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Meeting of Pacific
Public Accounts Committees
WORLD BANK GROUP
GLOBAL GOVERNANCE PRACTICE
I M P R O V I N G P E R F O R M A N C E A N D S E T T I N G
S T A N D A R D S
 BACKGROUND
March	
  2010	
  Interna'onal	
  Conference	
  on	
  Benchmarking	
  and	
  Self-­‐
Assessment	
  for	
  Democra'c	
  Parliaments	
  	
  
	
  
GLOBAL	
  
•  Inter-­‐Parliamentary	
  Union	
  (IPU)	
  
•  UNDP	
  
•  Commonwealth	
  Parliamentary	
  Associa>on	
  
•  Na>onal	
  Democra>c	
  Ins>tute	
  for	
  Interna>onal	
  Affairs	
  (NDI)	
  
•  Canadian	
  Parliamentary	
  Centre	
  	
  
	
  
COMMONWEALTH	
  
•  Commonwealth	
  (La>mer	
  House)	
  La>mer	
  House	
  Guidelines	
  on	
  
Parliamentary	
  Sovereignty	
  and	
  Judicial	
  Independence	
  
	
  
 POSSIBLE	
  BENCHMARKS
	
  	
  
•  Organiza>on	
  
•  Powers,	
  func>ons	
  and	
  procedures	
  
•  Accessibility	
  and	
  transparency	
  
•  Rela>onships	
  with	
  Supreme	
  Audit	
  Ins>tu>on	
  
(SAI)	
  
	
  
 ORGANIZATION
•  There	
  should	
  be	
  a	
  transparent	
  method	
  for	
  selec>ng	
  or	
  elec>ng	
  
the	
  chairs	
  of	
  commiQees	
  
•  CommiQees	
  shall	
  have	
  the	
  right	
  to	
  consult	
  and/or	
  employ	
  
experts	
  	
  
•  The	
  legislature	
  should	
  have	
  an	
  adequate	
  non-­‐par>san	
  professional	
  
staff	
  to	
  support	
  its	
  opera>ons	
  including	
  the	
  opera>ons	
  of	
  its	
  
commiQees	
  
•  The	
  legislature	
  draws	
  and	
  maintains	
  a	
  clear	
  dis>nc>on	
  between	
  
par>san	
  and	
  non-­‐par>san	
  staff	
  
•  Members	
  and	
  staff	
  of	
  commiQees	
  have	
  access	
  to	
  sufficient	
  research,	
  
library,	
  and	
  ICT	
  facili>es	
  
 POWERS,	
  FUNCTIONS	
  AND	
  
PROCEDURES
•  Adequate	
  advance	
  no>ce	
  of	
  mee>ngs	
  and	
  the	
  agenda	
  for	
  the	
  
mee>ng	
  should	
  be	
  provided	
  
•  CommiQees	
  have	
  the	
  power	
  to	
  summon	
  persons,	
  papers	
  and	
  
records,	
  and	
  this	
  power	
  shall	
  extend	
  to	
  witnesses	
  and	
  evidence	
  from	
  
the	
  Execu>ve	
  branch,	
  including	
  officials	
  and	
  ministers	
  
•  Only	
  MPs	
  appointed	
  to	
  the	
  commiQee	
  should	
  have	
  the	
  right	
  to	
  vote	
  
in	
  the	
  commiQee	
  
•  CommiQees	
  provide	
  meaningful	
  opportuni>es	
  for	
  opposi>on	
  par>es	
  
to	
  engage	
  in	
  effec>ve	
  oversight	
  of	
  government	
  expenditures	
  
•  CommiQees	
  have	
  access	
  to	
  Execu>ve	
  branch	
  records	
  of	
  accounts	
  &	
  
related	
  documenta>on	
  sufficient	
  to	
  be	
  able	
  to	
  meaningfully	
  review	
  
the	
  accuracy	
  of	
  Execu>ve	
  repor>ng	
  on	
  revenues	
  and	
  expenditures	
  
 POWERS,	
  FUNCTIONS	
  AND	
  
PROCEDURES
•  CommiQee	
  hearings	
  should	
  be	
  held	
  in	
  public	
  
•  The	
  record	
  of	
  votes	
  of	
  a	
  commiQee	
  should	
  be	
  a	
  public	
  document	
  
•  The	
  legislature	
  protects	
  informants	
  and	
  witnesses	
  presen>ng	
  
relevant	
  informa>on	
  to	
  commiQee	
  inquiries	
  about	
  corrup>on	
  or	
  
other	
  unlawful	
  ac>vity.	
  
•  Witnesses	
  should	
  have	
  the	
  protec>on	
  of	
  parliamentary	
  privilege	
  to	
  
ensure	
  they	
  are	
  able	
  to	
  give	
  informa>on	
  to	
  the	
  commiQee	
  without	
  
fear	
  of	
  legal	
  ac>on.	
  
