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1.Preclinical evaluation( regulation toxicity studies)
2.Clinical evaluation including pharmacovigilance
Presented by
Kamrudeen samani
fourth year
B. Pharm(Roll No:- one)
Acharya and B.M REDDY COLLEGE OF
PHARMACY, BANGALORE
Broadly speaking the drug development process can
be divided into three main phase ,namely
1.Drug discovery phase:- During which the candidate
molecules are chosen on the basis of their pharmacological
properties
2.Preclinical phase :- During which a wide range of
animals studies are performed examples ..pharmacokinetic,
pharmacodynamics, toxicity studies.
3.Clinical trial phase :- During which the lead compound
is evaluated for efficacy, safety and adverse effects in the
human volunteers and patients
PRECLINICAL EVALUATION PHASE (ANIMAL STUDIES )
Initially, Animals studies are performed to define the pharmacological profile
of the lead compound .the aim during the preclinical phase of development is
to satisfy all the requirement that are needed before a compound is
considered fit to be tested for first time in human.
 Especially the toxicological studies, is done according to the standard laid
down in a formal operating code known as “GOOD LABORATORY
PRACTICES”
This ensures reliability and reproducibility of laboratory data and minimizes
human errors.
Out of the 10,000 compound screened during drug discovery phase, only 10
qualify the phase of preclinical evaluation which are then subjected to clinical
trials in humans.
Studies during the preclinical phase usually require 1.5 to 2 years
Pharmacodynamics studies
In search for an antihypertensive activity of lead compound , the study can be
undertaken on dogs, cats, rats, to find out systolic –diastolic blood pressure
change and other cardiac effects like ECG changes, inotropic- chronoscopic
effect, cardiac output and total peripheral resistance.
 Once the lead compound exhibits promising results then the studies can be
further made at cellular level.
Effect on vascular and other muscles can be evaluated in vitro on isolated
arteries/vein ,heart or ileum of rat or quinea pig
 An evidence for its receptor activity can be gathered in vitro on cultured cells.
Depending on the results, the studies can be further extended to molecular
level to find out receptor affinity and selectively by performing in vitro receptor
binding studies on cell membrane fractional from organs or culture cells.
The graded response assay are then performed to find out ED50 of the
drugs.
PHARMACOKINETIC STUDIES
After performing toxicological studies , the promising test compound is
subjected to pharmacokinetic studies in several species of animals like rats,
dogs, and sometimes monkeys .
Beside studying its absorption, distribution, metabolism and excretion, these
studies also establish its relative bioavailability after its oral or parental
administration
Its elimination half life (t1/2) is also estimated from the pharmacokinetic data.
Toxicological studies
Acute toxicity :- The aim is to find the acute dose that is lethal to 50% of the
animal (LD50). The studies is done at least on two animals species and the drug is
given in graded dose to several group of animal by at least two routes, one of
which should be the proposed route to be used in human beings.
Sub acute toxicity :-The aim is to identify the target organ
to drug toxicity the three doses are used on two animals species .the animals are
maintained at the maximum tolerated doses for a minimum period of four weeks to
a maximum of three months so as to allow for the development of pathological
change.
Finally the animals are killed and subjected to histopathological studies.
Chronic toxicity:- Goal are the same as for sub acute toxicity, usually two animals
species (one rodent and one non rodent ) are used. The duration of study may
range from one to two years. These studies may also run simultaneously with
clinical trial, to cut short the time factor.
