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QUALITATIVE EVIDENCE OF MUNICIPAL SERVICE
            DELIVERY PROTESTS:
      IMPLICATIONS FOR SOUTH AFRICA

                     Zacheus Matebesi

                  Department of Sociology

                Paper presented at the 2nd
                  European Conference:
               Qualitative Research for Policy
                           Making
                 26 & 27 May 2011, Belfast,
                      United Kingdom

                                 May 26, 2011
OUTLINE


1. Background

2. Research methods

3. Findings

4. Recommendations
AS A POINT OF DEPARTURE…


“Social control is a continuing function of every social system. When
    the mechanisms of control [both formal and informal] weaken,
     people may lose confidence in the existing system and try to
       reform it through collective behaviour… Social control can
     breakdown when the formal agents of control fail to perform
                          their roles adequately.”
                       Turner & Kilian, 1987)
1 BACKGROUND – LOCAL GOVERNMENT


 •   South Africa has three tiers of government:
      – National
      – Provincial
      – Local (municipalities)

 •   Local Government (LG) - distinctive sphere of government, which is
     interdependent, and inter-related with national and provincial
     spheres of government.




 •
1.       BACKGROUND – SERVICE DELIVERY PROTESTS


•       Apartheid-era - social protests against the political system used to be
        widespread

•       But, 17 years after the new political dispensation….

    •    “it might appear as if the rolling mass action of the end-of-apartheid
        period had simply continued into the dawn of a democratic government
                                     in South Africa”
1 BACKGROUND – SERVICE DELIVERY PROTESTS
METHODS (1)

•    Presentation is based on four case studies:

1.   Phumelela (Free State Province)
2.   Phomolong (Free State Province)
3.   Port Elizabeth (Eastern Cape Province)
4.   Khutsong (Gauteng Province)

•    Gauteng case study differs – primarily about provincial boundary
     demarcation
METHODS (2)
•   Literature and media scan
•   Secondary analysis –i.e. census figures
•   In-depth interviews (100):
     –   current and previous councilors
     –   current and previous officials
     –   business owners
     –   security services personnel
     –   provincial officials
     –   community leaders

•   Focus Groups (300 community members):
     – Protestors and non-protestors
FINDINGS: REASONS FOR THE PROTESTS
FREE STATE (FS) & EASTERN CAPE (EC) CASE STUDIES

1. Poor governance
     •   FS - no council meetings

     •   EC – IDP accepted after 4 years

2. Political in-fighting
3. Deficient client-interface
4. Ineffective management
5. Poor housing administration & management
REASONS FOR THE PROTESTS
    FREE STATE (FS) & EASTERN CAPE (EC) CASE STUDIES

•   No coherent systems in place to measure service delivery or the
    quality of the client interface

             • An interviewee in Phumelela sums this up:
• “If I had to rate the municipality by means of the guidelines used to rate
          the hospitality industry, I would give it ½ a star for water and
      electricity, and a 0 star for sanitation before the unrest. With the slight
     improvements since then, I can give it 1½ for water and electricity, and
                a ‘minus 5’ star, whatever that means, for sanitation.”
GAUTENG CASE STUDY – PROVINCIAL BOUNDARY
                   DEMARCATION

1. First 2 government notices – North West Province
2. Submissions to Demarcation Board – Gauteng Province
3. Gauteng Local Gov. Portfolio Committee – Gauteng Province
4. Gauteng Legislature – North West Province
5. Municipal Demarcation Board – North West Province
6. Municipal Demarcation Board - Gauteng Province
7. Parliament Portfolio Committee – Gauteng Province
8. National Council of Provinces & Minister of Loc. Government –
   North West Province
9. Constitutional Court - a political solutions should be found
10. ANC (March 2009) – Gauteng Province
GAUTENG CASE STUDY

                 SOCIAL UNREST


    CROSS-BORDER MANAGEMENT ARRANGEMENTS


 Inadequate           Lack of           Political
 community       appropriate inter-   opportunism
engagement         governmental
                     relations


  HISTORY OF UNCERTAIN HUMAN SETTLEMENT

      POOR SOCIO-ECONOMIC CONDITIONS
SOCIAL IMPACT OF THE PROTESTS


                               Eroding
                             social capital




               •3 persons                                Deteriorating
• Education       killed                    Dented         levels of
• Councilors   • Hundreds                  relations     mutual trust
 chased out      injured                   between         between
of Khutsong    • Many lost               officials and    community
                   jobs                   politicians      members
ECONOMIC IMPACT OF THE PROTESTS


•   Damage to infrastructure
•   Public infrastructure = estimated USD 35 million
•   Private property = USD 5 million
•   Service payments dropped from 50% (2007) to 20% (2009)
•   Payment levels to Eskom dropped from 86% to 43%
•   Municipality spent USD 8,301.51 a month on relocated councillors (2007-
    2009)
POLICY IMPLICATIONS – LESSONS LEARNED
                    EARLY WARNING SIGNALS

•   Councilors & ward committees are in a better position to detect early
    warning signs


•   Difficult to be picked up by intelligence systems of local police
SOME EARLY WARNING SIGNALS INCLUDED…


 1. High levels of non-payment and municipal cash flow problems

 2. Absence of regular ward committee meetings – record keeping is
    essential

 3. Continuous complaints about general service delivery

 4. Ongoing gripes about certain individuals within a specific community
IN CONCLUSION…

1.   Correct process alone would have avoided the unrest

2.   Some opportunities for compromise not explored

3.   Institutionalize mediation to defuse tension

4.   Role of the media should be noted

5.   Political or legal coercion DOES NOT minimize conflict

6.   Understand; local in-migration patterns

7.   Rethink development approaches in small towns
THANK YOU!

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Qualitative evidence of municipal service delivery protests implications for south africa

