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COMMENT

Impact of Marsy’s Law on Parole in California: An Empirical Study

Laura L. Richardson*




                                                                    CONTENTS
INTRODUCTION .........................................................................................................................................2
I. LITERATURE REVIEW ...........................................................................................................................3
   a. VICTIMS’ RIGHTS ...................................................................................................................................3
   b. PAST EMPIRICAL WORK.........................................................................................................................4
   c. MARSY’S LAW .......................................................................................................................................8
   d. HYPOTHESES ..........................................................................................................................................8
II. DATA + METHODOLOGY...................................................................................................................10
    a. OVERVIEW OF THE DATA SET ..............................................................................................................10
    b. DEPENDENT VARIABLES ......................................................................................................................11
    c. INDEPENDENT VARIABLES ...................................................................................................................11
    d. CONTROL VARIABLES ..........................................................................................................................12
III. ANALYSIS ............................................................................................................................................18
   a. LENGTH SET BETWEEN PAROLE HEARINGS ........................................................................................19
   b. IMPACT ON PAROLE DECISIONS ...........................................................................................................20
IV. FINDINGS .............................................................................................................................................20
  a. MARSY’S LAW HAS A SIGNIFICANT IMPACT ON THE TIME SET BETWEEN PAROLE HEARINGS ..........20
  b. MARSY’S LAW’S IMPACT ON VICTIM PARTICIPATION IS UNCLEAR ....................................................22
CONCLUSIONS ..........................................................................................................................................23
APPENDIX ..................................................................................................................................................25




* Student, UCLA School of Law. Special thanks to Joseph Doherty and Sharon Dolovich.


	
                                                                                                                                                        1	
  

                                Electronic copy available at: http://ssrn.com/abstract=1878594
INTRODUCTION

                                                      In 2008, California voters passed Proposition 9 (“Marsy’s Law”), a Victim’s Rights bill

intended to give the victims of crimes and their families a more meaningful role in the criminal

justice system.1 Marsy’s Law altered many aspects of the California criminal justice system

from redefining victim2 to dramatically amending parole procedure.3

                                                      This Comment explains the impact of Marsy’s Law on both the length of time set by the

Board of Parole Hearings (“Parole Board”) between parole hearings and the impact of Marsy’s

Law on parole hearing decisions. An empirical analysis of 211 parole hearings from 2007 to

2010 reveals that the average amount of time set between parole hearings has almost doubled

since the passage of Marsy’s Law. This study shows how Victims’ Rights bills can have a

profound impact on parole hearings and thus on inmates serving indeterminate sentences.4

                                                      Part I provides context for Marsy’s Law within larger Victims’ Rights framework and

reviews past empirical research carried out on Parole Board decision making generally, and

specifically when victim participation is allowed.5 Part II describes the data set and how it was

coded, and Part III discusses the results of the regression analyses. Part IV discusses the

implications of my findings and I conclude with some final thoughts and by proposing avenues

for future research.



	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
1
  Text of Proposed Laws, Proposition 9, Victims’ Bill of Rights Act of 2008: Marsy’s Law, Section 3 (listing the
purposes of Mary’s Law) (available at http://voterguide.sos.ca.gov/past/2008/general/text-proposed-laws/text-of-
proposed-laws.pdf#prop9).
2
  Under the post- Marsy’s Law California Constitution, a victim is defined as (1) a person who suffers direct or
threatened physical, psychological, or financial harm as a result of the commission or attempted commission of a
crime or delinquent act; (2) the person’s spouse, parents, children, siblings, or guardian; and (3) a lawful
representative of a crime victim who is deceased, a minor, or physically or psychologically incapacitated. CAL.
CONST., art. I, § 28 (e).
3
  See CAL. PENAL CODE 3041.5 (b); CAL. PENAL CODE § 3043.
4
  Inmates serving indeterminate life sentences are commonly referred to as “lifers.”
5
  For the purposes of this study victim refers not only to the direct victim of the crime (“crime victim”) but also the
victim’s family and victim’s representative. CAL. PENAL CODE § 3043 (b).


	
                                                                                                                                                                                                                                 2	
  

                                                                                                                                                   Electronic copy available at: http://ssrn.com/abstract=1878594
I.                                    LITERATURE REVIEW

                                                                                  a. VICTIMS’ RIGHTS

                                                      The Victims’ Rights movement in the United States is both a politically popular

movement6 and one that many perceive to be long overdue.7 The exclusion of the victim from

many aspects the criminal justice system has been considered both a virtue8 and a vice.9 The of

the marginalization of the victim in the criminal justice system has resulted in many cases where

the victim or victim’s family fails to perceive their rights or needs as vindicated by that system.

                                                      While the Victim’s Right movement on a whole has arguably created positive changes in

the criminal justice system10, there is a real risk that the changes it proposes might go too far;

infringing upon the rights of the accused, the convicted and the incarcerated. Additionally,

because it is politically unpopular to protect these particular groups, there may be few forces

working on their behalf, protecting their fundamental legal rights. Marsy’s Law’s sweeping

changes to the California Constitution, and California Penal Code may result in due process

violations to the inmate’s liberty interest in parole11 or may even violate the Ex Post Facto

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
6
  CANDACE MCCOY, POLITICS AND PLEA BARGAINING: VICTIMS’ RIGHTS IN CALIFORNIA 10-16 (1993). See also
PRESIDENT’S TASK FORCE ON VICTIMS OF CRIME FINAL REPORT 16-18 (1982), available at
http://www.ojp.usdoj.gov/ovc/publications/presdntstskforcrprt/87299.pdf.
7
  See e.g. Frank Carrington & George Nicholson, The Victims’ Movement: An Idea Whose Time Has Come, 11
PEPPERDINE L. REV. 1 (1984).
8
  “The American legal system intentionally and properly distances families from prosecutions; the goal is
evenhanded justice. The level of punishment a criminal receives should not depend on how persistent a particular
family is in pleading for punishment or blocking parole. Civilized Justice rejects vendetta and instead place
retribution in the hands of the entire society. It may seem depersonalizing, but that’s a goal, not a defect, of our
system.” Editorial, No on Proposition 9, LA. TIMES, Sept. 26, 2008, at 28.
9
  See e.g. Carrington & Nicholson, supra note 7.
10
   See e.g. Sue Anna Moss Cellini, The Proposed Victims’ Rights Amendment to the Constitution of the United
States: Opening the Door of the Criminal Justice System to the Victim, 14 ARIZ. J. INT’L & COMP. L. 839 (1997)
(noting that victims’ have been marginalized in our criminal justice system and suggesting systematic reform to
include greater victim input in criminal proceedings). Contra Lynne Henderson, The Wrongs of Victims’ Rights, 37
STAN. L. REV. 937 (1985) (arguing that so called victims’ rights are aimed less at including victims in the criminal
justice system and more at vindicating conservative crime control goals).
11
   See 2008 California Criminal Law Ballot Initiatives, 14 BERKELEY J. CRIM. L. 173, 187-88 (2009) (discussing
how Marsy’s Law may create arbitrary parole decisions based upon the presence of a victim, or if the victim’s
impact statement contains un-correctable mistakes, exaggerations or lies); see also Laura L. Richardson, A Matter of
Degree: Parole in California After Marsy’s Law, 28-45 (unpublished manuscript) (on file with author).


	
                                                                                                                                                                                                                                 3	
  

                                                                                                                                                   Electronic copy available at: http://ssrn.com/abstract=1878594
Clause of the Constitution.12 Thus, compensation for the marginalization of one group in the

criminal justice system – the victim – may marginalize the rights of another group in the criminal

justice system – the criminal.

                                                      The impact of Victim’s Rights legislation on parole is important for a number or reasons

beyond maintaining the complex and delicate balance between due process and Victims’

Rights.13 California has been a leader for both parole reform and Victims’ Rights14 and where

California goes, other states follow. In 2009 the Oregon legislature adopted a bill that increased

the amount of time that the Oregon Parole Board could set between hearings from two years to

ten years.15 Additionally, since California has the largest inmate population in the country,16 the

potential impact of laws aimed at this somewhat vulnerable population17 could have a profound

impact on a very large number of Californians’ rights. Tracking the actual impact of new

Victims’ Rights bills is crucial in ensuring that the popular rights of one group do not overtake

the basic, yet less popular rights of another group.

                                                                                  b. PAST EMPIRICAL WORK

                                                      Prior studies have focused primarily on what factors impact the parole decisions of Parole

Board hearings. Empirical research on parole hearings, while attempting to create “objective,

actuarial models and guidelines for determining releases from prison” instead to some extent, has

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
12
   Id. at 45-52.
13
   MCCOY, supra note 3 at 1.
14
   Id. at 26.
15
   H.B 2335, 75th Leg. Assemb., Reg. Sess. (Or. 2009) (enacted). The Oregon law increasing the amount of years
that could be set between parole hearings went into effect in January of 2010. Lynne Terry, Diane Downs’ Next
Parole Hearing Won’t be for 10 Years, THE OREGONIAN, Dec. 10, 2010, http://www.oregonlive.com/pacific-
northwest-news/index.ssf/2010/12/diane_downs_second_parole_hearing_held_in_salem.html.
16
   California state prisons house more than 170,000 inmates. Hagar Aviram, Defining the Problem, 7 HASTINGS
RACE & POVERTY L.J. 161, 162 (2010). About 30,000 inmates are serving indeterminate life sentences and 4,000
life sentence inmates apply for parole every year. Blaire Russell, In re Lawrence and Hayward v. Marhsall:
Reexamining the due process Protections of California Lifers Seeking Parole, 14 BERKELEY. J. CRIM. L. 251 (2009);
Gary Klien, “Buddha Behind Bars Granted Rare Release, But Fight from DA Promised, Marin Indep. J., July 21,
2008. http://www.marinij.com/marinnews/ci_9944775.
17
   See JOAN PETERSILIA, WHEN PRISONERS COME HOME: PAROLE AND PRISONER REENTRY 105-37 (2003).


	
                                                                                                                                                                                                                                 4	
  
exposed how little predictability can be found in parole decisions.18 Empirical studies on parole

have found many different factors to exert control over whether parole was granted or not. An

experimental study conducted by Carolyn Turpin-Petrosino in 1999 examined what factors most

affected parole decisions by having Parole Board Officers from New Jersey hear experimental

cases and decide whether to grant parole and then rank which factors they considered important

in their decision-making.19 She found that the type of commitment crime was the most important

factor in parole decisions.20 A 1974 study by Robert M. Garber and Christina Maslach looked at

whether what was discussed at the parole hearing had an impact on whether or not parole was

granted.21 This study involved 100 randomly selected California parole hearings from

September and October of 1974.22 The authors found that when parole was granted there was a

“significantly greater proportion of discussion about post-release activities, … post-release

support, … and prior parole hearings.”23 When parole was denied there was a “significantly

greater proportion of discussion about prison rehabilitation … and prison custody.”24

Additionally the study noted that the parole hearing placed a “heavy emphasis on psychological

assessment.”25 Other studies have shown that race26, gender27, and the institutional behavior of



	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
18
   Joel M. Caplan, What Factors Affect Parole: A Review of Empirical Research, 71 FED. PROBATION 16 (2007); see
also Mary West-Smith et al., Denial of Parole: An Inmate Perspective, 64 FED. PROBATION 3, 9 (“Release decisions
by the parole board appear to be largely subjective and to follow latent norms that emerge over time.”) (2000); c.f.
Robert M. Garber & Christina Maslach, The Parole Hearing: Decision or Justification, 1 L & HUM. BEHAV. 261
(1977).
19
   Carolyn Turpin-Petrosino, Are Limiting Enactments Effective? An Experimental Test of Decision Making in a
Presumptive Parole State, 24 J. CRIM. JUST. 321, 324-25 (1999).
20
   Id. at 329.
21
   Robert M. Garber & Christina Maslach, The Parole Hearing: Decision or Justification, 1 LAW & HUM. BEHAV.
261 (1977).
22
   Id. at 266.
23
   Id. at 271.
24
   Id.
25
   Id. at 274.
26
   Leo Carroll & Margaret E. Mondrick, Racial Bias in the Decision to Grant Parole, 11 LAW & SOC’Y REV. 93, 104
(1976) (finding that black prisoners were required to meet an “additional requirement not imposed upon white
prisoners” in order to be found eligible for parole).


	
                                                                                                                                                                                                                                 5	
  
the inmate28 impact Parole Board decision-making at parole hearings.