Special toxicity:- Now a days toxicological data on teratogenicity( including the
effects on reproductive functions),mutagenicity and carcinogenicity have become
mandatory after the unfortunate episode of thalidomide disaster in 1961 which left
more than 10,000 newborn congenitally deformed and crippled due to phocomelia
a) Effect on reproductive performance :-studies are carried out on rats treated
with the test drugs before and after mating period .effects of drugs on
mating behavior, fertility, parturition and lactation are noticed, including
perinatal and postnatal effect if any..
b) Teratogenicity:- Such study are carried out in two animals species ( rats
and rabbits) to assess the effect of drugs on organogenesis . The drugs is
given after the mating, during the period of organogenesis .fetus is then
examined for any skeletal or birth defects.
c) Carcinogenicity :- Malignant and benign tumors occur spontaneously and
can also be induced by drugs sometime as are results of mutation. Such
studies can still be performed on at least two animals species, by giving
same dose as used for chronic toxicity, for two year with assessment of
hematological finding.
d) Mutagenicity:- when a mutation occur in reproductive cells (spermatozoa
or ova ), then a hereditary defect occur which may appear in the first
generation progeny of the individual., AMES TEST is conducted
e) local toxicity :- These studies is required when the drug is used topically
.these may include 1. dermal photo- toxicity studies 2. vaginal toxicity test
3. ocular toxicity studies4.inhalational studies 5,allergy studies . If the drugs
are given per rectal route, then rectal tolerance tests e.g. (rectal
inflammation etc.) are performed .
Clinical trial phase(human trials)
Clinical trials mean a systematic study of a new drug in human subject to generate data for
discovery or verifying the clinical Claim or pharmacological and adverse effect with an aim
to determine the safety and efficacy of the drug.
 when the new compound passes the clinical pharmacological screening, the manufacturer
may file a “preclinical new drug” or “investigational new drug” application (IND application)
to an authorized drug control body of the respective country.
The IND application must contain the following
1.The chemical structure, its sources, its manufacturing data with details of its purity
2.The preclinical data about pharmacodynamics, Pharmacokinetics, and toxicological studies
with ED50 and LD50 data.
3.Specification of dosage forms in which its has to be administered to human beings.
4. Detailed description of investigation protocol to be undertaken (including the dose and
route of administration)
5.The name and qualifications of each investigator and the facilities available to them,
6.An agreement from the sponsor to submit annual progress reports regularly.
7. A certification that “informed consent” will be obtained from human volunteer and that
“ethics of research in human begins” will be strictly followed.
Note :- only when the approval is given by the regulatory body, the drugs can be
administered to the men for clinical trials.
PHASES OF CLINICAL TRIALS
 Phase one
 Phase Two
 Phase Three
 Phase Four
Phase one:- It is the phase of clinical pharmacological evolution of new drug and is
performed on a small number (25-100) of healthy volunteers. If the drugs is expected to have
significant toxicity(as in the case of anticancer drugs or drugs to be used in AIDS therapy),
the volunteers with the particular disease are used rather than healthy volunteers.
Objective :-
1.To check for safety( i.e. whether the drug affect any cardiovascular, hepatic or renal
function adversely) and to check its tolerability (i.e. doses the drugs produce any unpleasant
symptom like headache ,nausea, vomiting.
2. To determine whether human and animals show significant pharmacokinetic differences.
3. To determine the pharmacokinetic of the drug in human so as to decide whether the
deficiency in drugs effects, if any, is a results of its lack of absorption or its faster elimination.
4.To detect any predictable toxicity.
Phase Two
In this phase, the drug is studied for the first time in patients with target disease,
to determine its efficacy (i.e., proof of claims)
 the main purpose of phase 2 trails is to gather evidence that the drug has the
effects as suggested by preclinical trials hence the end point is decided .
These trials is divided into early and late phase
In early phase 2:-
A small number of patients (up to 200) are studied in details to observe the
potential therapeutically benefits and side effects.
Its is usually a single blind design where only the subject does
not not known whether he is taking an inert placebo(if used) or the new
drugs(under trial).
In late phase 2:-
 It is conducted on a large number of patient (200-400) in controlled double blind
manner, where the investigator is also ignorant (besides the subject) whether he
is prescribing a placebo, or a positive control medicine or new drugs under trail.
Phase Three These are large- scale multicenter (heterogeneous population) randomized double- blind trials in patients(1000-
5000 plus) to further establish the safety and efficacy.
