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CollectionDirections: 
Towards the collective (print) collection 
@LorcanD 
Lorcan Dempsey 
OCLC 
13 – 14 October 2014 
Asia Pacific Regional Council 2014 Membership Conference 
Jeju City, Republic of Korea eLjeProks Grandma divers head out to sea. CC BY-NC 2.0
Preamble
Asia-Pacific Membership 
in WorldCat 
120.3 million holdings 
on 
41.5 million distinct publications 
in 
462 languages 
(Top 5 non-English: Chinese, Japanese, 
German, French, Thai) 
19.5 million contributed records 
supporting 
37.4 million global holdings 
Data current as of July 2014 
Collective collection: 
Contribution:
At the movies … Most widely-held Chinese-Japanese-Korean-language 
materials published within Asia-Pacific region 
臥虎藏龍 
Crouching Tiger, Hidden Dragon 
Chinese 
[1] 
滿城盡帶黃金甲 
Curse of the Golden Flower 
Chinese 
봄 여름 가을 겨울 그리고 봄 
Spring, Summer, Fall, Winter … and Spring 
Korean 
[2] 
おくりびと 
Departures 
Japanese 
もののけ姫 
Princess Mononoke 
Japanese 
[1] Image source: http://en.wikipedia.org/wiki/Princess_Mononoke#mediaviewer/File:Princess_Mononoke_Japanese_Poster_%28Movie%29.jpg 
[2] Image source: http://en.wikipedia.org/wiki/Departures_%28film%29#mediaviewer/File:Okuribito_%282008%29.jpg
North America 
Asia Pacific
North America 
Asia Pacific 
Digital Libraries
University of Hong Kong 
Library Centers of Distinction 
Topic Titles 
China 300,785 
Hong Kong 90,200 
Taiwan 31,558 
Chinese medicine 17,604 
Chinese literature 17,248 
Chinese poetry 14,499 
Chinese language 8,830 
Chinese fiction 8,588 
Zhongguo gong chan dang 8,017 
Calligraphy, Chinese 7,542 
Hong Kong 
College of 
Medicine 
for Chinese, 
est. 1887, 
absorbed by 
HKU in 1910 
Fung Ping Shan Library of Chinese language materials, est. 1932, a 
cornerstone of HKU history- HKUL is the largest contributor of 
original cataloging in WorldCat for Chinese materials
Overview
Collections 
• The evolving scholarly record 
• Collection attention: 
1 2 3 
collections grid 
Trends 
• Inside-out collections 
• Collections as a service 
• From curation to creation 
• Workflow is the new content 
Collection directions 
Towards the collective 
(print) collection 
How we will manage print 
collections … differently.
The evolving 
scholarly record
Framing the Scholarly Record …
Grid: collection 
attention
Open Web Resources ‘Published’ materials 
Low 
Stewardship 
In many 
collections 
Institutional 
In few 
collections 
Research & Learning 
Materials 
Licensed 
Special Collections 
Local Digitization 
Purchased 
High 
Stewardship
Monographs 
1. Emergence of ‘e’ (platform) 
2. Shift to demand driven acquisition 
3. Digital corpora 
4. Disciplinary differences 
5. Growing difference beween commodity and 
non-commodity (e.g. area studies) 
6. Managing down print - shared print 
Journals 
1. Licensed materials are now the larger part of 
academic library budgets 
2. Publishers looking to research workflow 
(Elsevier – Mendeley, Pure) 
3. National science/research policy and open 
access 
4. A part only of the scholarly record.
Research and learning material 
1. Evolving scholarly record: research data, 
eprints, .. 
2. IR – role and content? 
3. Research information management (profiles, 
outputs, …) 
4. Support for digital scholarship 
5. Support for open access publishing 
Special collections, archives, … 
1. Release more value through digitization, 
exhibitions, … 
2. Streamlining processing, production, … 
3. Network level aggregation for scale and 
utility – DPLA, Europeana, Pacific rim digital 
library,
Compare: Kenning Arlitsch 
“New knowledge work”.
