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PERFORMANCE
  APPRAISAL
A process by which organization
    evaluate individual job performance




“The appraisal of each employee‟s performance
should be based on actual performance of the
critical elements identified through job analysis”
Specific, Timely, Accurate,
Identify impact to team or Dep’t
Relevant, based upon observable
behavior, compare actual behavior to
expected behavior




                                 “STAIR”




        Each of these components must be considered when
        analyzing performance issues!
Uses of Performance Appraisal




 Performance of responsibilities of the
  job.
 Behavior in the workplace.
 Professional Development.
 Organizational support and
  encouragement of good performance.
 Correct poor performance and/or
  behavior and reestablish expectations
  of employer and employee.
Key elements of PA system


  Employee           Performance
performance            appraisal          Feedback




                    Performance
                     measures



                Performance-related
                     standards




                 HR            Employee
              decisions         records
PA process



  SKILL
ABILITIES             PERFORMANCE




                        APPRAISAL
 EFFORTS               (Standard vs
BEHAVIOR              Accomplishment)




 IMPROVEMENT
                         (+)/(-)
                (-)


                            (+)

                      RECOQNITION
Appraisal Methods

Past Oriented Appraisal, Employees can get feedback that my lead to
renewed efforts at improved performance

    Rating Scales
    Checklists
    Forced Choice Method
    Critical Incident method
    Accomplishment Records

Future Oriented Appraisal, Focus on future performance by evaluating
an employee‟s potential or setting future performance goals

    Self Appraisals
    Management by Objectives
    Psychological Appraisals
    Assessment Centers
 Rating Scales,           requires the rater to provide a
subjective evaluation of an individual‟s performance along a
scale from low to high.
     No. Uraian    Sangat Baik      Baik     Cukup     Kurang   Sangat Kurang
      1. Inisiatif     √
      2. Kerjasama                   √
      3. Kehadiran                                         √                    Gand Total
            Total      5             4                     2                       11




 Checklists,       requires the rater to select words or
statements that describe the employee‟s performance and
characteristics.
             No.                          Uraian                       Bobot
                Memiliki kemampuan dan kemauan untuk
                menyusun perencanaan, mengorganisir
             1.                                                          35
                dan berinisiatif menindak lanjuti secara
                kongkrit
                   Menunjukkan kesiapan untuk selalu
             2.                                                          45
                   membantu orang lain yang membutuhkan
                Jumlah hari kehadiran ditempat kerja
             3. sesuai dengan yang ditetapkan oleh                       20
                ketentuan perusahaan
                                                                        100
 Forced Choice Method,               requires the rater to
choose the most descriptive statement in each pair of
statements about the employee being rated.
     No.                     Uraian
      1. Inspirator                         Pekerja Keras
      2. Team player                  Individual performer
      3. Hadir tepat waktu                Sering terlambat



 Critical Incident method,              requires the rater to
record statements that describe extremely good or bad
behavior related to the job performance. Recorded incidents
include a brief explanation of what happened.


 Accomplishment Records,                these are employee-
produced listings of accomplishments such as publications,
speeches, leadership roles, and other professionally related
activities
 Self Appraisals,            give the employees an authority to
appraise themselves. It can be a useful evaluation technique if
the goal of evaluation is to further self-development.


 Management by Objectives,                consists of
goals that are objectively measurable and mutually agreed
on by the employee and manager.


 Psychological Appraisals,               psychologists are
used for evaluations of the individual employee‟s future
potential.

 Assessment Centers,              are a form of standardized
employee appraisal that relies on multiple types of evaluation
and multiple raters
Rater biases




 Halo effect   (to )


 Error of central tendency
 Leniency and strictness bias
 Cross cultural biases
 Stereotyping   (to   )


 The recency events effect
Reducing rater bias


 Training
        Biases and their causes should be explained
       The role of PA in employee decisions should be
     explained to stress the need for impartiality and
     objectivity
       Raters should apply subjective measures as a
     part of their training

   Feedback
      Raters should get feedback about their previous
     rating

   Careful selection of PA techniques
HR
                management


Based on the                   Provide an accurate picture
job-related         PA         of past and/or future employee
criteria                       performance



                               Through an evaluation interview
                 Feedback      to get realistic view




               HR department   „Quality control check‟
                performance    of HR function
The Evaluation Interview

The tell-and-sell method
   Communicates to employees their performance as
     accurately and directly as possible with little
     return feedback, but can lead to defensiveness
The tell-and-listen interview
   Communicates to employees their strengths and
     weaknesses, but also allows for return feedback
      This creates an environment that is less defensive and
        stressful to the employee
The Evaluation Interview (continued):