                                                      More recent research into parole hearing decision-making has shown that victim

participation can exert a significant effect on parole hearing decisions.29 In a 1997 study

conducted by Brent L. Smith, Erin Watkins and Kathryn Morgan, the authors found that

increased victim participation in parole hearings resulted in fewer grants of parole.30 Smith et al.

looked at parole hearings in Alabama for violent offenders from June 1993 through May 1994.31

Parole decisions in Alabama are conducted by three member Parole Board Panels.32 Out of the

763 parole hearings that Smith et al. collected, they focused on 316 hearings in which ”victims

were notified of the parole hearing.”33 Out of the 316 hearings, parole was granted about 43

percent of the time.34 Smith et al. found that when victim participation was high35 parole was

granted in only 18 percent of hearings.36 When victim participation was minimal37 parole was

granted in around 46 percent of hearings.38 Smith et al. ran a least squares regression to examine

the relationship between victim participation and parole decisions finding a significant

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
27
   Martin Silverstein, Justice in Genderland: Through a Parole Looking Glass, 29 SYMBOLIC INTERACTION 393,
407-08 (2006) (finding that gender played a role in how parole boards viewed the inmate’s commitment crime
which in turn impacted parole decisions).
28
   John S. Carroll et al., Evaluation, Diagnosis, and Prediction in Parole Decision Making, 17 LAW & SOC’Y REV.
199, 211-12 (1982) (finding that the “single strongest factor associated with the parole decision” in Pennsylvania is
institutional discipline).
29
   For an overview see Caplan, supra note 18 at 18.
30
   Brent L. Smith et al., The Effect of Victim Participation on Parole Decisions: Results from a Southeastern State, 8
CRIM. JUST. POL’Y REV. 57 (1997).
31
   Id. at 62.
32
   Id.
33
   Id. at 65.
34
   This is a quite large percentage in comparison to California where parole is granted in about 2-5% of hearings. See
Gary Klien, “Buddah Behind Bars” Granted Rare Release, but Fight from DA Promised, MARIN INDEP. J., July 20,
2008, http://www.marinij.com/marinnews/ci_9944775; Michael Rothfeld, Is this Paroled Killer Still a Threat?, L.A.
TIMES, July 13, 2008, http://www.articles.latimes.com/2008/jul/13/local/me-killer13/5 (“The State Parole Board
under Gov. Arnold Schwarzenegger has been granting releases to about 5% of eligible inmates serving life
sentences.”)
35
   High participation means that more than ten letters or appearances from victims (or victim’s families) occurred at
the parole hearing. Smith et al., supra note 30 at 65.
36
   Id.
37
   Minimal participation means that two or fewer letters or appearances from victims occurred at the parole hearing.
Id.
38
   Id.


	
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relationship between the two.39

                                                      Other studies have similarly explored the impact of victim participation on Parole Board

decisions. In a study conducted by William H. Parsonage, Frances P. Bernat, and Jacqueline

Helfgott, the authors examined the impact of victim testimony, implemented by Pennsylvania in

1986, on parole decision making.40 The data set contains 200 randomly selected parole cases

decided in 1989 by the Pennsylvania Board of Probation and Parole in which the inmate was

appearing before the board for the first time.41 100 of these cases had victim impact testimony.42

Controlling for the offense, offender, and parole eligibility related variables the study found that

when victim impact testimony was present parole was refused in 43 percent of parole hearings in

comparison to 7 percent in the cases in which victim testimony was not present.43 Using

discriminant analysis the authors found that out of the four highly significant variables in

explaining the Parole Board’s decision to refuse parole, victim testimony exerted the greatest

impact on the parole decisions.44 Other variables that significantly impacted parole decision

making were the institutional performance of the inmate, the presence of victim injury, and the

number of the inmate’s prior convictions.45 The study also found that even in cases where the

victim suffered no injury victim testimony resulted in denial 27.8 percent of the time in

comparison to 0 percent of the time when there was no victim testimony.46 The study concluded

that victim testimony, which at the time was new in Pennsylvania, posed certain dangers because

the Parole Board’s understanding of the policy reasons underlying victim testimony may not

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
39
   Id. at 69-70.
40
   William H. Parsonage et al., Victim Impact Testimony and Pennsylvania’s Parole Decision Making Process: A
Pilot Study, 6 CRIM. JUST. POL’Y REV. 187 (1992).
41
   Id. at 193.
42
   Id.
43
   Id. at 194.
44
   Id. at 195.
45
   Id.
46
   Id. at 197.


	
                                                                                                                                                                                                                                 7	
  
have been understood.47

                                                                                  c. MARSY’S LAW

                                                      Marsy’s Law has made major changes to many aspects of parole. Section 3041.5 of the

California Penal Code was the most significantly altered by the adoption of Marsy’s Law.

Marsy’s Law changed the default time for the date of the next parole hearing from a single year

to fifteen years.48 It changed the amount of time that could be set between parole hearings from

1-5 years to 3-15 years.49 It altered the standard for deciding when to set the next hearing,

shifting the burden from the state on justifying why the inmate continued to be a threat to public

safety necessitating a longer time before the next hearing, to the inmate in showing the non-

existence of reasons why he or she continues to be a threat to public safety.50 It also gave the

board less discretion in setting parole hearings only allowing parole hearings to be initially set at

either 3, 7, 10 or 15 years.51

                                                      Section 3043 of the California Penal Code was significantly changed by the adoption of

Marsy’s Law as well; allowing for victims, victims’ families and up to two representatives to

have greater input during the parole hearing. Victims’52 are now entitled to have their “entire

and uninterrupted statements” heard by the Parole Board.53 Additionally, the inmate does not

have the right to cross-examine the victim at the parole hearing.54

                                                                                  d. HYPOTHESES

                                                      While earlier studies have shown how victim input can exert a significant impact on

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
47
   Id. at 201.
48
   CAL. PENAL CODE 3041.5 (b)(3)(A).
49
   CAL. PENAL CODE 3041.5 (b)(3).
50
   CAL. PENAL CODE 3041.5 (b).
51
   Id.
52
   Victim is defined for the purposes of this study as not only the crime victim but the crime victim’s family and or
representatives.
53
   CAL. PENAL CODE § 3043.
54
   CAL. PENAL CODE § 3043 (b).


	
                                                                                                                                                                                                                                 8	
  
parole hearing decisions, no study has dealt directly with the impact of a law that has made as

many changes to parole as Marsy’s Law has. Building off the work of Smith et al. and

Parsonage et al., I intend to show the variety of ways in which Victims’ Rights bills can impact

parole hearings and the decision making of the Parole Board.

Hypothesis 1

                                                      I hypothesize that Marsy’s Law will significantly increase the amount of time set by the

Parole Board panels between parole hearings. One of the purposes of the changes made to the

penal code by the passage of Marsy’s Law was to allow the board to set longer periods of time

between parole hearings, thus creating less stress on a victim’s family having to relive the crime

every time the inmate has a parole hearing.55 Additionally by increasing the minimum amount of

time that can be set between parole hearings from 1 to 3 years and by increasing the default

amount of time set between parole hearings from the minimum (1 year) to the maximum (15

years) it is very likely that the length set between parole hearings has increased significantly

since the passage of Marsy’s Law.

Hypothesis 2

                                                      I also hypothesize that the increase in victims’ participation rights at parole hearings will

have an impact on the decision-making of the Parole Board. As described above, previous

studies have found that increased victim input results in Parole Boards being less likely to grant

parole. Marsy’s Law, in increasing the opportunity for victim participation and by making such

participation free from certain procedural restraints, should result in increased victim input at

parole hearings which in turn will have an impact on whether parole is granted and the amount of

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
55
  The stated purpose of Marsy’s Law was to: (1) Provide victims with rights to justice and due process. (2)
Eliminate parole hearings in which there is no likelihood a murderer will be paroled, and to provide that a convicted
murderer can receive a parole hearing no more frequently than every three years, and can be denied a follow-up
parole hearing for as long as 15 years. Statement of Purpose and Intent, STATE OF CALIFORNIA DEPT. OF JUST.,
http://ag.ca.gov/victimservices/content/statement.php Law (last visited May 1, 2011).


	
                                                                                                                                                                                                                                 9	
  
time set between parole hearings by the Parole Board.

          II.                                         DATA + METHODOLOGY

                                                                                  a. OVERVIEW OF THE DATA SET

                                                      The data set includes parole hearing transcripts from parole hearings conducted in

California of lifers between 2007 and 2010.56 Parole hearing transcripts ranged in length from 5

pages to over 150 pages with the shorter parole hearing transcripts normally being the result of

parole being stipulated, waive, postponed or continued. Parole hearings are conducted at all

State penal institutions that house lifers. The sample includes 211 total parole hearings decided

by 2 member Board of Parole Hearings panels including one Commissioner57 and one Deputy

Commissioner.58

                                                      In order to code each parole hearing transcript I created a matrix of the different

information relevant to this study (Table 1). Each transcript was read thoroughly and

information was recorded on paper and then later transformed into an excel spreadsheet.

Missing data was assigned a 99 for all binary and categorical variables. Coding errors were

corrected in Stata once I uploaded the spreadsheet by going through each variable individually

and looking for possible coding errors. Each variable was checked three times.


	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
56
   The range of dates for the parole hearing transcripts begins in November of 2007 and ends in December of 2010.
I generated the data set by filing a California Public Records Act request (“CPRA Request”) with the California
Department of Corrections and Rehabilitation via a letter first filed on January 13, 2011. Letter from Laura
Richardson, UCLA Law Student, to Daniel Davis, Board of Parole Hearings (Jan. 13, 2011) (on file with author).
The original request was for 750 parole hearing transcripts, randomly selected using Stata, from September 2007 to
December 2011. However, in the interest of time and cost a smaller sample was created from the initial sample of
approximately 300 transcripts. The parole hearing transcripts were made available for my viewing at the Board of
Parole Hearings office in Sacramento on February 24th to 25th and again from March 21st to 25th.
57
   Commissioners, of which there are tweleve, are appointed by the Governor to three year terms and are subject to
Senate Confirmation. Board of Parole Hearings, CA. DEPT. OF CORRECTIONS & REHABILITATION,
http://www.cdcr.ca.gov/BOPH/index.html (last visited April 28, 2011).
58
   Deputy Commissioners are civil service appointments made by the Governor and not subject to Senate
Confirmation. Board of Parole Hearings, CA. DEPT. OF CORRECTIONS & REHABILITATION,
http://www.cdcr.ca.gov/BOPH/deputy_commissioners.html (last visited April 28, 2011).
The Commissioners meet en banc to decide cases that are determined by the Governor to require full panel
consideration. No en banc parole hearings are included in my data.


	
                                                                                                                                                                                                                                 10	
  
[Insert Table 1 Here]

                          b. DEPENDENT VARIABLES

Next Hearing

                 The key dependent variable for the first hypothesis is the time in years set by the two-

commissioner Parole Board until the next parole hearing. If parole was granted the variable was

coded as “0”. When parole was stipulated, waived, postponed, or continued the year the next

hearing was set for was coded unless not stated in which case it was left blank.

Victim Participation

                 The key dependent variable for my second hypothesis is a variable representing the

participation of the victim.59 I utilized a factor analysis in order to create this variable. The

following four factors were considered victim participation for the purposes of this study:

whether the victim(s) were present at the parole hearing (binary variable coded “1” for present

and “0” for absent); whether the victim spoke at the parole hearing (binary variable coded “1” for

spoke and “0” for did not speak); whether the victim sent opposition letters to be considered at

the parole hearing (binary variable coded “1” for letters sent and “0” for no letters sent); and how

many victims spoke (cardinal variable). Victim participation is also a key independent variable

for the purposes of this study.

                          c. INDEPENDENT VARIABLES

Marsy’s Law Applied

                 The key independent variable for both hypotheses is whether the parole hearing took

place before Marsy’s Law was applied or after Marsy’s Law was applied. This binary variable

was coded as “0” if the year was before 2009 (the year Marsy’s Law went into effect) or if the

Parole Board utilized the pre-Marsy’s Law scheme in determining the amount of time until the
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
59
       “Victim” in this context means victim, victim’s next of kin, and/or victim’s representative.


	
                                                                                                                                                                                                                                 11	
  
next parole hearing, and as “1” if the year was 2009 or later (after Marsy’s Law went into effect).

Suitability Score

                                                      This independent variable is a score created out of the nine suitability and six

unsuitability factors that must be considered by the Parole Board in their deliberations.60 This

score was created through a multi-step process. First I created ordinal variables for each

suitability and unsuitability factor based upon whether the factor was discussed when the Parole

Board gave their decision. If the factor wasn’t discussed I coded it as “0”. If the factor was

discussed as being present I coded it as “1”. If the factor was discussed as being absent I coded

it as “-1”. The noted absence of suitability factors is normally considered an unsuitability factor

by the board and the noted absence of an unsuitability factor is normally considered a suitability

factor.61 For each parole hearing I created the suitability score by adding up the amount of

discussed present unsuitability factors and the discussed absent suitability factors and subtracted

that from the amount of discussed present suitability factors and discussed absent unsuitability

factors. I then created a binary variable, suitability, coding it as “0” when the suitability score

was negative (more unsuitable) and a “1” when the suitability score was zero or above zero

(more suitable).

                                                                                  d. CONTROL VARIABLES

                                                      To determine whether the differences that I found at parole hearings before and after the

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
60
   The six unsuitability factors are: heinous initial crime, previous record of violence, institutional misbehavior,
sexually sadistic offense, severe mental problems, and unstable social history. CAL. CODE REGS. § 2402 (c). The
nine suitability factors are: no juvenile record, under stress when crime committed, stable social history, crime was
the result of battered women syndrome, age, realistic future plans, lacks history of violent crime, and good
institutional behavior. CAL. CODE REGS. § 2402 (d).
According to Commissioner Susan Melanson, the factors are fairly malleable, meaning that the absence of a
suitability factor can be considered an unsuitability factor and the absence of an unsuitability factor can be
considered a suitability factor. Personal Communication with Susan Melanson, Commissioner, Board of Parole
Hearings (April 26, 2011).
61
   One noted exception I saw to this was in the parole hearing for inmate P-14259 the Commissioners seemed to cite
the lack of an unstable social history as an unsuitability factor. Transcript of Parole Hearing for CDC # P-14259,
Sept. 30, 2010 (on file with California Department of Corrections and Rehabilitation).