Collections as a 
service
The ‘owned’ 
collection 
The ‘facilitated’ 
collection 
The 
‘borrowed’ 
collection 
A collections spectrum 
The ‘licensed’ 
collection 
• Pointing people at 
Google Scholar 
• Including freely 
available ebooks in the catalog 
• Creating resource 
guides for web resources 
• Purchased and 
physically stored 
The ‘demand-driven’ 
collection 
The ‘shared 
print’ 
collection
Workflow is the new 
content
 arXiv, SSRN, RePEc, PubMed Central (disciplinary 
repositories that have become important discovery 
hubs); 
 Google Scholar, Google Books, Amazon (ubiquitous 
discovery and fulfillment hubs); 
 Mendeley, ResearchGate (services for social discovery 
and scholarly reputation management); 
 Goodreads, LibraryThing (social description/reading 
sites); 
 Wikipedia, Yahoo Answers, Khan Academy (hubs for 
open research, reference, and teaching materials). 
 GalaxyZoo, FigShare, OpenRefine (data storage and 
manipulation tools) 
 Github (software management)
Wouter Haak 
Elsevier, VP Product Strategy 
LIBER, Riga, 2014
Visitors & Residents Framework 
15/07/2014 27 
(White and Le Cornu 2011) 
#vandr 
Visitors and Residents resources http://goo.gl/vxUMRD
29
Workflow is the new content 
• In a print world, 
researchers and 
learners organized 
their workflow around 
the library. 
• The library had limited 
interaction with the full 
process. 
• In a digital world, the 
library needs to 
organize itself around 
the workflows of 
research and learners. 
• Workflows generate 
and consume 
information resources.
The Learning Black Market 
“It’s like a taboo I guess with all teachers, they just all 
say – you know, when they explain the paper they 
always say, ‘Don’t use Wikipedia.’” 
(USU7, Female, Age 19, Political Science)
The inside out 
collection
In many 
collections 
Outside, in 
A 
In few 
collections 
Then 
Licensed 
Purchased 
OCLC Collections Grid 
Library as broker 
Maximise efficiency 
Distinctive 
Low 
Stewardship 
High 
Stewardship 
Commodity 
Library as provider 
Maximise discoverability 
Inside, out 
Now
From curation 
to creation
U Minnesota, ARL 
Institutional profile 
“In alignment with 
the University's 
strategic 
positioning, the 
University Libraries 
have re-conceived 
goals, shifting from 
a collection-centric 
focus to one that is 
engagement-based.” 
http://umcf.umn.edu/awards/2006/images/margo_library_lg.jpg
39 
Transformation of the academic library 
Kurt de Belder 
http://www.oclc.org/content/dam/research/events/dss/ppt/dss_debelder.pptx
By Ardfern (Own work) [CC-BY-SA-3.0 (http://creativecommons.org/licenses/by-sa/3.0) via Wikimedia Commons 
People should think not so much of the books that have gone 
into the … Library but rather of the books that have come out of 
it. Seán O'Faoláin
Collection directions 
Towards the 
collective (print) 
collection
Warning: 
Provocation 
ahead
Institution: opportunity costs 
• Growing misalignment between level of 
investment in print collections and their use within 
changing practices of research and learning 
• Reconfigure space around engagement rather 
than around collections 
• Stewardship and efficient access remain 
important. 
Systemwide: balance contributions 
• Manage down institutional collections 
• Collectively manage regional, national collections 
based on existing/emerging infrastructure 
• Recognizebbbbbbb different obligations – 
different levels of ‘responsibility’ to print record 
• Recognize distinctive contributions.
Shared print- collective collection 
Then: Value relates to depth and 
breadth of local collection. 
Now: Value relates to systemwide 
curation of and access to print 
collections – ‘rightscaling’. 
45 
Decision support through 
shared data.
WorldCat Holdings 
Distribution 
for Titles Held by 
the University of Melbourne 
Library (UMV) - March 2013 
WorldCat Holdings 
Distribution 
for Titles Held by 
the University of Tasmania 
Library (LT0) - March 2013
OCLC Research, 2013 
North American print book resource: 
45.7 million distinct publications 
889.5 million total library holdings
Mega-regions & Shared Print 
Initiatives 
OCLC Research, 2013 
Orbis- 
Cascade 
CIC 
ASERL 
SCELC 
MSCS 
WRLC 
OCUL 
GWLA 
WEST 
FLARE 
We expect that in 5-7 years the larger part of 
the North American ‘collective collection’ 
will have moved into shared management.
Shared Print in Asia Pacific 
Joint Universities Research Archive 
http://www.julac.org/?page_id=258 
CONZUL Shared Print Journal Archive 
http://www.universitiesnz.ac.nz/node/683 
CARM Shared Storage and Shared Collection 
http://www.caval.edu.au/carm.html 
Shared Journal Archive (Springer) 
Tokai Regional Shared Print Program 
In Japan…
@LorcanD 
http://www.oclc.org/research
Credits 
My thinking here is based on ongoing shared work and 
discussion with colleagues, in particular in this area with 
Constance Malpas and Brian Lavoie (who provide some of 
the data analysis). Thanks to my colleague JD 
Shipengrover for graphics. 