The problem-solving interview
   Playing the role of helper more so than judge, the
     manager creates an environment through which the
     employee can discover his or her own developmental
     needs
The mixed-model interview
   Allows for the problem solving interview in the
     beginning, where the subordinate leads off, and
     finishes with the tell-and-sell or tell-and-listen
     approaches if the subordinate has missed some
     important areas of his or her performance
Vi perfm-appraisal[1]

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Vi perfm-appraisal[1]

  • 2. A process by which organization evaluate individual job performance “The appraisal of each employee‟s performance should be based on actual performance of the critical elements identified through job analysis”
  • 3. Specific, Timely, Accurate, Identify impact to team or Dep’t Relevant, based upon observable behavior, compare actual behavior to expected behavior “STAIR” Each of these components must be considered when analyzing performance issues!
  • 4. Uses of Performance Appraisal  Performance of responsibilities of the job.  Behavior in the workplace.  Professional Development.  Organizational support and encouragement of good performance.  Correct poor performance and/or behavior and reestablish expectations of employer and employee.
  • 5. Key elements of PA system Employee Performance performance appraisal Feedback Performance measures Performance-related standards HR Employee decisions records
  • 6. PA process SKILL ABILITIES PERFORMANCE APPRAISAL EFFORTS (Standard vs BEHAVIOR Accomplishment) IMPROVEMENT (+)/(-) (-) (+) RECOQNITION
  • 7. Appraisal Methods Past Oriented Appraisal, Employees can get feedback that my lead to renewed efforts at improved performance  Rating Scales  Checklists  Forced Choice Method  Critical Incident method  Accomplishment Records Future Oriented Appraisal, Focus on future performance by evaluating an employee‟s potential or setting future performance goals  Self Appraisals  Management by Objectives  Psychological Appraisals  Assessment Centers
  • 8.  Rating Scales, requires the rater to provide a subjective evaluation of an individual‟s performance along a scale from low to high. No. Uraian Sangat Baik Baik Cukup Kurang Sangat Kurang 1. Inisiatif √ 2. Kerjasama √ 3. Kehadiran √ Gand Total Total 5 4 2 11  Checklists, requires the rater to select words or statements that describe the employee‟s performance and characteristics. No. Uraian Bobot Memiliki kemampuan dan kemauan untuk menyusun perencanaan, mengorganisir 1. 35 dan berinisiatif menindak lanjuti secara kongkrit Menunjukkan kesiapan untuk selalu 2. 45 membantu orang lain yang membutuhkan Jumlah hari kehadiran ditempat kerja 3. sesuai dengan yang ditetapkan oleh 20 ketentuan perusahaan 100
  • 9.  Forced Choice Method, requires the rater to choose the most descriptive statement in each pair of statements about the employee being rated. No. Uraian 1. Inspirator Pekerja Keras 2. Team player Individual performer 3. Hadir tepat waktu Sering terlambat  Critical Incident method, requires the rater to record statements that describe extremely good or bad behavior related to the job performance. Recorded incidents include a brief explanation of what happened.  Accomplishment Records, these are employee- produced listings of accomplishments such as publications, speeches, leadership roles, and other professionally related activities
  • 10.  Self Appraisals, give the employees an authority to appraise themselves. It can be a useful evaluation technique if the goal of evaluation is to further self-development.  Management by Objectives, consists of goals that are objectively measurable and mutually agreed on by the employee and manager.  Psychological Appraisals, psychologists are used for evaluations of the individual employee‟s future potential.  Assessment Centers, are a form of standardized employee appraisal that relies on multiple types of evaluation and multiple raters
  • 11. Rater biases  Halo effect (to )  Error of central tendency  Leniency and strictness bias  Cross cultural biases  Stereotyping (to   )  The recency events effect
  • 12. Reducing rater bias  Training  Biases and their causes should be explained  The role of PA in employee decisions should be explained to stress the need for impartiality and objectivity  Raters should apply subjective measures as a part of their training  Feedback Raters should get feedback about their previous rating  Careful selection of PA techniques
  • 13. HR management Based on the Provide an accurate picture job-related PA of past and/or future employee criteria performance Through an evaluation interview Feedback to get realistic view HR department „Quality control check‟ performance of HR function
  • 14. The Evaluation Interview The tell-and-sell method Communicates to employees their performance as accurately and directly as possible with little return feedback, but can lead to defensiveness The tell-and-listen interview Communicates to employees their strengths and weaknesses, but also allows for return feedback This creates an environment that is less defensive and stressful to the employee
  • 15. The Evaluation Interview (continued): The problem-solving interview Playing the role of helper more so than judge, the manager creates an environment through which the employee can discover his or her own developmental needs The mixed-model interview Allows for the problem solving interview in the beginning, where the subordinate leads off, and finishes with the tell-and-sell or tell-and-listen approaches if the subordinate has missed some important areas of his or her performance