	
                                                                                                                                                                                                                                 12	
  
passage of Marsy’s Law indicated that the passage of Marsy’s Law was the primary difference

maker, I included in the regressions control variables for other factors that might have an impact

on the decision making of the Parole Board panels. These included offender characteristics,

offense characteristics62, victim characteristics, procedural characteristics of the parole hearing,

and general parole factors.63 Some of these variables were then used as the basis of multiple

factor analyses that resulted in variables representing many features of the parole hearing, the

crime, and the offender.

Inmate Activities

                                                      Inmates are encouraged to participate in various activities by the Parole Board while

incarcerated to demonstrate a commitment to rehabilitation and to increase their likelihood of

having a successful transition to free society. I utilized a factor analysis in order to create a

variable representing the inmate’s activities while incarcerated. The following three variables

were used to create the variable inmate activity: whether the inmate had completed a vocational

program while incarcerated (binary variable coded “1” for having completed a vocation and “0”

for not having completed a vocation); whether the inmate had participated in programmatic self-

help (binary variable coded “1” for having completed participated in programmatic self-help and

“0” for not having participated in programmatic self-help); and whether the inmate had

participated in Narcotics Anonymous (“NA”) or Alcoholics Anonymous (“AA”) during

incarceration (binary variable coded “1” for having completed participated in NA or AA and “0”

for not having participated in NA or AA.

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
62
   Unfortunately, the age and race of the victim were not present in most of the hearing transcripts, so were not
utilized in my regressions.
63
   These categories are similar to the ones that Kathryn Morgan and Brent L. Smith used in their study of the impact
of victim participation of parole. Victims, Punishment, and Parole: The Effect of Victim Participation on Parole
Hearings, 4 CRIMINOLOGY & PUB. POL’Y 333, 343-44 (2005) (characterizing their variables as falling into the
following categories: offender characteristics, offense characteristics, general parole factors, and offender and victim
related responses).


	
                                                                                                                                                                                                                                 13	
  
Education Level

                                                      Another factor that the Parole Boards considered when assessing the suitability of the

inmate for parole was the level of education that the inmate had completed. Level of education,

like vocational training, has to do with the inmate’s ability to find employment upon release.

This ordinal variable was coded as “0” for no schooling, “1” for some schooling, “3” for having

obtained a high school diploma or GED, “4” for some college, “5” for college graduate, and “6”

for advanced degree. Completed associates degrees were coded as “5”.

# Counseling 128a

                                                      This cardinal variable is the total number of Counseling 128as that the inmate has

received in incarceration up to the date of the parole hearing. A Counseling 128a is a minor rule

infraction write-up.64 Counseling 128as do not add time to an inmate’s sentence.

# Disciplinary 115

                                                      This cardinal variable is the total number of Disciplinary 115s that the inmate has

received in incarceration up to the date of the parole hearing. A Disciplinary 115 is a major rule

infraction write-up.65 Disciplinary 115s can add time to an inmate’s sentence.

Psychological Evaluation

                                                      The board seems to rely to some extent on the psychological evaluations that the inmate

normally has before a parole hearing to inform them as to the current dangerousness of the

inmate and whether the inmate has shown insight into her or his life-crime. I utilized a factor

analysis in order to create a variable representing the inmate’s overall psychological evaluation.

The following three variables were utilized to create the variable psychological evaluation: the



	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
64
            CAL. CODE REGS. § 3312 (a) (2).
65
            CAL. CODE REGS. § 3312 (a) (3).


	
                                                                                                                                                                                                                                 14	
  
inmate’s PCLR Psychopathy Score66 in their most recent psychological evaluation (ordinal

variable on a scale from “0” being very low to “8” being very high); the inmate’s HCR20 Score67

in their most recent psychological evaluation (ordinal variable on a scale from “0” being very

low to “8” being very high); and the inmate’s LS/CMI Score68 in their most recent psychological

evaluation (ordinal variable on a scale from “0” being very low to “8” being very high).

Gender

                                                      I was able to collect information on the gender of the inmate, but the number of parole

hearings for males accounted for 92% of my data set, making it difficult to see if the gender of

the inmate plays a significant role in parole decision-making by the Parole Board. Gender is

coded as a binary variable with male coded as “0” and female coded as “1”.

Gang Affiliation

                                                      Gang affiliation of the inmate, including both pre-incarceration gang affiliation, and post-

incarceration gang affiliation, is a binary variable coded as “1” for one time or present gang

affiliation and “0” if the inmate has never been associated with a gang.

Crime Type

                                                      The type of commitment crime that resulted in the indeterminate life sentence is a

categorical variable coded as follows: murder first “1”; murder second “2”; kidnapping for

robbery “3”; attempted murder “4”; conspiracy to commit murder “5”; kidnap for ransom “6”;

torture “7”; kidnap for rape “8”; and rape by force “9”. These are the only crimes for which

indeterminate sentences are still given in California.

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
66
   The PCLR Psychopathy Score measures the inmates level of psychopathy.
Scores for all psychological evaluation tests were coded as follows: 0 very low; 1 very low/low; 2 low; 3
low/moderate; 4 moderate; 5 moderate/high; 6 high; 7 high/very high; and 8 very high.
67
   The HCR-20 Score measures the inmate’s risk of future violence.
68
   The LS/CMI (Level of Service/Case Management Inventory) Score measures the inmate’s recidivism risk. See
Karina Kendrick, The Tipping Point: Prison Overcrowding Nationally, in West Virginia, and Recommendation for
Reform, 113 W. VIR. L. REV. 585, 612 (2011).


	
                                                                                                                                                                                                                                 15	
  
Weapon

                                                      Weapon is a categorical variable coded as follows: gun “1”; knife “2”, physical beating

“3”69; strangulation “4”; fire “5”; and other “6”.70

Sentencing

                                                      In order to account for the differences in time not only for when the inmate started her or

his sentence but also for when the inmate was first eligible for parole I utilized a factor analysis

in order to create a variable representing sentencing. The following 2 variables were utilized to

create the variable sentencing: the year that the inmate was first eligible for parole; and the year

that the life sentence commenced.

Subsequent Hearing

                                                      This is a key control variable for both hypotheses. In only one initial hearing in the data

set did the Parole Board grant parole to an inmate. Additionally, victims may be more likely to

show up to the initial parole hearing and less likely to show up in subsequent hearings due to the

time commitment and potential frustration with repeated interactions with the inmate.

Subsequent hearing is a binary variable with initial hearings coded as “0” and subsequent

hearings coded as “1”.

Parole Procedure

                                                      I utilized a factor analysis in order to create a variable representing the impact of

procedural aspects of parole. The following four variables were utilized to create the variable

parole procedure: whether the inmate was present at the parole hearing (binary variable coded

“1” for inmate present and “0” for inmate absent); whether the Deputy District Attorney was

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
69
             Physical beating means that the victim was either assaulted or beat to death.
70
             Examples of “other” includes the victim being run over or thrown out of a car.


	
                                                                                                                                                                                                                                 16	
  
present at the parole hearing (binary variable coded “1” for Deputy District Attorney present and

“0” for Deputy District Attorney absent); whether the Deputy District Attorney present objected

to the inmate’s release (binary variable coded “1” for Deputy District Attorney objected and “0”

for Deputy District Attorney did not object); and whether the police department objected to the

inmate’s release (binary variable coded “1” for police department objected and “0” for police

department did not object).

Inmate Attorney Present

                                                      This is a binary variable representing whether the inmate was represented at the parole

hearing by a lawyer. The presence of counsel for an inmate at the parole hearing is coded as “1”

and the absence of counsel is coded as “0”. Many times when the inmate wasn’t present, counsel

wasn’t present as well. The result of many of those parole hearings is that the hearing was

waived, unsuitability stipulated, or the hearing was postponed. Additionally, there were few

cases in which the inmate represented herself or himself at the parole hearings.

Marsy’s Law Objection

                                                      This is binary variable representing whether the attorney made a Marsy’s Law objection

at the parole hearing.71 The variable is coded as “1” when the lawyer made a Marsy’s Law

objection and “0” when the lawyer didn’t make a Marsy’s Law objection.

Primary Victim’s Sex

                                                      This is a categorical variable of the primary victim’s sex with “1” meaning the victim

was male and “2” meaning the victim was female. The gender of the victim was not always

available, especially when the parole hearing was not a full parole hearing.


	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
71
  Whether or not an attorney made a Marsy’s Law objection could have some implications for the competency of
the inmate’s attorney. While there are many fine attorneys representing inmates at parole hearings, more than half
the attorneys (62.32%) failed to preserve the record by making a Marsy’s Law objection at the parole hearing and
may have waived future Marsy’s Law claims for habeas corpus appeals.


	
                                                                                                                                                                                                                                 17	
  
Primary Victim’s Age

                 This is a variable of the age of the victim at the time of the crime. The age of the victim

was rarely available in the parole hearing transcripts.

[Insert Table 2 Here]

       III.      ANALYSIS

              Out of the 211 parole hearing transcripts coded, the Parole Board panel denied parole 117

times, granted parole 12 times, and postponed, waived, stipulated, or continued the parole

hearing 82 times. Out of the 12 grants of parole only one was given at an initial parole hearing.

Marsy’s Law was applied in nearly half of the hearings, 109. Additionally, out of the 211 parole

hearings, victims were present at 35 of the hearings (17%). In 32 of those hearings the victim(s)

spoke.

                 In complete parole hearings where Marsy’s Law was applied the time set between parole

hearings was nearly double to the time set between parole hearings before the passage of

Marsy’s Law. In 50% of the post Marsy’s Law parole hearings the time set between the parole

hearings was at least five years. Prior to the passage of Marsy’s Law, 50% of parole hearings

resulted in a time set between parole hearings of two years or less. Additionally, the board

appears to be fully utilizing Marsy’s Law only two years after it’s passage. Prior to the passage

of Marsy’s Law the Parole Board set the time between parole hearings at three years or less over

half of the time (70%) despite being able to set the amount of time until the next parole hearing

for five years. After the passage of Marsy’s Law, despite still being able to set parole hearings

for three years, the Parole Board has set the amount of time until the next hearing at more than

three years over half the time (75%).

[Insert Table 3 Here]




	
                                                                                                         18	
  
Compare these results to the impact of the presence of the victim or victim’s next of kin

at the parole hearing. The presence of the victim or victim’s next of kin resulted in an increase

of about only one year whereas the application of Marsy’s Law resulted in an increase of nearly

2.5 years. The suitability score of the inmate72 asserted nearly as much impact on the length set

between parole hearings. However, even the presence of a low suitability score, representing

unsuitability, resulted in a time set between parole hearings of three years or less 50% of the

time.

[Insert Tables 4 and 5 Here]

                 These results indicate that Marsy’s Law has had a significant impact on the time set by

the Parole Board panel between parole hearings. This is no surprise given the amount of time

that Marsy’s Law now allows Parole Boards to set between hearings (3-15 years) in comparison

to the amount of years the board was allowed to set between hearings prior to the passage of

Marsy’s Law (1-5 years).

                          a. LENGTH SET BETWEEN PAROLE HEARINGS

                 Using least squares regression to test the validity of the results above, and controlling for

other variables, I found that amount of years set by the Parole Board until the next parole hearing

were increased significantly by the passage of Marsy’s Law, supporting hypothesis 1.

[Insert Table 6 Here]

                 Controlling for the factors described in Part II, the coefficient for Marsy’s Law in the

regression shows a positive increase in the amount of time set by the Parole Board until the next

hearing by 2.06 years (+/-0.72) for full parole hearings (Table 6, Column II). No other variable

showed an equal positive increase in the amount of time set between parole hearings by the

Parole Board. Marsy’s Law had a more significant impact on the time set until the next parole
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
72
       The suitability score is described in greater detail in Part II (d).


	
                                                                                                                                                                                                                                 19	
  
hearing by the Parole Board than any of the factors that the board must utilize in making their

parole decisions73 or the inmate’s activity (Table 6).

                                                                                  b. IMPACT ON PAROLE DECISIONS

                                                      In order to determine the impact of the passage of Marsy’s Law on victim participation,

which in turn directly impacts whether or not parole is granted (Table 5, Column I & 2), I created

a model in order to predict what would motivate a victim to participate in a parole hearing.

                                                      VP = ML + IM/AF + ε

                                                      In this simple model victim participation (VP) is a function of whether Marsy’s Law was

in effect (ML), the impact of motivational and anti-motivational factors (IM/AF), and anything

else (ε) that exerts influence on the model that we are unable to measure.

[Insert Table 7 Here]

                                                      Out of the variables I was able to collect from the parole hearing transcripts I considered

crime victim identification factors74, crime factors75, inmate factors76, and whether or not the

parole hearing was an initial or subsequent hearing as motivational/ anti-motivational factors.

Using least squares regression to test the validity of my model I was unable to find any impact of

Marsy’s Law on victim participation at the parole hearing. The only variable that was significant

was whether the hearing was an initial or subsequent hearing. When the hearing was a

subsequent hearing victim participation decreased by 1.219 (+/1 .46) (Table 6).

   IV.                                                FINDINGS

                                                                                  a. MARSY’S LAW HAS A SIGNIFICANT IMPACT ON THE TIME SET BETWEEN PAROLE

                                                                                                             HEARINGS


	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
73
   Represented in the regression by the suitability score.
74
   Such as primary victim sex and primary victim age.
75
   Such as the weapon used in the crime and the crime type.
76
   Such as the whether the inmate has a gang affiliation and the inmate’s suitability score.


	
                                                                                                                                                                                                                                 20	
  
The passage of Marsy’s Law has already had a significant impact on parole hearings at

least with regards to the amount of time set by the Parole Board between parole hearings. This is

likely due to a number of different factors that influence the Parole Board during the parole

hearing process.

