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Measuring Settlement Outcomes
      Tied to CIC’s Logic Model

         2012 OCASI Conference



Dr. Gillian Kerr
gillian@gkerr.com


                                   1
Agenda
• The context and background of CIC’s logic model
• How CIC’s policy goals should affect the way that you
  design and deliver services
• How policy goals should affect the way that you
  measure and communicate the impact of your services

QUESTIONS:
• Any specific topics you want me to cover?
• Who is involved in CIC’s Settlement and Immigration
  Renewal Exercise? (correct me when I’m wrong)
• Who works in the federal or provincial government?
                                                          2
Key underlying concepts

• A budget is ideology stripped of rhetoric. To
  understand policy, look at where the money is
  going.
• Funders are not rational, and neither are
  agencies, so don’t believe policy analysts.
• The most predictable impact of ‘pay for
  performance’ is increased cheating. It takes
  years to get it right.

                                                  3
Government of Canada’s 16 Strategic Outcomes




                                               4
Breakdown of settlement-related
      strategic outcomes




                                  5
Settlement Program Architecture 2011-12




                                      6
Settlement Program Logic Model – 2010


                 Policy Development, Program Design and Management                                                                                                       Settlement Services

                                                                                                                                                                                                   Language
                                                                                                                                                                       Information &
  Program            Policy and Program               Program Implementation and                  Needs Assessment                                                                                Learning &       Employment-related
                                                                                                                                 Support Services                        Awareness                                                           Community Connections
Components              Development                          Management                             and Referrals                                                                                    Skills             Services
                                                                                                                                                                          Services
                                                                                                                                                                                                 Development



                 • Strategic plans                • Operational plans                           • Initial and on-going       Enabling services:                       • Information          • Language            • Labour market         • Individual and
                                                                                                  needs assessments          – Childminding                             products               training              bridging                community-level
                 • Policy, priorities, standar    • Program delivery materials and                                           – Transportation
                   ds and outcomes                                                                (including language                                                                        • Other skills/       • Job search skills       bridging, e.g.:
                                                    tools                                                                      assistance                             • Orientation
                                                                                                  assessments)               – Provisions for                                                  life-skills           training              – Host/ mentor matches
                 • Performance                    • Functional guidance & training                                                                                      sessions
                                                                                                • Referrals to CIC-            disabilities                                                    training                                    – Volunteers engaged trained
                   measurement strategy                                                                                                                               • Promotion                                  • Labour market           and supported
                   and national reports           • Data collection and                           funded and
                                                                                                                             Other support                              and outreach                                 information
                                                    regional/local/SPO reports                    community                                                                                                                                • Cultural awareness, anti-
  Outputs        • Horizontal coordination                                                                                     services:                                                                           • Workplace               racism, and welcoming
                                                  • Regional, local and SPO                       settlement
                 • PT consultations                                                               services                   –   POE reception services                                                              orientation             communities services
                                                    coordination                                                             –   Translation
                 • Research analysis/ and                                                                                    –   Interpretation
                   reports                        • Service delivery capacity building                                       –   Settlement/ crisis
                                                  • Best practices and info sharing                                              counselling
                 • Funding allocation
                                                  • Contribution agreements


