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1


Obviousness for Drug Compounds
       and Formulations
        Kevin B. Laurence
         Samuel E. Webb
      Danish Patent Office
      November 11, 2009
2

                       Disclaimer
• This presentation is for information purposes only and does not
  constitute legal advice. Patent issues are fact-dependent and
  require the assistance of counsel experienced with such issues.
  This presentation does not establish any form of attorney-client
  relationship.
• The views expressed in this presentation are solely those of the
  presenter and do not represent the views of Stoel Rives LLP or
  clients of Stoel Rives LLP.
• Note that while every attempt was made to insure that these
  materials are accurate, errors or omissions may be contained
  therein, for which any liability is disclaimed.
Overcoming the Presumption based on3
        Structural Similarity

• In re Papesch, 315 F.2d 381 (C.C.P.A. 1963).
• The claimed compound had three ethyl
  groups where the prior art had three methyl
  groups.”
• Specification disclosed that the claimed
  trialkyl compounds had unexpectedly potent
  anti-inflammatory activity compared with the
  trimethyl compound.
4

               In re Papesch
• The Board of Appeals held that a newly discovered
  advantageous property may be useful for establishing
  nonobviousness “where some doubt of unobviouness
  exists,” but is “insufficient alone to override the
  holding of unpatentability in a clear case of
  obviousness.”
• The CCPA held that the Board of Appeals erred in
  failing to consider the pharmacologically
  advantageous property of the compounds on the
  basis that to chemists the structure of the claimed
  compounds would be so apparent that a finding of
  obviousness was not questionable.
5

             In re Papesch

• “If that which appears, at first blush, to be
  obvious though new is shown by evidence not
  to be obvious, then the evidence prevails over
  surmise or unsupported contention and a
  rejection based on obviousness must fall.”
• “Patentability has not been determined on the
  basis of the obviousness of structure alone.”
6

                In re Papesch
• “From the standpoint of patent law, a compound and
  all of its properties are inseparable; they are one and
  the same thing. The graphic formulae, and the
  chemical nomenclature, systems of classification and
  study such as the concepts of homology, isomerism,
  etc., are mere symbols by which compounds can be
  identified, classified, and compared. But a formula is
  not a compound and while it may serve in a claim to
  identify what is being patented…the thing that is
  patented is not the formula but the compound
  identified by it.”
7
   Patentability of structurally obvious
   compounds based on new property

• Under Papesch there is a two step inquiry:
  – First, is there a structurally similar
    compound, which would suggest that the
    claimed compound and the prior art
    compound have similar properties? If there
    is no such compound then the analysis is
    complete.
  – Second, does the claimed compound have
    new, nonobvious properties?
8
    Patentability of structurally obvious
    compounds based on new property

• Examples, under Papesch, of the patentability of a
  structurally obvious variant of a prior art compound
  with a new, nonobvious property:
  – In re de Montmollin, 344 F.2d 976 (C.C.P.A. 1965)
     (The compound able to dye cotton was obvious in
     light of a structurally similar compound able to dye
     wool.
  – In re Hoch, 4289 F. 2d 1341 (C.C. P.A. 1970).
     (Herbicide was obvious in light of a structurally
     similar compound used for “treatment of plant
     disease.”
In re Dillon, 919 F.2d 688                               9


       (Fed. Cir. 1990)(en banc)
• Dillon originally claimed a hydrocarbon fuel in
  combination with tri- or tetra-orthoesters. Dillon’s patent
  application indicated that tri- and tetra-orthoesters had
  equivalent activity in reducing particulate emissions.
• Prior art taught that tri-orthoesters were known to be
  useful as additives for dewatering hydrocarbon fuels.
• Dillon amended the claims to recite the fuel with only
  tetra-orthoesters.
• Based on the structural similarity of the tri-orthoesters
  and tetra-orthoesters, it was expected that tetra-
  orthoesters would also be useful as a fuel additive
  for a purpose such as dewatering fuels.
10

                   In re Dillon
• Dillon’s broadest composition claim:
   – 2) A composition comprising:
       a hydrocarbon fuel; and
       a sufficient amount of at least one orthoester so as to
      reduce the particulate emissions from the combustion
      of the hydrocarbon fuel,
       wherein the orthoester is of the formula:

                       wherein R5, R6, R7, and R8 are the same or
                       different monovalent organic radical
                       comprising 1 to about 20 carbon atoms
11

               In re Dillon
• The Issue: “[W]hether the Board erred in
  rejecting as obvious under 35 U.S.C. § 103
  claims to Dillon’s new composition and to the
  new method of reducing particulate
  emissions, when the additives in the new
  composition are structurally similar to
  additives in known compositions, having a
  different use, but the new method of reducing
  particulate emissions is neither taught nor
  suggested by the prior art?”
12

                   In re Dillon
• FC: “This court, in reconsidering this case in banc,
  reaffirms that structural similarity between claimed and
  prior art subject matter, proved by combining references
  or otherwise, where the prior art gives reason or
  motivation to make the claimed compositions, creates a
  prima facie case of obviousness, and that the burden
  (and opportunity) then falls on an applicant to rebut that
  prima facie case. Such rebuttal or argument can consist of
  a comparison of test data showing that the claimed
  compositions possess unexpectedly improved
  properties or properties that the prior art does
  not have[.]”
13

                  In re Dillon
• FC: Dillon’s invention was obvious despite the new
  use of the claimed compound.
  – “We believe that the PTO has established, through
    its combination of references, that there is a
    sufficiently close relationship between the tri-
    orthoesters and tetra-orthoesters in the fuel oil art
    to create an expectation that hydrocarbon fuel
    compositions containing the tetra-orthoesters
    would have similar properties, including water
    scavenging, to like compositions containing the
    tri-orthoesters, and to provide the motivation to
    make such new compositions.
14

                In re Dillon
• Data not presented to rebut prima facie
  obviousness:
  – “The art provided the motivation to make the
    claimed composition in the expectation that
    they would have similar properties. Appellant
    had the opportunity to rebut the prima facie
    case. She did not present any showing of data
    to the effect that her compositions had
    properties not possessed by the prior art
    compositions or that they possessed them to
    an unexpectedly greater degree.”
Prima facie obviousness:                   15


               In re Dillon
• “[I]t is not necessary in order to establish a
  prima facie case of obviousness that both a
  structural similarity between a claimed and
  prior art compound be shown and that
  there be a suggestion in or expectation
  from the prior art that the claimed
  compound or composition will have the
  same or similar utility as one newly
  discovered by applicant.”
16
Eli Lilly and Co. v. Zenith Goldline Pharmaceuticals, Inc.
          (Fed. Cir. 2006) (RADER, Schall, Gajarsa)


