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Can Open Data lead to
      Open Government?
      An investigation of the state of Canadian
      municipal government open data portals


        Peter A. Johnson
        GEM Departmental Lecture Series + GIS Day
        November 14th, 2012



Friday, 30 November, 12
What is Open Government?

                          A movement towards
                          creating a government that
                          is increasingly transparent,
                          accountable, and engaged
                          with citizens in its activities
                          and policy formation.




Friday, 30 November, 12
What is Open Data?

                  “A piece of content or data is open if anyone is
                  free to use, reuse, and redistribute it — subject
                  only, at most, to the requirement to attribute
                  and/or share-alike.”

                           http://opendefinition.org




Friday, 30 November, 12
What is Open Data?
                          1. Access (free, convenient)
                          2. Redistribution (sharing)
                          3. Reuse (derivatives)
                          4. Absence of technological
                          restriction (format)
                          5. Attribution
                          6. No discrimination of users or
                          use
                                    http://opendefinition.org/okd/




Friday, 30 November, 12
open.gc.ca action plan
                          • Availability of Information
                          • Citizen Participation
                          • Professional Integrity
                          • New Technologies for Openness
                            and Accountability




Friday, 30 November, 12
http://www.whitehouse.gov/the_press_office/
                                TransparencyandOpenGovernment

Friday, 30 November, 12
Friday, 30 November, 12
http://www.regionofwaterloo.ca/en/
    regionalGovernment/OpenDataCatalogue.asp




           http://ottawa.ca/en/city_hall/statisticsdata/opendata/info/index.htm


Friday, 30 November, 12
http://resto-net.ca
Friday, 30 November, 12
Bus Buddy vs.




  OC Transpo official
               app

Friday, 30 November, 12
Friday, 30 November, 12
Scope of Open Data in
                Canadian Municipalities
                    •     Preliminary web research on formats, licenses (27
                          organizations)

                    •     Identified 13 most developed municipal Open Data
                          platforms in Canada - innovators
                    •     Follow-up telephone interviews with key
                          development staff
                          •   objectives of initiative

                          •   development process (costs, time, policies, etc.)
                          •   use of open data in communications
                          •   evaluation of initiative



Friday, 30 November, 12
Q: How ‘open’ is open
                data?
                 • Data format/file type
                  • open or proprietary?
                  • consumer or expert?
                 • License type
                  • currently no standard
                  • range from restrictive to
                          permissive

Friday, 30 November, 12
Format Frequency n=139

               20
                             19
                                   18

               15                         16
                                                15
                                                       14     14
                                                                      13
                                                                             12
               10                                                                  11



                                                                                               7
                 5



                 0
                                 MZ


                                     le

                                          V


                                                r


                                                          G

                                                              S


                                                                       N

                                                                            ds


                                                                                     F


                                                                                               age
                                               he




                                                              XL




                                                                                  PD
                                          CS
                                 efi




                                                         W




                                                                     SO

                                                                              e




                                                                                            Im
                                                                           Fe
                                               Ot
                            L/K


                              ap




                                                      F/D




                                                                     L/J




                                                                                          G/
                           Sh
                          KM




                                                                   XM
                                                     DX




                                                                                         JPE
Friday, 30 November, 12
Open




           Closed
Friday, 30 November, 12
Open




           Closed
Friday, 30 November, 12
“Open” vs. “Closed” Format n=124


                          80
                                  74

                          60

                                               50
                          40


                          20


                           0
                                     ats




                                                    at
                                                 rm
                                   rm




                                               Fo
                                 Fo




                                              sed
                                 en
                               Op




                                           Clo




Friday, 30 November, 12
Open




           Closed
Friday, 30 November, 12
Expert




                          Non-expert
Friday, 30 November, 12
Format Frequency n=124



                           90
                                   87


                          67.5


                           45
                                            37

                          22.5


                            0
                                   t




                                                 t
                                   per




                                              er
                                           xp
                                 Ex




                                           n-e
                                         No




Friday, 30 November, 12
Format Frequency n=124

                                 Usable    Readable
                           90
                                     87


                          67.5


                           45
                                              37

                          22.5


                            0
                                     t




                                                   t
                                     per




                                                er
                                             xp
                                   Ex