 ACCESSIBILITY	
  AND	
  TRANSPARENCY
•  Opportuni>es	
  should	
  be	
  given	
  for	
  public	
  input	
  into	
  commiQee	
  
inquiries	
  
	
  
•  Informa>on	
  is	
  provided	
  to	
  the	
  public	
  in	
  a	
  >mely	
  manner	
  regarding	
  
maQers	
  under	
  considera>on	
  by	
  the	
  legislature	
  
•  CommiQees	
  promote	
  the	
  public’s	
  understanding	
  of	
  their	
  work	
  
•  CommiQee	
  members	
  should	
  be	
  required	
  to	
  disclose	
  relevant	
  
business	
  interests	
  if	
  there	
  is	
  poten>al	
  for	
  a	
  perceived	
  conflict	
  of	
  
interest	
  
•  The	
  legislature	
  should	
  have	
  a	
  non-­‐par>san	
  media	
  rela>ons	
  facility	
  
•  CommiQees	
  have	
  a	
  performance	
  measurement	
  system	
  to	
  assess	
  
their	
  effec>veness	
  and	
  performance	
  
 RELATIONSHIPS	
  WITH	
  THE	
  SAI
•  SAI	
  reports	
  should	
  be	
  tabled	
  in	
  the	
  legislature	
  in	
  a	
  direct	
  and	
  >mely	
  
manner	
  
•  The	
  PAC	
  ensures	
  that	
  the	
  SAI	
  shall	
  be	
  provided	
  with	
  adequate	
  
resources	
  and	
  legal	
  authority	
  to	
  conduct	
  audits	
  in	
  a	
  >mely	
  manner	
  
•  The	
  commiQee	
  has	
  a	
  formal	
  procedure	
  for	
  following	
  up	
  on	
  its	
  
recommenda>ons	
  
WBG - Improving Performance and Setting Standards

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WBG - Improving Performance and Setting Standards

  • 1. Meeting of Pacific Public Accounts Committees WORLD BANK GROUP GLOBAL GOVERNANCE PRACTICE I M P R O V I N G P E R F O R M A N C E A N D S E T T I N G S T A N D A R D S
  • 2.  BACKGROUND March  2010  Interna'onal  Conference  on  Benchmarking  and  Self-­‐ Assessment  for  Democra'c  Parliaments       GLOBAL   •  Inter-­‐Parliamentary  Union  (IPU)   •  UNDP   •  Commonwealth  Parliamentary  Associa>on   •  Na>onal  Democra>c  Ins>tute  for  Interna>onal  Affairs  (NDI)   •  Canadian  Parliamentary  Centre       COMMONWEALTH   •  Commonwealth  (La>mer  House)  La>mer  House  Guidelines  on   Parliamentary  Sovereignty  and  Judicial  Independence    
  • 3.  POSSIBLE  BENCHMARKS     •  Organiza>on   •  Powers,  func>ons  and  procedures   •  Accessibility  and  transparency   •  Rela>onships  with  Supreme  Audit  Ins>tu>on   (SAI)    
  • 4.  ORGANIZATION •  There  should  be  a  transparent  method  for  selec>ng  or  elec>ng   the  chairs  of  commiQees   •  CommiQees  shall  have  the  right  to  consult  and/or  employ   experts     •  The  legislature  should  have  an  adequate  non-­‐par>san  professional   staff  to  support  its  opera>ons  including  the  opera>ons  of  its   commiQees   •  The  legislature  draws  and  maintains  a  clear  dis>nc>on  between   par>san  and  non-­‐par>san  staff   •  Members  and  staff  of  commiQees  have  access  to  sufficient  research,   library,  and  ICT  facili>es  
  • 5.  POWERS,  FUNCTIONS  AND   PROCEDURES •  Adequate  advance  no>ce  of  mee>ngs  and  the  agenda  for  the   mee>ng  should  be  provided   •  CommiQees  have  the  power  to  summon  persons,  papers  and   records,  and  this  power  shall  extend  to  witnesses  and  evidence  from   the  Execu>ve  branch,  including  officials  and  ministers   •  Only  MPs  appointed  to  the  commiQee  should  have  the  right  to  vote   in  the  commiQee   •  CommiQees  provide  meaningful  opportuni>es  for  opposi>on  par>es   to  engage  in  effec>ve  oversight  of  government  expenditures   •  CommiQees  have  access  to  Execu>ve  branch  records  of  accounts  &   related  documenta>on  sufficient  to  be  able  to  meaningfully  review   the  accuracy  of  Execu>ve  repor>ng  on  revenues  and  expenditures  
  • 6.  POWERS,  FUNCTIONS  AND   PROCEDURES •  CommiQee  hearings  should  be  held  in  public   •  The  record  of  votes  of  a  commiQee  should  be  a  public  document   •  The  legislature  protects  informants  and  witnesses  presen>ng   relevant  informa>on  to  commiQee  inquiries  about  corrup>on  or   other  unlawful  ac>vity.   •  Witnesses  should  have  the  protec>on  of  parliamentary  privilege  to   ensure  they  are  able  to  give  informa>on  to  the  commiQee  without   fear  of  legal  ac>on.  
  • 7.  ACCESSIBILITY  AND  TRANSPARENCY •  Opportuni>es  should  be  given  for  public  input  into  commiQee   inquiries     •  Informa>on  is  provided  to  the  public  in  a  >mely  manner  regarding   maQers  under  considera>on  by  the  legislature   •  CommiQees  promote  the  public’s  understanding  of  their  work   •  CommiQee  members  should  be  required  to  disclose  relevant   business  interests  if  there  is  poten>al  for  a  perceived  conflict  of   interest   •  The  legislature  should  have  a  non-­‐par>san  media  rela>ons  facility   •  CommiQees  have  a  performance  measurement  system  to  assess   their  effec>veness  and  performance  
  • 8.  RELATIONSHIPS  WITH  THE  SAI •  SAI  reports  should  be  tabled  in  the  legislature  in  a  direct  and  >mely   manner   •  The  PAC  ensures  that  the  SAI  shall  be  provided  with  adequate   resources  and  legal  authority  to  conduct  audits  in  a  >mely  manner   •  The  commiQee  has  a  formal  procedure  for  following  up  on  its   recommenda>ons