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                        Self-Assembled Monolayer-Assisted Chemical Transfer of In Situ
                                      Functionalized Carbon Nanotubes
              Wei Lin,†,‡ Yonghao Xiu,‡ Hongjin Jiang,‡ Rongwei Zhang,‡ Owen Hildreth,‡ Kyoung-Sik Moon,‡ and
                                                         C. P. Wong*,‡
               School of Polymer, Textile & Fiber Engineering, and School of Material Science & Engineering, Georgia Institute
                                          of Technology, 771 Ferst DriVe NW, Atlanta, Georgia 30332
                                                 Received March 22, 2008; E-mail: cp.wong@mse.gatech.edu


   Carbon nanotubes (CNTs) have attracted much interest due to
their extraordinary electrical, thermal, and mechanical properties
and their wide range of potential applications.1–3 Aligned CNT
(ACNT) structures make the best use of the 1-D transport properties
of individual CNTs and have been proposed as the promising
candidate for thermal interface materials (TIMs),4,5 electrical
interconnect materials,6 gas sensors,7,8 and electrodes,9–11 and more.
However, the problems with the chemical vapor deposition (CVD)
process for ACNT growth, such as high growth temperature and
                                                                                  Figure 1. Schematic illustration of the chemical transfer process.
few substrate materials suitable for the CVD growth, become
barriers for ACNT applications. To circumvent these problems,
great efforts have been made to separate the CVD process and the
ACNT assembly by various ACNT transfer technology9–12 with
moderate success. For the wet chemical process,9–11 pristine CNTs
are functionalized in acids and then assembled onto the substrate
in a solution. The functionalization process usually truncates the
CNTs randomly and introduces high defect density to the lateral
walls of the CNTs, which greatly degrades the intrinsic electrical
and thermal properties of the 1-D structure of the CNTs. Further-
more, big challenges exist in selective patterning, length control,
and quality control of functionalized ACNTs. In this study, we
propose a new transfer technology for ACNT assembly, named
“chemical transfer”, which promises to bypass the problems                        Figure 2. FTIR spectra of the f-ACNTs (a) and the s-CNTs (b).
associated with the wet chemical process and allow ACNTs to be
used with various substrates. Chemical transfer is a two-step                     ratio as Ar/H2/C2H4 ) 380/150/150 standard cubic cm/min (sccm).
assembly process, similar to the flip-chip assembly technique                      The in situ functionalization of the ACNT surface was realized by
(Figure 1): (1) well-aligned CNTs are in situ functionalized (f-                  bubbling a small amount of Ar through H2O2 (10-30 wt %) into
ACNTs) during the CVD growth; (2) f-ACNTs are then anchored                       the furnace chamber during the CVD growth. X-ray photoelectron
onto the gold-coated substrate by forming covalent bonding between                spectroscopy (XPS) survey (SSX-100, in the Supporting Informa-
the f-ACNTs and the self-assembled monolayer of conjugated thiol                  tion) carried out on the top of the f-ACNT shows an asymmetric
molecules on the gold surface. The in situ functionalization process              C1s peak and an oxygen peak, indicating the existence of oxygen-
allows for precise length control of ACNT assembly without                        involved functional groups. Consistent with the XPS results, the
randomly damaging the CNT structures and, equally importantly,                    FTIR spectrum (Nicolet, Magna IR 560, 4 cm-1 resolution, 5000
renders the ACNT surface, especially the opened ends, chemically                  scans) in Figure 2 (trace a) shows the presence of O-H, C-O,
reactive to certain functional groups. Compared to the solder-reflow               and C-O-C at 3445, 1229, and 1179 cm-1, respectively. The weak
transfer technology introduced previously by our research group,12                and wide band at ∼1730 cm-1 consists of various carbonyl
the chemical transfer technique is a low-temperature solder-free                  functional groups. These surface functional groups result in a
process and is easily implemented on a wide variety of substrate                  relatively small contact angle of DI water droplet on the f-ACNT
materials including metals, polymers, and semiconductors. In this                 film (125-135°) with respect to the superhydrophobic surface of
study, silicon wafers with 5-10 nm Ti (as adhesion layer) and                     the pristine ACNT film (>150°). To test the chemical reactivity of
60-100 nm Au (as top layer) were used. ACNTs could be                             the surface functional groups, f-ACNTs were immersed in SOCl2
chemically transferred onto other gold-coated smooth substrates,                  for 24 h, and the FTIR spectrum of the resultant product (s-CNT)
such as glass (or quartz slides).                                                 is shown in Figure 2 (trace b). The disappearance of the band at
   The ACNTs were grown on SiO2/Si with 10 nm thick Al2O3                         3445 cm-1 indicates that the hydroxyl groups on f-ACNTs react
and 2 nm thick iron films deposited by an e-beam evaporation.                      with SOCl2. Correspondingly, the absorptions below 1100 cm-1
The CVD growth was carried out at 750 °C, with gas flow rate                       become complex. The peaks at 1070 cm-1 are probably attributed
                                                                                  to the SdO stretching.