• The evolving scholarly record 
http://oclc.org/content/dam/research/publications/library/2014/oclcresearch-evolving-scholarly-record- 
2014.pdf 
• Collective collection 
http://oclc.org/research/publications/library/2013/2013-09r.html 
• Collection Directions 
http://www.oclc.org/content/dam/research/publications/library/2014/oclcresearch-collection-directions-preprint- 
2014.pdf 
• Visitors and residents 
http://oclc.org/research/activities/vandr.html 
51

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Collection directions - towards collective collections

  • 1. CollectionDirections: Towards the collective (print) collection @LorcanD Lorcan Dempsey OCLC 13 – 14 October 2014 Asia Pacific Regional Council 2014 Membership Conference Jeju City, Republic of Korea eLjeProks Grandma divers head out to sea. CC BY-NC 2.0
  • 3. Asia-Pacific Membership in WorldCat 120.3 million holdings on 41.5 million distinct publications in 462 languages (Top 5 non-English: Chinese, Japanese, German, French, Thai) 19.5 million contributed records supporting 37.4 million global holdings Data current as of July 2014 Collective collection: Contribution:
  • 4. At the movies … Most widely-held Chinese-Japanese-Korean-language materials published within Asia-Pacific region 臥虎藏龍 Crouching Tiger, Hidden Dragon Chinese [1] 滿城盡帶黃金甲 Curse of the Golden Flower Chinese 봄 여름 가을 겨울 그리고 봄 Spring, Summer, Fall, Winter … and Spring Korean [2] おくりびと Departures Japanese もののけ姫 Princess Mononoke Japanese [1] Image source: http://en.wikipedia.org/wiki/Princess_Mononoke#mediaviewer/File:Princess_Mononoke_Japanese_Poster_%28Movie%29.jpg [2] Image source: http://en.wikipedia.org/wiki/Departures_%28film%29#mediaviewer/File:Okuribito_%282008%29.jpg
  • 6. North America Asia Pacific Digital Libraries
  • 7. University of Hong Kong Library Centers of Distinction Topic Titles China 300,785 Hong Kong 90,200 Taiwan 31,558 Chinese medicine 17,604 Chinese literature 17,248 Chinese poetry 14,499 Chinese language 8,830 Chinese fiction 8,588 Zhongguo gong chan dang 8,017 Calligraphy, Chinese 7,542 Hong Kong College of Medicine for Chinese, est. 1887, absorbed by HKU in 1910 Fung Ping Shan Library of Chinese language materials, est. 1932, a cornerstone of HKU history- HKUL is the largest contributor of original cataloging in WorldCat for Chinese materials
  • 9. Collections • The evolving scholarly record • Collection attention: 1 2 3 collections grid Trends • Inside-out collections • Collections as a service • From curation to creation • Workflow is the new content Collection directions Towards the collective (print) collection How we will manage print collections … differently.
  • 11. Framing the Scholarly Record …
  • 12.
  • 14. Open Web Resources ‘Published’ materials Low Stewardship In many collections Institutional In few collections Research & Learning Materials Licensed Special Collections Local Digitization Purchased High Stewardship
  • 15. Monographs 1. Emergence of ‘e’ (platform) 2. Shift to demand driven acquisition 3. Digital corpora 4. Disciplinary differences 5. Growing difference beween commodity and non-commodity (e.g. area studies) 6. Managing down print - shared print Journals 1. Licensed materials are now the larger part of academic library budgets 2. Publishers looking to research workflow (Elsevier – Mendeley, Pure) 3. National science/research policy and open access 4. A part only of the scholarly record.
  • 16. Research and learning material 1. Evolving scholarly record: research data, eprints, .. 2. IR – role and content? 3. Research information management (profiles, outputs, …) 4. Support for digital scholarship 5. Support for open access publishing Special collections, archives, … 1. Release more value through digitization, exhibitions, … 2. Streamlining processing, production, … 3. Network level aggregation for scale and utility – DPLA, Europeana, Pacific rim digital library,
  • 17.
  • 18. Compare: Kenning Arlitsch “New knowledge work”.
  • 19.
