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CHINA CHEMICAL
LEGISLATION PRESENTATION
            Feb 27 | GLOBALCHEM 2013
       Gaylord National Resort & Convention Center




                     Mai Fung
            REACH24H Consulting Group
About my presentation

     This is a presentation tells what chemical legislation system
     looks like in China through the introduction of main regulations.



                                                                            Useful links
     This is a presentation giving you the knowledge and providing
     you with tips, useful links as well as additional information
     for practical your use in compliance with Chinese regulations.         Additional information




                                          REACH24H Consulting Group  GlobalChem 2013
China New Chemicals   (MEP Order 7- Revision of Provisions on the Environmental Administration of New Chemical
Substances)


China Hazardous Chemicals                  (State Council Decree 591 | SAWS Order 53 | MEP Order 22 | SAWS Order 55)



& China GHS SDS + Labeling                 (National standards | AQSIQ Inspection Letter [2012] NO.30)




                                        PRESENTED BY MAI FUNG OF REACH24H
                                        SPECIALLY FOR GLOBALCHEM 2013
Chemical legal framework
Different from the western developed countries, chemical legislation
framework in China could be shown as the chart below in general.



                                                                                      Class in legislation system
                                                                                      From top to lower level


                 Top level                    2nd level                            3rd level                                 4th level


 Law:                            Administrative Law:                  Measures:                                 GB & GB/T
 On this level, the laws was     On this level, the laws was          On this level, the laws was               Known as National Standard; usually be
 legislated through the          legislated through the state         legislated by each functional             divided into GB(/T)
 People’s Congress               Council                              Ministry                                  GB: National Standard (Compulsory)
                                                                                                                GB/T: Recommended Standard
 For example                     For example                          For example
 Constitution                    State Council Decree 591             MEP Order 7                               For example
                                                                      MEP Order 22                              GB 15258-2009
                                                                      SAWS Order 53                             GB 20584 – GB 20586 (CN GHS
                                                                                                                Classification)




                                                          REACH24H Consulting Group  GlobalChem 2013
Competent authorities
This page is just for your reference.

 Ministry                                                         Administration
 MEP       Ministry of Environmental Protection   環保部             SAWS        State Administration of Work Safety      安監局
           (Replacing SEPA)

 MOR       Ministry of Railways                   鐵道部             CUSTOMS     General Administration of Customs of     海關總署
                                                                  (GAC)       P.R.C.

 MOA       Ministry of Agriculture                農業部
                                                                  AQSIQ       General Administration of Quality        品質監督檢驗檢
                                                                              Supervision, Inspection and Quarantine   疫總局

 MIIT      Ministry of Industry and Information   工信部             SAIC        State Administration for Industry and    工商總局
           Technology                                                         Commerce
 MPS       Ministry of Public Security            公安部             SDPC        National Development and Reform          國家發展和改革
                                                                              Commission                               委員會
 MOT       Ministry of Transport                  交通運輸部


 MOH       Ministry of Health                     衛生部
                                                                  Responsible institutes
                                                                  NRCC-SAWS   National Registration Center For         化學品登記中心
                                                                              Chemicals of SAWS
                                                                  CRC-MEP     Chemical Registration Center of MEP      環保部化學品登
                                                                                                                       記中心

                                                    REACH24H Consulting Group  GlobalChem 2013
Chem-environmental
Management in China
                                                                                                                           • General new chemical substances
                                                                                                                           • New hazardous chemical substances
                                                                                    45,000+                                • New hazardous chemicals of priority
                                                                                                                             environmental concern (NHCPEC)


• General hazardous chemicals
                                     3,800+                                         Existing Chemical substances with no
                                                                                    particular management                   MEP Order
• HCPEC (list to be released).
• Toxic chemicals restricted to be
                                     7,000+                                                                                    7
  imported or exported               Catalog of Hazardous Chemicals (to be re-
                                     issued) + extremely toxic chemicals + …
                                                                                                                            “Revision of Provisions on the
MEP Order 22                                                                                                               Environmental Administration of
                                     State Council Decree 591
                                     SAWS Order 53(registration system)
                                                                                                                             New Chemical Substances”
                                     SAWS Order 41 55 57…(License system)
                                            Existing chemicals                                                                     New chemicals


   Ministry of                              State                                                                             Ministry of
   Environmental                            Administration                                                                    Environmental
   Protection                               of Work Safety                                                                    Protection




                                                                 REACH24H Consulting Group  GlobalChem 2013
China New Chemicals
 Never call me “China REACH”

Overview of MEP Order 7   Preparation | Notification | Post-notification          Roadmap of MEP Order 7

                          The key part




                                         REACH24H Consulting Group  GlobalChem 2013
China New Chemicals




                                                                                                    Order 17 by SEPA                                         Order 7 by MEP

Overview of Order 7                                                                                 Provisions on the Environmental
                                                                                                    Management of New Chemical
                                                                                                    Substances in China
                                                                                                                                                             Revision of Provisions on the
                                                                                                                                                             Environmental Administration of
                                                                                                                                                             New Chemical Substances in China
“Revision of Provisions on the Environmental Administration
of New Chemical Substances”. It is administered by the MEP
                                                                                                         Invalid                                               Issued    Came into force
and implemented by Chemical Registration Center (CRC-                                                     2002                                                  2010      Oct 15 2010
MEP). SEPA has replaced by MEP.

 What chemical substances                            Exemption from notification                                X
 are subject to it
                                                     • Finished products subject to other existing regulations
 • New chemical substance out of IECSC               • Substances exist in nature
 • New substance in preparation/mixtures             • Substances of noncommercial purpose or unintentionally produced
   (surfactants, plasticizers, preservatives etc.)     (Impurity <10% w/w | Chemical produced from reactions | Waste water, gas or solid waste or other by-products)
 • Article with intended release of new substance    • Substances of special categories
 • UVCB (Substances of Unknown or Variable             (Material: glass materials, ceramics, etc. | Homogeneous and heterogeneous alloys | Non-isolated intermediates
    Composition, Complex)                              New chemicals in Articles: intended release chemical in article excluded)
 • Polymer


                                                                                                                                                                  Applicable
                                                     Applied to a Chinese entity                                                            Territories           • Within Chinese Customs
                                                                                                                                                                    Boundary
 Who will be affected                                •   Affiliate of a foreign company in China                                                                  • Bonded areas & Export
                                                     •   Manufacturers of new chemicals                                                                             Processing Zones
 Territories                                         •   Importer of new chemicals
 under the regulation                                •   Representative agent in China assigned by a foreign company                                              Inapplicable
                                                         (A representative agent shall meet some requirements)                                                    • Hong Kong, Macau, Taiwan
                                                                                                                                                                  • Cargos temporarily stored in
                                                     A notifier could be a foreign entity; the applicant and holder of a certificate will                            processing zones or to be
                                                     be Chinese entity.                                                                                              exported with no processing
China New Chemicals




Statistics recap of Order 7
Recap notification cases under MEP Order 7 in 2012
Source: Chemlinked.com | CRC-MEP (Jan 30 2013)




                     406                                   1,474                                                         11
                                                            Jan-Jun2012
                    Jan-Jun 2012                                                                                       Jan-Jun 2012


                      484                                 3,402                                            30
                                                          Jul-Dec2012                                   Jul-Dec 2012
                    Jul-Dec2012




                            47.9%                                42.7%                                      95.3%
                       890/1,854                            3402/7,969                                       41/43
                Scientific Research Record Notification       Simplified Notification                     Regular Notification
                                                            Special case | General case         14 submission in 2012 left to be approved
                                                               (3,009)         (393)      Approved 14 general hazardous substances | 21 NHCPEC
China New Chemicals




    Notification Preparation
    Details of notification procedures will be unfolded at each stage.

                                                                                                                           5+ years
                                                                                                                      before listed in IECSC

          Preparation                                                  Notification                                         Post-notification


                                                                                                          42,436 (200M software)
                                                                                                          It additionally includes
                                                                   42,436 Online (Free)                   3,166 Confidential substances
IECSC inquiry                                                      8,175 with no CAS# included
IECSC since 2003                                                   Search with one of 3 identities:       Not easy for some products with
                                                                   English name | Chinese name | CAS#     same generic name but different CAS#
• To get to know whether your
                                                                                                                                                        PC version of IECSC
  chemical substance is new or not                                 It returns with either of 2 results:
                                                                                                                                                        8,500CNY (1,400USD)
                                                                   …listed in IECSC
• No need for additional information                               …is not found in IECSC
  at this stage
                                                                                                          42,436 (10 work day)
                                                                                                          It additionally includes
                                                                                                          3,166 confidential substances
                                                                                                          Up-to-date database

                                                                                                          CRC-MEP has its own internal identification
                                                                                                          method for substances with no CAS#
                                                                                                                                                          Formal inquiry
 Useful link:                          Additional information:                                                                                            600CNY (100USD)
 Different IECSC version on CRC-MEP    Valued tips for applying IESCE inquiry
China New Chemicals




IECSC 2013 was published
PDF of IECSC has come out and been kept updated.



          IECSC database 2010                             IECSC database 2013

                                                                                                 What is new?
               42,436                                          42,342                   •   Minor mistakes of chemical name
   8,175 with no CAS# included                                                              and molecular formula fixed;
                                     Updated
                                     on Jan 30                                          •   Some new chemicals notified under
                                       2013                                                 SEPA Order 17 (2002) included;
                                                                                        •   Chemicals through IECSC
       3,166 confidential chemical                     3,270 confidential chemical
                                                                                            supplementation (Supplementation
               substances                                      substances                   should be submitted before Dec 01
                                                                                            2011) during Nov. 2010 & Nov.2011
                                                                                            in accordance with MEP Notice
                                                                                            [2011] No. 1366
               45,602 in total                                 45,612 in total
              IECSC Ver. 2010                                 IECSC Ver. 2013


   •    Online database (free)                     •    PDF
   •    Pc version                                 •    Online database updated in
                                                        early Feb.
                                                   •    Pc version (2010 ver.
                                                        purchasers get updated for
                                                        free) released in early Feb.


                                                            Additional information:
                                                            IECSC (2013) PDF download
China New Chemicals




Notification implementation
Details of notification procedures will be unfolded at each stage.