Will of the People

                                                      Although the Parole Board itself is not politically vulnerable to the popular will like the

governor77, it’s commissioners and deputy commissioners are not insulated from what the public

wants. Marsy’s Law was passed by Californians in large part because of the changes that it

would make to the criminal justice system.78 In order to carry forth the will of the electorate,

Parole Board decisions regarding length set between parole hearings would increase since that

was an explicitly stated component of the bill.79 Additionally, Marsy’s Law has to some extent

highlighted the very popular Victims’ Right movement. The Parole Board may be feeling

pressure to use Marsy’s Law as a sword or face the ire of powerful Victims’ Rights

organizations.

More Flexibility.

                                                      While in some ways the Parole Board has less discretion after the passage of Marsy’s

Law due to the strict guidelines added to California Penal Code Section 3041.5 (b) (3), it is

possible that the Parole Board feels less constrained now that they have more flexibility in being




	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
77
   The power of the electorate was demonstrated in California when voters recalled Governor Gray Davis from
office in 2003. See Katharine Q. Seelye, For Gray Davis, Great Fall From the Highest Height, N.Y. TIMES, Oct. 8,
2003, http://www.nytimes.com/2003/10/08/us/california-recall-governor-for-gray-davis-great-fall-highest-
height.html.
78
   Text of Proposed Laws, Proposition 9, Victims’ Bill of Rights Act of 2008: Marsy’s Law, Section 3 (listing the
purposes of Mary’s Law) (available at http://voterguide.sos.ca.gov/past/2008/general/text-proposed-laws/text-of-
proposed-laws.pdf#prop9).
79
   See supra note 55 and accompanying text.


	
                                                                                                                                                                                                                                 21	
  
able to set longer periods between parole hearings.80 There may be legitimate circumstances that

would make setting a yearly hearing or even an hearing every five years redundant if the inmate

has severe persistent mental problems that are not likely to be quickly resolved or has shown no

motivation towards programmatic or behavioral rehabilitation. However, prior to Marsy’s Law

the board had the discretion to set the next parole hearing at the statutory maximum of five years

yet only did so in about 18 percent of full parole hearings. After the passage of Marsy’s Law

approximately 32 percent of full parole hearings are set at five years and 57 percent of parole

hearings are set at five years or more.

Economy + Efficiency.

                                                      With only twelve Commissioners and with depleted economic funds, there is a

compelling economic reason why lengthy parole denials might be preferable. One result of the

passage of Marsy’s Law is that there are fewer parole hearings per year, at least in the short term.

California, with the largest lifer population in the United States of 30,00081 has been

overwhelmed with parole hearings, with nearly 4,000 lifers receiving a parole hearing per year.82

However, Marsy’s Law would serve as only a temporary fix with new lifers becoming eligible

for parole each year and with eventual waves of parole hearings coming in 3, 5, 7, 10 or 15 years

out. Additionally, Marsy’s Law has prompted a wave of lawsuits in both state and federal

courts. These lawsuits are costly and may clog up already overburdened judicial systems.

                                                                                  b. MARSY’S LAW’S IMPACT ON VICTIM PARTICIPATION IS UNCLEAR

                                                      At this juncture it appears that the passage of Marsy’s Law has not had a significant


	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
80
   Personal Communication with Susan Melanson, Commissioner, Board of Parole Hearings (April 26, 2011). C.f.
Transcript of Parole Hearing for CDC # J-55438, Feb. 25, 2009 (on file with California Department of Corrections
and Rehabilitation). (noting that they would have set the next parole hearing date for one year if not for Marsy’s
Law requiring them to set a period of three years).
81
   See supra note 16 and accompanying text.
82
   Id. Additionally, in 2008 nearly 6,000 inmates were scheduled for parole hearings.


	
                                                                                                                                                                                                                                 22	
  
impact on victim participation. This could be due to a variety of reasons. First, the law is fairly

new so it may be that victims remain unaware of their increased statutory and constitutional

rights. However, this may change. Victims’ Rights organizations could become more active in

reaching out to crime victims in order to encourage them to utilize their statutory parole rights.

Additionally, since Marsy’s Law now allows the victim to send a representative to speak on his

or her behalf83, Victims’ Rights organizations may reach out to victims to speak on their behalf

at parole hearings. Finally, victims who feel that their Marsy’s Law rights have been violated

have begun to be more present in the news and in the courts.84 This broader exposure of both the

victim and their rights may encourage other victims to become more involved in the parole

process.

CONCLUSIONS

                                                      Marsy’s Law has already had a significant impact on the time set by the Parole Board

between parole hearings (hypothesis 1). The passage of Marsy’s Law has nearly doubled the

amount of time set between parole hearings (from about 2.5 year to about 5 years), and is a

highly significant determinate of the length set between parole hearings.85 Future work should

continue to track the length set between parole hearings by the Parole Board as the time between

the passage of Marsy’s Law and the present increases. This length of time may impact how the

Parole Board decides to use the law in setting the next parole hearing date.

                                                      While victim input at the parole hearing may have an impact on the parole decision-

making of the Parole Board (hypothesis 2), I was unable to find a difference in victim

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
83
   CAL. PENAL CODE § 3043 (b)(2).
84
   See e.g. John Langeler, Suit Claims Schwarzenegger Violated Marsy’s Law, FOX40.COM, May 11, 2011,
http://www.fox40.com/news/headlines/kswb-nunez-sentence-commutation-lawsuit,0,5091757.story (discussing the
pending suit accusing former Governor Schwarzenegger of commuting the sentence of a friend’s son in violation of
Marsy’s Law); Don Thompson, Schwarzenegger says Commutation was to Help Friend, FORBES, Apr. 19, 2011,
http://www.forbes.com/feeds/ap/2011/04/19/general-us-schwarzenegger-commutation_8425502.html.
85
   This significant change may implicate ex post facto concerns.


	
                                                                                                                                                                                                                                 23	
  
participation due to the passage of Marsy’s Law. Future work should continue to try to measure

any increases in victim participation and should focus on collecting more information on what

motivates a victim to participate in a hearing or to be absent from a hearing. Variables that could

influence victim participation include the relationship of the victim to the crime victim, whether

the crime victim was a gang member, the distance the victim lives from the prison where the

parole hearing is taking place, the number of parole hearings that have already taken place, and

the economic situation of the victim(s).

                                                      If Marsy’s Law was found to increase victim participation, future work could explore

what impact this increased victim participation has on Parole Board parole determinations. The

model for exploring this impact might look something like the following.

                                                      NH = IA + IS + PF + SF + (VP = ML + IM/AF) + ε

                                                      In this model the date of the next hearing (NH) is a function of the institutional activities

(IA) of the inmate, the inmate’s suitability score, the procedural factors of the parole hearing

(PF), the sentencing factors (SF), victim participation (VP)86, and anything else (ε) that exerts

influence on the model that we are unable to measure.




	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
86
             As measured by the model described in Part III b.


	
                                                                                                                                                                                                                                 24	
  
APPENDIX

Table 1. Matrix for Parole Data Collection

NAME:                                        CDC#:               DATE:            RACE:
HEINOUS INIT. CRIME:                         INMATE PRES?:       MARSY APPL:?     AGE:
PREVIOUS RECORD VIOLENCE:                    INMATE ATTRNY?:     MEP:             GANG:
UNSTABLE SOCIAL HISTORY:                     MARSY’S LAW OBJ?:   SENTENCE:        # VIC:
SADISTIC SEXUAL OFFENSE:                     DA PRES?:           SENTENCE COMM:   VIC 1 SEX:
SERIOUS MENTAL PROBLEMS:                     DA OBJ?:            CRIME:           VIC 1 RACE:
INSTITUTIONAL MISBEHAVIOR:                   POLICE OBJ?:        WEAPON:          VIC 1 AGE:
NO JUVIE RECORD:                             SUB HEAR?:          SEXUAL COMP?:    VIC 2 SEX:
STABLE SOCIAL HISTORY:                       PAROLE:             CLAIMS INNOC?:   VIC 2 RACE:
UNDER STRESS WHEN CRIME COMM:                NEXT HEAR?:         AGE AT CRIME?:   VIC 2 AGE:
BATTERED WIVES SYNDROME:                     ILLEGAL ALIEN?:     #115:            VIC NK:?
AGE:                                         EDUCATION:          #128A:           # NK?
FUTURE PLANS:                                VOCATION:           GAF:             NK SPOKE?:
NO HISTORY VIOLENT CRIME:                    SELF HELP:          PCLRPSYCH:       # OPP LETTERS:
GOOD INSTITUTIONAL BEHAVIOR:                 SUPPORT LETTERS:    HCR20:           VIC REP?
DEMONSTRATED REMORSE/INSIGHT:                NA/AA:              RISK FV:         VR SPOKE?:
                                             CUST LEVEL:         CLASS SCORE:




	
                                                                                         25	
  
Table 2: Variables Relating to the Features of the Parole Hearing

Descriptive                 Variable Name        Short
Name                                             Description
Next Hearing                nexthearing          Dependent Variable- Years set by the Parole Board Until
                                                 the Next Hearing
Victim Participation        vicfac1              Dependent + Independent Variable- Factor analysis of
                                                 victim participation
Marsy’s Law Applied         marsyslawapp         Independent Variable- Binary variable representing
                                                 whether Marsy’s Law was applied to the parole hearing
Suitability Score           suitscore            Independent Variable- Cardinal variable representing the
                                                 suitability score of the inmate
Suitability                 suitdummy            Independent Variable- Binary variable representing
                                                 whether the suitability score was above zero
Inmate Activities           fac1vocshnaaa        Control Variable- Factor analysis of inmate activities

Education Level             education            Control Variable- Ordinal variable expressing what level of
                                                 education the inmate completed
# Disciplinary 115s         s                    Control Variable- Number of disciplinary infractions that
                                                 inmate was cited for while incarcerated
# Counseling 128As          a                    Control Variable- Number of counseling infractions that
                                                 inmate received while incarcerated
Psychological Evaluation    psychtestfac1        Control Variable- Factor analysis of inmate’s most recent
                                                 psychological evaluation while incarcerated
Gender                      gender               Control Variable- Categorical variable expressing the
                                                 gender of the inmate
Gang Affiliation            gangaff              Control Variable- Binary variable representing whether the
                                                 inmate has been associated with a gang
Crime Type                  crimetype            Control Variable- Categorical variable expressing what the
                                                 type of crime resulted in the life sentence
Weapon                      weapon               Control Variable- Categorical variable expressing what
                                                 weapon was used in the commission of the commitment
                                                 crime
Sentencing                  parolestatfac1       Control Variable- Factor analysis of sentencing factors
                                                 associated inmate
Subsequent Hearing          subhear              Control Variable- Dummy variable whether the parole
                                                 hearing was a subsequent hearing
Parole Procedure            procfac1             Control Variable- Factor analysis of procedural factors
                                                 associated with the parole hearing
Inmate Attorney Present     inmateatt            Control Variable-Dummy variable whether the inmate had
                                                 a lawyer present
Marsy’s Law Objection       attobjml             Control Variable- Binary variable whether the inmate’s
                                                 attorney objected to Marsy’s Law at the parole hearing
Primary Victim Sex          vic1sex              Control Variable- Categorical variable expressing the
                                                 gender of the primary victim
Primary Victim Age          vic1age              Control Variable- The age of the primary victim at the time
                                                 the crime was committed




     	
                                                                                                     26	
  
Table 3. Years Set Until Next Parole Hearing Before and After Marsy’s Law

                                           Mean       Median       Std. Err.   Largest        Smallest    N
Years Set Until Next Parole Hearing         3.88        3             .23        15             0        121
       Pre-Marsy’s Law                      2.55        2             .21         5             0        56
       Post-Marsy’s Law                     5.03        5             .34        15             0        65
       Difference                          -2.48        3             .41

 p=        .00
 t=      -5.97




  Table 4. Years Set Until Next Parole Hearing More by Suitability Score

                                           Mean       Median       Std. Err.   Largest        Smallest    N
Years Set Until Next Parole Hearing        3.88         3             .23        15             0        121
       Suitability Score > or = 0          2.82         3             .42         7             0        28
       Suitability Score < 0               4.20         3             .27        15             1        93
       Difference                          -1.38        0             .54

 p=        .01
 t=      -2.54




  Table 5. Years Set Until Next Parole Hearing More by Whether Victim’s Next of Kin Present

                                           Mean       Median       Std. Err.   Largest        Smallest    N
Years Set Until Next Parole Hearing         3.88        3             .23        15             0        121
       Victim/Next of Kin Absent            3.64        3             .25        10             0        94
       Victim/Next of Kin Present           4.74        4             .58        15             1        27
       Difference                          -1.10        1             .56

 p=        .05
 t=      -1.98




  	
                                                                                                           27	
  
Table 6. Marsy’s Law’s Impact on Parole Board Decisions

                                                I           II          III
                                              Model 1     Model 2     Model 3