  †
      School of Polymer, Textile & Fiber Engineering.
                                                                                     A self-assembled monolayer of conjugated thiol molecules was
  ‡
      School of Material Science & Engineering.                                   employed as the molecular wire junctions13 at the f-ACNT/gold
9636   9   J. AM. CHEM. SOC. 2008, 130, 9636–9637                                              10.1021/ja802142g CCC: $40.75  2008 American Chemical Society
COMMUNICATIONS




                                                                              Figure 4. The room temperature I-V curve of the f-ACNT/gold intercon-
                                                                              nect via the chemical transfer.

                                                                              average diameter of f-ACNTs, the resistivity of the individual
                                                                              ACNT is ∼3.0 × 10-4 Ω · cm. This order of magnitude is smaller
                                                                              than that reported in ref 16 but consistent with that in ref 17. The
Figure 3. Chemically transferred f-ACNT film on the gold surface: (a)          Ohmic contact and low resistance of the f-ACNT interconnect is
photograph; (b) the side-view SEM image (by 0.5 N/cm2 of compressive          probably attributed to two factors: (1) conjugated SAM-assisted
force during transfer); (c) further enlargement of the CNT alignment after
                                                                              bonding at the interface of ∼1 nm thick, which facilitates the
chemical transfer; (d) the anchored f-ACNT/gold interface after part of the
transferred ACNTs was removed.                                                electron transport; (2) relatively low defect density along the
                                                                              f-ACNT walls as compared to the functionalized CNTs by the wet
interface. The gold/Si substrate was cleaned with UV ozone (0.75              chemical method.
L/min flow rate of the oxygen for 3 min) and subsequently                         In summary, the in situ functionalization is a simple way to
immersed in 1 mM ethanol solution of 4-mercaptobenzoic acid                   functionalize CNTs and simultaneously maintain the well-aligned
(MBA) for 48 h in nitrogen atmosphere. After such treatment, the              structure and uniform thickness of the ACNT film. A self-assembled
gold surfaces were thoroughly rinsed with ethanol to remove the               monolayer of conjugated thiol molecules at the f-ACNT/gold
excess thiol molecules and dried with an Ar flow. The XPS survey               interface serves both as the bonding ligand and as the path for
shows the existence of MBA molecules on the gold surface                      electron transport or tunneling, as well as for phonon transport
(Supporting Information). Then thionyl chloride was used to treat             (thermal testing is in progress). Therefore, this process may offer
the MBA monolayer to make it reactive with the f-ACNTs. The                   a new paradigm to applications of ACNTs in electrical interconnect,
f-ACNT film was flipped and held onto the as-treated gold surface               thermal interfacial management, and electrodes for sensors.
and kept at 110 °C in nitrogen for 4 h. Then the Si growth substrate
was separated from the f-ACNTs, leaving all the f-ACNTs attached                 Acknowledgment. We thank NSF grants 0621115 and 0422553
to the gold surface. Figure 3 shows the chemically transferred                for financial support of this work.
ACNT film on the gold surface.
                                                                                 Supporting Information Available: XPS survey results of the
   Interfacial strength was tested in Die Shear Equipment (Dage
                                                                              f-ACNT film and the SAM-gold surface. This material is available
series 4000, 10 kg load cell). For the chemically transferred f-ACNT
                                                                              free of charge via the Internet at http://pubs.acs.org.