                                                                               E             6. Clients, service providers
                                                                                                and CIC are aware of
                  1. Policies and programming align with departmental and                       newcomer settlement
                     government priorities                                                                                                     8. Target population is aware of CIC settlement services
                                                                                                needs
Immediate         2. Program models are evidenced-based, informed by                                                                           9. Timely, useful and appropriate CIC settlement services are available in the Official Language of choice (in
                                                                                             7. Referrals and                                      accordance with the Official Languages Act and Policy)
 Outcomes            stakeholder input and address the barriers & needs of both                 personalized settlement
                     newcomers and communities                                                  plans are based on                             10. Clients obtain the CIC settlement services they need to deal with settlement issues as they emerge
                  3. Standards, tools, resources and program coordination support               assessed settlement
                     the effective delivery of services)                                        needs
                  4. Services are efficiently delivered
                  5. Provision of settlement services across Canada that achieve
                                                                                                                                              A                                       B                                       C                                     D
                     comparable outcomes                                                                                                                                                                                                 17. Clients are connected to the
                                                                                                                                                                                                       15. Clients have knowledge           broader community and social
                                                                                                         11. Clients have timely, useful and                 13. Clients have the official
                                                                                                                                                                                                          of the Canadian work              networks
                                                                                                            accurate information needed to make                 language skills needed to
                                                                                                                                                                                                          environment and are
                                                                                                            informed settlement decisions                       function in Canadian                                                     18. Program participants are aware
Intermediate                                                                                                                                                                                              connected to local
                                                                                                         12. Clients understand life in Canada                  society                                                                     of newcomers’ needs and
  Outcomes                                                                                                                                                                                                labour markets
                                                                                                            including laws, rights, responsibilities         14. Clients have the skills/life-                                              contributions and are engaged in
                                                                                                                                                                                                       16. Clients have the skills to       newcomer settlement
                                                                                                            and how to access community                         skills needed to function in
                                                                                                                                                                                                          find and apply for
                                                 Key Outcomes                                               resources                                           Canadian society
                                                                                                                                                                                                          employment
                                         Expected
                            A - Orientation                        Results
                            B - Language/Skills
                              A - Orientation
                            C - Labour Market Access
 Ultimate                                                                                                                          19. Newcomers find employment commensurate with their skills and experience
 Outcomes
                            DB Community Connection
                             - - Language/Skills
                                                                                                                                   20. Newcomers enjoy their rights and act on their responsibilities in Canadian society
                            E - Development and Capacity Building
                              C - Labour Market Access                                                                             21. Canadians provide a welcoming community to facilitate the full participation of newcomers into Canadian
                                                                                                                                   society

                              D – Welcoming Communities                                                                            22. Newcomers contribute to the economic, social and cultural development needs of Canada (in PAA)


 CIC Strategic                E - Program and Policy Development
  Outcome 3                                                                                                                                  23. Successful integration of newcomers into society and the promotion of Canadian Citizenship
Logic models (1)

• A logic model shows the links between your
  daily activities and your long term outcomes

                    Short term         Long term
   Activities
                    outcomes           outcomes

• Explains to funders why you are doing what you’re
  doing
• Highly simplified summary of what you are trying to
  achieve
• Helps to plan your programs to achieve your goals     8
Logic models (2)




                   9
Case study: Change to Citizenship Regulations
 Proposed amendments to Citizenship Regulations (which govern
 implementation of Citizenship Act) require objective evidence of English or
 French language ability to be included with applications.

 The required level is set to be equivalent to the Canadian Language
 Benchmark level 4: “The proposed amendment to section 14 of the
 Regulations uses CLB/NCLC benchmarks which are recognized as the official
 Canadian standards for describing, measuring and recognizing the language
 proficiency of adult immigrants in both English and French.”


 • The indicator operationalizes the policy.
 • SPOs are not expected to create valid language
   tests to measure policy outcomes.
 • SPOs should be involved in creating good indicators
   to protect legitimate interests of newcomers & SPOs                         10
Example of evidence-based logic model




                                        11
Campbell’s Law for Indicators


"The more any quantitative social indicator is
used for social decision-making, the more
subject it will be to corruption pressures and the
more apt it will be to distort and corrupt the
social processes it is intended to monitor.“

Donald T. Campbell, Assessing the Impact of Planned Social Change, 1976.




                                                                           12
Case study: Developing a
settlement needs assessment tool
In CIC logic model, settlement needs assessment comes first




                                                              13
What would you be measuring if you
  took the logic model seriously?
 What would you see if you were delivering services according to the logic model?