         Marsy’s Law Applied                   2.198***    2.060***
                                              (0.376)     (0.723)
         Suitability Score                    -0.360***    0.109       0.114
                                              (0.071)     (0.120)     (0.133)
         Victim Participation                  0.394**     0.490*      0.526
                                              (0.164)     (0.283)     (0.311)
         Subsequent Hearing                               -1.007      -0.143
                                                          (0.810)     (0.828)
         Inmate Attorney Present                           0.541       0.098
                                                          (1.035)     (1.128)
         Marsy’s Law Objection                             0.321       1.453**
                                                          (0.723)     (0.665)
         Inmate Activities                                -0.793***   -0.703**
                                                          (0.274)     (0.300)
         Education Level                                  -0.099      -0.134
                                                          (0.315)     (0.347)
         Psychological Evaluation                          0.268       0.097
                                                          (0.381)     (0.415)
         Sentencing                                        1.092**     1.816***
                                                          (0.492)     (0.465)
         Parole Procedure                                 -0.629      -0.909*
                                                          (0.489)     (0.528)
         # Counseling 128a                                -0.022      -0.037
                                                          (0.039)     (0.043)
         # Disciplinary 115                                0.170*      0.215**
                                                          (0.090)     (0.098)
         Crime Type                                       -0.145      -0.212
                                                          (0.250)     (0.275)
         Gang Affiliation                                 -0.878      -0.674
                                                          (0.629)     (0.689)
         Weapon                                           -0.155      -0.143
                                                          (0.207)     (0.228)
         Constant                              1.804***    3.520**     4.441**
                                              (0.309)     (1.579)     (1.704)

         N                                       121         49          49
         R2                                     0.393      0.742       0.677




	
                                                                                28	
  
Table. 7 Marsy’s Law’s Impact on Victim Participation

                                                                   I
                                                                 Model 1

                                  Marsy’s Law Applied            -0.258
                                                                 (0.414)
                                  Suitability Score               0.021
                                                                 (0.096)
                                  Subsequent Hearing             -1.219**
                                                                 (0.476)
                                  Crime Type                     -0.087
                                                                 (0.225)
                                  Gender                         -1.218
                                                                 (1.127)
                                  Gang Affiliation               -0.726
                                                                 (0.514)
                                  Weapon                          0.227
                                                                 (0.163)
                                  Primary Victim Age              0.008
                                                                 (0.010)
                                  Primary Victim Sex             -0.166
                                                                 (0.462)
                                  Constant                        2.666
                                                                 (2.002)

                                  N                                  46
                                  R2                               0.252
                                        Standard errors in parentheses
                                       *** p<0.01, ** p<0.05, * p<0.1




	
                                                                          29	
  

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Impact of marsy’s law on parole in california an empirical study