(∼200 µm thick)/gold interface, the shear strength is 3.1-3.8
N/cm2, ∼2 times stronger than that of the pristine ACNT/Si                    References
interface (1.5-2.1 N/cm2) with ACNT film of the same thickness.
                                                                               (1) Dai, H. J.; Kong, J.; Zhou, C. W.; Franklin, N.; Tombler, T.; Cassell, A.;
When compressive force (in Instron 5548 Microtester) was applied                   Fan, S. S.; Chapline, M. J. Phys. Chem. B 1999, 103, 11246–11255.
during the transfer process, the shear strength could reach 30-110             (2) Baughman, R. H.; Zakhidov, A. A.; de Heer, W. A. Science 2002, 297,
N/cm2, depending on the thickness of the ACNT film and the                          787–792.
                                                                               (3) Ajayan, P. M. Chem. ReV. 1999, 99, 1787–1799.
external compression force. Although it is not recommended that                (4) Xu, J.; Fisher, T. S. Int. J. Heat Mass Transfer 2006, 49, 1658–1666.
the value reported here be compared directly with those obtained               (5) Kordas, K.; Toth, G.; Moilanen, P.; Kumpumaki, M.; Vahakangas, J.;
                                                                                   Uusimaki, A.; Vajtai, R.; Ajayan, P. M. Appl. Phys. Lett. 2007, 90, 123105.
by different testing methods,14,15 we note that this interface is much         (6) Graham, A. P.; Duesberg, G. S.; Seidel, R.; Liebau, M.; Unger, E.; Kreupl,
stronger than what has been reported so far. We postulate that the                 F.; Honlein, W. Diamond Relat. Mater. 2004, 13, 1296–1300.
                                                                               (7) Star, A.; Joshi, V.; Skarupo, S.; Thomas, D.; Gabriel, J. C. P. J. Phys.
compression force ensures more contact between the ACNTs and                       Chem. B 2006, 110, 21014–21020.
the gold surface,15 as can be seen from Figure 3b, so that more                (8) Gao, M.; Dai, L.; Wallace, G. G. Synth. Met. 2003, 137, 1393–1394.
                                                                               (9) Sheeney-Haj-Khia, L.; Basnar, B.; Willner, I. Angew. Chem., Int. Ed. 2005,
covalent bonds can be formed between f-ACNTs and the gold                          44, 78–83.
surface, as well as higher van der Waals forces.                              (10) Liu, Z. F.; Shen, Z. Y.; Zhu, T.; Hou, S. F.; Ying, L. Z.; Shi, Z. J.; Gu,
                                                                                   Z. N. Langmuir 2000, 16, 3569–3573.
   The current-voltage (I-V) response of the f-ACNT interconnect              (11) Wei, H.; Kim, S.; Kim, S. N.; Huey, B. D.; Papadimitrakopoulos, F.;
was conducted on a Keithley 2000 multimeter equipped with a four-                  Marcus, H. L. J. Mater. Chem. 2007, 17, 4577–4585.
                                                                              (12) Zhu, L. B.; Sun, Y. Y.; Hess, D. W.; Wong, C. P. Nano Lett. 2006, 6,
point probe station. The upper gold electrodes (150 nm thick,                      243–247.
diameter: ∼2.1 mm) were deposited on the top of the f-ACNT films.              (13) Tivanski, A. V.; He, Y. F.; Borguet, E.; Liu, H. Y.; Walker, G. C.; Waldeck,
                                                                                   D. H. J. Phys. Chem. B 2005, 109, 5398–5402.
Figure 4 shows the I-V curve of the chemically transferred f-ACNT             (14) Zhao, Y.; Tong, T.; Delzeit, L.; Kashani, A.; Meyyappan, M.; Majumdar,
structure measured at room temperature. The curve is linear,                       A. J. Vac. Sci. Technol. B 2006, 24, 331–335.
suggesting that the electrical transport and the contacts are Ohmic,          (15) Qu, L.; Dai, L. AdV. Mater. 2007, 19, 3844–3849.