 These are designed to minimize error in the information gathered in phase 1 and phase 2 trials
 Therefore these trials are made using double-blind cross- over designs like those set out in below.
 NEW DRUGS APPLICATION:- once the phase 3 trails are completed satisfactorily the sponsors are file a “new
drug application”
 The new drug application contains thousand of page and includes complete detailed monograph of the product,
the result trails
 If the documentation is acceptable and is in compliance with the regulations, the drugs control authorities can
allow the drugs to enter the markets with “new drugs status”
 Phase Four
 Once the approval is obtained to market the drugs, phase 4 of the trails begins.it is the post- licensing phase –
field trails.
 phase four has no fixed duration as it is the surveillance phase during the post –marketing clinical use of the
drugs.
 The performance of the drugs is monitored for several years immediately after marketing, to discover relatively
rare side effect (e.g. congenital effects).
 During the “new drug status “ period ,the manufacturer is expected to report any new information about the
drugs concerning its safety. Such periodic safety update report (PSUR) is to be submitted every six months for
first 2 years and manually for next 2 years.
Pharmacovigilance
 Pharmakon (Greek) = Medical substance & Vigilia (Latin) = To keep watch.
WHO definition
 The science & activities relating to the detection, assessment, understanding
& preventing of adverse effects or any other drug related problem.
 Pharmacovigilance (PV or PhV), also known as drug safety, is the
pharmacological science relating to the collection, detection, assessment,
monitoring, and prevention of adverse effects with pharmaceutical products.
 Pharmacovigilance is concerned with identifying the hazards associated with
pharmaceutical products and with minimizing the risk of any harm that may
come to patients.
Aim
To improve patient care and safety in relation to the
use of medicines, and all Medicine and paramedical
interventions.
 To improve public health and safety in relation to the
use of medicines.
 To contribute to the assessment of benefit, harm,
effectiveness and risk of Medicines, encouraging their
safe, rational and more effective use .
 To promote understanding, education and clinical
training in pharmacovigilance and its effective
communication to health professionals and public.

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Preclinical studies, clinical trails and pharmacovigilance

  • 1. 1.Preclinical evaluation( regulation toxicity studies) 2.Clinical evaluation including pharmacovigilance Presented by Kamrudeen samani fourth year B. Pharm(Roll No:- one) Acharya and B.M REDDY COLLEGE OF PHARMACY, BANGALORE
  • 2. Broadly speaking the drug development process can be divided into three main phase ,namely 1.Drug discovery phase:- During which the candidate molecules are chosen on the basis of their pharmacological properties 2.Preclinical phase :- During which a wide range of animals studies are performed examples ..pharmacokinetic, pharmacodynamics, toxicity studies. 3.Clinical trial phase :- During which the lead compound is evaluated for efficacy, safety and adverse effects in the human volunteers and patients
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  • 4. PRECLINICAL EVALUATION PHASE (ANIMAL STUDIES ) Initially, Animals studies are performed to define the pharmacological profile of the lead compound .the aim during the preclinical phase of development is to satisfy all the requirement that are needed before a compound is considered fit to be tested for first time in human.  Especially the toxicological studies, is done according to the standard laid down in a formal operating code known as “GOOD LABORATORY PRACTICES” This ensures reliability and reproducibility of laboratory data and minimizes human errors. Out of the 10,000 compound screened during drug discovery phase, only 10 qualify the phase of preclinical evaluation which are then subjected to clinical trials in humans. Studies during the preclinical phase usually require 1.5 to 2 years
  • 5. Pharmacodynamics studies In search for an antihypertensive activity of lead compound , the study can be undertaken on dogs, cats, rats, to find out systolic –diastolic blood pressure change and other cardiac effects like ECG changes, inotropic- chronoscopic effect, cardiac output and total peripheral resistance.  Once the lead compound exhibits promising results then the studies can be further made at cellular level. Effect on vascular and other muscles can be evaluated in vitro on isolated arteries/vein ,heart or ileum of rat or quinea pig  An evidence for its receptor activity can be gathered in vitro on cultured cells. Depending on the results, the studies can be further extended to molecular level to find out receptor affinity and selectively by performing in vitro receptor binding studies on cell membrane fractional from organs or culture cells. The graded response assay are then performed to find out ED50 of the drugs.