                                             n-e
                                           No




Friday, 30 November, 12
License Characteristics

          • Set the terms for:
           • Access
           • Type of use permitted
           • User responsibilities
           • Liability

Friday, 30 November, 12
Access
          • Is open data offered?
           • n = 20
          • Price
           • Free vs. $?                          Yes
                                                 100%




                                   License Characteristic = Free
Friday, 30 November, 12
Type of use permitted
          • Can modify or
                  make derivatives
          • Commercial use
          • Can redistribute          Yes
                                     100%




Friday, 30 November, 12
User Responsibilities
          • Attribution
                  required

                                                 Yes
                                                 35%


                               No
                               65%




                              License Characteristic =
                              Attribution

Friday, 30 November, 12
User Responsibilities
          • Attribution
                  required
          • Track usage                    Yes
                                           10%




                                     No
                                     90%



                              License Characteristic =
                              Track Usage

Friday, 30 November, 12
User Responsibilities
          • Attribution
                  required
          • Track usage
          • Share-alike                           Yes
                                                  40%

                               No
                               60%




                              License Characteristic =
                              Share Alike

Friday, 30 November, 12
Liability
          • Misrepresentation
                  of data provider
                  clause                 No
                                         20%




                                                     Yes
                                                     80%




                                     License Characteristic =
                                     Misrepresentation

Friday, 30 November, 12
Liability
          • Misrepresentation
                  of data provider
                  clause
          • Provider retains         No
                  ownership          45%                 Yes
                                                         55%




                                     License Characteristic =
                                     Retain Ownership

Friday, 30 November, 12
Liability
          • Misrepresentation
                  of data provider
                  clause
          •       Provider retains                      Yes
                                                        35%
                  ownership
          • Indemnity clause          No
                                      65%




                                     License Characteristic =
                                     Indemnity

Friday, 30 November, 12
Free ≠ Open




Friday, 30 November, 12
Free ≠ Open

                          Free          Open
                    Published          Reusable
                    Available          Mashable
                    Strings attached   No strings
                    Free like beer     Free like speech



Friday, 30 November, 12
Municipal
                          Open Data             Educational Institutions


                                                     Average Citizen

     Community Groups                          Hacker/Developer

                          Other Governments
                                              Corporations

                               “Informational Approach”
Friday, 30 November, 12
open.gc.ca action plan
                          • Availability of Information
                          • Citizen Participation
                          • Professional Integrity
                          • New Technologies for Openness
                            and Accountability




Friday, 30 November, 12
http://www.whitehouse.gov/the_press_office/
                                TransparencyandOpenGovernment

Friday, 30 November, 12
Municipal
                          Open Data             Educational Institutions


                                                     Average Citizen

     Community Groups                          Hacker/Developer

                          Other Governments
                                              Corporations

                               “Informational Approach”
Friday, 30 November, 12
Municipal
                          Open Data              Educational Institutions


                                                      Average Citizen

     Community Groups                           Hacker/Developer

                          Other Governments
                                              Corporations

                                “Participatory Approach”
Friday, 30 November, 12
Municipal
                          Open Data              Educational Institutions


                                                      Average Citizen

     Community Groups                           Hacker/Developer

                          Other Governments
                                              Corporations

                                “Participatory Approach”
Friday, 30 November, 12
Municipal
                          Open Data              Educational Institutions


                                                      Average Citizen

     Community Groups                           Hacker/Developer

                          Other Governments
                                              Corporations

                                “Participatory Approach”
Friday, 30 November, 12
Elected Government




                               Municipal
                               Open Data




                            Average Citizen

Friday, 30 November, 12
Open data as a
                participatory conduit

                    • 2 ways:
                     • citizen sensors - improving,
                            validating existing data
                          • citizen partners - requested and
                            spontaneous input



Friday, 30 November, 12
Benefits

                    • Update cycles reduced
                    • Citizens inform data and data
                          informs decisions
                    • Open data is an opportunity for
                          conversation



Friday, 30 November, 12
Challenges

                    • Most Open data is not suited for a mass
                          audience
                    • Technical issues of concurrency, quality,
                          identity verification of participants
                    • Massive organizational risk
                    • Indirectly supports state retrenchment
                          by downloading data collection
                          services