  • 1. COMMENT Impact of Marsy’s Law on Parole in California: An Empirical Study Laura L. Richardson* CONTENTS INTRODUCTION .........................................................................................................................................2 I. LITERATURE REVIEW ...........................................................................................................................3 a. VICTIMS’ RIGHTS ...................................................................................................................................3 b. PAST EMPIRICAL WORK.........................................................................................................................4 c. MARSY’S LAW .......................................................................................................................................8 d. HYPOTHESES ..........................................................................................................................................8 II. DATA + METHODOLOGY...................................................................................................................10 a. OVERVIEW OF THE DATA SET ..............................................................................................................10 b. DEPENDENT VARIABLES ......................................................................................................................11 c. INDEPENDENT VARIABLES ...................................................................................................................11 d. CONTROL VARIABLES ..........................................................................................................................12 III. ANALYSIS ............................................................................................................................................18 a. LENGTH SET BETWEEN PAROLE HEARINGS ........................................................................................19 b. IMPACT ON PAROLE DECISIONS ...........................................................................................................20 IV. FINDINGS .............................................................................................................................................20 a. MARSY’S LAW HAS A SIGNIFICANT IMPACT ON THE TIME SET BETWEEN PAROLE HEARINGS ..........20 b. MARSY’S LAW’S IMPACT ON VICTIM PARTICIPATION IS UNCLEAR ....................................................22 CONCLUSIONS ..........................................................................................................................................23 APPENDIX ..................................................................................................................................................25 * Student, UCLA School of Law. Special thanks to Joseph Doherty and Sharon Dolovich.   1   Electronic copy available at: http://ssrn.com/abstract=1878594
  • 2. INTRODUCTION In 2008, California voters passed Proposition 9 (“Marsy’s Law”), a Victim’s Rights bill intended to give the victims of crimes and their families a more meaningful role in the criminal justice system.1 Marsy’s Law altered many aspects of the California criminal justice system from redefining victim2 to dramatically amending parole procedure.3 This Comment explains the impact of Marsy’s Law on both the length of time set by the Board of Parole Hearings (“Parole Board”) between parole hearings and the impact of Marsy’s Law on parole hearing decisions. An empirical analysis of 211 parole hearings from 2007 to 2010 reveals that the average amount of time set between parole hearings has almost doubled since the passage of Marsy’s Law. This study shows how Victims’ Rights bills can have a profound impact on parole hearings and thus on inmates serving indeterminate sentences.4 Part I provides context for Marsy’s Law within larger Victims’ Rights framework and reviews past empirical research carried out on Parole Board decision making generally, and specifically when victim participation is allowed.5 Part II describes the data set and how it was coded, and Part III discusses the results of the regression analyses. Part IV discusses the implications of my findings and I conclude with some final thoughts and by proposing avenues for future research.                                                                                                                 1 Text of Proposed Laws, Proposition 9, Victims’ Bill of Rights Act of 2008: Marsy’s Law, Section 3 (listing the purposes of Mary’s Law) (available at http://voterguide.sos.ca.gov/past/2008/general/text-proposed-laws/text-of- proposed-laws.pdf#prop9). 2 Under the post- Marsy’s Law California Constitution, a victim is defined as (1) a person who suffers direct or threatened physical, psychological, or financial harm as a result of the commission or attempted commission of a crime or delinquent act; (2) the person’s spouse, parents, children, siblings, or guardian; and (3) a lawful representative of a crime victim who is deceased, a minor, or physically or psychologically incapacitated. CAL. CONST., art. I, § 28 (e). 3 See CAL. PENAL CODE 3041.5 (b); CAL. PENAL CODE § 3043. 4 Inmates serving indeterminate life sentences are commonly referred to as “lifers.” 5 For the purposes of this study victim refers not only to the direct victim of the crime (“crime victim”) but also the victim’s family and victim’s representative. CAL. PENAL CODE § 3043 (b).   2   Electronic copy available at: http://ssrn.com/abstract=1878594
  • 3. I. LITERATURE REVIEW a. VICTIMS’ RIGHTS The Victims’ Rights movement in the United States is both a politically popular movement6 and one that many perceive to be long overdue.7 The exclusion of the victim from many aspects the criminal justice system has been considered both a virtue8 and a vice.9 The of the marginalization of the victim in the criminal justice system has resulted in many cases where the victim or victim’s family fails to perceive their rights or needs as vindicated by that system. While the Victim’s Right movement on a whole has arguably created positive changes in the criminal justice system10, there is a real risk that the changes it proposes might go too far; infringing upon the rights of the accused, the convicted and the incarcerated. Additionally, because it is politically unpopular to protect these particular groups, there may be few forces working on their behalf, protecting their fundamental legal rights. Marsy’s Law’s sweeping changes to the California Constitution, and California Penal Code may result in due process violations to the inmate’s liberty interest in parole11 or may even violate the Ex Post Facto                                                                                                                 6 CANDACE MCCOY, POLITICS AND PLEA BARGAINING: VICTIMS’ RIGHTS IN CALIFORNIA 10-16 (1993). See also PRESIDENT’S TASK FORCE ON VICTIMS OF CRIME FINAL REPORT 16-18 (1982), available at http://www.ojp.usdoj.gov/ovc/publications/presdntstskforcrprt/87299.pdf. 7 See e.g. Frank Carrington & George Nicholson, The Victims’ Movement: An Idea Whose Time Has Come, 11 PEPPERDINE L. REV. 1 (1984). 8 “The American legal system intentionally and properly distances families from prosecutions; the goal is evenhanded justice. The level of punishment a criminal receives should not depend on how persistent a particular family is in pleading for punishment or blocking parole. Civilized Justice rejects vendetta and instead place retribution in the hands of the entire society. It may seem depersonalizing, but that’s a goal, not a defect, of our system.” Editorial, No on Proposition 9, LA. TIMES, Sept. 26, 2008, at 28. 9 See e.g. Carrington & Nicholson, supra note 7. 10 See e.g. Sue Anna Moss Cellini, The Proposed Victims’ Rights Amendment to the Constitution of the United States: Opening the Door of the Criminal Justice System to the Victim, 14 ARIZ. J. INT’L & COMP. L. 839 (1997) (noting that victims’ have been marginalized in our criminal justice system and suggesting systematic reform to include greater victim input in criminal proceedings). Contra Lynne Henderson, The Wrongs of Victims’ Rights, 37 STAN. L. REV. 937 (1985) (arguing that so called victims’ rights are aimed less at including victims in the criminal justice system and more at vindicating conservative crime control goals). 11 See 2008 California Criminal Law Ballot Initiatives, 14 BERKELEY J. CRIM. L. 173, 187-88 (2009) (discussing how Marsy’s Law may create arbitrary parole decisions based upon the presence of a victim, or if the victim’s impact statement contains un-correctable mistakes, exaggerations or lies); see also Laura L. Richardson, A Matter of Degree: Parole in California After Marsy’s Law, 28-45 (unpublished manuscript) (on file with author).   3   Electronic copy available at: http://ssrn.com/abstract=1878594
  • 4. Clause of the Constitution.12 Thus, compensation for the marginalization of one group in the criminal justice system – the victim – may marginalize the rights of another group in the criminal justice system – the criminal. The impact of Victim’s Rights legislation on parole is important for a number or reasons beyond maintaining the complex and delicate balance between due process and Victims’ Rights.13 California has been a leader for both parole reform and Victims’ Rights14 and where California goes, other states follow. In 2009 the Oregon legislature adopted a bill that increased the amount of time that the Oregon Parole Board could set between hearings from two years to ten years.15 Additionally, since California has the largest inmate population in the country,16 the potential impact of laws aimed at this somewhat vulnerable population17 could have a profound impact on a very large number of Californians’ rights. Tracking the actual impact of new Victims’ Rights bills is crucial in ensuring that the popular rights of one group do not overtake the basic, yet less popular rights of another group. b. PAST EMPIRICAL WORK Prior studies have focused primarily on what factors impact the parole decisions of Parole Board hearings. Empirical research on parole hearings, while attempting to create “objective, actuarial models and guidelines for determining releases from prison” instead to some extent, has                                                                                                                 12 Id. at 45-52. 13 MCCOY, supra note 3 at 1. 14 Id. at 26. 15 H.B 2335, 75th Leg. Assemb., Reg. Sess. (Or. 2009) (enacted). The Oregon law increasing the amount of years that could be set between parole hearings went into effect in January of 2010. Lynne Terry, Diane Downs’ Next Parole Hearing Won’t be for 10 Years, THE OREGONIAN, Dec. 10, 2010, http://www.oregonlive.com/pacific- northwest-news/index.ssf/2010/12/diane_downs_second_parole_hearing_held_in_salem.html. 16 California state prisons house more than 170,000 inmates. Hagar Aviram, Defining the Problem, 7 HASTINGS RACE & POVERTY L.J. 161, 162 (2010). About 30,000 inmates are serving indeterminate life sentences and 4,000 life sentence inmates apply for parole every year. Blaire Russell, In re Lawrence and Hayward v. Marhsall: Reexamining the due process Protections of California Lifers Seeking Parole, 14 BERKELEY. J. CRIM. L. 251 (2009); Gary Klien, “Buddha Behind Bars Granted Rare Release, But Fight from DA Promised, Marin Indep. J., July 21, 2008. http://www.marinij.com/marinnews/ci_9944775. 17 See JOAN PETERSILIA, WHEN PRISONERS COME HOME: PAROLE AND PRISONER REENTRY 105-37 (2003).   4  
  • 5. exposed how little predictability can be found in parole decisions.18 Empirical studies on parole have found many different factors to exert control over whether parole was granted or not. An experimental study conducted by Carolyn Turpin-Petrosino in 1999 examined what factors most affected parole decisions by having Parole Board Officers from New Jersey hear experimental cases and decide whether to grant parole and then rank which factors they considered important in their decision-making.19 She found that the type of commitment crime was the most important factor in parole decisions.20 A 1974 study by Robert M. Garber and Christina Maslach looked at whether what was discussed at the parole hearing had an impact on whether or not parole was granted.21 This study involved 100 randomly selected California parole hearings from September and October of 1974.22 The authors found that when parole was granted there was a “significantly greater proportion of discussion about post-release activities, … post-release support, … and prior parole hearings.”23 When parole was denied there was a “significantly greater proportion of discussion about prison rehabilitation … and prison custody.”24 Additionally the study noted that the parole hearing placed a “heavy emphasis on psychological assessment.”25 Other studies have shown that race26, gender27, and the institutional behavior of                                                                                                                 18 Joel M. Caplan, What Factors Affect Parole: A Review of Empirical Research, 71 FED. PROBATION 16 (2007); see also Mary West-Smith et al., Denial of Parole: An Inmate Perspective, 64 FED. PROBATION 3, 9 (“Release decisions by the parole board appear to be largely subjective and to follow latent norms that emerge over time.”) (2000); c.f. Robert M. Garber & Christina Maslach, The Parole Hearing: Decision or Justification, 1 L & HUM. BEHAV. 261 (1977). 19 Carolyn Turpin-Petrosino, Are Limiting Enactments Effective? An Experimental Test of Decision Making in a Presumptive Parole State, 24 J. CRIM. JUST. 321, 324-25 (1999). 20 Id. at 329. 21 Robert M. Garber & Christina Maslach, The Parole Hearing: Decision or Justification, 1 LAW & HUM. BEHAV. 261 (1977). 22 Id. at 266. 23 Id. at 271. 24 Id. 25 Id. at 274. 26 Leo Carroll & Margaret E. Mondrick, Racial Bias in the Decision to Grant Parole, 11 LAW & SOC’Y REV. 93, 104 (1976) (finding that black prisoners were required to meet an “additional requirement not imposed upon white prisoners” in order to be found eligible for parole).   5  
  • 6. the inmate28 impact Parole Board decision-making at parole hearings. More recent research into parole hearing decision-making has shown that victim participation can exert a significant effect on parole hearing decisions.29 In a 1997 study conducted by Brent L. Smith, Erin Watkins and Kathryn Morgan, the authors found that increased victim participation in parole hearings resulted in fewer grants of parole.30 Smith et al. looked at parole hearings in Alabama for violent offenders from June 1993 through May 1994.31 Parole decisions in Alabama are conducted by three member Parole Board Panels.32 Out of the 763 parole hearings that Smith et al. collected, they focused on 316 hearings in which ”victims were notified of the parole hearing.”33 Out of the 316 hearings, parole was granted about 43 percent of the time.34 Smith et al. found that when victim participation was high35 parole was granted in only 18 percent of hearings.36 When victim participation was minimal37 parole was granted in around 46 percent of hearings.38 Smith et al. ran a least squares regression to examine the relationship between victim participation and parole decisions finding a significant                                                                                                                                                                                                                                                                                                                                                                     27 Martin Silverstein, Justice in Genderland: Through a Parole Looking Glass, 29 SYMBOLIC INTERACTION 393, 407-08 (2006) (finding that gender played a role in how parole boards viewed the inmate’s commitment crime which in turn impacted parole decisions). 28 John S. Carroll et al., Evaluation, Diagnosis, and Prediction in Parole Decision Making, 17 LAW & SOC’Y REV. 199, 211-12 (1982) (finding that the “single strongest factor associated with the parole decision” in Pennsylvania is institutional discipline). 29 For an overview see Caplan, supra note 18 at 18. 30 Brent L. Smith et al., The Effect of Victim Participation on Parole Decisions: Results from a Southeastern State, 8 CRIM. JUST. POL’Y REV. 57 (1997). 31 Id. at 62. 32 Id. 33 Id. at 65. 34 This is a quite large percentage in comparison to California where parole is granted in about 2-5% of hearings. See Gary Klien, “Buddah Behind Bars” Granted Rare Release, but Fight from DA Promised, MARIN INDEP. J., July 20, 2008, http://www.marinij.com/marinnews/ci_9944775; Michael Rothfeld, Is this Paroled Killer Still a Threat?, L.A. TIMES, July 13, 2008, http://www.articles.latimes.com/2008/jul/13/local/me-killer13/5 (“The State Parole Board under Gov. Arnold Schwarzenegger has been granting releases to about 5% of eligible inmates serving life sentences.”) 35 High participation means that more than ten letters or appearances from victims (or victim’s families) occurred at the parole hearing. Smith et al., supra note 30 at 65. 36 Id. 37 Minimal participation means that two or fewer letters or appearances from victims occurred at the parole hearing. Id. 38 Id.   6  
  • 7. relationship between the two.39 Other studies have similarly explored the impact of victim participation on Parole Board decisions. In a study conducted by William H. Parsonage, Frances P. Bernat, and Jacqueline Helfgott, the authors examined the impact of victim testimony, implemented by Pennsylvania in 1986, on parole decision making.40 The data set contains 200 randomly selected parole cases decided in 1989 by the Pennsylvania Board of Probation and Parole in which the inmate was appearing before the board for the first time.41 100 of these cases had victim impact testimony.42 Controlling for the offense, offender, and parole eligibility related variables the study found that when victim impact testimony was present parole was refused in 43 percent of parole hearings in comparison to 7 percent in the cases in which victim testimony was not present.43 Using discriminant analysis the authors found that out of the four highly significant variables in explaining the Parole Board’s decision to refuse parole, victim testimony exerted the greatest impact on the parole decisions.44 Other variables that significantly impacted parole decision making were the institutional performance of the inmate, the presence of victim injury, and the number of the inmate’s prior convictions.45 The study also found that even in cases where the victim suffered no injury victim testimony resulted in denial 27.8 percent of the time in comparison to 0 percent of the time when there was no victim testimony.46 The study concluded that victim testimony, which at the time was new in Pennsylvania, posed certain dangers because the Parole Board’s understanding of the policy reasons underlying victim testimony may not                                                                                                                 39 Id. at 69-70. 40 William H. Parsonage et al., Victim Impact Testimony and Pennsylvania’s Parole Decision Making Process: A Pilot Study, 6 CRIM. JUST. POL’Y REV. 187 (1992). 41 Id. at 193. 42 Id. 43 Id. at 194. 44 Id. at 195. 45 Id. 46 Id. at 197.   7  
  • 8. have been understood.47 c. MARSY’S LAW Marsy’s Law has made major changes to many aspects of parole. Section 3041.5 of the California Penal Code was the most significantly altered by the adoption of Marsy’s Law. Marsy’s Law changed the default time for the date of the next parole hearing from a single year to fifteen years.48 It changed the amount of time that could be set between parole hearings from 1-5 years to 3-15 years.49 It altered the standard for deciding when to set the next hearing, shifting the burden from the state on justifying why the inmate continued to be a threat to public safety necessitating a longer time before the next hearing, to the inmate in showing the non- existence of reasons why he or she continues to be a threat to public safety.50 It also gave the board less discretion in setting parole hearings only allowing parole hearings to be initially set at either 3, 7, 10 or 15 years.51 Section 3043 of the California Penal Code was significantly changed by the adoption of Marsy’s Law as well; allowing for victims, victims’ families and up to two representatives to have greater input during the parole hearing. Victims’52 are now entitled to have their “entire and uninterrupted statements” heard by the Parole Board.53 Additionally, the inmate does not have the right to cross-examine the victim at the parole hearing.54 d. HYPOTHESES While earlier studies have shown how victim input can exert a significant impact on                                                                                                                 47 Id. at 201. 48 CAL. PENAL CODE 3041.5 (b)(3)(A). 49 CAL. PENAL CODE 3041.5 (b)(3). 50 CAL. PENAL CODE 3041.5 (b). 51 Id. 52 Victim is defined for the purposes of this study as not only the crime victim but the crime victim’s family and or representatives. 53 CAL. PENAL CODE § 3043. 54 CAL. PENAL CODE § 3043 (b).   8  