                                                                                                                        5+ years
                                                                                                                    before listed in IECSC

    Preparation                                              Notification                                                 Post-notification


   IECSC inquiry       Existing Substances
                       not subject to MEP Order 7
                                                        X

                       New substances                                            (SRRN): for testing sample
                       Subject to MEP Order 7                                    (Risk Assessment): for regular          (Review): for regular
                                                                                 notification                            notification &
                                                                                                                         general case of simplified
                                                       Regular Notification      •   Data gap analysis                   notification
                                                                                 •   Testing proposal
                                                                                 •   (Scientific Research Record)               CRC-MEP                     Certification or
                                                      Simplified Notification
                                                                                 •   Testing execution                     Submission & (Review)          Public announcement
                                                                                 •   (Risk Assessment )
                                                    Scientific Research Record   •   Dossier generation
                                                               (SRRN)


                                                             3 types of                  Dossier and                                          Submission and
                                                            notification              submission material                                       certification



                                                                 1                              2                                                     3
1
                                                                                                                                                   3 types of notification




                         Regular Notification                          Simplified Notification            Scientific Research Record (SRRN)
Applied          Tier 1: 1-10t/a       Tier 2: 10-100t/a
tonnage band                                                                   0.1 – 1t/a                                 <0.1t/a
                 Tier 3: 100-1000t/a   Tier 4: 1000+t/a

Supplemental    Special cases of regular notification           General case                              For the scientific research purpose
information     • Serial Notification
                   Similar substances notification once
                • Joint Notification                            Special case
                   Joint notification(data or cost-share)       • Intermediate, <1t/a
                                                                                                          Testing samples imported for
                • Repeated Notification                         • only for export, <1t/a
                                                                                                          compulsory eco-toxicological tests
                   Notification by referring to the data        • for scientific research 0.1 to 1t/a
                                                                                                          SRRN is necessary for regular notification
                   owned by previous notifiers.                 • for polymer with new monomer
                                                                                                          and general case of simplified
                • Re-notification                                  (<2%w/w) (no volume limited)
                                                                                                          notification because of sample needed
                   Tonnage increase; registered use change      • new polymer of low concern (No volume
                                                                                                          for tests.
                • Joint Serial Notification                        limited)                                                                            PPORD: Process and Product
                                                                • for PPORD,1-10t/a (2-year validity)                                                  Orientated Research & Development

Notification                   8-18 Months                             5-10 Months(general case)                       14 workdays
Duration       (largely dependent on testing arrangements:              2-3 Months (special case)
                    Tier 4 may need much more time)



                                                             Complication indicator
                                                             documents | data | procedures
2
                                                                    Complication indicator                                                           Dossier and submission material
                                                                    documents | data | procedures



                            Regular notification                         Simplified notification                                   SRRN

                          Notification Application Form                 Notification Application Form                    Notification Application Form
              +                                                                                                              Research information
                                                                      Compliance statement (special case)             English and Chinese chemical name
                             Scientific Record Form
                                                                      Scientific Record Form (general case)
              +         • Test reports/data (Phyiso-chemical,           Eco-toxic test reports (general case)
                                                                                                                         Testing institute information


                           toxicology & eco-toxicology)                 (1-3 tests)
                        • C&L for hazardous substances (China
                                                                        Phyiso-chemical data
                          GHS)
                                                                         Melting point
                        • Risk Assessment Report(since 1t/a)
                                                                         Water-solubility
                        • SDS…
                                                                         Partition coefficient noctanol/water
                         Tests required according to different                                                                                                          Data acceptable indicator
                                                                        Data could be secured from testing                                                               Data sources acceptance by MEP
                          tiers;
                                                                        institutes out of China but preferred being
                         Phyiso-chemical and toxic data could be                                                              Accreditation proof of lab
                                                                        generated from GLP labs, following OECD                                                             Laboratory test report
                          secured from testing institutes out of                                                               provided
                                                                        methods (preferred): Data from SDS could
                          China but preferred being generated
                                                                        be also acceptable
                          from GLP labs, following OECD methods                                                                Full official document will be
                                                                                                                                                                                   Publish literature
                         Some eco-toxic data must be generated         Eco-toxic data within China                            accepted only
                          by MEP-accredited Chinese testing              Ready biodegradation (only for organic)
                          institute* with Chinese organism               Acute toxicity test for fishes                       Details on the database required                         Database
                                                                         Acute toxicity test for earthworm                    name, publish institute, edition
                                                                                                                               etc.
                                                                         Eco-toxic data generated by MEP-                     Models, parameter, developing                                  QSAR
                                                                          accredited Chinese testing institute with            unit, edition, effectiveness provided
                                                                          Chinese organism;
                                                                         No data requirement for special case                  Profile of expert is a must; statement                               Expert
                                                                                                                                only as supplemental support
Useful link: 10 (8+2) MEP-accredited testing institutes
The list of MEP-accredited Eco-toxic testing institutes
3
                                                                                                                                                               Submission and certification


                               Regular notification                             Simplified notification                                         SRRN

                         • Application form &Hazardous                         • Online submission software                           • Online submission software
Email   or      CD         classification form                                   (only in simplified Chinese) is                        (only in simplified Chines) is
                                                                                 the only accepted submission                           the only accepted submission
        or               • Test reports required and risk                        method since Jan 2012                                                                          Online
                                                                                                                                        method since May 2012
                           assessment report, SDS & label
            +
                         • Printed Application form with
                           stamp and signature                                 • Original copy printed through                        • Original copy printed through
        Hard             • Other necessary documents                             the submission software shall                          the submission software shall           Hard
        copy                                                                     be submitted with stamp and                                                                    copy
                           (POA, authorization letter if a                                                                              be submitted with stamp and
                           foreign company appoints 3rd                          signature as well                                      signature as well
                           party to carry out notification)

                                 Submit to CRC-MEP                                    Submit to CRC-MEP                                     Submit to CRC-MEP                                 1
                              Regular notification through              General case through
                     2         Expert Committee review                Expert Committee review


                                                               Reviewed by MEP and decided to approve (much time consumed)                                                                    3
        • Notification number
        • Notification type                                                                           • Regular notification- Valid since date of issue till
        • Certificate holder (Foreign                         Notification Certificate                  being listed in IECSC after 5 years.
          company is presented)                               Issued by MEP for Simplified and        • Simplified notification – Valid since date of issue
        • Notifier                                            regular notification                      till the certificate cancellation applied for or
        • EN & CN chemical substance name                                                               repealed by the holder.
        • CAS#                                                                                        • Post-notification obligation shall be fulfilled to
                                                                                                        remain the validity of the certificate.
                                                   Online
                                                              Public Announcement
                                                              For Scientific Research Record
                                                              Notification (SRRN)
China New Chemicals




Post-notification obligation
Details of notification procedures will be unfolded at each stage.




    Preparation                                                      Notification                                                Post-notification


  IECSC inquiry                                       Submission & Notification Certificate
                                                                                                                        Obligation will be fulfilled according to 3
                                                                                                                        different management categories based on
                                                                                                                        “Guidance for Hazardous Identification of
                                                                                                                        new chemical substances” HJ 154-201* to
                                                                                                                        replace HJ/T 154-2004




                                                                                              Obligation indicator                           General new chemical
                                                                                                                                                       substances
                                                                                              More obligations put on
                                                                                                                                           New hazardous chemical
                                                                                                                                                       substances

                                                                                                                               New hazardous chemicals of priority
                                                                                                                                 environmental concern (NHCPEC)

  Useful link: HJ/T 154-201* (Chinese ver.)
  Guidance for Hazardous Identification of new chemical substances
Obligation indicator
                    More obligations put on


             General new chemical                             New hazardous chemical                                          NHCPEC
                 substances                                        substances

                          1                                              1        2                                       1        2     3

     • Communicate MSDS to downstream users                • Submit Annual Report (for previous               • Submit report on disposal information
                                                             year, submitted before Feb 01 each year)
     • Implement risk management measures                                                                     • Submit substance flow chart
                                                           • Comply with <<Measures for The
     • Do not sell chemicals to downstream users             Administration of Registration of                • Submit annual plan (for next year)
       who are not capable of implementing risk              Hazardous Chemicals>> SAWS order 53
       management measures

     • Submit first-activity(manufacture or import)
                                                                             2                                                   3
       report

     • Keep documents on file for over 10 years
                                                                The categories of “new hazardous chemical substances” and “new hazardous
                                                                chemicals with priority environmental concern” are decided according to
     • Submit updates if new hazard arises
                                                                evaluation of substances through regular notification or simplified notification
                                                                (general case) given by expert committee based on HJ/T 154-201.
                           1

General substances will be listed in IECSC after 5 years              Hazardous chemicals (with priority concern) will be decided to be included by
since the first activity.                                             the 5-year activity report submitted 6 months before the 5-year duration.
Substances through SRRN or Simplified notification will               In pursuant of Decree 591, new chemicals with hazardous properties shall be
NOT be listed in IECSC automatically.                                 registered, and the competent authority is NRCC-SAWS .

                                                                     Additional information: Annual Report
                                                                     Guidance on Annual Report of New Chemical Substances (Trial | En)
China New Chemicals




Roadmap of Order 7
It will be a long way before stricter enforcement
implemented, but you have to remain alert on that. Last
Page of MEP Order 7
                                                                                                                                           Fully inspection &
  MEP Order 7 published                                             Improving and progressing
                                                                                                                                             enforcement


                                                                   Currently
                                                     The authority is now being much stricter
                                                       with assessment and verification of
                                                             notification submitted.

