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Management of Neck Nodes in Head
and Neck Malignancies: A Radiation
Oncologist’s Perspective
Dr Suman Mallik
Radiation Oncologist
Westbank Cancer Centre
Westbank Health and Wellness Institute
Issues
• Where ?
• When ?
• How much ? (Risk stratification)
Aims
• Radical
• Prophylactic
• Radical
• Adjuvant
Situations
• Known Primary
• Unknown Primary
Imaging
• USG
• CECT
• MRI
• PET-CT
Sources of information
• Anatomy
• Clinical and surgical data
• Pattern of failure data
Modified Robbin’s nodal levels
Gregoire V, Radiotherapy Oncol
2013
Oral Cavity
3.5%
91%
3.9%
4.8%
Pantvaidya G 2013
698 Neck Dissection
566 oral cancer patient
434 unilateral, 132 bilateral
Tongue(255),
Buccal Mucosa(233)
698 Neck Dissection
566 oral cancer patient
434 unilateral, 132 bilateral
Tongue(255),
Buccal Mucosa(233)
Level I to III 91%
Skip metastasis to level III 13.8%
Skip Metastasis for tongue
primary 19%
Level I to III 91%
Skip metastasis to level III 13.8%
Skip Metastasis for tongue
primary 19%
Oral Cavity: determinants for nodal
irradiation
• Primary site
• T stage
• Depth (4 mm Vs 9mm)
• N stage
• Perinodal extension
• LVE, PNI
CTV node (oral cavity)
Gregoire V et al R&O 2000, 2006
Nasopharynx
Ipsilateral
3%
70%
45%
1%
11%
0% 27%
3%
Skip Metastasis 0.5 to 7.9%
CTV node (nasopharynx)
Gregoire V et al R&O 2000, 2006
Oropharyngeal Tumor (clinical examn)
Ipsilateral Contralateral
13%
82%
23%
2%
9%
0% 13%
1%
2%
24%
5%
3%
2%
0%
Bataini and Lindberg
Oropharyngeal (Pathological)
Clinical N0
Ipsilateral
Clinical N+
Ipsilateral
2%
25%
19%
8%
0% 2%
15%
71%
42%
27%
0% 9%
Candela 1990
T1-T2 Tonsil, clinical N0 or N+ (N=228)
• Contralateral Neck failure 8/228 (3.5%)
• For a well lateralized tumor it is safe to
treat neck unilaterally
O’Sullivan B IJROBP 2001
CTV node (oropharynx)
Gregoire V et al R&O 2000, 2006
Hypopharynx (Pharyngeal wall)
0% 9%
0%
18%
0%
0%
11% 84%
0%
72%
40%
20%
Clinical N0
Ipsilateral
Clinical N+
Ipsilateral
Chao KS IJROBP 2002
Hypopharynx (Pyriform sinus)
0% 15%
0%
8%
0%
0%
2% 77%
4%
57%
23%
22%
Clinical N0
Ipsilateral
Clinical N+
Ipsilateral
Chao KS IJROBP 2002
CTV node (Hypopharynx)
Gregoire V et al R&O 2000, 2006
Larynx (Supraglottic)
6% 18%
18%
9%
2%
2% 70%
48%
17%
16%
Chao KS IJROBP 2002
Clinical N0
Ipsilateral
Clinical N+
Ipsilateral
Larynx (Glottic)
0% 21%
29%
7%
7%
9% 42%
71%
24%
2%
Chao KS IJROBP 2002
Clinical N0
Ipsilateral
Clinical N+
Ipsilateral
CTV node (larynx)
Gregoire V et al R&O 2000, 2006
Contralateral Neck Node
cN+ Bilat cN+ Contralat cN-, pN+ bilat
Oral Tongue 12 33
FOM 27 21
BOT 37 55
Tonsil 16 2
Pharyngeal
wall
50 37
Pyriform Sinus 49 6 59
Supraglottic 39 2 26
Glottic 15
Chao KS IJROBP 2002
Unilateral Neck treatment
• Cheek
• Alveolus
• Retromolar trigone
• Early lateralised Tonsil
Retropharyngeal Node
Nasopharynx
40%
Oropharynx
4%
Hypopharynx
16%
Larynx
0%
Nasopharynx
86%
Oropharynx
12%
Hypopharynx
21%
Larynx
4%
N0N0 N+N+
Pharyngeal wall
N0= 16%, N+=21%
Soft Palate
N0= 5%, N+=19%
Tonsillar Fossa
N0= 4%, N+=12%
Base of Tongue
N0= 0%, N+=6%
Chao KS, McLaughlin, Chua, Chong
Gregoire V et al R&O 2000, 2006
Risk Stratification
Target Definitive RT PORT High
risk
PORT
intermediate
risk
CTV1 Gross Tumor, node
and adjacent nodal
region
70 Gy equivalent
Surgical bed with
soft tissue
involvement or
nodal region with
extracapsular
spread
56-60 Gy eqv
Surgical bed
without soft tissue
involvement or
nodal region
without
extracapsular
extension
56-60 Gy eqv
CTV2 Elective nodal
region.