  • 20. Collections as a service
  • 21. The ‘owned’ collection The ‘facilitated’ collection The ‘borrowed’ collection A collections spectrum The ‘licensed’ collection • Pointing people at Google Scholar • Including freely available ebooks in the catalog • Creating resource guides for web resources • Purchased and physically stored The ‘demand-driven’ collection The ‘shared print’ collection
  • 22. Workflow is the new content
  • 23.  arXiv, SSRN, RePEc, PubMed Central (disciplinary repositories that have become important discovery hubs);  Google Scholar, Google Books, Amazon (ubiquitous discovery and fulfillment hubs);  Mendeley, ResearchGate (services for social discovery and scholarly reputation management);  Goodreads, LibraryThing (social description/reading sites);  Wikipedia, Yahoo Answers, Khan Academy (hubs for open research, reference, and teaching materials).  GalaxyZoo, FigShare, OpenRefine (data storage and manipulation tools)  Github (software management)
  • 24. Wouter Haak Elsevier, VP Product Strategy LIBER, Riga, 2014
  • 25.
  • 26.
  • 27. Visitors & Residents Framework 15/07/2014 27 (White and Le Cornu 2011) #vandr Visitors and Residents resources http://goo.gl/vxUMRD
  • 28.
  • 29. 29
  • 30.
  • 31.
  • 32. Workflow is the new content • In a print world, researchers and learners organized their workflow around the library. • The library had limited interaction with the full process. • In a digital world, the library needs to organize itself around the workflows of research and learners. • Workflows generate and consume information resources.
  • 33. The Learning Black Market “It’s like a taboo I guess with all teachers, they just all say – you know, when they explain the paper they always say, ‘Don’t use Wikipedia.’” (USU7, Female, Age 19, Political Science)
  • 34. The inside out collection
  • 35. In many collections Outside, in A In few collections Then Licensed Purchased OCLC Collections Grid Library as broker Maximise efficiency Distinctive Low Stewardship High Stewardship Commodity Library as provider Maximise discoverability Inside, out Now
  • 36. From curation to creation
  • 37. U Minnesota, ARL Institutional profile “In alignment with the University's strategic positioning, the University Libraries have re-conceived goals, shifting from a collection-centric focus to one that is engagement-based.” http://umcf.umn.edu/awards/2006/images/margo_library_lg.jpg
  • 38. 39 Transformation of the academic library Kurt de Belder http://www.oclc.org/content/dam/research/events/dss/ppt/dss_debelder.pptx
  • 39.
  • 40. By Ardfern (Own work) [CC-BY-SA-3.0 (http://creativecommons.org/licenses/by-sa/3.0) via Wikimedia Commons People should think not so much of the books that have gone into the … Library but rather of the books that have come out of it. Seán O'Faoláin
  • 41. Collection directions Towards the collective (print) collection
  • 43. Institution: opportunity costs • Growing misalignment between level of investment in print collections and their use within changing practices of research and learning • Reconfigure space around engagement rather than around collections • Stewardship and efficient access remain important. Systemwide: balance contributions • Manage down institutional collections • Collectively manage regional, national collections based on existing/emerging infrastructure • Recognizebbbbbbb different obligations – different levels of ‘responsibility’ to print record • Recognize distinctive contributions.
  • 44. Shared print- collective collection Then: Value relates to depth and breadth of local collection. Now: Value relates to systemwide curation of and access to print collections – ‘rightscaling’. 45 Decision support through shared data.
  • 45. WorldCat Holdings Distribution for Titles Held by the University of Melbourne Library (UMV) - March 2013 WorldCat Holdings Distribution for Titles Held by the University of Tasmania Library (LT0) - March 2013
  • 46. OCLC Research, 2013 North American print book resource: 45.7 million distinct publications 889.5 million total library holdings
  • 47. Mega-regions & Shared Print Initiatives OCLC Research, 2013 Orbis- Cascade CIC ASERL SCELC MSCS WRLC OCUL GWLA WEST FLARE We expect that in 5-7 years the larger part of the North American ‘collective collection’ will have moved into shared management.