                                 What is the focus for now?                                                                   Enforcement
 Milestone                       •   Improve the internal work flow                                                           MEP, CRC-MEP, local
 MEP Order 7 came into           •   Consolidate the communication with active notifiers for better mutual understanding      Environmental Protection Bureaus.
 force on 15 Oct.                •   Erase the unclear points in the regulation, and make it “applicable” and “unambiguous”
 2010, replacing SEPA Order      •   Guidance and supportive documents like:                                                  Short in man power and
 17 in 2003                          Guidance on Risk Assessment Report                                                       experience, that will need more
                                     Guidance for Hazardous Identification of new chemical substances                         time to be changed.
                                     Measures on Expert Management for Chemical Environmental Management Notice


                                                     Case 1: Generic name of a serial products                                Penalty:
                                                                                                                              • 10,000CNY-30,000CNY
                                                     Case 2: Plant extract – whether a plant                                  • Repeal certificate
                                                     extract shall be notified only for itself (but                                 “Mild” punishment
                                                     purification seems difficult); or notification of
                                                     plant extract in a solvent is allowed
China Hazardous Chemicals

Overview of the legislation framework   SAWS Order 53 and MEP Order 22 (Comes into force Mar 2013)   SAWS Order 57




                                           REACH24H Consulting Group  GlobalChem 2013
China Hazardous Chemicals




Overview of Hazardous
Chemical legislation
                                                                Catalog of Hazardous Chemicals (China Classification & Labeling (C&L) inventory)

                                                                Registration System          SAWS Order 53 | MEP Order 22 (SEPA Order [1994] NO.140 | MEP Notice [2009] NO.113)


State Council Decree 591                                                                     Permit for (SAWS Order 41, SAWS Order 55 and SAWS Order 57)
Regulations on the Control over Safety of                         Permit & License           Manufacturer | Importer | Operation | Distributor & storage | Transporting | User
Hazardous Chemicals (top law)

                                                                     China GHS               Leave to the 3rd part

                                                                             Dec 2011 SAWS Order 41
                                                                             Measures for the
                                                                             Administration of Hazardous   Aug 2012 SAWS Order 53                                                          May 2013 SAWS Order 57
                                                                             Chemicals Safe Production     Measures for the                                                                Measures for the
                                                                             Permit                        Administration of Registration                                                  administration of Hazardous
                                                                                                           of Hazardous Chemicals                                                          Chemicals Safe Use Permit

    Feb 1987                        Mar 2002 Decree 344                          2011 Decree 591                                Sep 2012 SAWS Order 55        Mar 2013 MEP Order 22
    Regulation on the Safe          Regulation on the Control                    Regulation on Safe                             Measures for the              Measures for Environmental
    Management of                   over Safety of Hazardous                     Management of Hazardous                        Administration of Hazardous   Management of Registration
    Hazardous Goods                 Chemicals                                    Chemicals                                      Chemicals Operation Permit    of Hazardous Chemicals



        Invalid                             Invalid                            Issued Came into force Came into force                 Came into force         Come into force                 Come into force
         1986                                2002                               2011   Dec 01 2011     Aug 01 2012                     Sep 01 2012             Mar 01 2013                     May 01 2013
China Hazardous Chemicals




State Council Decree 591
Hazardous chemicals are administrated through a complex
regulatory network in China, with more than ten ministries
involved. As the key legal document, Decree 591 sits at the
top of this structure. English ver. available on
Chemlinked.com
              Who will be the enforcement                                   The specific responsibilities
      ?       bodies?
                                                                                 SAWS:
                                                                                 • Implementation of registration of hazardous chemicals;
                 MIIT (Primary authorities)                                      • License system (Order 41 Order 55 Order 57 –
                                                                                   manufacturing; operation; use)
                   NRCC-SAWS + SAWS

                           MEP
                                                                                 AQSIQ:
                           MOT                                                   • Implementation of registration of hazardous chemicals;
                                                  Each enforcement body          • Implementation of enforcement actives over packaging and
                           SAIC                   will be responsible for          storing of hazardous chemicals; also the QS license(license
                                                  specific part.                   for industrial product manufacturing)
                           MOA

                           MPS
                                                                                 MPS:
                          AQSIQ                                                  • License of purchase of extremely toxic chemicals ;
                                                                                 • Permit of transport of extremely toxic chemicals on road;
                           SDPC
China Hazardous Chemicals




Whose obligation?


            Who will be affected by the
  ?         Decree 591?                                                        What actions shall be subject to
                                                                       ?       the Decree 591
           Manufacturer in China
                                                                              Production                              Use
             Importer in China
                                                                           Sales and storage                     Transportation
                                          Only Chinese companies
      Distributor and storage company
                                          will be affected directly.
      Transportation company in China                                                      It will affect the whole
                                                                                                 supply chain
          Chemical user in China
China Hazardous Chemicals




Why Decree 591 also matters
to foreign companies?

                                                       On one hand, even though your company is located far away from China Mainland, the
                                                       suppliers or importers of hazardous chemicals listed in the catalogue in China will have to
                                                   1
                                                       face even stricter inspection of the enforcement authorities. So get to know whether
                                                       your business partners have been aware of the responsibilities they shall
                                                       fulfill in pursuant of SAWS Order 53.
               It is a domestic law, then why it
      ?        matters to overseas enterprises?
                                                       One the other hand, because the implementation of China GHS draws extremely high
                                                   2   attention of the competent authorities, companies outside China shall pay much more
                                                       attention to their preparation of GHS compliance, especially
                                                       classification, labeling, SDS and packaging instead of roughly doing translation
                                                       or simply ignoring differences of standards applied from area to area.
China Hazardous Chemicals




Catalog of Hazardous Chemicals
The to-be-released new Catalog of Hazardous Chemicals                                                                   7000+ Inventory of Hazardous Chemicals
(China C&L Inventory) is the spirit of China GHS.                                                                             (China C&L Inventory), first batch of
                                                                                                                         4,000 chemicals might be released around Jun.
                                                                                                                             (But with no classification this time…)


                                                                                                                                    To be updated

                                                                                                            3800+                                 335+ Extremely Toxic chemicals
                                                                                                           (2002ver.)                      synthetic substances & mixtures(agrochemicals)
                                                                                                                                            • came from Catalog of Hazardous Chemicals
                                                                                                                                               (2002).
                                                                                                                                            • This is a domestic rule, import and export of
              What are the hazardous                                                        The current Catalog of Hazardous                   those toxic chemicals are not in the scope
    ?         chemicals under Decree 591?                                                   Chemicals came up with Decree
                                                                                            344
                                                                                                                                      +     • Under Decree 591, Art (23) (24) (25) (35)
                                                                                                                                               (38) (39) (40) (48) (50) has regulated the
              Those chemicals have been defined as
                                                                                                                                               production, use, sell and
              “highly toxic chemicals” or other chemicals
                                                                                                                                               purchase, transporting of extremely toxic
              with toxic, corrosive, explosive, flammable
                                                                                                                                               chemicals
              and other properties, which will do harm to
              people , facilities and environment.                                                                        C&L Inventory from EU, Japan will also be
               Out of scope (under specific control laws)                                                               referred to for the update of the new Catalog
               - explosives for civil use ;
               - fire cracker, fireworks;                                                    Hazardous chemicals or those with priority environmental concern under MEP Order 7 may
               - radio-active substances;                                                         likely be one source where the new Catalog of Hazardous Chemicals come from
               - dangerous chemical for national defense;                                                                          in the future


        Additional information:                              Additional information:                                    335 toxic chemicals: Company holding safe
        3800+ Catalog of Hazardous Chemicals (2002rev.|EN)   335 Extremely Toxic Chemicals(2002rev.| EN)                production, operation, use permit (SAWS Order 41 55 57) to
                                                                                                                        conducting purchase.
China Hazardous Chemicals




What new Catalog looks like?
The new catalog(China C&L Inventory) will be specific, more elements
introduced.


                                             “In the new version of Catalog, the chemicals will come
                                                with the information and hazardous properties .”
                                                                                                                                           New Version to be
                                                      New Catalog of Hazardous Chemicals
                                                                                                                                           published
                                                            (China C&L Inventory)
  Product name
   Other name
                       English name
                      Other EN name
                                      CAS#       UN#              Hazardous
                                                                 classification
                                                                                        GHS pictogram   Signal word   Hazardous
                                                                                                                      statement
                                                                                                                                  Remark
                                                                                                                                           7000+

                                                                                                                                           Current version 2002

                                                   Current Catalog of Hazardous Chemicals
                                                                                                                                           3800+
China Hazardous Chemicals




Emergency Response Call
A question everyone will ask. ER call has been a must for registration
of hazardous chemicals (Art.22 SAWS Order 53), China GHS-compliant                              Keep these in mind
SDS and label. Last page of overview of Decree 591

1) For companies those are planning ER Unit on their own
•    ER call should be a Chinese landline;                                                        24h on-duty
•    designated staffer as 24h supporter;                                                           Chinese
•    staffer should be well trained with competent capabilities
    of hazardous chemicals handling;
                                                                                                    Landline

                                                                                                                     +
2) Other companies shall appoint accredited agent to handle
ER responsibilities.
Importers of hazardous chemicals shall set up ER unit or commit the preparation of                                       Designated-&
ER work to import agent or registration institutes. As we have noticed there is only                                     -trained staff
one qualified 24h ER call institute (NRCC- SAWS Order 53 Art.6(4)) located in China
so far till now.
                                                                                                        Or
3) Penalty:   <30,000CNY                               for failure in preparation of ER call.
We have been aware that NRCC will take random inspection over the ER call installation.
                                                                                                    Hand this to
                                                                                                  service provider
     Useful link: NRCC emergency response call
     http://er.nrcc.com.cn | t: (+86) 0532 8388 9090
Registration system
Overview of SAWS Order 53 (I)                                                                                 Registration online

Measures for the Administration of Registration of Hazardous Chemicals. This
new regulation specifies the procedures of registration of hazardous
chemicals, and stresses the implementation of China GHS. English ver. is
available on chemlinked.com
                                                                                                                       • Manufacturer of hazardous chemicals in China
                  •   Phyiso-chemical and hazardous properties;                                                        • Importer of hazardous chemicals in China
 Focus            •   Classification and labelling;                                                       Who
                                                                                                                       Chemical users or storage companies of hazardous chemicals
  on              •   Storage condition, safe use &transport;                                           affected       have been released from registration obligation under this new
                  •   Protection and emergency response;                                                               order.
                  •   Main uses & restricted uses

                                                                                                        Competent
                                                                                                                       NRCC-SAWS | SAWS
                                                                                                         Authority

Oct 2002
Measures for the Administration of                                2012 SAWS Order 53
Registration of Hazardous Chemicals by                            Measures for the
the former State Economic Trade                                   Administration of Registration
Commission (now integrated in the                                 of Hazardous Chemicals
Ministry of Commerce)



           Invalid                                          Issued                    Came into force
            2002                                             2012                      Aug 01 2012
China Hazardous Chemicals