50-60 Gy eqv
Elective nodal
region
50-54 Gy eqv
Elective nodal
region
50-54 Gy eqv
CTV3 Elective nodal
region
50-54 Gy eqv
Elective nodal
region
50 Gy eqv
Elective nodal
region
50 Gy eqv
Nodal treatment in N+
• Primary
• Nodal staging
• ECE
ECE and nodal size
PIRUS GHADJAR IJROBP 2010
Extent of ECE
• The mean and median extent
values of ECE were 1.8 and 1
mm
• ECE 5 mm in 97% and 3 mm in
91% of the 231 LN analyzed.
• The largest percentage of LN
had an ECE of 1 mm (58%)
• In 17 (17%) patients,
infiltration of the adjacent
• muscular fascia was observed,
with mean and median
extension values of 2.8 and
2.0 mm, respectively (range,
1–9 mm).
PIRUS GHADJAR IJROBP 2010
CTV in presence of ECE
ECE
• For metastatic lymph node the risk of ECE is
associated with lymph node size.
• The extention of EC spread is not related to
lymph node size.
• In 96 % of all ECE, extension is less than 5 mm.
• 1 cm margin over node will cover >99% ECE
but also significantly increase the high dose
volume
Delineation of nodal stations
Harari et al 2004
Grégoire V et al Radiother
Oncol 2000;56:135–50.
Grégoire V et al, Radiother
Oncol 2003;69:227–36.
Grégoire V et al, Radiother
Oncol 2013.
RTOG contouring guideline
www.dahanca.dk
Metastatic neck node from
unknown primary
• Hist and Physical Examination
• Triple scopy
• FNAC/ Biopsy
Biopsy to search primary (Blind biopsy from
nasopharynx, base of the tongue, pyriform
sinus + ipsilateral tonsillectomy)
• HPV, P-16, EBV
Imaging
• Local imaging (CECT, MRI, USG)
• Metastatic workup
• CXR/ CT Thorax
• Whole body PET-CT
Importance of histology
Immunohistochemistry
LCA
CD-45
DAHANCA (Grau et al 2000)N=277
CUP
• The five-year estimates of neck control, disease-
specific survival and overall survival for radically
treated patients were 51%, 48% and 36%, respectively.
• Oropharynx, hypopharynx and oral cavity being the 
most common sites.
• Emerging primaries outside the head and neck region
are primarily located in the lung and oesophagus .
• The most important factor for neck control is nodal 
stage (5-year estimates 69% [N1], 58% [N2] and 30%
[N3]).
• Conflicting results on surgery and radiotherapy.
Grau 2000 Head and Neck
Post Neck Dissection
N1 disease ECE(-)
Level involved Target area
Level 1 only RT to oral cavity, Waldeyer’s
ring, oropharynx, bilateral neck
Level 2,3 RT to oropharynx and bilateral
neck
Level 4 only RT to Waldeyer’s ring, larynx,
hypopharynx, bilateral neck
Level 5 RT to npx, larynx,
hypopharynx, bilateral neck
OR
OBSERVATION
Post Neck Dissection
N2-3 disease ECE(-)
Level involved Target area
Level 1 only RT to oral cavity, Waldeyer’s
ring, oropharynx, bilateral neck
Level 2,3, upper 5 RT to nasopharynx,
oropharynx, hypopharynx,
larynx and bilateral neck
Level 4 only RT to Waldeyer’s ring, larynx,
hypopharynx, bilateral neck
Level 5 RT to npx, larynx,
hypopharynx, bilateral neck
+ Chemotherapy
Post Neck Dissection ECE(+)
Level involved Target area
Level 1 only RT to oral cavity, Waldeyer’s
ring, oropharynx, bilateral neck
Level 2,3, upper 5 RT to nasopharynx,
oropharynx, hypopharynx,
larynx and bilateral neck
Level 4 only RT to Waldeyer’s ring, larynx,
hypopharynx, bilateral neck
Level 5 RT to npx, larynx,
hypopharynx, bilateral neck
+ Chemotherapy
Take home message
• Optimal clinical examn and imaging modality
• Evolution and evidences of nodal delineation
• Optimal treatment approach
• Multimodality approach

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Management of neck: A radiation oncologist's perspective

  • 1. Management of Neck Nodes in Head and Neck Malignancies: A Radiation Oncologist’s Perspective Dr Suman Mallik Radiation Oncologist Westbank Cancer Centre Westbank Health and Wellness Institute
  • 2. Issues • Where ? • When ? • How much ? (Risk stratification)
  • 7. Sources of information • Anatomy • Clinical and surgical data • Pattern of failure data
  • 8. Modified Robbin’s nodal levels Gregoire V, Radiotherapy Oncol 2013
  • 9.