 • DC in Indiana: Patent valid and infringed
 • FC: affirmed
 • Claimed compound:
Eli Lilly and Co. v. Zenith Goldline 17
Pharmaceuticals, Inc. (Fed. Cir. 2006)




           Prior Art Compounds
Eli Lilly and Co. v. Zenith Goldline 18
  Pharmaceuticals, Inc. (Fed. Cir. 2006)
• “Until discovery of olanzapine, researchers attributed the
  efficacy of clozapine and typical antipsychotics to their
  “neuroleptic substituent”—an electron-withdrawing
  group considered important to the antipsychotic activity
  of the compounds. Id. Halogen – a fluorine (F) or
  chlorine (Cl) atom – is such an electron withdrawing
  group.”
• “Olanzapine does not have a halogen atom, i.e. a fluorine
  (F) or chlorine (Cl) atom. Instead, it has a hydrogen atom
  (H), which is not an electron withdrawing (or
  electronegative) group. Id. at 48.”
Eli Lilly and Co. v. Zenith Goldline 19
Pharmaceuticals, Inc. (Fed. Cir. 2006)
• “For a chemical compound, a prima facie
  case of obviousness requires “structural
  similarity between claimed and prior art
  subject matter . . . where the prior art gives
  reason or motivation to make the claimed
  compositions.” In re Dillon, 919 F.2d 688,
  692 (Fed. Cir. 1990) (en banc). “[A]
  reasonable expectation of success, not
  absolute predictability” supports a
  conclusion of obviousness. In re Longi, 759
  F.2d 887, 896 (Fed. Cir. 1985).”
Eli Lilly and Co. v. Zenith Goldline 20
Pharmaceuticals, Inc. (Fed. Cir. 2006)
• “Prior art taught that the addition of a
  fluorine or chlorine enhanced
  antipsychotic activity. It also taught that
  the unfluorinated Compound ‘222 was
  less active than the benchmark
  compound, clozapine. Thus, rather than
  providing the requisite motivation, the
  prior art taught away from selecting
  Compound ‘222 as a lead compound for
  further development.”
Eli Lilly and Co. v. Zenith Goldline 21
Pharmaceuticals, Inc. (Fed. Cir. 2006)

• Prior art compounds “had significant
  detrimental side effects.”
• Nothing in prior art taught that the
  detrimental side effects could be
  avoided by making structural
  changes.
Eli Lilly and Co. v. Zenith Goldline 22
  Pharmaceuticals, Inc. (Fed. Cir. 2006)
• “Mere identification in the prior art of each
  component of a composition does not show that
  the combination as a whole . . . is obvious.”
• Rather, to establish a prima facie case of
  obviousness based on a combination of elements
  in the prior art, the law requires a motivation to
  select the references and to combine them in the
  particular claimed manner to reach the claimed
  invention.
Eli Lilly and Co. v. Zenith Goldline 23
Pharmaceuticals, Inc. (Fed. Cir. 2006)
• Furthermore, Lilly overcame any prima
  facie case of obviousness by extensive
  evidence regarding secondary
  considerations.
• “Lilly established:
  (1) a long-felt and unmet need;
  (2) failure of others;
  (3) industry acclaim; and
  (4) unexpected results”
Eli Lilly and Co. v. Zenith Goldline         24


    Pharmaceuticals, Inc. (Fed. Cir. 2006)
The record showed:
• a long-felt need for a safer, less toxic, and more
  effective clozapine-like drug;
• a decade (or more) of failure to find a replacement
  for clozapine;
• a reasonable amount of commercial success for
  olanzapine;
• a number of awards for olanzapine as indicators
  of industry acclaim;
• unexpected differences between olanzapine and
  the closest analog, Compound ‘222, as well as
  other similar drugs.
25

       Federal Circuit – Post KSR
• On April 30, 2007, in KSR v. Teleflex, t U.S. Supreme
                                         the
  Court held that the Federal Circuit applied the TSM
  test in a narrow, rigid manner that is inconsistent with
  § 103 and Graham v. John Deere and provided a
  variety of rationales for finding obviousness.
• The Federal Circuit already began adjusting its
  obviousness jurisprudence before the KSR decision.
  However, it was still surprising in May 2007 that the
  Federal Circuit denied a petition for panel rehearing
  of Pfizer v. Apotex which involved a finding of
  obviousness based on an “obvious to try” rationale
  which seemed to.
U.S. PTO – Post KSR                                          26

A.   Combining prior art elements according to known methods to yield predictable
     results.
B.   Simple substitution of one known element for another to obtain predictable results.
C.   Use of known technique to improve similar devices in same way to achieve a result
     that would have been predictable to one of ordinary skill in the art.
D.   Applying a known technique to a known device ready for improvement to yield
     predictable results.
E.   “Obvious to try”—choosing from a finite number of identified, predictable solutions,
     with a reasonable expectation of success.
F.   Known work in one field may prompt variations of it for use in same or different field
     based on design incentives or market forces if the variations would have been
     predictable.
G.   The teaching-suggestion-motivation (TSM) test.
H.   Anything else that can be used to prove obviousness.
Pfizer v. Apotex                                      27

480 F.3d 1348 (Fed. Cir. March 22, 2007) reh’g and reh’g en banc denied, (Fed.
  Cir. May 21, 2007), cert denied, (U.S. Oct 01, 2007) (MICHEL, Meyer, Linn)
• “Even if the patentee showed that the claimed
  compound “exhibits unexpectedly superior results, this
  secondary consideration does not overcome the strong
  showing of obviousness in this case. Although
  secondary considerations must be taken into account,
  they do not necessarily control the obviousness
  conclusion.”
• This contradicts In re Papesch as pointed out by Judge
  Lourie in his dissent. “Any useful and unexpected
  property should be eligible to overcome a prima
  facie obviousness determination.”
28

              Pfizer v. Apotex
• Judge Lourie’s dissent criticized the emphasis
  on therapeutic properties instead of
  manufacturing properties and quoted In re
  Papesch, 315 F.2d 381 (CCPA 1963):
• “From the standpoint of patent law, a
  compound and all of its properties are
  inseparable; they are one and the same
  thing.... There is no basis in law for ignoring
  any property in making such a comparison.”
29
            Takeda Chem v. Alphapharm
     492 F.3d 1350 (Fed. Cir. June 28, 2007) (LOURIE, Bryson, Dyk)


• Claim 1 recites:




• The ethyl-substituted pyridyl ring
  encompasses four possible compounds as the
  ethyl substituent (C2H5) is located at one of
  four available positions on the pyridyl ring.
30

     Takeda Chem v. Alphapharm
• Claim 2 covers pioglitazone (the 5-ethyl
  compound) which has the ethyl substituent
  attached at the 5-position of the pyridyl
  ring
31


          Takeda Chem v. Alphapharm
• Alphapharm asserted that the claimed
  compounds were obvious based on a prior
  art compound known as "compound
  b." Compound b possesses a pyridyl ring in
  which a methyl (CH3) group is attached to
  the 6-position.
                                 O                                      O
 C 2H 5

                                     NH                                     NH
                             S                                      S
          N            O                  CH 3   N         O
                                 O                                      O



              Pioglitazone                           "Compound b"
32

       Takeda Chem v. Alphapharm
• DC concluded that “there was no motivation in
  the prior art to select compound b as a lead
  compound for antidiabetic research, and that
  the prior art actually taught away from its use.”
• DC also concluded that even if Alphapharm had
  succeeded in making a prima facie case
  of obviousness, such a showing would be
  rebutted by the unexpected results of
  pioglitazone's nontoxicity.
33

    Takeda Chem v. Alphapharm

• DC and FC: nonobvious
• FC’s analysis:
 – Alphapharm failed to shows that
   Compound b would have been selected
   as the lead compound
 – Alphapharm failed to show a reason to
   modify Compound b to achieve the
   claimed compounds.
Aventis v. Lupin                                   34

(Fed. Circ. September 11, 2007) (LINN, Mayer, Robertson by designation)



• ramipril (Altace), for blood pressure
• contains 5 stereocenters, all “S” configuration
• prior art = enalapril (3 stereocenters, all “S”)




           ramipril                                   enalapril
35

                Aventis v. Lupin
• prior art (Schering) synthesized a mixture of 5S isomer
  with SSSSR isomer of ramipril
• prior art (Merck, etc) disclosed previous ACE inhibitors
  with all “S” stereochemistry, including enalapril, with
  SSS having stronger activity than SSR isomer
• prior art (Schering) disclosed separation of ramipril
  isomers by chromatography or crystallization
• since KSR, no need for an explicit teaching in the prior
  art to purify the 5S isomer from a mixture: obvious
• Aventis failed to show unexpected results to rebut
36

         Ortho-
         Ortho-McNeil v. Mylan Laboratories
             (Fed. Cir. March 31, 2008) (RADER, Michel, Linn)

• topiramate (Topomax); epilepsy drug
• lower court permanently enjoined Mylan from infringing Ortho’s
  product, and the FC affirmed
• Ortho was searching for new diabetes drugs, but found that a
  synthetic intermediate (itself derived from DPF) for an anti-
  diabetic compound was a potent anticonvulsant
             O           OH                            O           OSO2NH2

     O               O                      O                  O


         O       O                              O          O

  DPF (di-isopropylidine fructose)                  topiramate
37

                    Ortho v. Mylan
• CAFC: a skilled artisan “would not even be likely” to
  start with DPF as a lead compound to design a diabetes
  drug
• hindsight analysis is inappropriate
• the subject matter as a whole must be examined at the
  time the invention was made; not obvious
• secondary considerations also support nonobviousness
   – powerful unexpected results
   – skepticism of experts and copying
   – commercial success
38
        Eisai v. Dr. Reddy’s/Teva
(Fed. Circ. July 21, 2008) (RADER, Linn, Prost)
• rabeprazole (Aciphex); PPI for ulcers, GERD
• prior art = lansoprazole, omeprezole,
  Brändström
39

            Eisai v. Dr. Reddy’s/Teva
• Teva claimed rabeprazole was obvious because of
  lansoprazole, omeprazole and Brändström’s core
• prior art (lansoprazole) contained a CF3 group in order to
  increase lipophilicity, but rabeprazole has no F’s
• omeprazole not structurally similar enough
• no “reasoned identification of a lead compound” since
  the F’s were removed, so lansoprazole not a valid lead
  because no motivation to select it
• no other support to select leads other than lansoprazole
• thus, not obvious to make rabeprazole
40
                 Sanofi v. Apotex
 (Fed. Circ. December 12, 2008) (NEWMAN, Lourie, Bryson)

• clopidogrel bisulfate (Plavix); blood thinner
• single enantiomer
• prior art = racemic mixture
41
              Sanofi v. Apotex
• CAFC: the separation of the mixture was not
  routine or simple (salt with (+)-camphorsulfonic
  acid/acetone)
• Apotex cited no reference that showed or
  suggested a reliable method of separation for
  analogous compounds
• success in the separation was unpredictable
• unknown before the separation which isomer
  desirable
• KSR recognized hindsight bias as inappropriate
• not obvious to separate the enantiomers
42
                    P&G v. Teva
(Fed. Circ. May 13, 2009) (Mayer, Dyk, Huff by designation)

• risedronate (Actonel); osteoporosis
• 3-pyridyl EHDP




     risedronate                        prior art
43

                   P&G v. Teva
• prior art = 2-pyridyl EHDP
• bisphosphonate art at the time was very unpredictable
• 3-pyr EHDP much less toxic, 4-pyr EHDP not active
• CAFC: no evidence that the structural modification was
  routine in the art, so no prima facie case of
  obviousness
• even if a prima facie case had been shown, the
  unexpected results would successfully rebut
• secondary considerations (commercial success and
  meeting a long-felt need) supported nonobviousness
Altana v. Teva                  44
                (Fed. Circ. May 14, 2009)
      Newman (concur), Gajarsa, WARD by designation)


• pantoprazole (Protonix); PPI for ulcers, GERD
• 3-methoxy pyridine group; prior art = 3-methyl




        pantoprazole                    prior art
45

                 Altana v. Teva
• review of a denied preliminary injunction
  requested by Altana in the lower court decision
• CAFC can only reverse if lower court abused
  discretion and their decision was clearly
  erroneous
• lower standard for determining obviousness
  – must only establish a likelihood of success on the
    merits
  – burden then shifts to patentee to show lack of merit
  – not the “clear and convincing” evidence standard for
    trials
46

                       Altana v. Teva
• prior art compound was identified as one of the “more potent” of
  18 compounds for which data was given
• additional prior art (Sachs) taught that the optimum pKa for PPI = 4
• additional prior art (Bryson) taught that the pKa of 3-methoxy
  pyridine is closer to 4 than the pKa of 3-methyl pyridine
• CAFC: prior art compound was a reasonable lead compound from
  which to pursue further development
• lower court’s decision for sufficient case of obviousness on merits
  was affirmed (i.e., likelihood of success)
• Newman concurrence: evidence doesn’t establish obviousness,
  but deference to lower court given in a preliminary injunction
  phase
47
                   Summary of Recent Drug
                 Structural Obviousness Cases

      case             date       holding        comments
Aventis v. Lupin     Sept 2007    obvious