Friday, 30 November, 12
Elected Government




                               Municipal
                               Open Data




                            Average Citizen

Friday, 30 November, 12
Elected Government




                               Municipal
                               Open Data




                            Average Citizen
                                               Text
Friday, 30 November, 12
Elected Government
                             volunteerism       neoliberalization
            privacy                                       copyright
                          accuracy                      ‘real’ participation
                                        Municipal
                                        Open Data
 media education                                           digital divides

            technology adoption                        jurisdictionality
       virtual vs. ‘real’ space                          mobility
                                     Average Citizen
                                                             Text
Friday, 30 November, 12
Elected Government
                             volunteerism       neoliberalization
            privacy                                       copyright
                          accuracy                      ‘real’ participation
                                        Municipal
                                        Open Data
 media education                                           digital divides

            technology adoption                        jurisdictionality
       virtual vs. ‘real’ space                          mobility
                                     Average Citizen

Friday, 30 November, 12
Thank You - and have a happy
             GIS Day!
              For more information:
              geothink.ca
              Twitter: #geothink, #geowebchat
              or email: peter.johnson@uwaterloo.ca
              This research has been supported by:



                                                     





Friday, 30 November, 12

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Can Open Data lead to Open Government?

  • 1. Can Open Data lead to Open Government? An investigation of the state of Canadian municipal government open data portals Peter A. Johnson GEM Departmental Lecture Series + GIS Day November 14th, 2012 Friday, 30 November, 12
  • 2. What is Open Government? A movement towards creating a government that is increasingly transparent, accountable, and engaged with citizens in its activities and policy formation. Friday, 30 November, 12
  • 3. What is Open Data? “A piece of content or data is open if anyone is free to use, reuse, and redistribute it — subject only, at most, to the requirement to attribute and/or share-alike.” http://opendefinition.org Friday, 30 November, 12
  • 4. What is Open Data? 1. Access (free, convenient) 2. Redistribution (sharing) 3. Reuse (derivatives) 4. Absence of technological restriction (format) 5. Attribution 6. No discrimination of users or use http://opendefinition.org/okd/ Friday, 30 November, 12
  • 5. open.gc.ca action plan • Availability of Information • Citizen Participation • Professional Integrity • New Technologies for Openness and Accountability Friday, 30 November, 12
  • 6. http://www.whitehouse.gov/the_press_office/ TransparencyandOpenGovernment Friday, 30 November, 12
  • 8. http://www.regionofwaterloo.ca/en/ regionalGovernment/OpenDataCatalogue.asp http://ottawa.ca/en/city_hall/statisticsdata/opendata/info/index.htm Friday, 30 November, 12
  • 10. Bus Buddy vs. OC Transpo official app Friday, 30 November, 12
  • 12. Scope of Open Data in Canadian Municipalities • Preliminary web research on formats, licenses (27 organizations) • Identified 13 most developed municipal Open Data platforms in Canada - innovators • Follow-up telephone interviews with key development staff • objectives of initiative • development process (costs, time, policies, etc.) • use of open data in communications • evaluation of initiative Friday, 30 November, 12
  • 13. Q: How ‘open’ is open data? • Data format/file type • open or proprietary? • consumer or expert? • License type • currently no standard • range from restrictive to permissive Friday, 30 November, 12
  • 14. Format Frequency n=139 20 19 18 15 16 15 14 14 13 12 10 11 7 5 0 MZ le V r G S N ds F age he XL PD CS efi W SO e Im Fe Ot L/K ap F/D L/J G/ Sh KM XM DX JPE Friday, 30 November, 12
  • 15. Open Closed Friday, 30 November, 12
  • 16. Open Closed Friday, 30 November, 12
  • 17. “Open” vs. “Closed” Format n=124 80 74 60 50 40 20 0 ats at rm rm Fo Fo sed en Op Clo Friday, 30 November, 12
  • 18. Open Closed Friday, 30 November, 12