Registration system
Overview of SAWS Order 53 (II)
             • Catalog of Hazardous Chemicals                                                                 •   Build files for hazardous chemicals;
  What       3800+ chemicals (version 2002) to be re-issued or know as China C&L Inventory       Registrant   •   Register hazardous chemicals & accept inspection;
                                                                                                              •   Designate staff to be responsible for registration;
chemicals                                                                                        obligation   •   Entrust qualified institutes to conduct hazard
             • Chemicals not subject to the Catalog but with hazardous classification
                                                                                                                  identification;
               by accredited institutes
                                                                                                              •   Set up 24h emergency telephone consultation.
             Specific guidance will be published later for hazardous identification and
             classification
             1) List of chemicals of required for hazard identification and                                   • A Company producing and importing same hazardous
                 classification(unavailable)                                                                    chemicals shall register as manufacturer, providing the
             2) Measures for the Administration of hazardous identification and classification    Notice        information of the imported hazardous chemicals.
                 update: Measures on the Management of Physical Hazard Identification                         • An importer importing same hazardous chemicals from
                 and Classification for Chemicals and more practical guidance will be given                     different manufacturers shall register chemicals of the
             3) Accredited institutes                                                                           manufacturers for its first trade , and furthermore provide
             • For physical hazards identification: 2 Labs (one attached to NRCC)                               the information of such chemicals from other
             • For toxic hazards identification: 20 MOA-accredited labs                                         manufacturers.
             • For eco-toxic hazard identification: 9 MEP-accredited labs                                     • Manufacturers and importers importing same hazardous
                                                                                                                chemicals from the same manufacturers for many times
                                                                                                                shall only register the chemical once.
                     Useful link:
                     Measures for the Management of Physical Hazard Identification                            Source: officer from NRCC-SAWS
                     and Classification for Chemicals (chemlinked.com)
China Hazardous Chemicals




Registration of Manufacturer
under SAWS Order 53                                                                                                                          Content of registration
Key points of registration to be carried out by a manufacturer                                                                   • Information of manufacturer (the registrant)
of hazardous chemicals                                                                                                           1) Extremely toxic chemicals (the list of 335 substances)
                                                                                                                                 2) Hazardous Chemicals under Priority Management (2
                                                                                                                                 batches, 13 chemicals in the 2nd batch have been published
                                                                                                                                 formally on 10 Feb 2013)
                                                                         Prior to the final acceptance of a                       List of produced chemicals (all chemicals in one certificate)
                                                         When            newly-built chemical plant                               Identification of source of major hazards
                                                       to register                                                                Identification of priority-management process of hazardous
                                                                                                                                    chemicals

Manufacturer:                                       • 2 original copies of Registration form of                                  • Information of each hazardous chemical (core)
Companies make concentrated hazardous                 hazardous chemical producer/manufacturer;                                  1) information of chemical
                                                    • Business license of registrant;                         What to be         2) the manufacturer of hazardous chemicals imported
chemicals. However, hazardous chemical
                                                    • 1 copy of SDS and China GHS-compliant                                      3) composition
purchasers, repacking or dilute it with non-                                                                  submitted          4) classification & labeling (hazard category, pictogram,
                                                      Precautionary Label (GB 15258-2009);
hazardous solvents are not considered as            • Emergency response call number (Art.22 SAWS                                  warning signals, hazard statements, precautionary statements)
manufacturer                                          Order 53) or 1 copy Emergency service contract;                            5) physic and chemical properties
                                                    • Product standard of the hazardous chemicals to                             6) main uses and advised uses against
                                                      be registered (national standard-GB or industrial                          7) hazardous properties (physical hazards, health hazards &
                                                      standard to be provided)                                                     environmental hazards)
                                                                                                                                 8) occupational exposure limits in working place
                                                                                                                                 9) storage conditions and transportation information
                                                                                                                                 10) protection measures and emergency response
                               Useful link:
                                                                                                                 Useful link:
                               The interpretation of registration form for manufacturer and importer
                                                                                                                 List of Hazardous Chemicals under Priority Management (2nd Batch) (chemlinked.com)
                               of hazardous chemicals in China
China Hazardous Chemicals




Registration of importer
under SAWS Order 53                                                                                                          Content of registration
Key points of registration to be carried out by an importer                                                       • Information of downstream user of chemicals imported
of hazardous chemicals                                                                                              or Information of trader of chemical imported
                                                                                                                  1) Extremely toxic chemicals (the list of 335 substances)
                                          When                                                                    2) Hazardous Chemicals under Priority Management
                                                            Prior to any importing activities
                                        to register                                                                List of imported chemicals (all chemicals in one certificate)
                                                                                                                   Identification of source of major hazards
                                                                                                                   Identification of priority-management process of hazardous
                                        • 2 original copies of Registration form of hazardous                        chemicals (only for downstream user or companies with storage
                                           chemical producer/manufacturer;                                           facilities)
                                        • Business license of registrant and 1 copy of any
Importer (trader or downstream            of following document or certificate:                      What to be   • Information of each hazardous chemical (core)
                                         Foreign trader registration certificate or                 submitted    1) Information of chemical
chemical user)                           Import and export enterprise qualification certificate                  2) the manufacturer of hazardous chemicals imported
• Companies have secured business          or                                                                     3) composition
  licenses and the certain documents     Foreign investment approval certificate; or                             4) classification & labeling (hazard category, pictogram,
  or certificates, being allowed to      Hong Kong and Macao and overseas Chinese                                  warning signals, hazard statements, precautionary statements)
  conduct importing activities of          investment enterprise approval certificate.                            5) physic and chemical properties
  hazardous chemicals.                  • 1 copy of SDS and China GHS-compliant Precautionary                     6) main uses and advised uses against
• For chemical user after importing        Label (GB 15258-2009);                                                 7) hazardous properties (physical hazards, health hazards &
  activities, company will put          • Emergency response call number (Art.22 SAWS Order                         environmental hazards)
  hazardous chemicals into industrial      53) or 1 copy Emergency service contract;                              8) occupational exposure limits in working place
                                        • Product standard of the hazardous chemicals to be                       9) storage conditions and transportation information
  production.
                                           registered (national standard-GB or industrial standard                10) protection measures and emergency response
                                           to be provided)
China Hazardous Chemicals




Registration procedure
under SAWS Order 53
In this section, let’s go through the registration procedure for importer of
hazardous chemicals under Order 53.


                                                                                                                                                                                    Legal liabilities
       Step1                                             Step2
            Fail                                                            Fail                                                                                                    • Fail in registering
            Notice of rejection of registration                             Notice of rejection of registration                                                                     • Fail in updating information of
            application                                                     application                                                                                               hazardous chemicals or new hazards

                                                                                                                                                                                            Fine:<50,000 or
                                 Registration                                         Registration                                                                                        50,000-100,000CNY
Apply through online                office        Submit hardcopies of                   office                       NRCC
registration software             (provincial     registration materials           (provincial level)              Final check
                                                                                                                                 Registration Certificate
       (NRCC)                       level)         to registration office            format check                                Validity period: 3 years                           • Fail to provide ER number or
                                format check         at provincial level                                                         •   Remain the information on the certificate        unqualified ER service
                                                                                                                                     up-to-date (update online within 15 days       • Fail to update information of
                                                                                                                                     when changes occur)                              registrant, ER number, company seat
                                                                                                                                 •   Extend the certificate after 3 years (apply    • Fail to apply for extension as
                                3 work days                                         20 work days                  15 work days       for verification of extension of certificate     certificate expires
                                                                                                                                     online 3 months before it expires)             • Forge certificate etc.
                                                                                                                                                                                    • Illegally obstruct enforcement
                                                                                                                                                                                      activities and inspection

      Useful link:                                                                                                                                                                         Fine:<30,000 CNY
      Online registration software (NRCC-Chinese only)
      Chrome “Adblock plus” may block the pop-out tab
China Hazardous Chemicals




Supportive documents
This page is just for your reference. SAWS Notice [2012] No. 144




                                           Registration form of hazardous chemical
                                  1        producer/manufacturer

                                                                                                   2 major supportive
               8                           Registration form of hazardous chemical importer
                                                                                                      documents
              Doc.                2        (Sections to be finished by trader & downstream user
                                           separately)
           Oct.17 2012
                                           • Application form of subject registrant
                                  3-8      • Application form of registration modification
                                           • Evidential document of registration modification
                                              (no registration certificate to be re-issued after
                                              modification)
                                           • Application form of registration certificate
                                             renewal (certificate expires)
                                           • Notice of rejection of registration application
                                           • Notice of requesting supplementary materials




                                        Useful link:
                                        NRCC Consults on 8 Supporting Documents for SAWS Order 53 (chemlinked.com)
China Hazardous Chemicals




  Roadmap of Order 53
  Brief the plans of the authority for the registration and
  management of hazardous chemicals. Last Page of
  SAWS Order 53



                    Currently                                                                                                Look into future



         Supportive documents, tons of guidelines   Registration officers to be trained with necessary               Complete the procedure of registration and post-
         to be published (8 documents and more)     knowledge – GHS, data evaluate, procedure (Mar                   registration (review and renewal)
                                                    2013)
         Heavy workload of online registration      Guidance for the registration of substances &                    New database of hazardous chemicals is planned
         system optimization                        mixtures with unknown hazardous properties                       to be established within 3 years in the future

                                                    The registration of hazardous chemicals is promoted             The implementation of hazardous identification for
                                                    mainly amongst Chinese importers at the 1st stage               chemicals with unknown hazardous properties



        Source: officer from NRCC-SAWS
                                                                                                 No clear timeline for the
                                                                                                 implementation of plan
                                                                                                    above specifically



SAWS Order 53 is different from
another registration regulation
        MEP Order 22




  Registration system
  Overview of MEP Order 22
  (I)
  Measures for Environmental Management of Registration
  of Hazardous Chemicals. Taking existing hazardous chemicals                                                                             • Manufacturer and user of hazardous chemicals in China
     Focus the managementis available on chemlinked.com
                               of general hazardous
  under control. Englishtoxic chemicals and chemicals with
                         ver.                                                                                             Who             • Importer and exporter of toxic chemicals in China (foreign
              chemicals,
                                                                                                                                            companies qualified under MEP Notice [2009] No. 113)
        on          higher hazardous properties against human health                                                    affected          Application scope is to be confirmed. However, in Art.2 of MEP Order 22, it
                    and environment. Some content may be also
                                                                                                                                          indicates that only companies located in China will be subject to the law;
                    shared with SAWS Order 53

            Useful link:
                                                                                                                        Competent
            MEP Order 22 vs SAWS Order 53 (chemlinked.com)                                                                                 CRC-MEP | MEP
                                                                                                                         Authority



                                                    1994 SEPA Order [1994] 140                  1994 SEPA Order [1994] No.140                  2009 MEP Notice [2009] No.113            2012 MEP Order 22
                                                    Regulation of Environmental                 Revision of Regulation of                      Notice of the Environmental              Measures for Environmental
                                                    Management on the First Import              Environmental Management on the                Administration of Registration of the    Management of Registration of
                                                    of Chemicals and the Import and             First Import of Chemicals and the              Import and Export of Toxic               Hazardous Chemicals
                                                    Export of Toxic Chemicals                   Import and Export of Toxic                     Chemicals (practical guidance on         Order 140 and Notice 113 to be
                                                                                                Chemicals                                      toxic import & export registration)      incorporated into MEP Order 22


                                                                                      41 items revised
                                                            May 01 1994                   ]=                 Valid             No regulations for
                                                                                                                                                             Valid                 Issued (Trail)          Come into force
                                                                                                                              production or use of
                                                        SEPA replaced by MEP                              Jan 2 2003            toxic chemicals            SEP 2009                  Oct 2012                Mar 2013
China Hazardous Chemicals




Registration system
Overview of MEP Order 22 (II)
  What          Refer to extremely toxic chemicals                                                                                                Only the regulation of MEP Order 22 has
                                                                                                                                 Supportive       been published, other guidance or
                and other chemicals listed in Catalog
chemicals       of Hazardous Chemicals.                                                                                          documents        supportive documents are still absent.