Ortho v. Mylan       March 2008   not obvious

Eisai v. Dr. Reddy   July 2008    not obvious strategic error by
                                              Defense?
Sanofi v. Apotex     Dec 2008     not obvious

P&G v. Teva          May 2009     not obvious weak experts by
                                              Defense?
Altana v. Teva       May 2009     obvious       preliminary
                                                injunction
48
   Recent CAFC Decisions on Obvious Drug
            Formulation Claims

• 6 cases post-KSR discuss obviousness as
  applied to drug formulations
• much “closer” cases; half (3/6) were 2:1
  – dissent by Gajarsa in Abbott v. Sandoz
  – dissent by Newman in Bayer v. Barr
  – dissent by Mayer in Ortho v. Teva
McNeil v. Perrigo                         49

               (Fed. Circ. April 14, 2008)
           Lourie, Rader, Bryson (per curiam)

• CAFC affirmed lower court decision without opinion
• famotidine (Pepsid Complete)
• oral histamine H2 receptor      NH   2


  antagonist drug + antacid    N     NH    2

• bitter-tasting
• McNeil added a coating to
                             S    N

                                      S         N
  the drug granules to                            SO NH
                                                    2     2


  mask the bitterness                        NH 2
McNeil v. Perrigo                       50



• prior art A = uncoated famotidine + antacid for solid oral
  dosing, with or without a flavoring agent
• prior art B = coating oral drugs to mask taste
• prior art C = cimetidine + antacid + coating to mask
  bitter drug taste (cimetidine = Tagamet, also H2 blocker)
• CAFC = predictable results from A + predictable results
  from B or C, together with motivation to coat the drug
  to mask a bitter taste, make McNeil’s patent obvious
• secondary considerations not enough to overcome
  the strong showing of obviousness
Novartis v. Teva                                  51


                    (Fed. Circ. June 9, 2008)
                 Mayer, Schall, Linn (per curiam)
• affirmed denial of preliminary injunction, no
  opinion
• famciclovir (Famvir); antiviral
• a prodrug of penciclovir, an acyclic nucleoside
                     N                              N
             N                              N


       H2N       N   N                H2N       N   N        penciclovir

                                  O
   famciclovir                O                              OH
                          O                             OH
                     O
52
                 Novartis v. Teva
• prior art = taught how to make acetyl ester prodrugs of
  other acyclic nucleosides to increase oral bioavailability
• prior art = penciclovir had high antiviral activity and low
  toxicity, but poor oral bioavailability
• prior art = penciclovir was one of only 5 known acyclic
  nucleosides with high activity/low toxicity (finite
  number)
• CAFC; penciclovir was an obvious lead compound, there
  was motivation to make an orally active drug, and it
  was obvious to make the acetyl ester prodrugs
• no unexpected results
In re Omeprezole                           53

                  [AstraZeneca v. Apotex]
  (Fed. Circ. August 20, 2008) (Lourie, BRYSON, Gajarsa)

• omeprezole (Prilosec); PPI for ulcers, GERD


                        N         O H3C       OCH3
                              S

         H3CO           N                        CH3
                        H
                                          N
                         omeprazole
54
                 In re Omeprazole
• AstraZeneca found that alkaline reacting compound (ARC)
  addition to drug core helped stabilize drug in storage, and
  that an enteric coating was needed to keep drug from
  decomposing in the stomach, but normal enteric coatings
  were known to dissolve the ARC
• AZ determined that a water-soluble subcoating would
  keep ARC intact but allow drug release in small intestine
• no prior art showed a negative interaction between ARC
  and enteric coatings or discussed subcoatings, thus no
  motivation to introduce a subcoating; not obvious
• even if there were motivation, a water-soluble
  subcoating would not be obvious to try
Abbott v. Sandoz                     55
             (Fed. Circ. October 21, 2008)
        NEWMAN, Archer, Gajarsa (dissent by Gajarsa)

• affirmed preliminary injunction
• clarithromycin (Biaxin XL)
• extended release
  formulation of a
  macrolide
  antibiotic
56

                 Abbott v. Sandoz
• prior art taught dissolution control with polymer
  addition or alginate salt + azithromycin
• prior art also taught extended release formulations
  of erythromycin derivatives in general
• CAFC; physical properties (PK) of azithromycin very
  different than clarithromycin, so skilled artisan could
  not predict how clarithromycin would act using the
  extended release formulation for azithromycin
• dissent; only routine experimentation needed
  here
Bayer v. Barr                           57

(Fed. Circ. August 5, 2009) (MAYER, Newman, Friedman) (dissent
                           by Newman)

• drospirenone (Yasmin); oral contraceptive
• poorly soluble in water
• isomerizes in acid to a
  compound with
  undesired properties
58

                   Bayer v. Barr
• prior art taught micronization to improve solubility in
  water, but it also increased acid sensitivity
• enteric coatings known to protect oral drugs from
  stomach acid, but also decreased bioavailability
• Bayer found that the micronized drug with an enteric
  coating had same bioavailability as without the coating
• CAFC; prior art narrowed options to a finite number
  of identifiable predictable solutions, so obvious
• Newman dissent; no reasonable expectation of
  success here
Ortho v. Teva                        59

 (Fed. Circ. August 26, 2009) (PROST, Moore, dissent by
                         Mayer)

• combination of acetaminophen + tramadol (Ultracet)

                                         O

                   H
                   N
                                                 tramadol
                                    OH
                        O
      HO                                     N

           acetaminophen
60

                  Ortho v. Teva
• prior art = tramadol + para-acetaminophenol in a
  combination drug, at 1:10 ratio
• 2 kinds of Ortho formulation claims
  – one set with ratio “consisting of about 1:5 – 1:19”
  – one claim with ratio “comprising about 1:5”
• Ortho got narrowing reissue to avoid prior art
  (discovered that para-acetaminophenol = acetaminophen)
• CAFC construed “about 1:5” to mean 1:1.36 – 1:1.71
  (Ortho v. Caraco)
61
                  Ortho v. Teva
• CAFC: the difference between 1:7.1 and 1:10 is
  slight, so a prima facie case of obviousness regarding
  the “comprising about 1:5” claim
• Ortho’s unexpected result rebuttal (synergy) failed,
  as there was no difference in the synergistic effect
  between these ratios
• claims with ratio “consisting of about 1:5 – about
  1:19” raise an issue of material fact (remand)
• “dissent” (Mayer); all claims are obvious
Summary of Recent Drug                                    62