  • 6. PHARMACOKINETIC STUDIES After performing toxicological studies , the promising test compound is subjected to pharmacokinetic studies in several species of animals like rats, dogs, and sometimes monkeys . Beside studying its absorption, distribution, metabolism and excretion, these studies also establish its relative bioavailability after its oral or parental administration Its elimination half life (t1/2) is also estimated from the pharmacokinetic data.
  • 7. Toxicological studies Acute toxicity :- The aim is to find the acute dose that is lethal to 50% of the animal (LD50). The studies is done at least on two animals species and the drug is given in graded dose to several group of animal by at least two routes, one of which should be the proposed route to be used in human beings. Sub acute toxicity :-The aim is to identify the target organ to drug toxicity the three doses are used on two animals species .the animals are maintained at the maximum tolerated doses for a minimum period of four weeks to a maximum of three months so as to allow for the development of pathological change. Finally the animals are killed and subjected to histopathological studies. Chronic toxicity:- Goal are the same as for sub acute toxicity, usually two animals species (one rodent and one non rodent ) are used. The duration of study may range from one to two years. These studies may also run simultaneously with clinical trial, to cut short the time factor. Special toxicity:- Now a days toxicological data on teratogenicity( including the effects on reproductive functions),mutagenicity and carcinogenicity have become mandatory after the unfortunate episode of thalidomide disaster in 1961 which left more than 10,000 newborn congenitally deformed and crippled due to phocomelia
  • 8. a) Effect on reproductive performance :-studies are carried out on rats treated with the test drugs before and after mating period .effects of drugs on mating behavior, fertility, parturition and lactation are noticed, including perinatal and postnatal effect if any.. b) Teratogenicity:- Such study are carried out in two animals species ( rats and rabbits) to assess the effect of drugs on organogenesis . The drugs is given after the mating, during the period of organogenesis .fetus is then examined for any skeletal or birth defects. c) Carcinogenicity :- Malignant and benign tumors occur spontaneously and can also be induced by drugs sometime as are results of mutation. Such studies can still be performed on at least two animals species, by giving same dose as used for chronic toxicity, for two year with assessment of hematological finding. d) Mutagenicity:- when a mutation occur in reproductive cells (spermatozoa or ova ), then a hereditary defect occur which may appear in the first generation progeny of the individual., AMES TEST is conducted e) local toxicity :- These studies is required when the drug is used topically .these may include 1. dermal photo- toxicity studies 2. vaginal toxicity test 3. ocular toxicity studies4.inhalational studies 5,allergy studies . If the drugs are given per rectal route, then rectal tolerance tests e.g. (rectal inflammation etc.) are performed .
  • 9. Clinical trial phase(human trials) Clinical trials mean a systematic study of a new drug in human subject to generate data for discovery or verifying the clinical Claim or pharmacological and adverse effect with an aim to determine the safety and efficacy of the drug.  when the new compound passes the clinical pharmacological screening, the manufacturer may file a “preclinical new drug” or “investigational new drug” application (IND application) to an authorized drug control body of the respective country. The IND application must contain the following 1.The chemical structure, its sources, its manufacturing data with details of its purity 2.The preclinical data about pharmacodynamics, Pharmacokinetics, and toxicological studies with ED50 and LD50 data. 3.Specification of dosage forms in which its has to be administered to human beings. 4. Detailed description of investigation protocol to be undertaken (including the dose and route of administration) 5.The name and qualifications of each investigator and the facilities available to them, 6.An agreement from the sponsor to submit annual progress reports regularly. 7. A certification that “informed consent” will be obtained from human volunteer and that “ethics of research in human begins” will be strictly followed. Note :- only when the approval is given by the regulatory body, the drugs can be administered to the men for clinical trials.