         Manufacturer and user of
                                                          Importer and exporter of toxic chemicals
          hazardous chemicals

Catalog of Hazardous Chemicals                          List of Toxic Chemicals Severely Restricted to
• General hazardous chemicals                           be Imported into or Exported from China
  3800+ chemicals (version 2002) to be re-issued        158 chemicals (version 2012) for 2009 MEP
  or know as China C&L Inventory but not listed in      Notice [2009] 113 “Notice of the Environmental
  HCPEC list.                                           Administration of Registration of the Import and
• Hazardous Chemicals of High Priority                  Export of Toxic Chemicals”
  Concern (Currently more important)
  Chemicals listed in the New Catalog will be           Notice:
  through assessment according to the certain           Under SAWS Order 53, before import of these 158
  benchmark of hazardous and environmental              toxic chemicals, a Chinese importer should be
  risk level and later be decided as HCHEC or not.      register them by submitting application to NRCC-
  Chemicals like PBT, vPvB, EDC or seriously            SAWS as well. CRC-MPE is mainly taking in charge
  environmentally-hazardous chemicals with              of the management of those 158 toxic chemicals
  solid evidential proof will mostly be treated as
  HCHEC (This list will be published by MEP)

     Useful link:                                                                                 Additional information: 158 chemicals
     Chinese Official Clarifies Must-Know Issues on MEP Order 22                                  List of Toxic Chemicals Severely Restricted to be Imported into or
                                                                                                  Exported from China
     (chemlinked.com)
China Hazardous Chemicals



 Obligation of each role in one table
 Under MEP Order 22
       Role             Chemicals             Registration & License                        Materials prepared                         Related              Responsible
                                                                                                                                      regulation            authorities
                                                                                Application form of registration certificate;
                                                                                registrant information; produced or used                                                           EIA: MEP will issue guidance
Manufacturer &    General hazardous       Registration Certificate of           hazardous chemicals including quantity;             MEP Order 22(Trial)    Local environmental
                                                                                                                                                                                   for EIA operation
User of hazardous chemicals (in Catalog   environmental management of           classification; SDS; prevention and control         under Decree 591      protection authorities
                                                                                                                                                                                   Environmental monitoring
                  of hazardous            hazardous chemicals                   measures; emission of the typical pollutants;                                 (County level)
chemicals                                                                                                                                                                          report: shall be generated
                    chemical)                                                   Environmental Impact Assessment(EIA);
                                                                                contingency plans for emergency; disposal;                                                         by the applicant or the
                                                                                annual report (Jan each year) to public on hazards,                                                qualified environmental
                                                                                emission of pollutants, protection measures;                                                       monitoring agency
                                                                                Environmental monitoring report
                                                                                                                                                                                   Annual report: For
                                                                                Addition to the material required from general                                                     manufacturer or user of
Manufacturer &                            Registration Certificate of           hazardous chemicals; Environmental Risk             MEP Order 22(Trial)    Local environmental     HCPEC to submit before Jan
User of hazardous HCPEC                   environmental management of           Assessment(ERA) conducted by qualified              under Decree 591      protection authorities   31 each year to the
                                          hazardous chemicals                   institutes; Annual report of emission, migration                             (provincial level)    administration of
chemicals
                                                                                and monitoring result of particular pollutants, and                                                Environmental Protection at
                                                                                protection measures against pollutants and
                                                                                                                                                                                   county level.
                                                                                environmental risks
                                                                                                                                                                                   Importer and exporter of
                                           • Registration Certificate for       •   Application through CRC software + other                                                       toxic chemicals
Importer and        Toxic Chemicals           environmental management on           documents submission                             MEP Notice [2009]          CRC-MEP            (a foreign company could
exporter of toxic   Severely Restricted to    Import (and export) of Chemicals •    Materials are different according to foreign           NO. 113               & MEP             do registration on their own
                    be Imported into or    & Import release permit for importer     companies; importer as user; importer as        In future MEP Order                            or appoint Chinese
chemicals
                    Exported from China • Export release permit for exporter        trader; importer as representative of foreign            22                                    importers to finish it on
                                                                                    companies:                                                                                     their behalf)
        Useful link:
        MEP Order No 22: A Big Step but Long Way Ahead (chemlinked.com)
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview
China Chemical Legislation Overview

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China Chemical Legislation Overview