  • 1. QUALITATIVE EVIDENCE OF MUNICIPAL SERVICE DELIVERY PROTESTS: IMPLICATIONS FOR SOUTH AFRICA Zacheus Matebesi Department of Sociology Paper presented at the 2nd European Conference: Qualitative Research for Policy Making 26 & 27 May 2011, Belfast, United Kingdom May 26, 2011
  • 2. OUTLINE 1. Background 2. Research methods 3. Findings 4. Recommendations
  • 3. AS A POINT OF DEPARTURE… “Social control is a continuing function of every social system. When the mechanisms of control [both formal and informal] weaken, people may lose confidence in the existing system and try to reform it through collective behaviour… Social control can breakdown when the formal agents of control fail to perform their roles adequately.” Turner & Kilian, 1987)
  • 4. 1 BACKGROUND – LOCAL GOVERNMENT • South Africa has three tiers of government: – National – Provincial – Local (municipalities) • Local Government (LG) - distinctive sphere of government, which is interdependent, and inter-related with national and provincial spheres of government. •
  • 5. 1. BACKGROUND – SERVICE DELIVERY PROTESTS • Apartheid-era - social protests against the political system used to be widespread • But, 17 years after the new political dispensation…. • “it might appear as if the rolling mass action of the end-of-apartheid period had simply continued into the dawn of a democratic government in South Africa”
  • 6. 1 BACKGROUND – SERVICE DELIVERY PROTESTS
  • 7. METHODS (1) • Presentation is based on four case studies: 1. Phumelela (Free State Province) 2. Phomolong (Free State Province) 3. Port Elizabeth (Eastern Cape Province) 4. Khutsong (Gauteng Province) • Gauteng case study differs – primarily about provincial boundary demarcation
  • 8. METHODS (2) • Literature and media scan • Secondary analysis –i.e. census figures • In-depth interviews (100): – current and previous councilors – current and previous officials – business owners – security services personnel – provincial officials – community leaders • Focus Groups (300 community members): – Protestors and non-protestors
  • 9. FINDINGS: REASONS FOR THE PROTESTS FREE STATE (FS) & EASTERN CAPE (EC) CASE STUDIES 1. Poor governance • FS - no council meetings • EC – IDP accepted after 4 years 2. Political in-fighting 3. Deficient client-interface 4. Ineffective management 5. Poor housing administration & management
  • 10. REASONS FOR THE PROTESTS FREE STATE (FS) & EASTERN CAPE (EC) CASE STUDIES • No coherent systems in place to measure service delivery or the quality of the client interface • An interviewee in Phumelela sums this up: • “If I had to rate the municipality by means of the guidelines used to rate the hospitality industry, I would give it ½ a star for water and electricity, and a 0 star for sanitation before the unrest. With the slight improvements since then, I can give it 1½ for water and electricity, and a ‘minus 5’ star, whatever that means, for sanitation.”
  • 11. GAUTENG CASE STUDY – PROVINCIAL BOUNDARY DEMARCATION 1. First 2 government notices – North West Province 2. Submissions to Demarcation Board – Gauteng Province 3. Gauteng Local Gov. Portfolio Committee – Gauteng Province 4. Gauteng Legislature – North West Province 5. Municipal Demarcation Board – North West Province 6. Municipal Demarcation Board - Gauteng Province 7. Parliament Portfolio Committee – Gauteng Province 8. National Council of Provinces & Minister of Loc. Government – North West Province 9. Constitutional Court - a political solutions should be found 10. ANC (March 2009) – Gauteng Province
  • 12. GAUTENG CASE STUDY SOCIAL UNREST CROSS-BORDER MANAGEMENT ARRANGEMENTS Inadequate Lack of Political community appropriate inter- opportunism engagement governmental relations HISTORY OF UNCERTAIN HUMAN SETTLEMENT POOR SOCIO-ECONOMIC CONDITIONS
  • 13. SOCIAL IMPACT OF THE PROTESTS Eroding social capital •3 persons Deteriorating • Education killed Dented levels of • Councilors • Hundreds relations mutual trust chased out injured between between of Khutsong • Many lost officials and community jobs politicians members
  • 14. ECONOMIC IMPACT OF THE PROTESTS • Damage to infrastructure • Public infrastructure = estimated USD 35 million • Private property = USD 5 million • Service payments dropped from 50% (2007) to 20% (2009) • Payment levels to Eskom dropped from 86% to 43% • Municipality spent USD 8,301.51 a month on relocated councillors (2007- 2009)
  • 15. POLICY IMPLICATIONS – LESSONS LEARNED EARLY WARNING SIGNALS • Councilors & ward committees are in a better position to detect early warning signs • Difficult to be picked up by intelligence systems of local police
  • 16. SOME EARLY WARNING SIGNALS INCLUDED… 1. High levels of non-payment and municipal cash flow problems 2. Absence of regular ward committee meetings – record keeping is essential 3. Continuous complaints about general service delivery 4. Ongoing gripes about certain individuals within a specific community
  • 17. IN CONCLUSION… 1. Correct process alone would have avoided the unrest 2. Some opportunities for compromise not explored 3. Institutionalize mediation to defuse tension 4. Role of the media should be noted 5. Political or legal coercion DOES NOT minimize conflict 6. Understand; local in-migration patterns 7. Rethink development approaches in small towns