                                                                              (16) Xu, T.; Wang, Z.; Miao, J.; Chen, X.; Tan, C. M. Appl. Phys. Lett. 2007,
which is in stark contrast to the result shown in ref 16. The                      91, 042108.
resistance of a compact CNT bundle with a diameter of ∼2.1 mm                 (17) Dai, H. J.; Wong, E. W.; Lieber, C. M. Science 1996, 272, 523–526.
is ∼0.02 Ω. From the length and estimated area density and the                JA802142G



                                                                                                   J. AM. CHEM. SOC.       9   VOL. 130, NO. 30, 2008    9637

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Chemical Transfer Of Acnt

  • 1. Published on Web 07/02/2008 Self-Assembled Monolayer-Assisted Chemical Transfer of In Situ Functionalized Carbon Nanotubes Wei Lin,†,‡ Yonghao Xiu,‡ Hongjin Jiang,‡ Rongwei Zhang,‡ Owen Hildreth,‡ Kyoung-Sik Moon,‡ and C. P. Wong*,‡ School of Polymer, Textile & Fiber Engineering, and School of Material Science & Engineering, Georgia Institute of Technology, 771 Ferst DriVe NW, Atlanta, Georgia 30332 Received March 22, 2008; E-mail: cp.wong@mse.gatech.edu Carbon nanotubes (CNTs) have attracted much interest due to their extraordinary electrical, thermal, and mechanical properties and their wide range of potential applications.1–3 Aligned CNT (ACNT) structures make the best use of the 1-D transport properties of individual CNTs and have been proposed as the promising candidate for thermal interface materials (TIMs),4,5 electrical interconnect materials,6 gas sensors,7,8 and electrodes,9–11 and more. However, the problems with the chemical vapor deposition (CVD) process for ACNT growth, such as high growth temperature and Figure 1. Schematic illustration of the chemical transfer process. few substrate materials suitable for the CVD growth, become barriers for ACNT applications. To circumvent these problems, great efforts have been made to separate the CVD process and the ACNT assembly by various ACNT transfer technology9–12 with moderate success. For the wet chemical process,9–11 pristine CNTs are functionalized in acids and then assembled onto the substrate in a solution. The functionalization process usually truncates the CNTs randomly and introduces high defect density to the lateral walls of the CNTs, which greatly degrades the intrinsic electrical and thermal properties of the 1-D structure of the CNTs. Further- more, big challenges exist in selective patterning, length control, and quality control of functionalized ACNTs. In this study, we propose a new transfer technology for ACNT assembly, named “chemical transfer”, which promises to bypass the problems Figure 2. FTIR spectra of the f-ACNTs (a) and the s-CNTs (b). associated with the wet chemical process and allow ACNTs to be used with various substrates. Chemical transfer is a two-step ratio as Ar/H2/C2H4 ) 380/150/150 standard cubic cm/min (sccm). assembly process, similar to the flip-chip assembly technique The in situ functionalization of the ACNT surface was realized by (Figure 1): (1) well-aligned CNTs are in situ functionalized (f- bubbling a small amount of Ar through H2O2 (10-30 wt %) into ACNTs) during the CVD growth; (2) f-ACNTs are then anchored the furnace chamber during the CVD growth. X-ray photoelectron onto the gold-coated substrate by forming covalent bonding between spectroscopy (XPS) survey (SSX-100, in the Supporting Informa- the f-ACNTs and the self-assembled monolayer of conjugated thiol tion) carried out on the top of the f-ACNT shows an asymmetric molecules on the gold surface. The in situ functionalization process C1s peak and an oxygen peak, indicating the existence of oxygen- allows for precise length control of ACNT assembly without involved functional groups. Consistent with the XPS results, the randomly damaging the CNT structures and, equally importantly, FTIR spectrum (Nicolet, Magna IR 560, 4 cm-1 resolution, 5000 renders the