  • 1. CHINA CHEMICAL LEGISLATION PRESENTATION Feb 27 | GLOBALCHEM 2013 Gaylord National Resort & Convention Center Mai Fung REACH24H Consulting Group
  • 2. About my presentation This is a presentation tells what chemical legislation system looks like in China through the introduction of main regulations. Useful links This is a presentation giving you the knowledge and providing you with tips, useful links as well as additional information for practical your use in compliance with Chinese regulations. Additional information REACH24H Consulting Group GlobalChem 2013
  • 3. China New Chemicals (MEP Order 7- Revision of Provisions on the Environmental Administration of New Chemical Substances) China Hazardous Chemicals (State Council Decree 591 | SAWS Order 53 | MEP Order 22 | SAWS Order 55) & China GHS SDS + Labeling (National standards | AQSIQ Inspection Letter [2012] NO.30) PRESENTED BY MAI FUNG OF REACH24H SPECIALLY FOR GLOBALCHEM 2013
  • 4. Chemical legal framework Different from the western developed countries, chemical legislation framework in China could be shown as the chart below in general. Class in legislation system From top to lower level Top level 2nd level 3rd level 4th level Law: Administrative Law: Measures: GB & GB/T On this level, the laws was On this level, the laws was On this level, the laws was Known as National Standard; usually be legislated through the legislated through the state legislated by each functional divided into GB(/T) People’s Congress Council Ministry GB: National Standard (Compulsory) GB/T: Recommended Standard For example For example For example Constitution State Council Decree 591 MEP Order 7 For example MEP Order 22 GB 15258-2009 SAWS Order 53 GB 20584 – GB 20586 (CN GHS Classification) REACH24H Consulting Group GlobalChem 2013
  • 5. Competent authorities This page is just for your reference. Ministry Administration MEP Ministry of Environmental Protection 環保部 SAWS State Administration of Work Safety 安監局 (Replacing SEPA) MOR Ministry of Railways 鐵道部 CUSTOMS General Administration of Customs of 海關總署 (GAC) P.R.C. MOA Ministry of Agriculture 農業部 AQSIQ General Administration of Quality 品質監督檢驗檢 Supervision, Inspection and Quarantine 疫總局 MIIT Ministry of Industry and Information 工信部 SAIC State Administration for Industry and 工商總局 Technology Commerce MPS Ministry of Public Security 公安部 SDPC National Development and Reform 國家發展和改革 Commission 委員會 MOT Ministry of Transport 交通運輸部 MOH Ministry of Health 衛生部 Responsible institutes NRCC-SAWS National Registration Center For 化學品登記中心 Chemicals of SAWS CRC-MEP Chemical Registration Center of MEP 環保部化學品登 記中心 REACH24H Consulting Group GlobalChem 2013
  • 6. Chem-environmental Management in China • General new chemical substances • New hazardous chemical substances 45,000+ • New hazardous chemicals of priority environmental concern (NHCPEC) • General hazardous chemicals 3,800+ Existing Chemical substances with no particular management MEP Order • HCPEC (list to be released). • Toxic chemicals restricted to be 7,000+ 7 imported or exported Catalog of Hazardous Chemicals (to be re- issued) + extremely toxic chemicals + … “Revision of Provisions on the MEP Order 22 Environmental Administration of State Council Decree 591 SAWS Order 53(registration system) New Chemical Substances” SAWS Order 41 55 57…(License system) Existing chemicals New chemicals Ministry of State Ministry of Environmental Administration Environmental Protection of Work Safety Protection REACH24H Consulting Group GlobalChem 2013
  • 7. China New Chemicals Never call me “China REACH” Overview of MEP Order 7 Preparation | Notification | Post-notification Roadmap of MEP Order 7 The key part REACH24H Consulting Group GlobalChem 2013
  • 8. China New Chemicals Order 17 by SEPA Order 7 by MEP Overview of Order 7 Provisions on the Environmental Management of New Chemical Substances in China Revision of Provisions on the Environmental Administration of New Chemical Substances in China “Revision of Provisions on the Environmental Administration of New Chemical Substances”. It is administered by the MEP Invalid Issued Came into force and implemented by Chemical Registration Center (CRC- 2002 2010 Oct 15 2010 MEP). SEPA has replaced by MEP. What chemical substances Exemption from notification X are subject to it • Finished products subject to other existing regulations • New chemical substance out of IECSC • Substances exist in nature • New substance in preparation/mixtures • Substances of noncommercial purpose or unintentionally produced (surfactants, plasticizers, preservatives etc.) (Impurity <10% w/w | Chemical produced from reactions | Waste water, gas or solid waste or other by-products) • Article with intended release of new substance • Substances of special categories • UVCB (Substances of Unknown or Variable (Material: glass materials, ceramics, etc. | Homogeneous and heterogeneous alloys | Non-isolated intermediates Composition, Complex) New chemicals in Articles: intended release chemical in article excluded) • Polymer Applicable Applied to a Chinese entity Territories • Within Chinese Customs Boundary Who will be affected • Affiliate of a foreign company in China • Bonded areas & Export • Manufacturers of new chemicals Processing Zones Territories • Importer of new chemicals under the regulation • Representative agent in China assigned by a foreign company Inapplicable (A representative agent shall meet some requirements) • Hong Kong, Macau, Taiwan • Cargos temporarily stored in A notifier could be a foreign entity; the applicant and holder of a certificate will processing zones or to be be Chinese entity. exported with no processing
  • 9. China New Chemicals Statistics recap of Order 7 Recap notification cases under MEP Order 7 in 2012 Source: Chemlinked.com | CRC-MEP (Jan 30 2013) 406 1,474 11 Jan-Jun2012 Jan-Jun 2012 Jan-Jun 2012 484 3,402 30 Jul-Dec2012 Jul-Dec 2012 Jul-Dec2012 47.9% 42.7% 95.3% 890/1,854 3402/7,969 41/43 Scientific Research Record Notification Simplified Notification Regular Notification Special case | General case 14 submission in 2012 left to be approved (3,009) (393) Approved 14 general hazardous substances | 21 NHCPEC
  • 10. China New Chemicals Notification Preparation Details of notification procedures will be unfolded at each stage. 5+ years before listed in IECSC Preparation Notification Post-notification 42,436 (200M software) It additionally includes 42,436 Online (Free) 3,166 Confidential substances IECSC inquiry 8,175 with no CAS# included IECSC since 2003 Search with one of 3 identities: Not easy for some products with English name | Chinese name | CAS# same generic name but different CAS# • To get to know whether your PC version of IECSC chemical substance is new or not It returns with either of 2 results: 8,500CNY (1,400USD) …listed in IECSC • No need for additional information …is not found in IECSC at this stage 42,436 (10 work day) It additionally includes 3,166 confidential substances Up-to-date database CRC-MEP has its own internal identification method for substances with no CAS# Formal inquiry Useful link: Additional information: 600CNY (100USD) Different IECSC version on CRC-MEP Valued tips for applying IESCE inquiry
  • 11. China New Chemicals IECSC 2013 was published PDF of IECSC has come out and been kept updated. IECSC database 2010 IECSC database 2013 What is new? 42,436 42,342 • Minor mistakes of chemical name 8,175 with no CAS# included and molecular formula fixed; Updated on Jan 30 • Some new chemicals notified under 2013 SEPA Order 17 (2002) included; • Chemicals through IECSC 3,166 confidential chemical 3,270 confidential chemical supplementation (Supplementation substances substances should be submitted before Dec 01 2011) during Nov. 2010 & Nov.2011 in accordance with MEP Notice [2011] No. 1366 45,602 in total 45,612 in total IECSC Ver. 2010 IECSC Ver. 2013 • Online database (free) • PDF • Pc version • Online database updated in early Feb. • Pc version (2010 ver. purchasers get updated for free) released in early Feb. Additional information: IECSC (2013) PDF download
  • 12. China New Chemicals Notification implementation Details of notification procedures will be unfolded at each stage. 5+ years before listed in IECSC Preparation Notification Post-notification IECSC inquiry Existing Substances not subject to MEP Order 7 X New substances (SRRN): for testing sample Subject to MEP Order 7 (Risk Assessment): for regular (Review): for regular notification notification & general case of simplified Regular Notification • Data gap analysis notification • Testing proposal • (Scientific Research Record) CRC-MEP Certification or Simplified Notification • Testing execution Submission & (Review) Public announcement • (Risk Assessment ) Scientific Research Record • Dossier generation (SRRN) 3 types of Dossier and Submission and notification submission material certification 1 2 3
  • 13. 1 3 types of notification Regular Notification Simplified Notification Scientific Research Record (SRRN) Applied Tier 1: 1-10t/a Tier 2: 10-100t/a tonnage band 0.1 – 1t/a <0.1t/a Tier 3: 100-1000t/a Tier 4: 1000+t/a Supplemental Special cases of regular notification General case For the scientific research purpose information • Serial Notification Similar substances notification once • Joint Notification Special case Joint notification(data or cost-share) • Intermediate, <1t/a Testing samples imported for • Repeated Notification • only for export, <1t/a compulsory eco-toxicological tests Notification by referring to the data • for scientific research 0.1 to 1t/a SRRN is necessary for regular notification owned by previous notifiers. • for polymer with new monomer and general case of simplified • Re-notification (<2%w/w) (no volume limited) notification because of sample needed Tonnage increase; registered use change • new polymer of low concern (No volume for tests. • Joint Serial Notification limited) PPORD: Process and Product • for PPORD,1-10t/a (2-year validity) Orientated Research & Development Notification 8-18 Months 5-10 Months(general case) 14 workdays Duration (largely dependent on testing arrangements: 2-3 Months (special case) Tier 4 may need much more time) Complication indicator documents | data | procedures
  • 14. 2 Complication indicator Dossier and submission material documents | data | procedures Regular notification Simplified notification SRRN Notification Application Form Notification Application Form Notification Application Form + Research information Compliance statement (special case) English and Chinese chemical name Scientific Record Form Scientific Record Form (general case) + • Test reports/data (Phyiso-chemical, Eco-toxic test reports (general case) Testing institute information toxicology & eco-toxicology) (1-3 tests) • C&L for hazardous substances (China Phyiso-chemical data GHS)  Melting point • Risk Assessment Report(since 1t/a)  Water-solubility • SDS…  Partition coefficient noctanol/water  Tests required according to different Data acceptable indicator Data could be secured from testing Data sources acceptance by MEP tiers; institutes out of China but preferred being  Phyiso-chemical and toxic data could be Accreditation proof of lab generated from GLP labs, following OECD Laboratory test report secured from testing institutes out of provided methods (preferred): Data from SDS could China but preferred being generated be also acceptable from GLP labs, following OECD methods Full official document will be Publish literature  Some eco-toxic data must be generated Eco-toxic data within China accepted only by MEP-accredited Chinese testing  Ready biodegradation (only for organic) institute* with Chinese organism  Acute toxicity test for fishes Details on the database required Database  Acute toxicity test for earthworm name, publish institute, edition etc.  Eco-toxic data generated by MEP- Models, parameter, developing QSAR accredited Chinese testing institute with unit, edition, effectiveness provided Chinese organism;  No data requirement for special case Profile of expert is a must; statement Expert only as supplemental support Useful link: 10 (8+2) MEP-accredited testing institutes The list of MEP-accredited Eco-toxic testing institutes
  • 15. 3 Submission and certification Regular notification Simplified notification SRRN • Application form &Hazardous • Online submission software • Online submission software Email or CD classification form (only in simplified Chinese) is (only in simplified Chines) is the only accepted submission the only accepted submission or • Test reports required and risk method since Jan 2012 Online method since May 2012 assessment report, SDS & label + • Printed Application form with stamp and signature • Original copy printed through • Original copy printed through Hard • Other necessary documents the submission software shall the submission software shall Hard copy be submitted with stamp and copy (POA, authorization letter if a be submitted with stamp and foreign company appoints 3rd signature as well signature as well party to carry out notification) Submit to CRC-MEP Submit to CRC-MEP Submit to CRC-MEP 1 Regular notification through General case through 2 Expert Committee review Expert Committee review Reviewed by MEP and decided to approve (much time consumed) 3 • Notification number • Notification type • Regular notification- Valid since date of issue till • Certificate holder (Foreign Notification Certificate being listed in IECSC after 5 years. company is presented) Issued by MEP for Simplified and • Simplified notification – Valid since date of issue • Notifier regular notification till the certificate cancellation applied for or • EN & CN chemical substance name repealed by the holder. • CAS# • Post-notification obligation shall be fulfilled to remain the validity of the certificate. Online Public Announcement For Scientific Research Record Notification (SRRN)