  • 10.
  • 11. Oral Cavity 3.5% 91% 3.9% 4.8% Pantvaidya G 2013 698 Neck Dissection 566 oral cancer patient 434 unilateral, 132 bilateral Tongue(255), Buccal Mucosa(233) 698 Neck Dissection 566 oral cancer patient 434 unilateral, 132 bilateral Tongue(255), Buccal Mucosa(233) Level I to III 91% Skip metastasis to level III 13.8% Skip Metastasis for tongue primary 19% Level I to III 91% Skip metastasis to level III 13.8% Skip Metastasis for tongue primary 19%
  • 12. Oral Cavity: determinants for nodal irradiation • Primary site • T stage • Depth (4 mm Vs 9mm) • N stage • Perinodal extension • LVE, PNI
  • 13. CTV node (oral cavity) Gregoire V et al R&O 2000, 2006
  • 15. CTV node (nasopharynx) Gregoire V et al R&O 2000, 2006
  • 16. Oropharyngeal Tumor (clinical examn) Ipsilateral Contralateral 13% 82% 23% 2% 9% 0% 13% 1% 2% 24% 5% 3% 2% 0% Bataini and Lindberg
  • 17. Oropharyngeal (Pathological) Clinical N0 Ipsilateral Clinical N+ Ipsilateral 2% 25% 19% 8% 0% 2% 15% 71% 42% 27% 0% 9% Candela 1990
  • 18. T1-T2 Tonsil, clinical N0 or N+ (N=228) • Contralateral Neck failure 8/228 (3.5%) • For a well lateralized tumor it is safe to treat neck unilaterally O’Sullivan B IJROBP 2001
  • 19. CTV node (oropharynx) Gregoire V et al R&O 2000, 2006
  • 20. Hypopharynx (Pharyngeal wall) 0% 9% 0% 18% 0% 0% 11% 84% 0% 72% 40% 20% Clinical N0 Ipsilateral Clinical N+ Ipsilateral Chao KS IJROBP 2002
  • 21. Hypopharynx (Pyriform sinus) 0% 15% 0% 8% 0% 0% 2% 77% 4% 57% 23% 22% Clinical N0 Ipsilateral Clinical N+ Ipsilateral Chao KS IJROBP 2002
  • 22. CTV node (Hypopharynx) Gregoire V et al R&O 2000, 2006
  • 23. Larynx (Supraglottic) 6% 18% 18% 9% 2% 2% 70% 48% 17% 16% Chao KS IJROBP 2002 Clinical N0 Ipsilateral Clinical N+ Ipsilateral
  • 24. Larynx (Glottic) 0% 21% 29% 7% 7% 9% 42% 71% 24% 2% Chao KS IJROBP 2002 Clinical N0 Ipsilateral Clinical N+ Ipsilateral
  • 25. CTV node (larynx) Gregoire V et al R&O 2000, 2006
  • 26. Contralateral Neck Node cN+ Bilat cN+ Contralat cN-, pN+ bilat Oral Tongue 12 33 FOM 27 21 BOT 37 55 Tonsil 16 2 Pharyngeal wall 50 37 Pyriform Sinus 49 6 59 Supraglottic 39 2 26 Glottic 15 Chao KS IJROBP 2002
  • 27. Unilateral Neck treatment • Cheek • Alveolus • Retromolar trigone • Early lateralised Tonsil
  • 28. Retropharyngeal Node Nasopharynx 40% Oropharynx 4% Hypopharynx 16% Larynx 0% Nasopharynx 86% Oropharynx 12% Hypopharynx 21% Larynx 4% N0N0 N+N+ Pharyngeal wall N0= 16%, N+=21% Soft Palate N0= 5%, N+=19% Tonsillar Fossa N0= 4%, N+=12% Base of Tongue N0= 0%, N+=6% Chao KS, McLaughlin, Chua, Chong
  • 29. Gregoire V et al R&O 2000, 2006
  • 30. Risk Stratification Target Definitive RT PORT High risk PORT intermediate risk CTV1 Gross Tumor, node and adjacent nodal region 70 Gy equivalent Surgical bed with soft tissue involvement or nodal region with extracapsular spread 56-60 Gy eqv Surgical bed without soft tissue involvement or nodal region without extracapsular extension 56-60 Gy eqv CTV2 Elective nodal region. 50-60 Gy eqv Elective nodal region 50-54 Gy eqv Elective nodal region 50-54 Gy eqv CTV3 Elective nodal region 50-54 Gy eqv Elective nodal region 50 Gy eqv Elective nodal region 50 Gy eqv
  • 31. Nodal treatment in N+ • Primary • Nodal staging • ECE