       Formulation Obviousness Cases
     case                 date        holding      comments
McNeil v. Perrigo   April 2008     obvious        per curiam
Novartis v. Teva    June 2008      obvious        prelim. injunction;
                                                  per curiam
In re Omeprezole    August 2008    not obvious
Abbott v. Sandoz    October 2009   not obvious    Gajarsa dissent
Bayer v. Barr       August 2009    obvious        Newman dissent
Ortho v. Teva       August 2009    some obvious   Mayer dissent
                                   some not
63
For More Information
         Kevin B. Laurence
         Partner
         Salt Lake City, UT

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Obviousness of Drug Compounds And Formulations

  • 1. 1 Obviousness for Drug Compounds and Formulations Kevin B. Laurence Samuel E. Webb Danish Patent Office November 11, 2009
  • 2. 2 Disclaimer • This presentation is for information purposes only and does not constitute legal advice. Patent issues are fact-dependent and require the assistance of counsel experienced with such issues. This presentation does not establish any form of attorney-client relationship. • The views expressed in this presentation are solely those of the presenter and do not represent the views of Stoel Rives LLP or clients of Stoel Rives LLP. • Note that while every attempt was made to insure that these materials are accurate, errors or omissions may be contained therein, for which any liability is disclaimed.
  • 3. Overcoming the Presumption based on3 Structural Similarity • In re Papesch, 315 F.2d 381 (C.C.P.A. 1963). • The claimed compound had three ethyl groups where the prior art had three methyl groups.” • Specification disclosed that the claimed trialkyl compounds had unexpectedly potent anti-inflammatory activity compared with the trimethyl compound.
  • 4. 4 In re Papesch • The Board of Appeals held that a newly discovered advantageous property may be useful for establishing nonobviousness “where some doubt of unobviouness exists,” but is “insufficient alone to override the holding of unpatentability in a clear case of obviousness.” • The CCPA held that the Board of Appeals erred in failing to consider the pharmacologically advantageous property of the compounds on the basis that to chemists the structure of the claimed compounds would be so apparent that a finding of obviousness was not questionable.
  • 5. 5 In re Papesch • “If that which appears, at first blush, to be obvious though new is shown by evidence not to be obvious, then the evidence prevails over surmise or unsupported contention and a rejection based on obviousness must fall.” • “Patentability has not been determined on the basis of the obviousness of structure alone.”
  • 6. 6 In re Papesch • “From the standpoint of patent law, a compound and all of its properties are inseparable; they are one and the same thing. The graphic formulae, and the chemical nomenclature, systems of classification and study such as the concepts of homology, isomerism, etc., are mere symbols by which compounds can be identified, classified, and compared. But a formula is not a compound and while it may serve in a claim to identify what is being patented…the thing that is patented is not the formula but the compound identified by it.”
  • 7. 7 Patentability of structurally obvious compounds based on new property • Under Papesch there is a two step inquiry: – First, is there a structurally similar compound, which would suggest that the claimed compound and the prior art compound have similar properties? If there is no such compound then the analysis is complete. – Second, does the claimed compound have new, nonobvious properties?
  • 8. 8 Patentability of structurally obvious compounds based on new property • Examples, under Papesch, of the patentability of a structurally obvious variant of a prior art compound with a new, nonobvious property: – In re de Montmollin, 344 F.2d 976 (C.C.P.A. 1965) (The compound able to dye cotton was obvious in light of a structurally similar compound able to dye wool. – In re Hoch, 4289 F. 2d 1341 (C.C. P.A. 1970). (Herbicide was obvious in light of a structurally similar compound used for “treatment of plant disease.”
  • 9. In re Dillon, 919 F.2d 688 9 (Fed. Cir. 1990)(en banc) • Dillon originally claimed a hydrocarbon fuel in combination with tri- or tetra-orthoesters. Dillon’s patent application indicated that tri- and tetra-orthoesters had equivalent activity in reducing particulate emissions. • Prior art taught that tri-orthoesters were known to be useful as additives for dewatering hydrocarbon fuels. • Dillon amended the claims to recite the fuel with only tetra-orthoesters. • Based on the structural similarity of the tri-orthoesters and tetra-orthoesters, it was expected that tetra- orthoesters would also be useful as a fuel additive for a purpose such as dewatering fuels.
  • 10. 10 In re Dillon • Dillon’s broadest composition claim: – 2) A composition comprising: a hydrocarbon fuel; and a sufficient amount of at least one orthoester so as to reduce the particulate emissions from the combustion of the hydrocarbon fuel, wherein the orthoester is of the formula: wherein R5, R6, R7, and R8 are the same or different monovalent organic radical comprising 1 to about 20 carbon atoms
  • 11. 11 In re Dillon • The Issue: “[W]hether the Board erred in rejecting as obvious under 35 U.S.C. § 103 claims to Dillon’s new composition and to the new method of reducing particulate emissions, when the additives in the new composition are structurally similar to additives in known compositions, having a different use, but the new method of reducing particulate emissions is neither taught nor suggested by the prior art?”
  • 12. 12 In re Dillon • FC: “This court, in reconsidering this case in banc, reaffirms that structural similarity between claimed and prior art subject matter, proved by combining references or otherwise, where the prior art gives reason or motivation to make the claimed compositions, creates a prima facie case of obviousness, and that the burden (and opportunity) then falls on an applicant to rebut that prima facie case. Such rebuttal or argument can consist of a comparison of test data showing that the claimed compositions possess unexpectedly improved properties or properties that the prior art does not have[.]”
  • 13. 13 In re Dillon • FC: Dillon’s invention was obvious despite the new use of the claimed compound. – “We believe that the PTO has established, through its combination of references, that there is a sufficiently close relationship between the tri- orthoesters and tetra-orthoesters in the fuel oil art to create an expectation that hydrocarbon fuel compositions containing the tetra-orthoesters would have similar properties, including water scavenging, to like compositions containing the tri-orthoesters, and to provide the motivation to make such new compositions.