  • 16. China New Chemicals Post-notification obligation Details of notification procedures will be unfolded at each stage. Preparation Notification Post-notification IECSC inquiry Submission & Notification Certificate Obligation will be fulfilled according to 3 different management categories based on “Guidance for Hazardous Identification of new chemical substances” HJ 154-201* to replace HJ/T 154-2004 Obligation indicator General new chemical substances More obligations put on New hazardous chemical substances New hazardous chemicals of priority environmental concern (NHCPEC) Useful link: HJ/T 154-201* (Chinese ver.) Guidance for Hazardous Identification of new chemical substances
  • 17. Obligation indicator More obligations put on General new chemical New hazardous chemical NHCPEC substances substances 1 1 2 1 2 3 • Communicate MSDS to downstream users • Submit Annual Report (for previous • Submit report on disposal information year, submitted before Feb 01 each year) • Implement risk management measures • Submit substance flow chart • Comply with <<Measures for The • Do not sell chemicals to downstream users Administration of Registration of • Submit annual plan (for next year) who are not capable of implementing risk Hazardous Chemicals>> SAWS order 53 management measures • Submit first-activity(manufacture or import) 2 3 report • Keep documents on file for over 10 years The categories of “new hazardous chemical substances” and “new hazardous chemicals with priority environmental concern” are decided according to • Submit updates if new hazard arises evaluation of substances through regular notification or simplified notification (general case) given by expert committee based on HJ/T 154-201. 1 General substances will be listed in IECSC after 5 years Hazardous chemicals (with priority concern) will be decided to be included by since the first activity. the 5-year activity report submitted 6 months before the 5-year duration. Substances through SRRN or Simplified notification will In pursuant of Decree 591, new chemicals with hazardous properties shall be NOT be listed in IECSC automatically. registered, and the competent authority is NRCC-SAWS . Additional information: Annual Report Guidance on Annual Report of New Chemical Substances (Trial | En)
  • 18. China New Chemicals Roadmap of Order 7 It will be a long way before stricter enforcement implemented, but you have to remain alert on that. Last Page of MEP Order 7 Fully inspection & MEP Order 7 published Improving and progressing enforcement Currently The authority is now being much stricter with assessment and verification of notification submitted. What is the focus for now? Enforcement Milestone • Improve the internal work flow MEP, CRC-MEP, local MEP Order 7 came into • Consolidate the communication with active notifiers for better mutual understanding Environmental Protection Bureaus. force on 15 Oct. • Erase the unclear points in the regulation, and make it “applicable” and “unambiguous” 2010, replacing SEPA Order • Guidance and supportive documents like: Short in man power and 17 in 2003 Guidance on Risk Assessment Report experience, that will need more Guidance for Hazardous Identification of new chemical substances time to be changed. Measures on Expert Management for Chemical Environmental Management Notice Case 1: Generic name of a serial products Penalty: • 10,000CNY-30,000CNY Case 2: Plant extract – whether a plant • Repeal certificate extract shall be notified only for itself (but “Mild” punishment purification seems difficult); or notification of plant extract in a solvent is allowed
  • 19. China Hazardous Chemicals Overview of the legislation framework SAWS Order 53 and MEP Order 22 (Comes into force Mar 2013) SAWS Order 57 REACH24H Consulting Group GlobalChem 2013
  • 20. China Hazardous Chemicals Overview of Hazardous Chemical legislation Catalog of Hazardous Chemicals (China Classification & Labeling (C&L) inventory) Registration System SAWS Order 53 | MEP Order 22 (SEPA Order [1994] NO.140 | MEP Notice [2009] NO.113) State Council Decree 591 Permit for (SAWS Order 41, SAWS Order 55 and SAWS Order 57) Regulations on the Control over Safety of Permit & License Manufacturer | Importer | Operation | Distributor & storage | Transporting | User Hazardous Chemicals (top law) China GHS Leave to the 3rd part Dec 2011 SAWS Order 41 Measures for the Administration of Hazardous Aug 2012 SAWS Order 53 May 2013 SAWS Order 57 Chemicals Safe Production Measures for the Measures for the Permit Administration of Registration administration of Hazardous of Hazardous Chemicals Chemicals Safe Use Permit Feb 1987 Mar 2002 Decree 344 2011 Decree 591 Sep 2012 SAWS Order 55 Mar 2013 MEP Order 22 Regulation on the Safe Regulation on the Control Regulation on Safe Measures for the Measures for Environmental Management of over Safety of Hazardous Management of Hazardous Administration of Hazardous Management of Registration Hazardous Goods Chemicals Chemicals Chemicals Operation Permit of Hazardous Chemicals Invalid Invalid Issued Came into force Came into force Came into force Come into force Come into force 1986 2002 2011 Dec 01 2011 Aug 01 2012 Sep 01 2012 Mar 01 2013 May 01 2013
  • 21. China Hazardous Chemicals State Council Decree 591 Hazardous chemicals are administrated through a complex regulatory network in China, with more than ten ministries involved. As the key legal document, Decree 591 sits at the top of this structure. English ver. available on Chemlinked.com Who will be the enforcement The specific responsibilities ? bodies? SAWS: • Implementation of registration of hazardous chemicals; MIIT (Primary authorities) • License system (Order 41 Order 55 Order 57 – manufacturing; operation; use) NRCC-SAWS + SAWS MEP AQSIQ: MOT • Implementation of registration of hazardous chemicals; Each enforcement body • Implementation of enforcement actives over packaging and SAIC will be responsible for storing of hazardous chemicals; also the QS license(license specific part. for industrial product manufacturing) MOA MPS MPS: AQSIQ • License of purchase of extremely toxic chemicals ; • Permit of transport of extremely toxic chemicals on road; SDPC
  • 22. China Hazardous Chemicals Whose obligation? Who will be affected by the ? Decree 591? What actions shall be subject to ? the Decree 591 Manufacturer in China Production Use Importer in China Sales and storage Transportation Only Chinese companies Distributor and storage company will be affected directly. Transportation company in China It will affect the whole supply chain Chemical user in China
  • 23. China Hazardous Chemicals Why Decree 591 also matters to foreign companies? On one hand, even though your company is located far away from China Mainland, the suppliers or importers of hazardous chemicals listed in the catalogue in China will have to 1 face even stricter inspection of the enforcement authorities. So get to know whether your business partners have been aware of the responsibilities they shall fulfill in pursuant of SAWS Order 53. It is a domestic law, then why it ? matters to overseas enterprises? One the other hand, because the implementation of China GHS draws extremely high 2 attention of the competent authorities, companies outside China shall pay much more attention to their preparation of GHS compliance, especially classification, labeling, SDS and packaging instead of roughly doing translation or simply ignoring differences of standards applied from area to area.
  • 24. China Hazardous Chemicals Catalog of Hazardous Chemicals The to-be-released new Catalog of Hazardous Chemicals 7000+ Inventory of Hazardous Chemicals (China C&L Inventory) is the spirit of China GHS. (China C&L Inventory), first batch of 4,000 chemicals might be released around Jun. (But with no classification this time…) To be updated 3800+ 335+ Extremely Toxic chemicals (2002ver.) synthetic substances & mixtures(agrochemicals) • came from Catalog of Hazardous Chemicals (2002). • This is a domestic rule, import and export of What are the hazardous The current Catalog of Hazardous those toxic chemicals are not in the scope ? chemicals under Decree 591? Chemicals came up with Decree 344 + • Under Decree 591, Art (23) (24) (25) (35) (38) (39) (40) (48) (50) has regulated the Those chemicals have been defined as production, use, sell and “highly toxic chemicals” or other chemicals purchase, transporting of extremely toxic with toxic, corrosive, explosive, flammable chemicals and other properties, which will do harm to people , facilities and environment. C&L Inventory from EU, Japan will also be Out of scope (under specific control laws) referred to for the update of the new Catalog - explosives for civil use ; - fire cracker, fireworks; Hazardous chemicals or those with priority environmental concern under MEP Order 7 may - radio-active substances; likely be one source where the new Catalog of Hazardous Chemicals come from - dangerous chemical for national defense; in the future Additional information: Additional information: 335 toxic chemicals: Company holding safe 3800+ Catalog of Hazardous Chemicals (2002rev.|EN) 335 Extremely Toxic Chemicals(2002rev.| EN) production, operation, use permit (SAWS Order 41 55 57) to conducting purchase.
  • 25. China Hazardous Chemicals What new Catalog looks like? The new catalog(China C&L Inventory) will be specific, more elements introduced. “In the new version of Catalog, the chemicals will come with the information and hazardous properties .” New Version to be New Catalog of Hazardous Chemicals published (China C&L Inventory) Product name Other name English name Other EN name CAS# UN# Hazardous classification GHS pictogram Signal word Hazardous statement Remark 7000+ Current version 2002 Current Catalog of Hazardous Chemicals 3800+
  • 26. China Hazardous Chemicals Emergency Response Call A question everyone will ask. ER call has been a must for registration of hazardous chemicals (Art.22 SAWS Order 53), China GHS-compliant Keep these in mind SDS and label. Last page of overview of Decree 591 1) For companies those are planning ER Unit on their own • ER call should be a Chinese landline; 24h on-duty • designated staffer as 24h supporter; Chinese • staffer should be well trained with competent capabilities of hazardous chemicals handling; Landline + 2) Other companies shall appoint accredited agent to handle ER responsibilities. Importers of hazardous chemicals shall set up ER unit or commit the preparation of Designated-& ER work to import agent or registration institutes. As we have noticed there is only -trained staff one qualified 24h ER call institute (NRCC- SAWS Order 53 Art.6(4)) located in China so far till now. Or 3) Penalty: <30,000CNY for failure in preparation of ER call. We have been aware that NRCC will take random inspection over the ER call installation. Hand this to service provider Useful link: NRCC emergency response call http://er.nrcc.com.cn | t: (+86) 0532 8388 9090
  • 27. Registration system Overview of SAWS Order 53 (I) Registration online Measures for the Administration of Registration of Hazardous Chemicals. This new regulation specifies the procedures of registration of hazardous chemicals, and stresses the implementation of China GHS. English ver. is available on chemlinked.com • Manufacturer of hazardous chemicals in China • Phyiso-chemical and hazardous properties; • Importer of hazardous chemicals in China Focus • Classification and labelling; Who Chemical users or storage companies of hazardous chemicals on • Storage condition, safe use &transport; affected have been released from registration obligation under this new • Protection and emergency response; order. • Main uses & restricted uses Competent NRCC-SAWS | SAWS Authority Oct 2002 Measures for the Administration of 2012 SAWS Order 53 Registration of Hazardous Chemicals by Measures for the the former State Economic Trade Administration of Registration Commission (now integrated in the of Hazardous Chemicals Ministry of Commerce) Invalid Issued Came into force 2002 2012 Aug 01 2012
  • 28. China Hazardous Chemicals Registration system Overview of SAWS Order 53 (II) • Catalog of Hazardous Chemicals • Build files for hazardous chemicals; What 3800+ chemicals (version 2002) to be re-issued or know as China C&L Inventory Registrant • Register hazardous chemicals & accept inspection; • Designate staff to be responsible for registration; chemicals obligation • Entrust qualified institutes to conduct hazard • Chemicals not subject to the Catalog but with hazardous classification identification; by accredited institutes • Set up 24h emergency telephone consultation. Specific guidance will be published later for hazardous identification and classification 1) List of chemicals of required for hazard identification and • A Company producing and importing same hazardous classification(unavailable) chemicals shall register as manufacturer, providing the 2) Measures for the Administration of hazardous identification and classification Notice information of the imported hazardous chemicals. update: Measures on the Management of Physical Hazard Identification • An importer importing same hazardous chemicals from and Classification for Chemicals and more practical guidance will be given different manufacturers shall register chemicals of the 3) Accredited institutes manufacturers for its first trade , and furthermore provide • For physical hazards identification: 2 Labs (one attached to NRCC) the information of such chemicals from other • For toxic hazards identification: 20 MOA-accredited labs manufacturers. • For eco-toxic hazard identification: 9 MEP-accredited labs • Manufacturers and importers importing same hazardous chemicals from the same manufacturers for many times shall only register the chemical once. Useful link: Measures for the Management of Physical Hazard Identification Source: officer from NRCC-SAWS and Classification for Chemicals (chemlinked.com)