                                                                                14
Does CIC care about the logic model?
       Before investing in new measures, are they valued by the funder?

 Relevant CIC Planning Highlights for Settlement Programs – 2011-2012:
 • Complete a review of the Settlement Program to include recommendations on priorities, service
     delivery mechanisms, performance measurement strategy and governance structure.
 • Collaborate with provinces and territories to develop an evidence base on settlement outcomes for
     immigrants and draft a pan-Canadian framework for settlement outcomes for consideration by
     Ministers.
 • Plan and implement the methodology, research approach and launch of the Settlement Program
     evaluation.
 • Complete implementation of action items derived from evaluations of the Official Languages
     Program, the Language Instruction for Newcomers to Canada program, the Immigrant Settlement
     and Adaptation Program, the Host Program and the Welcoming Communities Initiative, as well as
     the audit of the administration of settlement programs.
 • Complete field testing of the Portfolio-Based Language Assessment and launch a pilot project to test
     the delivery infrastructure required for a new national test of language achievement. The objectives
     will be to provide newcomers with a language credential and improve CIC’s ability to evaluate the
     impact and outcomes of language programs.
 • Implement a standardized approach to newcomer needs assessment and associated settlement
     plans across service delivery organizations, and ensure collection of baseline data.
 • Include a website on best practices in settlement to share evidence-based practices among service
     delivery organizations across the country.
 • Expand local partnerships and pilot projects from Ontario to other parts of Canada, focusing on
     larger urban centres.
 From CIC Report on Plans and Priorities 2011-2012 www.tbs-sct.gc.ca/rpp/2011-2012/inst/imc/imc-
 eng.pdf
Are current program policy initiatives consistent with
                   logic model?
  Settlement Information Renewal Exercise (SIRE)
  CIC is committed to improving Needs Assessment & Referral
  Services (NARS) in 3 ways:
  • Establishing data collection and reporting protocol to collect
     baseline data on settlement needs (iCARE’s first module is
     NARS)
  • Developing settlement planning tools for newcomers
     (e.g., Living in Canada site)
  • Developing guidance and standards for CIC staff and SPOs
  Conclusion:
  Yes, it looks safe to rely on the logic model, and it’s a
  good time to influence CIC tool development.
                                                                     16
Can you use the CIC settlement tools?




                                    17
Consider cooperative development
• SPOs reluctant to share resources with
  colleagues, resulting in a whole lot of half-baked tools
  that turn well-intentioned staff into thieves or hoarders
  and prevent improvement.
• Use open-sourced/open-access approach to create valid
  and legitimate tools that are consistent with sector’s
  values and outcomes.
• Work with CIC policy analysts to co-develop - they love to
  be appreciated and it will result in more integration.
• Use other initiatives to lever sector resources –
  e.g., Canadian Centre for Financial Literacy’s settlement
  needs assessment tool.
                                                               18

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A5 measuring settlement outcomes tied to cic's logic model

