patients up to 75 years of age
  • 15. Comparisons Albative vs. RIC SCT • Lack of randomized controlled trials • Non-randomized comparisons always confounded by different patient populations – Ablative- young, fit patients – RIC- Older patients with comorbidities • Conclusions – RIC higher relapse, lower NRM, survival not significantly different. • Can one develop effective anti-tumor preparative regimens, with acceptable (less) toxicity?
  • 16. IV Bu-Flu Overall Survival and Event Free Survival 1.0 1.0 0.8 0.8 Event-free probability Survival Probability 0.6 0.6 0.4 0.4 In remission, PB.blast=0 Active Disease, PB.blast=0 Active Disease, PB.blast>0 0.2 In remission, PB.blast=0 0.2 Active Disease, PB.blast=0 p<0.0001 Active Disease, PB.blast>0 p<0.0001 0.0 0.0 0 20 40 60 80 100 120 0 20 40 60 80 100 120 Time(weeks) Time(weeks)
  • 17. Nonablative AlloSCT vs Chemo for Elderly AML
  • 18. Opportunities for Cure in CML Preparative Regimen CML Cell Mass Donor Lymphocyte Imatinib Infusion Time
  • 20. Ablative Allo-BMT in Indolent Lymphoma 100 Survival DFS Probability, % 80 Treatment-related mortality Relapse 60 40 20 0 0 1 2 3 4 5 6 van Besien et al. Blood. 1998;92:1832-1836. Years
  • 21. NON-MYELOABLATIVE ALLOGENEIC SCT Conditioning Regimen Rituximab Fludarabine 30 mg/m2 Rituximab 375 mg/m2 Cyclophosphamide 750 mg/m2 1000 mg/m2 ASCT Days -13 -6 -5 -4 -3 0 +1 +8 •ATG 15 mg/kg daily, was given days –5 to –3 for mismatched or unrelated SCT •Tacrolimus and methotrexate were used for GVHD prophylaxis
  • 22. FCR allo SCT for Low Grade Lymphoma Khouri et al Blood 2008
  • 23. Rituximab: Mechanism of Action Antibody-Dependent Cell-Mediated Cytotoxicity (ADCC) Macrophage, Monocyte, or Natural Killer Cell CD20 FcγRI, FcγRII, or FcγRIII CELL LYSIS Anderson DR, et al. Biochem Soc Trans. 1997;25:705-708, Clynes RA, et al. Nat Med. 2000;6:443-446.
  • 24. Rituximab Antigen Presentation and Cross-Priming Tumor Cell T Cells FcR Tumor Antigen Dendritic Cell
  • 25. Efficacy of Nonablative HSCT Highly Effective Dose Intensity (better than ablative) Important LGL, CLL CML Mantle cell lymphoma AML /MDS Myeloma (tandem)? LCL, Hodgkin’s disease Renal Cell, Ovarian ALL Breast CA-Promising
  • 26. ATG with RIC SCT CIBMTR-Soiffer Blood 2011 • Compare T-replete transplants with no ATG, ATG, Alemtuzumab • ATG- assoc with decreased cGVHD, increased relapse, worse PFS and survival • Alemtuzumab- assoc with decreased acute and cGVHD, increased relapse, no change in survival
  • 28. MD Anderson Cord Blood Bank Elizabeth J. Shpall MD
  • 29. Cord Blood Transplantation • Rich source of stem cells • ~50,000 units banked, immediately available for transplantation • Immunologically immature- less prone to produce GVHD • Less risk of transmitting infection • Can successfully transplant across HLA mismatch • Major concern- low stem cell dose, longer time to engraftment- may be overcome by ex vivo expansion • Results comparable to MUD BMTs
  • 30. Mesenchymal Stem Cells (MSC) • MSC are a stromal component of the hematopoietic microenvironment. • They provide cellular and extracellular components of the stem cell “niche”. • When isolated and used in vitro in combination with cytokines, MSC markedly increase the expansion of CB hematopoietic progenitors.
  • 31. Co-culture with MSC significantly enhances ex vivo expansion of CB cells Fold increase x13 x25 x7 x14 x200 x44 Day 14 hematopoietic output from liquid culture of CD133+ (solid bar) vs. co-culture of non-selected CB cells with MSC (striped bar) Robinson et al. Bone Marrow Transplantati
  • 32. MSC-CB Expansion Trial Engraftment Data Median time to engraftment (range) Neutrophil (>500/µl) 15 days (range 9-42) Platelet (>20,000/µl) 40 days (range 13-62) Cumulative Incidence of Engraftment Neutrophil (>500/µl) 97% (n=31) Platelet (>20,000/µl) 81% (n=26) - One patient died before engraftment de Lima et al. Blood (ASH Annual Meeting Abstracts), 2010; 116: 362
  • 33. Post Transplant Cyclophosphamide for Haploidentical Transplantation
  • 34. NST for Haploidentical Transplantation Luznick et al 2008
  • 36. T-cell Immune Response T-Cell Activation and Proliferation 36
  • 37. Chimeric antigen receptors (CARs) TCR-complex Antibody α β γε εδ ζ ζ vL Fab vH CL CH1 vH vL Chimeric antigen receptor (Eshhar et al; PNAS 1993)
  • 39. Allo NK-based conditioning: Ablation of recipient targets Kill recipient APCs = protection from GvHD Donor DC alloreactive DC NK cells DC NK Lysis NK NK Lysis leukemia Lysis Kill leukemia = T TT T GvL effect Kill recipient T cells = improved engraftment Ruggeri et al. Science 2002
  • 40. Addition of NK cells to HSCT Phase I/II study to determine toxicity and efficacy of addition of alloreactive NK cells to high dose chemotherapy and allogeneic stem cell transplantation for myeloid leukemias Haploidentical Allo reactive Allo match Busulfan NK Cells PBPC ATG Fludarabine Champlin et al
  • 41. Hematopoiesis T-lymphocytes Stem Cells B-lymphocytes Granulocytes Monocytes Eosinophils Basophils Erythrocytes Megakaryocytes Platelets
  • 42. Glands GI tract, islet cells Immune System Blood Heart Stem Cell Mesenchymal Blood vessels Fibrous tissue Nervous System Liver and other organs
  • 43.
  • 46. Modified Caspace 9- Self Destruct Switch 46
  • 47. If We Can Prevent GVHD • Dramatically expand use of allogeneic SCT • Bone marrow failure/immune deficiency/metabolic diseases of hematopoietic cells • Non malignant hematologic/metabolic/immune mediated diseases – Thalassemia, Hemoglobinapathies – Autoimmune diseases » Arthritis, Diabetes, Rheumatologic diseases, …… • Tolerance for Organ Transplants • Malignant Diseases – Eliminates major toxicity of highly effective treatment
  • 48. Ideal Nonablative Hematopoietic Transplant Preparative D D D D D Regimen D D Vaccine or Immune HSCT Effector cells R R R D D D R D D R D D RL R D RL RL D Recipient Donor Tolerant Complete Chimera Mixed Chimera No GVHD, Immune Reconstitution, GVL for malignancy