  • 19. Expert Non-expert Friday, 30 November, 12
  • 20. Format Frequency n=124 90 87 67.5 45 37 22.5 0 t t per er xp Ex n-e No Friday, 30 November, 12
  • 21. Format Frequency n=124 Usable Readable 90 87 67.5 45 37 22.5 0 t t per er xp Ex n-e No Friday, 30 November, 12
  • 22. License Characteristics • Set the terms for: • Access • Type of use permitted • User responsibilities • Liability Friday, 30 November, 12
  • 23. Access • Is open data offered? • n = 20 • Price • Free vs. $? Yes 100% License Characteristic = Free Friday, 30 November, 12
  • 24. Type of use permitted • Can modify or make derivatives • Commercial use • Can redistribute Yes 100% Friday, 30 November, 12
  • 25. User Responsibilities • Attribution required Yes 35% No 65% License Characteristic = Attribution Friday, 30 November, 12
  • 26. User Responsibilities • Attribution required • Track usage Yes 10% No 90% License Characteristic = Track Usage Friday, 30 November, 12
  • 27. User Responsibilities • Attribution required • Track usage • Share-alike Yes 40% No 60% License Characteristic = Share Alike Friday, 30 November, 12
  • 28. Liability • Misrepresentation of data provider clause No 20% Yes 80% License Characteristic = Misrepresentation Friday, 30 November, 12
  • 29. Liability • Misrepresentation of data provider clause • Provider retains No ownership 45% Yes 55% License Characteristic = Retain Ownership Friday, 30 November, 12
  • 30. Liability • Misrepresentation of data provider clause • Provider retains Yes 35% ownership • Indemnity clause No 65% License Characteristic = Indemnity Friday, 30 November, 12
  • 31. Free ≠ Open Friday, 30 November, 12
  • 32. Free ≠ Open Free Open Published Reusable Available Mashable Strings attached No strings Free like beer Free like speech Friday, 30 November, 12
  • 33. Municipal Open Data Educational Institutions Average Citizen Community Groups Hacker/Developer Other Governments Corporations “Informational Approach” Friday, 30 November, 12
  • 34. open.gc.ca action plan • Availability of Information • Citizen Participation • Professional Integrity • New Technologies for Openness and Accountability Friday, 30 November, 12
  • 35. http://www.whitehouse.gov/the_press_office/ TransparencyandOpenGovernment Friday, 30 November, 12
  • 36. Municipal Open Data Educational Institutions Average Citizen Community Groups Hacker/Developer Other Governments Corporations “Informational Approach” Friday, 30 November, 12
  • 37. Municipal Open Data Educational Institutions Average Citizen Community Groups Hacker/Developer Other Governments Corporations “Participatory Approach” Friday, 30 November, 12
  • 38. Municipal Open Data Educational Institutions Average Citizen Community Groups Hacker/Developer Other Governments Corporations “Participatory Approach” Friday, 30 November, 12
  • 39. Municipal Open Data Educational Institutions Average Citizen Community Groups Hacker/Developer Other Governments Corporations “Participatory Approach” Friday, 30 November, 12
  • 40. Elected Government Municipal Open Data Average Citizen Friday, 30 November, 12
  • 41. Open data as a participatory conduit • 2 ways: • citizen sensors - improving, validating existing data • citizen partners - requested and spontaneous input Friday, 30 November, 12
  • 42. Benefits • Update cycles reduced • Citizens inform data and data informs decisions • Open data is an opportunity for conversation Friday, 30 November, 12
  • 43. Challenges • Most Open data is not suited for a mass audience • Technical issues of concurrency, quality, identity verification of participants • Massive organizational risk • Indirectly supports state retrenchment by downloading data collection services Friday, 30 November, 12
  • 44. Elected Government Municipal Open Data Average Citizen Friday, 30 November, 12
  • 45. Elected Government Municipal Open Data Average Citizen Text Friday, 30 November, 12
  • 46. Elected Government volunteerism neoliberalization privacy copyright accuracy ‘real’ participation Municipal Open Data media education digital divides technology adoption jurisdictionality virtual vs. ‘real’ space mobility Average Citizen Text Friday, 30 November, 12
  • 47. Elected Government volunteerism neoliberalization privacy copyright accuracy ‘real’ participation Municipal Open Data media education digital divides technology adoption jurisdictionality virtual vs. ‘real’ space mobility Average Citizen Friday, 30 November, 12
  • 48. Thank You - and have a happy GIS Day! For more information: geothink.ca Twitter: #geothink, #geowebchat or email: peter.johnson@uwaterloo.ca This research has been supported by: 
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