  • 1. Measuring Settlement Outcomes Tied to CIC’s Logic Model 2012 OCASI Conference Dr. Gillian Kerr gillian@gkerr.com 1
  • 2. Agenda • The context and background of CIC’s logic model • How CIC’s policy goals should affect the way that you design and deliver services • How policy goals should affect the way that you measure and communicate the impact of your services QUESTIONS: • Any specific topics you want me to cover? • Who is involved in CIC’s Settlement and Immigration Renewal Exercise? (correct me when I’m wrong) • Who works in the federal or provincial government? 2
  • 3. Key underlying concepts • A budget is ideology stripped of rhetoric. To understand policy, look at where the money is going. • Funders are not rational, and neither are agencies, so don’t believe policy analysts. • The most predictable impact of ‘pay for performance’ is increased cheating. It takes years to get it right. 3
  • 4. Government of Canada’s 16 Strategic Outcomes 4
  • 5. Breakdown of settlement-related strategic outcomes 5
  • 7. Settlement Program Logic Model – 2010 Policy Development, Program Design and Management Settlement Services Language Information & Program Policy and Program Program Implementation and Needs Assessment Learning & Employment-related Support Services Awareness Community Connections Components Development Management and Referrals Skills Services Services Development • Strategic plans • Operational plans • Initial and on-going Enabling services: • Information • Language • Labour market • Individual and needs assessments – Childminding products training bridging community-level • Policy, priorities, standar • Program delivery materials and – Transportation ds and outcomes (including language • Other skills/ • Job search skills bridging, e.g.: tools assistance • Orientation assessments) – Provisions for life-skills training – Host/ mentor matches • Performance • Functional guidance & training sessions • Referrals to CIC- disabilities training – Volunteers engaged trained measurement strategy • Promotion • Labour market and supported and national reports • Data collection and funded and Other support and outreach information regional/local/SPO reports community • Cultural awareness, anti- Outputs • Horizontal coordination services: • Workplace racism, and welcoming • Regional, local and SPO settlement • PT consultations services – POE reception services orientation communities services coordination – Translation • Research analysis/ and – Interpretation reports • Service delivery capacity building – Settlement/ crisis • Best practices and info sharing counselling • Funding allocation • Contribution agreements E 6. Clients, service providers and CIC are aware of 1. Policies and programming align with departmental and newcomer settlement government priorities 8. Target population is aware of CIC settlement services needs Immediate 2. Program models are evidenced-based, informed by 9. Timely, useful and appropriate CIC settlement services are available in the Official Language of choice (in 7. Referrals and accordance with the Official Languages Act and Policy) Outcomes stakeholder input and address the barriers & needs of both personalized settlement newcomers and communities plans are based on 10. Clients obtain the CIC settlement services they need to deal with settlement issues as they emerge 3. Standards, tools, resources and program coordination support assessed settlement the effective delivery of services) needs 4. Services are efficiently delivered 5. Provision of settlement services across Canada that achieve A B C D comparable outcomes 17. Clients are connected to the 15. Clients have knowledge broader community and social 11. Clients have timely, useful and 13. Clients have the official of the Canadian work networks accurate information needed to make language skills needed to environment and are informed settlement decisions function in Canadian 18. Program participants are aware Intermediate connected to local 12. Clients understand life in Canada society of newcomers’ needs and Outcomes labour markets including laws, rights, responsibilities 14. Clients have the skills/life- contributions and are engaged in 16. Clients have the skills to newcomer settlement and how to access community skills needed to function in find and apply for Key Outcomes resources Canadian society employment Expected A - Orientation Results B - Language/Skills A - Orientation C - Labour Market Access Ultimate 19. Newcomers find employment commensurate with their skills and experience Outcomes DB Community Connection - - Language/Skills 20. Newcomers enjoy their rights and act on their responsibilities in Canadian society E - Development and Capacity Building C - Labour Market Access 21. Canadians provide a welcoming community to facilitate the full participation of newcomers into Canadian society D – Welcoming Communities 22. Newcomers contribute to the economic, social and cultural development needs of Canada (in PAA) CIC Strategic E - Program and Policy Development Outcome 3 23. Successful integration of newcomers into society and the promotion of Canadian Citizenship
  • 8. Logic models (1) • A logic model shows the links between your daily activities and your long term outcomes Short term Long term Activities outcomes outcomes • Explains to funders why you are doing what you’re doing • Highly simplified summary of what you are trying to achieve • Helps to plan your programs to achieve your goals 8
  • 10. Case study: Change to Citizenship Regulations Proposed amendments to Citizenship Regulations (which govern implementation of Citizenship Act) require objective evidence of English or French language ability to be included with applications. The required level is set to be equivalent to the Canadian Language Benchmark level 4: “The proposed amendment to section 14 of the Regulations uses CLB/NCLC benchmarks which are recognized as the official Canadian standards for describing, measuring and recognizing the language proficiency of adult immigrants in both English and French.” • The indicator operationalizes the policy. • SPOs are not expected to create valid language tests to measure policy outcomes. • SPOs should be involved in creating good indicators to protect legitimate interests of newcomers & SPOs 10
  • 11. Example of evidence-based logic model 11
  • 12. Campbell’s Law for Indicators "The more any quantitative social indicator is used for social decision-making, the more subject it will be to corruption pressures and the more apt it will be to distort and corrupt the social processes it is intended to monitor.“ Donald T. Campbell, Assessing the Impact of Planned Social Change, 1976. 12
  • 13. Case study: Developing a settlement needs assessment tool In CIC logic model, settlement needs assessment comes first 13
  • 14. What would you be measuring if you took the logic model seriously? What would you see if you were delivering services according to the logic model? 14
  • 15. Does CIC care about the logic model? Before investing in new measures, are they valued by the funder? Relevant CIC Planning Highlights for Settlement Programs – 2011-2012: • Complete a review of the Settlement Program to include recommendations on priorities, service delivery mechanisms, performance measurement strategy and governance structure. • Collaborate with provinces and territories to develop an evidence base on settlement outcomes for immigrants and draft a pan-Canadian framework for settlement outcomes for consideration by Ministers. • Plan and implement the methodology, research approach and launch of the Settlement Program evaluation. • Complete implementation of action items derived from evaluations of the Official Languages Program, the Language Instruction for Newcomers to Canada program, the Immigrant Settlement and Adaptation Program, the Host Program and the Welcoming Communities Initiative, as well as the audit of the administration of settlement programs. • Complete field testing of the Portfolio-Based Language Assessment and launch a pilot project to test the delivery infrastructure required for a new national test of language achievement. The objectives will be to provide newcomers with a language credential and improve CIC’s ability to evaluate the impact and outcomes of language programs. • Implement a standardized approach to newcomer needs assessment and associated settlement plans across service delivery organizations, and ensure collection of baseline data. • Include a website on best practices in settlement to share evidence-based practices among service delivery organizations across the country. • Expand local partnerships and pilot projects from Ontario to other parts of Canada, focusing on larger urban centres. From CIC Report on Plans and Priorities 2011-2012 www.tbs-sct.gc.ca/rpp/2011-2012/inst/imc/imc- eng.pdf
  • 16. Are current program policy initiatives consistent with logic model? Settlement Information Renewal Exercise (SIRE) CIC is committed to improving Needs Assessment & Referral Services (NARS) in 3 ways: • Establishing data collection and reporting protocol to collect baseline data on settlement needs (iCARE’s first module is NARS) • Developing settlement planning tools for newcomers (e.g., Living in Canada site) • Developing guidance and standards for CIC staff and SPOs Conclusion: Yes, it looks safe to rely on the logic model, and it’s a good time to influence CIC tool development. 16
  • 17. Can you use the CIC settlement tools? 17
  • 18. Consider cooperative development • SPOs reluctant to share resources with colleagues, resulting in a whole lot of half-baked tools that turn well-intentioned staff into thieves or hoarders and prevent improvement. • Use open-sourced/open-access approach to create valid and legitimate tools that are consistent with sector’s values and outcomes. • Work with CIC policy analysts to co-develop - they love to be appreciated and it will result in more integration. • Use other initiatives to lever sector resources – e.g., Canadian Centre for Financial Literacy’s settlement needs assessment tool. 18