  • 29. China Hazardous Chemicals Registration of Manufacturer under SAWS Order 53 Content of registration Key points of registration to be carried out by a manufacturer • Information of manufacturer (the registrant) of hazardous chemicals 1) Extremely toxic chemicals (the list of 335 substances) 2) Hazardous Chemicals under Priority Management (2 batches, 13 chemicals in the 2nd batch have been published formally on 10 Feb 2013) Prior to the final acceptance of a  List of produced chemicals (all chemicals in one certificate) When newly-built chemical plant  Identification of source of major hazards to register  Identification of priority-management process of hazardous chemicals Manufacturer: • 2 original copies of Registration form of • Information of each hazardous chemical (core) Companies make concentrated hazardous hazardous chemical producer/manufacturer; 1) information of chemical • Business license of registrant; What to be 2) the manufacturer of hazardous chemicals imported chemicals. However, hazardous chemical • 1 copy of SDS and China GHS-compliant 3) composition purchasers, repacking or dilute it with non- submitted 4) classification & labeling (hazard category, pictogram, Precautionary Label (GB 15258-2009); hazardous solvents are not considered as • Emergency response call number (Art.22 SAWS warning signals, hazard statements, precautionary statements) manufacturer Order 53) or 1 copy Emergency service contract; 5) physic and chemical properties • Product standard of the hazardous chemicals to 6) main uses and advised uses against be registered (national standard-GB or industrial 7) hazardous properties (physical hazards, health hazards & standard to be provided) environmental hazards) 8) occupational exposure limits in working place 9) storage conditions and transportation information 10) protection measures and emergency response Useful link: Useful link: The interpretation of registration form for manufacturer and importer List of Hazardous Chemicals under Priority Management (2nd Batch) (chemlinked.com) of hazardous chemicals in China
  • 30. China Hazardous Chemicals Registration of importer under SAWS Order 53 Content of registration Key points of registration to be carried out by an importer • Information of downstream user of chemicals imported of hazardous chemicals or Information of trader of chemical imported 1) Extremely toxic chemicals (the list of 335 substances) When 2) Hazardous Chemicals under Priority Management Prior to any importing activities to register  List of imported chemicals (all chemicals in one certificate)  Identification of source of major hazards  Identification of priority-management process of hazardous • 2 original copies of Registration form of hazardous chemicals (only for downstream user or companies with storage chemical producer/manufacturer; facilities) • Business license of registrant and 1 copy of any Importer (trader or downstream of following document or certificate: What to be • Information of each hazardous chemical (core)  Foreign trader registration certificate or submitted 1) Information of chemical chemical user)  Import and export enterprise qualification certificate 2) the manufacturer of hazardous chemicals imported • Companies have secured business or 3) composition licenses and the certain documents  Foreign investment approval certificate; or 4) classification & labeling (hazard category, pictogram, or certificates, being allowed to  Hong Kong and Macao and overseas Chinese warning signals, hazard statements, precautionary statements) conduct importing activities of investment enterprise approval certificate. 5) physic and chemical properties hazardous chemicals. • 1 copy of SDS and China GHS-compliant Precautionary 6) main uses and advised uses against • For chemical user after importing Label (GB 15258-2009); 7) hazardous properties (physical hazards, health hazards & activities, company will put • Emergency response call number (Art.22 SAWS Order environmental hazards) hazardous chemicals into industrial 53) or 1 copy Emergency service contract; 8) occupational exposure limits in working place • Product standard of the hazardous chemicals to be 9) storage conditions and transportation information production. registered (national standard-GB or industrial standard 10) protection measures and emergency response to be provided)
  • 31. China Hazardous Chemicals Registration procedure under SAWS Order 53 In this section, let’s go through the registration procedure for importer of hazardous chemicals under Order 53. Legal liabilities Step1 Step2 Fail Fail • Fail in registering Notice of rejection of registration Notice of rejection of registration • Fail in updating information of application application hazardous chemicals or new hazards Fine:<50,000 or Registration Registration 50,000-100,000CNY Apply through online office Submit hardcopies of office NRCC registration software (provincial registration materials (provincial level) Final check Registration Certificate (NRCC) level) to registration office format check Validity period: 3 years • Fail to provide ER number or format check at provincial level • Remain the information on the certificate unqualified ER service up-to-date (update online within 15 days • Fail to update information of when changes occur) registrant, ER number, company seat • Extend the certificate after 3 years (apply • Fail to apply for extension as 3 work days 20 work days 15 work days for verification of extension of certificate certificate expires online 3 months before it expires) • Forge certificate etc. • Illegally obstruct enforcement activities and inspection Useful link: Fine:<30,000 CNY Online registration software (NRCC-Chinese only) Chrome “Adblock plus” may block the pop-out tab
  • 32. China Hazardous Chemicals Supportive documents This page is just for your reference. SAWS Notice [2012] No. 144 Registration form of hazardous chemical 1 producer/manufacturer 2 major supportive 8 Registration form of hazardous chemical importer documents Doc. 2 (Sections to be finished by trader & downstream user separately) Oct.17 2012 • Application form of subject registrant 3-8 • Application form of registration modification • Evidential document of registration modification (no registration certificate to be re-issued after modification) • Application form of registration certificate renewal (certificate expires) • Notice of rejection of registration application • Notice of requesting supplementary materials Useful link: NRCC Consults on 8 Supporting Documents for SAWS Order 53 (chemlinked.com)
  • 33. China Hazardous Chemicals Roadmap of Order 53 Brief the plans of the authority for the registration and management of hazardous chemicals. Last Page of SAWS Order 53 Currently Look into future Supportive documents, tons of guidelines Registration officers to be trained with necessary Complete the procedure of registration and post- to be published (8 documents and more) knowledge – GHS, data evaluate, procedure (Mar registration (review and renewal) 2013) Heavy workload of online registration Guidance for the registration of substances & New database of hazardous chemicals is planned system optimization mixtures with unknown hazardous properties to be established within 3 years in the future The registration of hazardous chemicals is promoted The implementation of hazardous identification for mainly amongst Chinese importers at the 1st stage chemicals with unknown hazardous properties Source: officer from NRCC-SAWS No clear timeline for the implementation of plan above specifically SAWS Order 53 is different from
  • 34. another registration regulation MEP Order 22 Registration system Overview of MEP Order 22 (I) Measures for Environmental Management of Registration of Hazardous Chemicals. Taking existing hazardous chemicals • Manufacturer and user of hazardous chemicals in China Focus the managementis available on chemlinked.com of general hazardous under control. Englishtoxic chemicals and chemicals with ver. Who • Importer and exporter of toxic chemicals in China (foreign chemicals, companies qualified under MEP Notice [2009] No. 113) on higher hazardous properties against human health affected Application scope is to be confirmed. However, in Art.2 of MEP Order 22, it and environment. Some content may be also indicates that only companies located in China will be subject to the law; shared with SAWS Order 53 Useful link: Competent MEP Order 22 vs SAWS Order 53 (chemlinked.com) CRC-MEP | MEP Authority 1994 SEPA Order [1994] 140 1994 SEPA Order [1994] No.140 2009 MEP Notice [2009] No.113 2012 MEP Order 22 Regulation of Environmental Revision of Regulation of Notice of the Environmental Measures for Environmental Management on the First Import Environmental Management on the Administration of Registration of the Management of Registration of of Chemicals and the Import and First Import of Chemicals and the Import and Export of Toxic Hazardous Chemicals Export of Toxic Chemicals Import and Export of Toxic Chemicals (practical guidance on Order 140 and Notice 113 to be Chemicals toxic import & export registration) incorporated into MEP Order 22 41 items revised May 01 1994 ]= Valid No regulations for Valid Issued (Trail) Come into force production or use of SEPA replaced by MEP Jan 2 2003 toxic chemicals SEP 2009 Oct 2012 Mar 2013
  • 35. China Hazardous Chemicals Registration system Overview of MEP Order 22 (II) What Refer to extremely toxic chemicals Only the regulation of MEP Order 22 has Supportive been published, other guidance or and other chemicals listed in Catalog chemicals of Hazardous Chemicals. documents supportive documents are still absent. Manufacturer and user of Importer and exporter of toxic chemicals hazardous chemicals Catalog of Hazardous Chemicals List of Toxic Chemicals Severely Restricted to • General hazardous chemicals be Imported into or Exported from China 3800+ chemicals (version 2002) to be re-issued 158 chemicals (version 2012) for 2009 MEP or know as China C&L Inventory but not listed in Notice [2009] 113 “Notice of the Environmental HCPEC list. Administration of Registration of the Import and • Hazardous Chemicals of High Priority Export of Toxic Chemicals” Concern (Currently more important) Chemicals listed in the New Catalog will be Notice: through assessment according to the certain Under SAWS Order 53, before import of these 158 benchmark of hazardous and environmental toxic chemicals, a Chinese importer should be risk level and later be decided as HCHEC or not. register them by submitting application to NRCC- Chemicals like PBT, vPvB, EDC or seriously SAWS as well. CRC-MPE is mainly taking in charge environmentally-hazardous chemicals with of the management of those 158 toxic chemicals solid evidential proof will mostly be treated as HCHEC (This list will be published by MEP) Useful link: Additional information: 158 chemicals Chinese Official Clarifies Must-Know Issues on MEP Order 22 List of Toxic Chemicals Severely Restricted to be Imported into or Exported from China (chemlinked.com)
  • 36. China Hazardous Chemicals Obligation of each role in one table Under MEP Order 22 Role Chemicals Registration & License Materials prepared Related Responsible regulation authorities Application form of registration certificate; registrant information; produced or used EIA: MEP will issue guidance Manufacturer & General hazardous Registration Certificate of hazardous chemicals including quantity; MEP Order 22(Trial) Local environmental for EIA operation User of hazardous chemicals (in Catalog environmental management of classification; SDS; prevention and control under Decree 591 protection authorities Environmental monitoring of hazardous hazardous chemicals measures; emission of the typical pollutants; (County level) chemicals report: shall be generated chemical) Environmental Impact Assessment(EIA); contingency plans for emergency; disposal; by the applicant or the annual report (Jan each year) to public on hazards, qualified environmental emission of pollutants, protection measures; monitoring agency Environmental monitoring report Annual report: For Addition to the material required from general manufacturer or user of Manufacturer & Registration Certificate of hazardous chemicals; Environmental Risk MEP Order 22(Trial) Local environmental HCPEC to submit before Jan User of hazardous HCPEC environmental management of Assessment(ERA) conducted by qualified under Decree 591 protection authorities 31 each year to the hazardous chemicals institutes; Annual report of emission, migration (provincial level) administration of chemicals and monitoring result of particular pollutants, and Environmental Protection at protection measures against pollutants and county level. environmental risks Importer and exporter of • Registration Certificate for • Application through CRC software + other toxic chemicals Importer and Toxic Chemicals environmental management on documents submission MEP Notice [2009] CRC-MEP (a foreign company could exporter of toxic Severely Restricted to Import (and export) of Chemicals • Materials are different according to foreign NO. 113 & MEP do registration on their own be Imported into or & Import release permit for importer companies; importer as user; importer as In future MEP Order or appoint Chinese chemicals Exported from China • Export release permit for exporter trader; importer as representative of foreign 22 importers to finish it on companies: their behalf) Useful link: MEP Order No 22: A Big Step but Long Way Ahead (chemlinked.com)