  • 9. parole hearing decisions, no study has dealt directly with the impact of a law that has made as many changes to parole as Marsy’s Law has. Building off the work of Smith et al. and Parsonage et al., I intend to show the variety of ways in which Victims’ Rights bills can impact parole hearings and the decision making of the Parole Board. Hypothesis 1 I hypothesize that Marsy’s Law will significantly increase the amount of time set by the Parole Board panels between parole hearings. One of the purposes of the changes made to the penal code by the passage of Marsy’s Law was to allow the board to set longer periods of time between parole hearings, thus creating less stress on a victim’s family having to relive the crime every time the inmate has a parole hearing.55 Additionally by increasing the minimum amount of time that can be set between parole hearings from 1 to 3 years and by increasing the default amount of time set between parole hearings from the minimum (1 year) to the maximum (15 years) it is very likely that the length set between parole hearings has increased significantly since the passage of Marsy’s Law. Hypothesis 2 I also hypothesize that the increase in victims’ participation rights at parole hearings will have an impact on the decision-making of the Parole Board. As described above, previous studies have found that increased victim input results in Parole Boards being less likely to grant parole. Marsy’s Law, in increasing the opportunity for victim participation and by making such participation free from certain procedural restraints, should result in increased victim input at parole hearings which in turn will have an impact on whether parole is granted and the amount of                                                                                                                 55 The stated purpose of Marsy’s Law was to: (1) Provide victims with rights to justice and due process. (2) Eliminate parole hearings in which there is no likelihood a murderer will be paroled, and to provide that a convicted murderer can receive a parole hearing no more frequently than every three years, and can be denied a follow-up parole hearing for as long as 15 years. Statement of Purpose and Intent, STATE OF CALIFORNIA DEPT. OF JUST., http://ag.ca.gov/victimservices/content/statement.php Law (last visited May 1, 2011).   9  
  • 10. time set between parole hearings by the Parole Board. II. DATA + METHODOLOGY a. OVERVIEW OF THE DATA SET The data set includes parole hearing transcripts from parole hearings conducted in California of lifers between 2007 and 2010.56 Parole hearing transcripts ranged in length from 5 pages to over 150 pages with the shorter parole hearing transcripts normally being the result of parole being stipulated, waive, postponed or continued. Parole hearings are conducted at all State penal institutions that house lifers. The sample includes 211 total parole hearings decided by 2 member Board of Parole Hearings panels including one Commissioner57 and one Deputy Commissioner.58 In order to code each parole hearing transcript I created a matrix of the different information relevant to this study (Table 1). Each transcript was read thoroughly and information was recorded on paper and then later transformed into an excel spreadsheet. Missing data was assigned a 99 for all binary and categorical variables. Coding errors were corrected in Stata once I uploaded the spreadsheet by going through each variable individually and looking for possible coding errors. Each variable was checked three times.                                                                                                                 56 The range of dates for the parole hearing transcripts begins in November of 2007 and ends in December of 2010. I generated the data set by filing a California Public Records Act request (“CPRA Request”) with the California Department of Corrections and Rehabilitation via a letter first filed on January 13, 2011. Letter from Laura Richardson, UCLA Law Student, to Daniel Davis, Board of Parole Hearings (Jan. 13, 2011) (on file with author). The original request was for 750 parole hearing transcripts, randomly selected using Stata, from September 2007 to December 2011. However, in the interest of time and cost a smaller sample was created from the initial sample of approximately 300 transcripts. The parole hearing transcripts were made available for my viewing at the Board of Parole Hearings office in Sacramento on February 24th to 25th and again from March 21st to 25th. 57 Commissioners, of which there are tweleve, are appointed by the Governor to three year terms and are subject to Senate Confirmation. Board of Parole Hearings, CA. DEPT. OF CORRECTIONS & REHABILITATION, http://www.cdcr.ca.gov/BOPH/index.html (last visited April 28, 2011). 58 Deputy Commissioners are civil service appointments made by the Governor and not subject to Senate Confirmation. Board of Parole Hearings, CA. DEPT. OF CORRECTIONS & REHABILITATION, http://www.cdcr.ca.gov/BOPH/deputy_commissioners.html (last visited April 28, 2011). The Commissioners meet en banc to decide cases that are determined by the Governor to require full panel consideration. No en banc parole hearings are included in my data.   10  
  • 11. [Insert Table 1 Here] b. DEPENDENT VARIABLES Next Hearing The key dependent variable for the first hypothesis is the time in years set by the two- commissioner Parole Board until the next parole hearing. If parole was granted the variable was coded as “0”. When parole was stipulated, waived, postponed, or continued the year the next hearing was set for was coded unless not stated in which case it was left blank. Victim Participation The key dependent variable for my second hypothesis is a variable representing the participation of the victim.59 I utilized a factor analysis in order to create this variable. The following four factors were considered victim participation for the purposes of this study: whether the victim(s) were present at the parole hearing (binary variable coded “1” for present and “0” for absent); whether the victim spoke at the parole hearing (binary variable coded “1” for spoke and “0” for did not speak); whether the victim sent opposition letters to be considered at the parole hearing (binary variable coded “1” for letters sent and “0” for no letters sent); and how many victims spoke (cardinal variable). Victim participation is also a key independent variable for the purposes of this study. c. INDEPENDENT VARIABLES Marsy’s Law Applied The key independent variable for both hypotheses is whether the parole hearing took place before Marsy’s Law was applied or after Marsy’s Law was applied. This binary variable was coded as “0” if the year was before 2009 (the year Marsy’s Law went into effect) or if the Parole Board utilized the pre-Marsy’s Law scheme in determining the amount of time until the                                                                                                                 59 “Victim” in this context means victim, victim’s next of kin, and/or victim’s representative.   11  
  • 12. next parole hearing, and as “1” if the year was 2009 or later (after Marsy’s Law went into effect). Suitability Score This independent variable is a score created out of the nine suitability and six unsuitability factors that must be considered by the Parole Board in their deliberations.60 This score was created through a multi-step process. First I created ordinal variables for each suitability and unsuitability factor based upon whether the factor was discussed when the Parole Board gave their decision. If the factor wasn’t discussed I coded it as “0”. If the factor was discussed as being present I coded it as “1”. If the factor was discussed as being absent I coded it as “-1”. The noted absence of suitability factors is normally considered an unsuitability factor by the board and the noted absence of an unsuitability factor is normally considered a suitability factor.61 For each parole hearing I created the suitability score by adding up the amount of discussed present unsuitability factors and the discussed absent suitability factors and subtracted that from the amount of discussed present suitability factors and discussed absent unsuitability factors. I then created a binary variable, suitability, coding it as “0” when the suitability score was negative (more unsuitable) and a “1” when the suitability score was zero or above zero (more suitable). d. CONTROL VARIABLES To determine whether the differences that I found at parole hearings before and after the                                                                                                                 60 The six unsuitability factors are: heinous initial crime, previous record of violence, institutional misbehavior, sexually sadistic offense, severe mental problems, and unstable social history. CAL. CODE REGS. § 2402 (c). The nine suitability factors are: no juvenile record, under stress when crime committed, stable social history, crime was the result of battered women syndrome, age, realistic future plans, lacks history of violent crime, and good institutional behavior. CAL. CODE REGS. § 2402 (d). According to Commissioner Susan Melanson, the factors are fairly malleable, meaning that the absence of a suitability factor can be considered an unsuitability factor and the absence of an unsuitability factor can be considered a suitability factor. Personal Communication with Susan Melanson, Commissioner, Board of Parole Hearings (April 26, 2011). 61 One noted exception I saw to this was in the parole hearing for inmate P-14259 the Commissioners seemed to cite the lack of an unstable social history as an unsuitability factor. Transcript of Parole Hearing for CDC # P-14259, Sept. 30, 2010 (on file with California Department of Corrections and Rehabilitation).   12  
  • 13. passage of Marsy’s Law indicated that the passage of Marsy’s Law was the primary difference maker, I included in the regressions control variables for other factors that might have an impact on the decision making of the Parole Board panels. These included offender characteristics, offense characteristics62, victim characteristics, procedural characteristics of the parole hearing, and general parole factors.63 Some of these variables were then used as the basis of multiple factor analyses that resulted in variables representing many features of the parole hearing, the crime, and the offender. Inmate Activities Inmates are encouraged to participate in various activities by the Parole Board while incarcerated to demonstrate a commitment to rehabilitation and to increase their likelihood of having a successful transition to free society. I utilized a factor analysis in order to create a variable representing the inmate’s activities while incarcerated. The following three variables were used to create the variable inmate activity: whether the inmate had completed a vocational program while incarcerated (binary variable coded “1” for having completed a vocation and “0” for not having completed a vocation); whether the inmate had participated in programmatic self- help (binary variable coded “1” for having completed participated in programmatic self-help and “0” for not having participated in programmatic self-help); and whether the inmate had participated in Narcotics Anonymous (“NA”) or Alcoholics Anonymous (“AA”) during incarceration (binary variable coded “1” for having completed participated in NA or AA and “0” for not having participated in NA or AA.                                                                                                                 62 Unfortunately, the age and race of the victim were not present in most of the hearing transcripts, so were not utilized in my regressions. 63 These categories are similar to the ones that Kathryn Morgan and Brent L. Smith used in their study of the impact of victim participation of parole. Victims, Punishment, and Parole: The Effect of Victim Participation on Parole Hearings, 4 CRIMINOLOGY & PUB. POL’Y 333, 343-44 (2005) (characterizing their variables as falling into the following categories: offender characteristics, offense characteristics, general parole factors, and offender and victim related responses).   13  
  • 14. Education Level Another factor that the Parole Boards considered when assessing the suitability of the inmate for parole was the level of education that the inmate had completed. Level of education, like vocational training, has to do with the inmate’s ability to find employment upon release. This ordinal variable was coded as “0” for no schooling, “1” for some schooling, “3” for having obtained a high school diploma or GED, “4” for some college, “5” for college graduate, and “6” for advanced degree. Completed associates degrees were coded as “5”. # Counseling 128a This cardinal variable is the total number of Counseling 128as that the inmate has received in incarceration up to the date of the parole hearing. A Counseling 128a is a minor rule infraction write-up.64 Counseling 128as do not add time to an inmate’s sentence. # Disciplinary 115 This cardinal variable is the total number of Disciplinary 115s that the inmate has received in incarceration up to the date of the parole hearing. A Disciplinary 115 is a major rule infraction write-up.65 Disciplinary 115s can add time to an inmate’s sentence. Psychological Evaluation The board seems to rely to some extent on the psychological evaluations that the inmate normally has before a parole hearing to inform them as to the current dangerousness of the inmate and whether the inmate has shown insight into her or his life-crime. I utilized a factor analysis in order to create a variable representing the inmate’s overall psychological evaluation. The following three variables were utilized to create the variable psychological evaluation: the                                                                                                                 64 CAL. CODE REGS. § 3312 (a) (2). 65 CAL. CODE REGS. § 3312 (a) (3).   14  
  • 15. inmate’s PCLR Psychopathy Score66 in their most recent psychological evaluation (ordinal variable on a scale from “0” being very low to “8” being very high); the inmate’s HCR20 Score67 in their most recent psychological evaluation (ordinal variable on a scale from “0” being very low to “8” being very high); and the inmate’s LS/CMI Score68 in their most recent psychological evaluation (ordinal variable on a scale from “0” being very low to “8” being very high). Gender I was able to collect information on the gender of the inmate, but the number of parole hearings for males accounted for 92% of my data set, making it difficult to see if the gender of the inmate plays a significant role in parole decision-making by the Parole Board. Gender is coded as a binary variable with male coded as “0” and female coded as “1”. Gang Affiliation Gang affiliation of the inmate, including both pre-incarceration gang affiliation, and post- incarceration gang affiliation, is a binary variable coded as “1” for one time or present gang affiliation and “0” if the inmate has never been associated with a gang. Crime Type The type of commitment crime that resulted in the indeterminate life sentence is a categorical variable coded as follows: murder first “1”; murder second “2”; kidnapping for robbery “3”; attempted murder “4”; conspiracy to commit murder “5”; kidnap for ransom “6”; torture “7”; kidnap for rape “8”; and rape by force “9”. These are the only crimes for which indeterminate sentences are still given in California.                                                                                                                 66 The PCLR Psychopathy Score measures the inmates level of psychopathy. Scores for all psychological evaluation tests were coded as follows: 0 very low; 1 very low/low; 2 low; 3 low/moderate; 4 moderate; 5 moderate/high; 6 high; 7 high/very high; and 8 very high. 67 The HCR-20 Score measures the inmate’s risk of future violence. 68 The LS/CMI (Level of Service/Case Management Inventory) Score measures the inmate’s recidivism risk. See Karina Kendrick, The Tipping Point: Prison Overcrowding Nationally, in West Virginia, and Recommendation for Reform, 113 W. VIR. L. REV. 585, 612 (2011).   15  
  • 16. Weapon Weapon is a categorical variable coded as follows: gun “1”; knife “2”, physical beating “3”69; strangulation “4”; fire “5”; and other “6”.70 Sentencing In order to account for the differences in time not only for when the inmate started her or his sentence but also for when the inmate was first eligible for parole I utilized a factor analysis in order to create a variable representing sentencing. The following 2 variables were utilized to create the variable sentencing: the year that the inmate was first eligible for parole; and the year that the life sentence commenced. Subsequent Hearing This is a key control variable for both hypotheses. In only one initial hearing in the data set did the Parole Board grant parole to an inmate. Additionally, victims may be more likely to show up to the initial parole hearing and less likely to show up in subsequent hearings due to the time commitment and potential frustration with repeated interactions with the inmate. Subsequent hearing is a binary variable with initial hearings coded as “0” and subsequent hearings coded as “1”. Parole Procedure I utilized a factor analysis in order to create a variable representing the impact of procedural aspects of parole. The following four variables were utilized to create the variable parole procedure: whether the inmate was present at the parole hearing (binary variable coded “1” for inmate present and “0” for inmate absent); whether the Deputy District Attorney was                                                                                                                 69 Physical beating means that the victim was either assaulted or beat to death. 70 Examples of “other” includes the victim being run over or thrown out of a car.   16  
  • 17. present at the parole hearing (binary variable coded “1” for Deputy District Attorney present and “0” for Deputy District Attorney absent); whether the Deputy District Attorney present objected to the inmate’s release (binary variable coded “1” for Deputy District Attorney objected and “0” for Deputy District Attorney did not object); and whether the police department objected to the inmate’s release (binary variable coded “1” for police department objected and “0” for police department did not object). Inmate Attorney Present This is a binary variable representing whether the inmate was represented at the parole hearing by a lawyer. The presence of counsel for an inmate at the parole hearing is coded as “1” and the absence of counsel is coded as “0”. Many times when the inmate wasn’t present, counsel wasn’t present as well. The result of many of those parole hearings is that the hearing was waived, unsuitability stipulated, or the hearing was postponed. Additionally, there were few cases in which the inmate represented herself or himself at the parole hearings. Marsy’s Law Objection This is binary variable representing whether the attorney made a Marsy’s Law objection at the parole hearing.71 The variable is coded as “1” when the lawyer made a Marsy’s Law objection and “0” when the lawyer didn’t make a Marsy’s Law objection. Primary Victim’s Sex This is a categorical variable of the primary victim’s sex with “1” meaning the victim was male and “2” meaning the victim was female. The gender of the victim was not always available, especially when the parole hearing was not a full parole hearing.                                                                                                                 71 Whether or not an attorney made a Marsy’s Law objection could have some implications for the competency of the inmate’s attorney. While there are many fine attorneys representing inmates at parole hearings, more than half the attorneys (62.32%) failed to preserve the record by making a Marsy’s Law objection at the parole hearing and may have waived future Marsy’s Law claims for habeas corpus appeals.   17  