  • 10. PHASES OF CLINICAL TRIALS  Phase one  Phase Two  Phase Three  Phase Four Phase one:- It is the phase of clinical pharmacological evolution of new drug and is performed on a small number (25-100) of healthy volunteers. If the drugs is expected to have significant toxicity(as in the case of anticancer drugs or drugs to be used in AIDS therapy), the volunteers with the particular disease are used rather than healthy volunteers. Objective :- 1.To check for safety( i.e. whether the drug affect any cardiovascular, hepatic or renal function adversely) and to check its tolerability (i.e. doses the drugs produce any unpleasant symptom like headache ,nausea, vomiting. 2. To determine whether human and animals show significant pharmacokinetic differences. 3. To determine the pharmacokinetic of the drug in human so as to decide whether the deficiency in drugs effects, if any, is a results of its lack of absorption or its faster elimination. 4.To detect any predictable toxicity.
  • 11. Phase Two In this phase, the drug is studied for the first time in patients with target disease, to determine its efficacy (i.e., proof of claims)  the main purpose of phase 2 trails is to gather evidence that the drug has the effects as suggested by preclinical trials hence the end point is decided . These trials is divided into early and late phase In early phase 2:- A small number of patients (up to 200) are studied in details to observe the potential therapeutically benefits and side effects. Its is usually a single blind design where only the subject does not not known whether he is taking an inert placebo(if used) or the new drugs(under trial). In late phase 2:-  It is conducted on a large number of patient (200-400) in controlled double blind manner, where the investigator is also ignorant (besides the subject) whether he is prescribing a placebo, or a positive control medicine or new drugs under trail.
  • 12. Phase Three These are large- scale multicenter (heterogeneous population) randomized double- blind trials in patients(1000- 5000 plus) to further establish the safety and efficacy.  These are designed to minimize error in the information gathered in phase 1 and phase 2 trials  Therefore these trials are made using double-blind cross- over designs like those set out in below.  NEW DRUGS APPLICATION:- once the phase 3 trails are completed satisfactorily the sponsors are file a “new drug application”  The new drug application contains thousand of page and includes complete detailed monograph of the product, the result trails  If the documentation is acceptable and is in compliance with the regulations, the drugs control authorities can allow the drugs to enter the markets with “new drugs status”  Phase Four  Once the approval is obtained to market the drugs, phase 4 of the trails begins.it is the post- licensing phase – field trails.  phase four has no fixed duration as it is the surveillance phase during the post –marketing clinical use of the drugs.  The performance of the drugs is monitored for several years immediately after marketing, to discover relatively rare side effect (e.g. congenital effects).  During the “new drug status “ period ,the manufacturer is expected to report any new information about the drugs concerning its safety. Such periodic safety update report (PSUR) is to be submitted every six months for first 2 years and manually for next 2 years.
  • 13. Pharmacovigilance  Pharmakon (Greek) = Medical substance & Vigilia (Latin) = To keep watch. WHO definition  The science & activities relating to the detection, assessment, understanding & preventing of adverse effects or any other drug related problem.  Pharmacovigilance (PV or PhV), also known as drug safety, is the pharmacological science relating to the collection, detection, assessment, monitoring, and prevention of adverse effects with pharmaceutical products.  Pharmacovigilance is concerned with identifying the hazards associated with pharmaceutical products and with minimizing the risk of any harm that may come to patients.
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  • 15. Aim To improve patient care and safety in relation to the use of medicines, and all Medicine and paramedical interventions.  To improve public health and safety in relation to the use of medicines.  To contribute to the assessment of benefit, harm, effectiveness and risk of Medicines, encouraging their safe, rational and more effective use .  To promote understanding, education and clinical training in pharmacovigilance and its effective communication to health professionals and public.