Notas del editor

  1. Please correct me if I’m wrong
  2. What they say and what they really mean – look at the budgets to see what funders really want – though often managers are confused too. Approach of a policy analyst – like whitewater rafting – not an advocate; work within constraints. There’s always something to work with.
  3. http://www.tbs-sct.gc.ca/ppg-cpr/frame-cadre-eng.aspx
  4. CIC Report on Plans and Priorities 2011-2012 www.tbs-sct.gc.ca/rpp/2011-2012/inst/imc/imc01-eng.asp#mm NOTE5. The four population groups are: visible minority and foreign-born; non-visible minority and foreign-born; visible minority and Canadian-born; and non-visible minority and Canadian-born.Also www.tbs-sct.gc.ca/rpp/2011-2012/inst/imc/imc-eng.pdf
  5. http://www.gazette.gc.ca/rp-pr/p1/2012/2012-04-21/html/reg1-eng.html#REF3
  6. This format is based on the CIC Ontario Region format for proposals in 2010 . It may have changed since then. VALID LOGIC MODELS ARE NOT DEVELOPED ON FLIPCHARTS IN BRAINSTORMING SESSIONS!
  7. Standardized school tests and baby rats – but we need to use something. Unobtrusive measures may have ‘dead grandmother’ effect. It’s not possible to be neutral when collecting high-stakes data; methodology must ensure high quality data (e.g., audits, objective studies using double-blind designs), though careful observations by participants must be used to develop the hypotheses.According to recent meta-analysis of survey research, about 1/3 of scientists admit to questionable research practices involving an intention to deceive. Deliberate falsification about 2%, other forms of misconduct much higher. We all need to acknowledge this problem and ensure there are built-in safeguards. (http://www.plosone.org/article/info%3Adoi%2F10.1371%2Fjournal.pone.0005738)
  8. Working with Canadian Centre for Financial Literacy (CCFL), a program of SEDI (Social and Enterprise Development Innovations), which is developing a needs assessment tool for settlement agencies.
  9. Personal communication, CIC policy analyst, March 2012
  10. http://www.cic.gc.ca/english/newcomers/live/