  • 32. ECE and nodal size PIRUS GHADJAR IJROBP 2010
  • 33. Extent of ECE • The mean and median extent values of ECE were 1.8 and 1 mm • ECE 5 mm in 97% and 3 mm in 91% of the 231 LN analyzed. • The largest percentage of LN had an ECE of 1 mm (58%) • In 17 (17%) patients, infiltration of the adjacent • muscular fascia was observed, with mean and median extension values of 2.8 and 2.0 mm, respectively (range, 1–9 mm). PIRUS GHADJAR IJROBP 2010
  • 34. CTV in presence of ECE
  • 35.
  • 36. ECE • For metastatic lymph node the risk of ECE is associated with lymph node size. • The extention of EC spread is not related to lymph node size. • In 96 % of all ECE, extension is less than 5 mm. • 1 cm margin over node will cover >99% ECE but also significantly increase the high dose volume
  • 37. Delineation of nodal stations Harari et al 2004 Grégoire V et al Radiother Oncol 2000;56:135–50. Grégoire V et al, Radiother Oncol 2003;69:227–36. Grégoire V et al, Radiother Oncol 2013. RTOG contouring guideline www.dahanca.dk
  • 38. Metastatic neck node from unknown primary
  • 39. • Hist and Physical Examination • Triple scopy • FNAC/ Biopsy Biopsy to search primary (Blind biopsy from nasopharynx, base of the tongue, pyriform sinus + ipsilateral tonsillectomy) • HPV, P-16, EBV
  • 40. Imaging • Local imaging (CECT, MRI, USG) • Metastatic workup • CXR/ CT Thorax • Whole body PET-CT
  • 43.
  • 44. DAHANCA (Grau et al 2000)N=277
  • 45. CUP • The five-year estimates of neck control, disease- specific survival and overall survival for radically treated patients were 51%, 48% and 36%, respectively. • Oropharynx, hypopharynx and oral cavity being the  most common sites. • Emerging primaries outside the head and neck region are primarily located in the lung and oesophagus . • The most important factor for neck control is nodal  stage (5-year estimates 69% [N1], 58% [N2] and 30% [N3]). • Conflicting results on surgery and radiotherapy. Grau 2000 Head and Neck
  • 46. Post Neck Dissection N1 disease ECE(-) Level involved Target area Level 1 only RT to oral cavity, Waldeyer’s ring, oropharynx, bilateral neck Level 2,3 RT to oropharynx and bilateral neck Level 4 only RT to Waldeyer’s ring, larynx, hypopharynx, bilateral neck Level 5 RT to npx, larynx, hypopharynx, bilateral neck OR OBSERVATION
  • 47. Post Neck Dissection N2-3 disease ECE(-) Level involved Target area Level 1 only RT to oral cavity, Waldeyer’s ring, oropharynx, bilateral neck Level 2,3, upper 5 RT to nasopharynx, oropharynx, hypopharynx, larynx and bilateral neck Level 4 only RT to Waldeyer’s ring, larynx, hypopharynx, bilateral neck Level 5 RT to npx, larynx, hypopharynx, bilateral neck + Chemotherapy
  • 48. Post Neck Dissection ECE(+) Level involved Target area Level 1 only RT to oral cavity, Waldeyer’s ring, oropharynx, bilateral neck Level 2,3, upper 5 RT to nasopharynx, oropharynx, hypopharynx, larynx and bilateral neck Level 4 only RT to Waldeyer’s ring, larynx, hypopharynx, bilateral neck Level 5 RT to npx, larynx, hypopharynx, bilateral neck + Chemotherapy
  • 49.
  • 50. Take home message • Optimal clinical examn and imaging modality • Evolution and evidences of nodal delineation • Optimal treatment approach • Multimodality approach