  • 14. 14 In re Dillon • Data not presented to rebut prima facie obviousness: – “The art provided the motivation to make the claimed composition in the expectation that they would have similar properties. Appellant had the opportunity to rebut the prima facie case. She did not present any showing of data to the effect that her compositions had properties not possessed by the prior art compositions or that they possessed them to an unexpectedly greater degree.”
  • 15. Prima facie obviousness: 15 In re Dillon • “[I]t is not necessary in order to establish a prima facie case of obviousness that both a structural similarity between a claimed and prior art compound be shown and that there be a suggestion in or expectation from the prior art that the claimed compound or composition will have the same or similar utility as one newly discovered by applicant.”
  • 16. 16 Eli Lilly and Co. v. Zenith Goldline Pharmaceuticals, Inc. (Fed. Cir. 2006) (RADER, Schall, Gajarsa) • DC in Indiana: Patent valid and infringed • FC: affirmed • Claimed compound:
  • 17. Eli Lilly and Co. v. Zenith Goldline 17 Pharmaceuticals, Inc. (Fed. Cir. 2006) Prior Art Compounds
  • 18. Eli Lilly and Co. v. Zenith Goldline 18 Pharmaceuticals, Inc. (Fed. Cir. 2006) • “Until discovery of olanzapine, researchers attributed the efficacy of clozapine and typical antipsychotics to their “neuroleptic substituent”—an electron-withdrawing group considered important to the antipsychotic activity of the compounds. Id. Halogen – a fluorine (F) or chlorine (Cl) atom – is such an electron withdrawing group.” • “Olanzapine does not have a halogen atom, i.e. a fluorine (F) or chlorine (Cl) atom. Instead, it has a hydrogen atom (H), which is not an electron withdrawing (or electronegative) group. Id. at 48.”
  • 19. Eli Lilly and Co. v. Zenith Goldline 19 Pharmaceuticals, Inc. (Fed. Cir. 2006) • “For a chemical compound, a prima facie case of obviousness requires “structural similarity between claimed and prior art subject matter . . . where the prior art gives reason or motivation to make the claimed compositions.” In re Dillon, 919 F.2d 688, 692 (Fed. Cir. 1990) (en banc). “[A] reasonable expectation of success, not absolute predictability” supports a conclusion of obviousness. In re Longi, 759 F.2d 887, 896 (Fed. Cir. 1985).”
  • 20. Eli Lilly and Co. v. Zenith Goldline 20 Pharmaceuticals, Inc. (Fed. Cir. 2006) • “Prior art taught that the addition of a fluorine or chlorine enhanced antipsychotic activity. It also taught that the unfluorinated Compound ‘222 was less active than the benchmark compound, clozapine. Thus, rather than providing the requisite motivation, the prior art taught away from selecting Compound ‘222 as a lead compound for further development.”
  • 21. Eli Lilly and Co. v. Zenith Goldline 21 Pharmaceuticals, Inc. (Fed. Cir. 2006) • Prior art compounds “had significant detrimental side effects.” • Nothing in prior art taught that the detrimental side effects could be avoided by making structural changes.
  • 22. Eli Lilly and Co. v. Zenith Goldline 22 Pharmaceuticals, Inc. (Fed. Cir. 2006) • “Mere identification in the prior art of each component of a composition does not show that the combination as a whole . . . is obvious.” • Rather, to establish a prima facie case of obviousness based on a combination of elements in the prior art, the law requires a motivation to select the references and to combine them in the particular claimed manner to reach the claimed invention.
  • 23. Eli Lilly and Co. v. Zenith Goldline 23 Pharmaceuticals, Inc. (Fed. Cir. 2006) • Furthermore, Lilly overcame any prima facie case of obviousness by extensive evidence regarding secondary considerations. • “Lilly established: (1) a long-felt and unmet need; (2) failure of others; (3) industry acclaim; and (4) unexpected results”
  • 24. Eli Lilly and Co. v. Zenith Goldline 24 Pharmaceuticals, Inc. (Fed. Cir. 2006) The record showed: • a long-felt need for a safer, less toxic, and more effective clozapine-like drug; • a decade (or more) of failure to find a replacement for clozapine; • a reasonable amount of commercial success for olanzapine; • a number of awards for olanzapine as indicators of industry acclaim; • unexpected differences between olanzapine and the closest analog, Compound ‘222, as well as other similar drugs.
  • 25. 25 Federal Circuit – Post KSR • On April 30, 2007, in KSR v. Teleflex, t U.S. Supreme the Court held that the Federal Circuit applied the TSM test in a narrow, rigid manner that is inconsistent with § 103 and Graham v. John Deere and provided a variety of rationales for finding obviousness. • The Federal Circuit already began adjusting its obviousness jurisprudence before the KSR decision. However, it was still surprising in May 2007 that the Federal Circuit denied a petition for panel rehearing of Pfizer v. Apotex which involved a finding of obviousness based on an “obvious to try” rationale which seemed to.
  • 26. U.S. PTO – Post KSR 26 A. Combining prior art elements according to known methods to yield predictable results. B. Simple substitution of one known element for another to obtain predictable results. C. Use of known technique to improve similar devices in same way to achieve a result that would have been predictable to one of ordinary skill in the art. D. Applying a known technique to a known device ready for improvement to yield predictable results. E. “Obvious to try”—choosing from a finite number of identified, predictable solutions, with a reasonable expectation of success. F. Known work in one field may prompt variations of it for use in same or different field based on design incentives or market forces if the variations would have been predictable. G. The teaching-suggestion-motivation (TSM) test. H. Anything else that can be used to prove obviousness.
  • 27. Pfizer v. Apotex 27 480 F.3d 1348 (Fed. Cir. March 22, 2007) reh’g and reh’g en banc denied, (Fed. Cir. May 21, 2007), cert denied, (U.S. Oct 01, 2007) (MICHEL, Meyer, Linn) • “Even if the patentee showed that the claimed compound “exhibits unexpectedly superior results, this secondary consideration does not overcome the strong showing of obviousness in this case. Although secondary considerations must be taken into account, they do not necessarily control the obviousness conclusion.” • This contradicts In re Papesch as pointed out by Judge Lourie in his dissent. “Any useful and unexpected property should be eligible to overcome a prima facie obviousness determination.”