ACNT surface, especially the opened ends, chemically scans) in Figure 2 (trace a) shows the presence of O-H, C-O, reactive to certain functional groups. Compared to the solder-reflow and C-O-C at 3445, 1229, and 1179 cm-1, respectively. The weak transfer technology introduced previously by our research group,12 and wide band at ∼1730 cm-1 consists of various carbonyl the chemical transfer technique is a low-temperature solder-free functional groups. These surface functional groups result in a process and is easily implemented on a wide variety of substrate relatively small contact angle of DI water droplet on the f-ACNT materials including metals, polymers, and semiconductors. In this film (125-135°) with respect to the superhydrophobic surface of study, silicon wafers with 5-10 nm Ti (as adhesion layer) and the pristine ACNT film (>150°). To test the chemical reactivity of 60-100 nm Au (as top layer) were used. ACNTs could be the surface functional groups, f-ACNTs were immersed in SOCl2 chemically transferred onto other gold-coated smooth substrates, for 24 h, and the FTIR spectrum of the resultant product (s-CNT) such as glass (or quartz slides). is shown in Figure 2 (trace b). The disappearance of the band at The ACNTs were grown on SiO2/Si with 10 nm thick Al2O3 3445 cm-1 indicates that the hydroxyl groups on f-ACNTs react and 2 nm thick iron films deposited by an e-beam evaporation. with SOCl2. Correspondingly, the absorptions below 1100 cm-1 The CVD growth was carried out at 750 °C, with gas flow rate become complex. The peaks at 1070 cm-1 are probably attributed to the SdO stretching. † School of Polymer, Textile & Fiber Engineering. A self-assembled monolayer of conjugated thiol molecules was ‡ School of Material Science & Engineering. employed as the molecular wire junctions13 at the f-ACNT/gold 9636 9 J. AM. CHEM. SOC. 2008, 130, 9636–9637 10.1021/ja802142g CCC: $40.75  2008 American Chemical Society
  • 2. COMMUNICATIONS Figure 4. The room temperature I-V curve of the f-ACNT/gold intercon- nect via the chemical transfer. average diameter of f-ACNTs, the resistivity of the individual ACNT is ∼3.0 × 10-4 Ω · cm. This order of magnitude is smaller than that reported in ref 16 but consistent with that in ref 17. The Figure 3. Chemically transferred f-ACNT film on the gold surface: (a) Ohmic contact and low resistance of the f-ACNT interconnect is photograph; (b) the side-view SEM image (by 0.5 N/cm2 of compressive probably attributed to two factors: (1) conjugated SAM-assisted force during transfer); (c) further enlargement of the CNT alignment after bonding at the interface of ∼1 nm thick, which facilitates the chemical transfer; (d) the anchored f-ACNT/gold interface after part of the transferred ACNTs was removed. electron transport; (2) relatively low defect density along the f-ACNT walls as compared to the functionalized CNTs by the wet interface. The gold/Si substrate was cleaned with UV ozone (0.75 chemical method. L/min flow rate of the oxygen for 3 min) and subsequently In summary, the in situ functionalization is a simple way to immersed in 1 mM ethanol solution of 4-mercaptobenzoic acid functionalize CNTs and simultaneously maintain the well-aligned (MBA) for 48 h in nitrogen atmosphere. After such treatment, the structure and uniform thickness of the ACNT film. A self-assembled gold surfaces were thoroughly rinsed with ethanol to remove the monolayer of conjugated thiol molecules at the f-ACNT/gold excess thiol molecules and dried with an Ar flow. The XPS survey interface serves both as the bonding ligand and as the path for shows the existence of MBA molecules on the gold surface electron transport or tunneling, as well as for phonon transport (Supporting Information). Then thionyl chloride was used to treat (thermal testing is in progress). Therefore, this process may offer the MBA monolayer to make it reactive with the f-ACNTs. The a new paradigm to applications of ACNTs in electrical interconnect, f-ACNT film was