  • 48. Shared Print in Asia Pacific Joint Universities Research Archive http://www.julac.org/?page_id=258 CONZUL Shared Print Journal Archive http://www.universitiesnz.ac.nz/node/683 CARM Shared Storage and Shared Collection http://www.caval.edu.au/carm.html Shared Journal Archive (Springer) Tokai Regional Shared Print Program In Japan…
  • 50. Credits My thinking here is based on ongoing shared work and discussion with colleagues, in particular in this area with Constance Malpas and Brian Lavoie (who provide some of the data analysis). Thanks to my colleague JD Shipengrover for graphics. • The evolving scholarly record http://oclc.org/content/dam/research/publications/library/2014/oclcresearch-evolving-scholarly-record- 2014.pdf • Collective collection http://oclc.org/research/publications/library/2013/2013-09r.html • Collection Directions http://www.oclc.org/content/dam/research/publications/library/2014/oclcresearch-collection-directions-preprint- 2014.pdf • Visitors and residents http://oclc.org/research/activities/vandr.html 51

Notas del editor

  1. These are the most widely-held (globally popular) Chinese-Japanese-Korean-language materials that were published within the Asia-Pacific region. As it turned out, all five are films. All were originally released in either Chinese, Japanese, or Korean. [Note: these are distinct manifestations , not works; in other words, the ranking is based on individual WorldCat records, not clusters. A work-based ranking may be different.]
  2. Evidence of strong Asia Pacific engagement with OCLC (contributions to WorldCat) in robust regional coverage of literature related to Hong Kong.
  3. Note that most of the North American university libraries on this list are known centers for scholarship on East Asia, particularly Korea. They are part of a network of federally funded area studies centers that receiving support for acquiring and cataloging East Asian collections. The deep holdings at Library of Congress reflect political interests of US. With increased participation of Korean libraries in OCLC and growth in Korean contributions to WorldCat, we expect to see this balance shift. (At present, Korean libraries are mostly cataloging Western language materials in WorldCat).
  4. These are topics for which HKU holds more related titles than any other library in WorldCat. HKU Library is the oldest academic library in Hong Kong (est. 1912). [Zhongguo gong chan dang = Chinese Communist Party]
  5. This is a continuum and individuals may be display visitor or resident characteristics in different contexts and situations. Visitors functional use of technology often linked to formal need less visible/more passive online presence more likely to favor face- to- face interactions Residents significant online presence and usage high level of collaborative activity online contributions to the online environment in the form of uploading materials, photos, videos. White, David S., and Lynn Silipigni Connaway. 2011-2014. Visitors & Residents: What Motivates Engagement with the Digital Information Environment. Funded by JISC, OCLC, and Oxford University. http://www.oclc.org/research/activities/vandr/.
  6. Image: http://www.deviantart.com/morelikethis/211376699 Covert online study habits Wikipedia Don’t cite Widely used Guilt Students & teachers disagree Quality sources There is a “Learning Black Market”: learners use non-traditional sources but feel they cannot talk about them in an institutional context. Wikipedia usage is an example of this. (White & Connaway, 2011) Connaway, Lynn Silipigni, Donna Lanclos, and Erin M. Hood. 2013. “I find Google a lot easier than going to the library website.” Imagine ways to innovate and inspire students to use the academic library. Proceedings of the Association of College & Research Libraries (ACRL) 2013 conference, April 10-13, 2013, Indianapolis, IN. http://www.ala.org/acrl/sites/ala.org.acrl/files/content/conferences/confsandpreconfs/2013/papers/Connaway_Google.pdf. White, David. 2008. Not “natives’”& “immigrants” but “visitors’ & “residents.” TALL Blog: Online Education with the University of Oxford, April 23, http://tallblog.conted.ox.ac.uk/index.php/2008/07/23/not-natives-immigrants-but-visitors-residents/. Saunders also found that faculty are “concerned with students’ reliance on Google and Wikipedia for information.” This may help to explain why many of the Emerging stage participants expressed a reluctance to acknowledge or cite Wikipedia in their work for fear of being ridiculed by faculty, or be given a lower grade. This is referred to as the Learning Black Market, which is discussed in more detail in Connaway, Lanclos, and Hood and White’s 2011 blog entry. Saunders, Laura. 2012. Faculty perspectives on information literacy as a student learning outcome. The Journal of Academic Librarianship 38, no. 4 (2012): 231.
  7. Not just about ‘special’ collections
  8. JULAC Jura – U Hong Kong is the lead organization. Shared ASRS storage facility completion anticipated in 2017. CONZUL – single copy shared journal archive with preservation and access assured by Crown Records Management. CAVAL CARM offers shared collections storage and also a shared ownership collection of early 20C titles contributed by member libraries. Several efforts underway in Japan – Chiba, Ochanomizu and Yokohama Universities (3 national, i.e. public universities) have established a shared journal archive of Springer titles. A group of public and private universities in Tokyo is currently developing plans for a regional shared print program. Additional initiatives are taking shape in other regions of Japan.