  • 18. Primary Victim’s Age This is a variable of the age of the victim at the time of the crime. The age of the victim was rarely available in the parole hearing transcripts. [Insert Table 2 Here] III. ANALYSIS Out of the 211 parole hearing transcripts coded, the Parole Board panel denied parole 117 times, granted parole 12 times, and postponed, waived, stipulated, or continued the parole hearing 82 times. Out of the 12 grants of parole only one was given at an initial parole hearing. Marsy’s Law was applied in nearly half of the hearings, 109. Additionally, out of the 211 parole hearings, victims were present at 35 of the hearings (17%). In 32 of those hearings the victim(s) spoke. In complete parole hearings where Marsy’s Law was applied the time set between parole hearings was nearly double to the time set between parole hearings before the passage of Marsy’s Law. In 50% of the post Marsy’s Law parole hearings the time set between the parole hearings was at least five years. Prior to the passage of Marsy’s Law, 50% of parole hearings resulted in a time set between parole hearings of two years or less. Additionally, the board appears to be fully utilizing Marsy’s Law only two years after it’s passage. Prior to the passage of Marsy’s Law the Parole Board set the time between parole hearings at three years or less over half of the time (70%) despite being able to set the amount of time until the next parole hearing for five years. After the passage of Marsy’s Law, despite still being able to set parole hearings for three years, the Parole Board has set the amount of time until the next hearing at more than three years over half the time (75%). [Insert Table 3 Here]   18  
  • 19. Compare these results to the impact of the presence of the victim or victim’s next of kin at the parole hearing. The presence of the victim or victim’s next of kin resulted in an increase of about only one year whereas the application of Marsy’s Law resulted in an increase of nearly 2.5 years. The suitability score of the inmate72 asserted nearly as much impact on the length set between parole hearings. However, even the presence of a low suitability score, representing unsuitability, resulted in a time set between parole hearings of three years or less 50% of the time. [Insert Tables 4 and 5 Here] These results indicate that Marsy’s Law has had a significant impact on the time set by the Parole Board panel between parole hearings. This is no surprise given the amount of time that Marsy’s Law now allows Parole Boards to set between hearings (3-15 years) in comparison to the amount of years the board was allowed to set between hearings prior to the passage of Marsy’s Law (1-5 years). a. LENGTH SET BETWEEN PAROLE HEARINGS Using least squares regression to test the validity of the results above, and controlling for other variables, I found that amount of years set by the Parole Board until the next parole hearing were increased significantly by the passage of Marsy’s Law, supporting hypothesis 1. [Insert Table 6 Here] Controlling for the factors described in Part II, the coefficient for Marsy’s Law in the regression shows a positive increase in the amount of time set by the Parole Board until the next hearing by 2.06 years (+/-0.72) for full parole hearings (Table 6, Column II). No other variable showed an equal positive increase in the amount of time set between parole hearings by the Parole Board. Marsy’s Law had a more significant impact on the time set until the next parole                                                                                                                 72 The suitability score is described in greater detail in Part II (d).   19  
  • 20. hearing by the Parole Board than any of the factors that the board must utilize in making their parole decisions73 or the inmate’s activity (Table 6). b. IMPACT ON PAROLE DECISIONS In order to determine the impact of the passage of Marsy’s Law on victim participation, which in turn directly impacts whether or not parole is granted (Table 5, Column I & 2), I created a model in order to predict what would motivate a victim to participate in a parole hearing. VP = ML + IM/AF + ε In this simple model victim participation (VP) is a function of whether Marsy’s Law was in effect (ML), the impact of motivational and anti-motivational factors (IM/AF), and anything else (ε) that exerts influence on the model that we are unable to measure. [Insert Table 7 Here] Out of the variables I was able to collect from the parole hearing transcripts I considered crime victim identification factors74, crime factors75, inmate factors76, and whether or not the parole hearing was an initial or subsequent hearing as motivational/ anti-motivational factors. Using least squares regression to test the validity of my model I was unable to find any impact of Marsy’s Law on victim participation at the parole hearing. The only variable that was significant was whether the hearing was an initial or subsequent hearing. When the hearing was a subsequent hearing victim participation decreased by 1.219 (+/1 .46) (Table 6). IV. FINDINGS a. MARSY’S LAW HAS A SIGNIFICANT IMPACT ON THE TIME SET BETWEEN PAROLE HEARINGS                                                                                                                 73 Represented in the regression by the suitability score. 74 Such as primary victim sex and primary victim age. 75 Such as the weapon used in the crime and the crime type. 76 Such as the whether the inmate has a gang affiliation and the inmate’s suitability score.   20  
  • 21. The passage of Marsy’s Law has already had a significant impact on parole hearings at least with regards to the amount of time set by the Parole Board between parole hearings. This is likely due to a number of different factors that influence the Parole Board during the parole hearing process. Will of the People Although the Parole Board itself is not politically vulnerable to the popular will like the governor77, it’s commissioners and deputy commissioners are not insulated from what the public wants. Marsy’s Law was passed by Californians in large part because of the changes that it would make to the criminal justice system.78 In order to carry forth the will of the electorate, Parole Board decisions regarding length set between parole hearings would increase since that was an explicitly stated component of the bill.79 Additionally, Marsy’s Law has to some extent highlighted the very popular Victims’ Right movement. The Parole Board may be feeling pressure to use Marsy’s Law as a sword or face the ire of powerful Victims’ Rights organizations. More Flexibility. While in some ways the Parole Board has less discretion after the passage of Marsy’s Law due to the strict guidelines added to California Penal Code Section 3041.5 (b) (3), it is possible that the Parole Board feels less constrained now that they have more flexibility in being                                                                                                                 77 The power of the electorate was demonstrated in California when voters recalled Governor Gray Davis from office in 2003. See Katharine Q. Seelye, For Gray Davis, Great Fall From the Highest Height, N.Y. TIMES, Oct. 8, 2003, http://www.nytimes.com/2003/10/08/us/california-recall-governor-for-gray-davis-great-fall-highest- height.html. 78 Text of Proposed Laws, Proposition 9, Victims’ Bill of Rights Act of 2008: Marsy’s Law, Section 3 (listing the purposes of Mary’s Law) (available at http://voterguide.sos.ca.gov/past/2008/general/text-proposed-laws/text-of- proposed-laws.pdf#prop9). 79 See supra note 55 and accompanying text.   21  
  • 22. able to set longer periods between parole hearings.80 There may be legitimate circumstances that would make setting a yearly hearing or even an hearing every five years redundant if the inmate has severe persistent mental problems that are not likely to be quickly resolved or has shown no motivation towards programmatic or behavioral rehabilitation. However, prior to Marsy’s Law the board had the discretion to set the next parole hearing at the statutory maximum of five years yet only did so in about 18 percent of full parole hearings. After the passage of Marsy’s Law approximately 32 percent of full parole hearings are set at five years and 57 percent of parole hearings are set at five years or more. Economy + Efficiency. With only twelve Commissioners and with depleted economic funds, there is a compelling economic reason why lengthy parole denials might be preferable. One result of the passage of Marsy’s Law is that there are fewer parole hearings per year, at least in the short term. California, with the largest lifer population in the United States of 30,00081 has been overwhelmed with parole hearings, with nearly 4,000 lifers receiving a parole hearing per year.82 However, Marsy’s Law would serve as only a temporary fix with new lifers becoming eligible for parole each year and with eventual waves of parole hearings coming in 3, 5, 7, 10 or 15 years out. Additionally, Marsy’s Law has prompted a wave of lawsuits in both state and federal courts. These lawsuits are costly and may clog up already overburdened judicial systems. b. MARSY’S LAW’S IMPACT ON VICTIM PARTICIPATION IS UNCLEAR At this juncture it appears that the passage of Marsy’s Law has not had a significant                                                                                                                 80 Personal Communication with Susan Melanson, Commissioner, Board of Parole Hearings (April 26, 2011). C.f. Transcript of Parole Hearing for CDC # J-55438, Feb. 25, 2009 (on file with California Department of Corrections and Rehabilitation). (noting that they would have set the next parole hearing date for one year if not for Marsy’s Law requiring them to set a period of three years). 81 See supra note 16 and accompanying text. 82 Id. Additionally, in 2008 nearly 6,000 inmates were scheduled for parole hearings.   22  
  • 23. impact on victim participation. This could be due to a variety of reasons. First, the law is fairly new so it may be that victims remain unaware of their increased statutory and constitutional rights. However, this may change. Victims’ Rights organizations could become more active in reaching out to crime victims in order to encourage them to utilize their statutory parole rights. Additionally, since Marsy’s Law now allows the victim to send a representative to speak on his or her behalf83, Victims’ Rights organizations may reach out to victims to speak on their behalf at parole hearings. Finally, victims who feel that their Marsy’s Law rights have been violated have begun to be more present in the news and in the courts.84 This broader exposure of both the victim and their rights may encourage other victims to become more involved in the parole process. CONCLUSIONS Marsy’s Law has already had a significant impact on the time set by the Parole Board between parole hearings (hypothesis 1). The passage of Marsy’s Law has nearly doubled the amount of time set between parole hearings (from about 2.5 year to about 5 years), and is a highly significant determinate of the length set between parole hearings.85 Future work should continue to track the length set between parole hearings by the Parole Board as the time between the passage of Marsy’s Law and the present increases. This length of time may impact how the Parole Board decides to use the law in setting the next parole hearing date. While victim input at the parole hearing may have an impact on the parole decision- making of the Parole Board (hypothesis 2), I was unable to find a difference in victim                                                                                                                 83 CAL. PENAL CODE § 3043 (b)(2). 84 See e.g. John Langeler, Suit Claims Schwarzenegger Violated Marsy’s Law, FOX40.COM, May 11, 2011, http://www.fox40.com/news/headlines/kswb-nunez-sentence-commutation-lawsuit,0,5091757.story (discussing the pending suit accusing former Governor Schwarzenegger of commuting the sentence of a friend’s son in violation of Marsy’s Law); Don Thompson, Schwarzenegger says Commutation was to Help Friend, FORBES, Apr. 19, 2011, http://www.forbes.com/feeds/ap/2011/04/19/general-us-schwarzenegger-commutation_8425502.html. 85 This significant change may implicate ex post facto concerns.   23  
  • 24. participation due to the passage of Marsy’s Law. Future work should continue to try to measure any increases in victim participation and should focus on collecting more information on what motivates a victim to participate in a hearing or to be absent from a hearing. Variables that could influence victim participation include the relationship of the victim to the crime victim, whether the crime victim was a gang member, the distance the victim lives from the prison where the parole hearing is taking place, the number of parole hearings that have already taken place, and the economic situation of the victim(s). If Marsy’s Law was found to increase victim participation, future work could explore what impact this increased victim participation has on Parole Board parole determinations. The model for exploring this impact might look something like the following. NH = IA + IS + PF + SF + (VP = ML + IM/AF) + ε In this model the date of the next hearing (NH) is a function of the institutional activities (IA) of the inmate, the inmate’s suitability score, the procedural factors of the parole hearing (PF), the sentencing factors (SF), victim participation (VP)86, and anything else (ε) that exerts influence on the model that we are unable to measure.                                                                                                                 86 As measured by the model described in Part III b.   24  
  • 25. APPENDIX Table 1. Matrix for Parole Data Collection NAME: CDC#: DATE: RACE: HEINOUS INIT. CRIME: INMATE PRES?: MARSY APPL:? AGE: PREVIOUS RECORD VIOLENCE: INMATE ATTRNY?: MEP: GANG: UNSTABLE SOCIAL HISTORY: MARSY’S LAW OBJ?: SENTENCE: # VIC: SADISTIC SEXUAL OFFENSE: DA PRES?: SENTENCE COMM: VIC 1 SEX: SERIOUS MENTAL PROBLEMS: DA OBJ?: CRIME: VIC 1 RACE: INSTITUTIONAL MISBEHAVIOR: POLICE OBJ?: WEAPON: VIC 1 AGE: NO JUVIE RECORD: SUB HEAR?: SEXUAL COMP?: VIC 2 SEX: STABLE SOCIAL HISTORY: PAROLE: CLAIMS INNOC?: VIC 2 RACE: UNDER STRESS WHEN CRIME COMM: NEXT HEAR?: AGE AT CRIME?: VIC 2 AGE: BATTERED WIVES SYNDROME: ILLEGAL ALIEN?: #115: VIC NK:? AGE: EDUCATION: #128A: # NK? FUTURE PLANS: VOCATION: GAF: NK SPOKE?: NO HISTORY VIOLENT CRIME: SELF HELP: PCLRPSYCH: # OPP LETTERS: GOOD INSTITUTIONAL BEHAVIOR: SUPPORT LETTERS: HCR20: VIC REP? DEMONSTRATED REMORSE/INSIGHT: NA/AA: RISK FV: VR SPOKE?: CUST LEVEL: CLASS SCORE:   25  
  • 26. Table 2: Variables Relating to the Features of the Parole Hearing Descriptive Variable Name Short Name Description Next Hearing nexthearing Dependent Variable- Years set by the Parole Board Until the Next Hearing Victim Participation vicfac1 Dependent + Independent Variable- Factor analysis of victim participation Marsy’s Law Applied marsyslawapp Independent Variable- Binary variable representing whether Marsy’s Law was applied to the parole hearing Suitability Score suitscore Independent Variable- Cardinal variable representing the suitability score of the inmate Suitability suitdummy Independent Variable- Binary variable representing whether the suitability score was above zero Inmate Activities fac1vocshnaaa Control Variable- Factor analysis of inmate activities Education Level education Control Variable- Ordinal variable expressing what level of education the inmate completed # Disciplinary 115s s Control Variable- Number of disciplinary infractions that inmate was cited for while incarcerated # Counseling 128As a Control Variable- Number of counseling infractions that inmate received while incarcerated Psychological Evaluation psychtestfac1 Control Variable- Factor analysis of inmate’s most recent psychological evaluation while incarcerated Gender gender Control Variable- Categorical variable expressing the gender of the inmate Gang Affiliation gangaff Control Variable- Binary variable representing whether the inmate has been associated with a gang Crime Type crimetype Control Variable- Categorical variable expressing what the type of crime resulted in the life sentence Weapon weapon Control Variable- Categorical variable expressing what weapon was used in the commission of the commitment crime Sentencing parolestatfac1 Control Variable- Factor analysis of sentencing factors associated inmate Subsequent Hearing subhear Control Variable- Dummy variable whether the parole hearing was a subsequent hearing Parole Procedure procfac1 Control Variable- Factor analysis of procedural factors associated with the parole hearing Inmate Attorney Present inmateatt Control Variable-Dummy variable whether the inmate had a lawyer present Marsy’s Law Objection attobjml Control Variable- Binary variable whether the inmate’s attorney objected to Marsy’s Law at the parole hearing Primary Victim Sex vic1sex Control Variable- Categorical variable expressing the gender of the primary victim Primary Victim Age vic1age Control Variable- The age of the primary victim at the time the crime was committed   26  
  • 27. Table 3. Years Set Until Next Parole Hearing Before and After Marsy’s Law Mean Median Std. Err. Largest Smallest N Years Set Until Next Parole Hearing 3.88 3 .23 15 0 121 Pre-Marsy’s Law 2.55 2 .21 5 0 56 Post-Marsy’s Law 5.03 5 .34 15 0 65 Difference -2.48 3 .41 p= .00 t= -5.97 Table 4. Years Set Until Next Parole Hearing More by Suitability Score Mean Median Std. Err. Largest Smallest N Years Set Until Next Parole Hearing 3.88 3 .23 15 0 121 Suitability Score > or = 0 2.82 3 .42 7 0 28 Suitability Score < 0 4.20 3 .27 15 1 93 Difference -1.38 0 .54 p= .01 t= -2.54 Table 5. Years Set Until Next Parole Hearing More by Whether Victim’s Next of Kin Present Mean Median Std. Err. Largest Smallest N Years Set Until Next Parole Hearing 3.88 3 .23 15 0 121 Victim/Next of Kin Absent 3.64 3 .25 10 0 94 Victim/Next of Kin Present 4.74 4 .58 15 1 27 Difference -1.10 1 .56 p= .05 t= -1.98   27  
  • 28. Table 6. Marsy’s Law’s Impact on Parole Board Decisions I II III Model 1 Model 2 Model 3 Marsy’s Law Applied 2.198*** 2.060*** (0.376) (0.723) Suitability Score -0.360*** 0.109 0.114 (0.071) (0.120) (0.133) Victim Participation 0.394** 0.490* 0.526 (0.164) (0.283) (0.311) Subsequent Hearing -1.007 -0.143 (0.810) (0.828) Inmate Attorney Present 0.541 0.098 (1.035) (1.128) Marsy’s Law Objection 0.321 1.453** (0.723) (0.665) Inmate Activities -0.793*** -0.703** (0.274) (0.300) Education Level -0.099 -0.134 (0.315) (0.347) Psychological Evaluation 0.268 0.097 (0.381) (0.415) Sentencing 1.092** 1.816*** (0.492) (0.465) Parole Procedure -0.629 -0.909* (0.489) (0.528) # Counseling 128a -0.022 -0.037 (0.039) (0.043) # Disciplinary 115 0.170* 0.215** (0.090) (0.098) Crime Type -0.145 -0.212 (0.250) (0.275) Gang Affiliation -0.878 -0.674 (0.629) (0.689) Weapon -0.155 -0.143 (0.207) (0.228) Constant 1.804*** 3.520** 4.441** (0.309) (1.579) (1.704) N 121 49 49 R2 0.393 0.742 0.677   28  
  • 29. Table. 7 Marsy’s Law’s Impact on Victim Participation I Model 1 Marsy’s Law Applied -0.258 (0.414) Suitability Score 0.021 (0.096) Subsequent Hearing -1.219** (0.476) Crime Type -0.087 (0.225) Gender -1.218 (1.127) Gang Affiliation -0.726 (0.514) Weapon 0.227 (0.163) Primary Victim Age 0.008 (0.010) Primary Victim Sex -0.166 (0.462) Constant 2.666 (2.002) N 46 R2 0.252 Standard errors in parentheses *** p<0.01, ** p<0.05, * p<0.1   29