  • 28. 28 Pfizer v. Apotex • Judge Lourie’s dissent criticized the emphasis on therapeutic properties instead of manufacturing properties and quoted In re Papesch, 315 F.2d 381 (CCPA 1963): • “From the standpoint of patent law, a compound and all of its properties are inseparable; they are one and the same thing.... There is no basis in law for ignoring any property in making such a comparison.”
  • 29. 29 Takeda Chem v. Alphapharm 492 F.3d 1350 (Fed. Cir. June 28, 2007) (LOURIE, Bryson, Dyk) • Claim 1 recites: • The ethyl-substituted pyridyl ring encompasses four possible compounds as the ethyl substituent (C2H5) is located at one of four available positions on the pyridyl ring.
  • 30. 30 Takeda Chem v. Alphapharm • Claim 2 covers pioglitazone (the 5-ethyl compound) which has the ethyl substituent attached at the 5-position of the pyridyl ring
  • 31. 31 Takeda Chem v. Alphapharm • Alphapharm asserted that the claimed compounds were obvious based on a prior art compound known as "compound b." Compound b possesses a pyridyl ring in which a methyl (CH3) group is attached to the 6-position. O O C 2H 5 NH NH S S N O CH 3 N O O O Pioglitazone "Compound b"
  • 32. 32 Takeda Chem v. Alphapharm • DC concluded that “there was no motivation in the prior art to select compound b as a lead compound for antidiabetic research, and that the prior art actually taught away from its use.” • DC also concluded that even if Alphapharm had succeeded in making a prima facie case of obviousness, such a showing would be rebutted by the unexpected results of pioglitazone's nontoxicity.
  • 33. 33 Takeda Chem v. Alphapharm • DC and FC: nonobvious • FC’s analysis: – Alphapharm failed to shows that Compound b would have been selected as the lead compound – Alphapharm failed to show a reason to modify Compound b to achieve the claimed compounds.
  • 34. Aventis v. Lupin 34 (Fed. Circ. September 11, 2007) (LINN, Mayer, Robertson by designation) • ramipril (Altace), for blood pressure • contains 5 stereocenters, all “S” configuration • prior art = enalapril (3 stereocenters, all “S”) ramipril enalapril
  • 35. 35 Aventis v. Lupin • prior art (Schering) synthesized a mixture of 5S isomer with SSSSR isomer of ramipril • prior art (Merck, etc) disclosed previous ACE inhibitors with all “S” stereochemistry, including enalapril, with SSS having stronger activity than SSR isomer • prior art (Schering) disclosed separation of ramipril isomers by chromatography or crystallization • since KSR, no need for an explicit teaching in the prior art to purify the 5S isomer from a mixture: obvious • Aventis failed to show unexpected results to rebut
  • 36. 36 Ortho- Ortho-McNeil v. Mylan Laboratories (Fed. Cir. March 31, 2008) (RADER, Michel, Linn) • topiramate (Topomax); epilepsy drug • lower court permanently enjoined Mylan from infringing Ortho’s product, and the FC affirmed • Ortho was searching for new diabetes drugs, but found that a synthetic intermediate (itself derived from DPF) for an anti- diabetic compound was a potent anticonvulsant O OH O OSO2NH2 O O O O O O O O DPF (di-isopropylidine fructose) topiramate
  • 37. 37 Ortho v. Mylan • CAFC: a skilled artisan “would not even be likely” to start with DPF as a lead compound to design a diabetes drug • hindsight analysis is inappropriate • the subject matter as a whole must be examined at the time the invention was made; not obvious • secondary considerations also support nonobviousness – powerful unexpected results – skepticism of experts and copying – commercial success
  • 38. 38 Eisai v. Dr. Reddy’s/Teva (Fed. Circ. July 21, 2008) (RADER, Linn, Prost) • rabeprazole (Aciphex); PPI for ulcers, GERD • prior art = lansoprazole, omeprezole, Brändström
  • 39. 39 Eisai v. Dr. Reddy’s/Teva • Teva claimed rabeprazole was obvious because of lansoprazole, omeprazole and Brändström’s core • prior art (lansoprazole) contained a CF3 group in order to increase lipophilicity, but rabeprazole has no F’s • omeprazole not structurally similar enough • no “reasoned identification of a lead compound” since the F’s were removed, so lansoprazole not a valid lead because no motivation to select it • no other support to select leads other than lansoprazole • thus, not obvious to make rabeprazole
  • 40. 40 Sanofi v. Apotex (Fed. Circ. December 12, 2008) (NEWMAN, Lourie, Bryson) • clopidogrel bisulfate (Plavix); blood thinner • single enantiomer • prior art = racemic mixture
  • 41. 41 Sanofi v. Apotex • CAFC: the separation of the mixture was not routine or simple (salt with (+)-camphorsulfonic acid/acetone) • Apotex cited no reference that showed or suggested a reliable method of separation for analogous compounds • success in the separation was unpredictable • unknown before the separation which isomer desirable • KSR recognized hindsight bias as inappropriate • not obvious to separate the enantiomers
  • 42. 42 P&G v. Teva (Fed. Circ. May 13, 2009) (Mayer, Dyk, Huff by designation) • risedronate (Actonel); osteoporosis • 3-pyridyl EHDP risedronate prior art
  • 43. 43 P&G v. Teva • prior art = 2-pyridyl EHDP • bisphosphonate art at the time was very unpredictable • 3-pyr EHDP much less toxic, 4-pyr EHDP not active • CAFC: no evidence that the structural modification was routine in the art, so no prima facie case of obviousness • even if a prima facie case had been shown, the unexpected results would successfully rebut • secondary considerations (commercial success and meeting a long-felt need) supported nonobviousness
  • 44. Altana v. Teva 44 (Fed. Circ. May 14, 2009) Newman (concur), Gajarsa, WARD by designation) • pantoprazole (Protonix); PPI for ulcers, GERD • 3-methoxy pyridine group; prior art = 3-methyl pantoprazole prior art
  • 45. 45 Altana v. Teva • review of a denied preliminary injunction requested by Altana in the lower court decision • CAFC can only reverse if lower court abused discretion and their decision was clearly erroneous • lower standard for determining obviousness – must only establish a likelihood of success on the merits – burden then shifts to patentee to show lack of merit – not the “clear and convincing” evidence standard for trials
  • 46. 46 Altana v. Teva • prior art compound was identified as one of the “more potent” of 18 compounds for which data was given • additional prior art (Sachs) taught that the optimum pKa for PPI = 4 • additional prior art (Bryson) taught that the pKa of 3-methoxy pyridine is closer to 4 than the pKa of 3-methyl pyridine • CAFC: prior art compound was a reasonable lead compound from which to pursue further development • lower court’s decision for sufficient case of obviousness on merits was affirmed (i.e., likelihood of success) • Newman concurrence: evidence doesn’t establish obviousness, but deference to lower court given in a preliminary injunction phase