flipped and held onto the as-treated gold surface thermal interfacial management, and electrodes for sensors. and kept at 110 °C in nitrogen for 4 h. Then the Si growth substrate was separated from the f-ACNTs, leaving all the f-ACNTs attached Acknowledgment. We thank NSF grants 0621115 and 0422553 to the gold surface. Figure 3 shows the chemically transferred for financial support of this work. ACNT film on the gold surface. Supporting Information Available: XPS survey results of the Interfacial strength was tested in Die Shear Equipment (Dage f-ACNT film and the SAM-gold surface. This material is available series 4000, 10 kg load cell). For the chemically transferred f-ACNT free of charge via the Internet at http://pubs.acs.org. (∼200 µm thick)/gold interface, the shear strength is 3.1-3.8 N/cm2, ∼2 times stronger than that of the pristine ACNT/Si References interface (1.5-2.1 N/cm2) with ACNT film of the same thickness. (1) Dai, H. J.; Kong, J.; Zhou, C. W.; Franklin, N.; Tombler, T.; Cassell, A.; When compressive force (in Instron 5548 Microtester) was applied Fan, S. S.; Chapline, M. J. Phys. Chem. B 1999, 103, 11246–11255. during the transfer process, the shear strength could reach 30-110 (2) Baughman, R. H.; Zakhidov, A. A.; de Heer, W. A. Science 2002, 297, N/cm2, depending on the thickness of the ACNT film and the 787–792. (3) Ajayan, P. M. Chem. ReV. 1999, 99, 1787–1799. external compression force. Although it is not recommended that (4) Xu, J.; Fisher, T. S. Int. J. Heat Mass Transfer 2006, 49, 1658–1666. the value reported here be compared directly with those obtained (5) Kordas, K.; Toth, G.; Moilanen, P.; Kumpumaki, M.; Vahakangas, J.; Uusimaki, A.; Vajtai, R.; Ajayan, P. M. Appl. Phys. Lett. 2007, 90, 123105. by different testing methods,14,15 we note that this interface is much (6) Graham, A. P.; Duesberg, G. S.; Seidel, R.; Liebau, M.; Unger, E.; Kreupl, stronger than what has been reported so far. We postulate that the F.; Honlein, W. Diamond Relat. Mater. 2004, 13, 1296–1300. (7) Star, A.; Joshi, V.; Skarupo, S.; Thomas, D.; Gabriel, J. C. P. J. Phys. compression force ensures more contact between the ACNTs and Chem. B 2006, 110, 21014–21020. the gold surface,15 as can be seen from Figure 3b, so that more (8) Gao, M.; Dai, L.; Wallace, G. G. Synth. Met. 2003, 137, 1393–1394. (9) Sheeney-Haj-Khia, L.; Basnar, B.; Willner, I. Angew. Chem., Int. Ed. 2005, covalent bonds can be formed between f-ACNTs and the gold 44, 78–83. surface, as well as higher van der Waals forces. (10) Liu, Z. F.; Shen, Z. Y.; Zhu, T.; Hou, S. F.; Ying, L. Z.; Shi, Z. J.; Gu, Z. N. Langmuir 2000, 16, 3569–3573. The current-voltage (I-V) response of the f-ACNT interconnect (11) Wei, H.; Kim, S.; Kim, S. N.; Huey, B. D.; Papadimitrakopoulos, F.; was conducted on a Keithley 2000 multimeter equipped with a four- Marcus, H. L. J. Mater. Chem. 2007, 17, 4577–4585. (12) Zhu, L. B.; Sun, Y. Y.; Hess, D. W.; Wong, C. P. Nano Lett. 2006, 6, point probe station. The upper gold electrodes (150 nm thick, 243–247. diameter: ∼2.1 mm) were deposited on the top of the f-ACNT films. (13) Tivanski, A. V.; He, Y. F.; Borguet, E.; Liu, H. Y.; Walker, G. C.; Waldeck, D. H. J. Phys. Chem. B 2005, 109, 5398–5402. Figure 4 shows the I-V curve of the chemically transferred f-ACNT (14) Zhao, Y.; Tong, T.; Delzeit, L.; Kashani, A.; Meyyappan, M.; Majumdar, structure measured at room temperature. The curve is linear, A. J. Vac. Sci. Technol. B 2006, 24, 331–335. suggesting that the electrical transport and the contacts are Ohmic, (15) Qu, L.; Dai, L. AdV. Mater. 2007, 19, 3844–3849. (16) Xu, T.; Wang, Z.; Miao, J.; Chen, X.; Tan, C. M. Appl. Phys. Lett. 2007, which is in stark contrast to the result shown in ref 16. The 91, 042108. resistance of a compact CNT bundle with a diameter of ∼2.1 mm (17) Dai, H. J.; Wong, E. W.; Lieber, C. M. Science 1996, 272, 523–526. is ∼0.02 Ω. From the length and estimated area density and the JA802142G J. AM. CHEM. SOC. 9 VOL. 130, NO. 30, 2008 9637