  • 47. 47 Summary of Recent Drug Structural Obviousness Cases case date holding comments Aventis v. Lupin Sept 2007 obvious Ortho v. Mylan March 2008 not obvious Eisai v. Dr. Reddy July 2008 not obvious strategic error by Defense? Sanofi v. Apotex Dec 2008 not obvious P&G v. Teva May 2009 not obvious weak experts by Defense? Altana v. Teva May 2009 obvious preliminary injunction
  • 48. 48 Recent CAFC Decisions on Obvious Drug Formulation Claims • 6 cases post-KSR discuss obviousness as applied to drug formulations • much “closer” cases; half (3/6) were 2:1 – dissent by Gajarsa in Abbott v. Sandoz – dissent by Newman in Bayer v. Barr – dissent by Mayer in Ortho v. Teva
  • 49. McNeil v. Perrigo 49 (Fed. Circ. April 14, 2008) Lourie, Rader, Bryson (per curiam) • CAFC affirmed lower court decision without opinion • famotidine (Pepsid Complete) • oral histamine H2 receptor NH 2 antagonist drug + antacid N NH 2 • bitter-tasting • McNeil added a coating to S N S N the drug granules to SO NH 2 2 mask the bitterness NH 2
  • 50. McNeil v. Perrigo 50 • prior art A = uncoated famotidine + antacid for solid oral dosing, with or without a flavoring agent • prior art B = coating oral drugs to mask taste • prior art C = cimetidine + antacid + coating to mask bitter drug taste (cimetidine = Tagamet, also H2 blocker) • CAFC = predictable results from A + predictable results from B or C, together with motivation to coat the drug to mask a bitter taste, make McNeil’s patent obvious • secondary considerations not enough to overcome the strong showing of obviousness
  • 51. Novartis v. Teva 51 (Fed. Circ. June 9, 2008) Mayer, Schall, Linn (per curiam) • affirmed denial of preliminary injunction, no opinion • famciclovir (Famvir); antiviral • a prodrug of penciclovir, an acyclic nucleoside N N N N H2N N N H2N N N penciclovir O famciclovir O OH O OH O
  • 52. 52 Novartis v. Teva • prior art = taught how to make acetyl ester prodrugs of other acyclic nucleosides to increase oral bioavailability • prior art = penciclovir had high antiviral activity and low toxicity, but poor oral bioavailability • prior art = penciclovir was one of only 5 known acyclic nucleosides with high activity/low toxicity (finite number) • CAFC; penciclovir was an obvious lead compound, there was motivation to make an orally active drug, and it was obvious to make the acetyl ester prodrugs • no unexpected results
  • 53. In re Omeprezole 53 [AstraZeneca v. Apotex] (Fed. Circ. August 20, 2008) (Lourie, BRYSON, Gajarsa) • omeprezole (Prilosec); PPI for ulcers, GERD N O H3C OCH3 S H3CO N CH3 H N omeprazole
  • 54. 54 In re Omeprazole • AstraZeneca found that alkaline reacting compound (ARC) addition to drug core helped stabilize drug in storage, and that an enteric coating was needed to keep drug from decomposing in the stomach, but normal enteric coatings were known to dissolve the ARC • AZ determined that a water-soluble subcoating would keep ARC intact but allow drug release in small intestine • no prior art showed a negative interaction between ARC and enteric coatings or discussed subcoatings, thus no motivation to introduce a subcoating; not obvious • even if there were motivation, a water-soluble subcoating would not be obvious to try
  • 55. Abbott v. Sandoz 55 (Fed. Circ. October 21, 2008) NEWMAN, Archer, Gajarsa (dissent by Gajarsa) • affirmed preliminary injunction • clarithromycin (Biaxin XL) • extended release formulation of a macrolide antibiotic
  • 56. 56 Abbott v. Sandoz • prior art taught dissolution control with polymer addition or alginate salt + azithromycin • prior art also taught extended release formulations of erythromycin derivatives in general • CAFC; physical properties (PK) of azithromycin very different than clarithromycin, so skilled artisan could not predict how clarithromycin would act using the extended release formulation for azithromycin • dissent; only routine experimentation needed here
  • 57. Bayer v. Barr 57 (Fed. Circ. August 5, 2009) (MAYER, Newman, Friedman) (dissent by Newman) • drospirenone (Yasmin); oral contraceptive • poorly soluble in water • isomerizes in acid to a compound with undesired properties
  • 58. 58 Bayer v. Barr • prior art taught micronization to improve solubility in water, but it also increased acid sensitivity • enteric coatings known to protect oral drugs from stomach acid, but also decreased bioavailability • Bayer found that the micronized drug with an enteric coating had same bioavailability as without the coating • CAFC; prior art narrowed options to a finite number of identifiable predictable solutions, so obvious • Newman dissent; no reasonable expectation of success here
  • 59. Ortho v. Teva 59 (Fed. Circ. August 26, 2009) (PROST, Moore, dissent by Mayer) • combination of acetaminophen + tramadol (Ultracet) O H N tramadol OH O HO N acetaminophen
  • 60. 60 Ortho v. Teva • prior art = tramadol + para-acetaminophenol in a combination drug, at 1:10 ratio • 2 kinds of Ortho formulation claims – one set with ratio “consisting of about 1:5 – 1:19” – one claim with ratio “comprising about 1:5” • Ortho got narrowing reissue to avoid prior art (discovered that para-acetaminophenol = acetaminophen) • CAFC construed “about 1:5” to mean 1:1.36 – 1:1.71 (Ortho v. Caraco)
  • 61. 61 Ortho v. Teva • CAFC: the difference between 1:7.1 and 1:10 is slight, so a prima facie case of obviousness regarding the “comprising about 1:5” claim • Ortho’s unexpected result rebuttal (synergy) failed, as there was no difference in the synergistic effect between these ratios • claims with ratio “consisting of about 1:5 – about 1:19” raise an issue of material fact (remand) • “dissent” (Mayer); all claims are obvious
  • 62. Summary of Recent Drug 62 Formulation Obviousness Cases case date holding comments McNeil v. Perrigo April 2008 obvious per curiam Novartis v. Teva June 2008 obvious prelim. injunction; per curiam In re Omeprezole August 2008 not obvious Abbott v. Sandoz October 2009 not obvious Gajarsa dissent Bayer v. Barr August 2009 obvious Newman dissent Ortho v. Teva August 2009 some obvious Mayer dissent some not
  • 63. 63 For More Information Kevin B. Laurence Partner Salt Lake City, UT (801) 578-6932 Direct (801) 578-6999 Fax 200 S Main Street, Suite 1100 Salt Lake City, UT 84111 kblaurence@stoel.com Samuel E. Webb Partner Seattle, WA (206) 386-7683 Direct (206) 386-7500 Fax 600 University Street, Suite 3600 Seattle, WA 98101 sewebb@stoel.com