First time oral presentation regarding english legal system assignment. Preparation had to be done a lot during the process. A lot of research had done and information shared within group members via email and ppt slide. Great experience with collaborative goals. Textbooks and materials are always used for the purpose of referring.
1. Statutory interpretation is difficult because of the indeterminacy of
language, but the English judiciary usually reach result that accords with
common sense and does not offend our sense of justice.
Do you agree with the above statement?
2. What is statutory interpretation?
• Statutory interpretation is the
process by which courts interpret
and apply legislation.
• Some amount of interpretation is
often necessary when a case
involves a statute.
• The Parliament makes the law,
the courts apply it.
3. The problem with statutes:
• Often complex and imprecise
• Ambiguous, vague and uncertain
• Over elaborated
• Cannot cover every eventuality
4. Why do we need statutory interpretation?
• Broad terms (Brock v DPP)
• Ambiguity (R v Allen)
• Drafting Errors
• New Developments (Royal College of Nursing v DHSS)
6. • Give all the words in a statute their ordinary and natural meaning.
• Per Lord Tindall C.J. in The Sussex Peerage Case (1844): “If words of the
statute are in themselves precise and unambiguous, then no more can be
necessary than to expound those words in the natural and ordinary sense”
• Lord Esher in R v City of London Court Judge (1892): ‘If the words of an Act
are clear, interpretation must follow them even though the legislature has
committed an absurdity. ’ – unless the words in an Act admit of two
different interpretations.
7. R v Maginnis (1987)
• The defendant was charged under
the Misuse of Drugs Act 1971, with
having drugs in his possession and
with intent to supply them.
• Defendant claimed that he had
intended to return the drugs to a
friend who had left them in his car.
• Held: Handling the drugs back was
‘supply’.
Why Statutes are Difficult to be Interpreted
under Literal Rule
8. • Dissenting judgement of Lord Goff: ‘I do not feel able to say that
either the delivery of goods by a depositor to a depositee, or the
redelivery of goods by a depositee to a depositor, can sensibly be
described as an act of supplying goods to another.’
• R v Maginnis showed that there can be disagreement over the literal
meaning of statutes.
• Similar disagreement happened in Attorney General’s Reference (No 1
of 1988)(1989).
9. • Following the original meaning of the
words can lead to:
Injustice
Legal loopholes
10. Literal Interpretation creating Injustice
London and North Eastern Railway Co v
Berriman (1946)
• A railway worker was knocked down and
killed by a train while he was doing
routine maintenance and oiling. No
‘stopping man’ had been provided.
• Under statute, compensation was
available to workers killed when engaging
in ‘relaying or repairing’ tracks.
• Held: His widow was unable to claim for
damages.
11. Literal Interpretation Creating Legal Loopholes
Whiteley v Chapell (1868)
• It is an offence to impersonate
‘any person entitled to vote’ at
an election.
• Defendant impersonated a
dead person.
• Held: Dead person was clearly
not entitled to vote. The
accused was acquitted.
12. Fisher v Bell (1961)
• The Restriction of Offensive
Weapons Act 1959 made it an
offence to ‘sell or offer for sale’ any
flick-knife.
• The defendant displayed a flick-knife
in his shop window.
• Held: Not guilty. Displaying a flick-
knife is only an ‘Invitation to treat’,
not an offer for sale.
• However, this is obviously just the
sort of behaviour that Act was set
up to prevent.
13. Partridge v Crittenden (1968) 2 All ER
421
• The defendant advertised offering
some bramble finches for sale in a
magazine.
• S 6 of the Protection of Birds Act
1954 made it an offence to offer
such birds for sale.
• Held: An invitation to treat, not an
offer for sale.
14. R v Harris (1836)
• Defendant bit the
nose off the victim.
• The statute made it
an offence ‘to stab
cut or wound’.
• Held: Defendant not
guilty.
15. R v Goodwin (2005)
• s 58 of the Merchant Shipping Act
1995 makes it an offence for ‘the
master of…a United Kingdom ship’
negligently to do any act which cause
or is likely to cause serious injury to
any person.
• s 313: ships is defined as including
every description of vessel ‘used in
navigation’.
• The accused was a driver of a jet-ski,
he crashed into another jet-ski and
injured the other driver.
16. • CoA: jet-ski is not used in the purpose of travel from one place to
another.
• S 58 applies to sea-going ships, while jet-ski was used only within the
port of Weymouth.
• The accused was not guilty under the Act.
17. Advantages of Literal Rule
Respect Parliamentary Sovereignty.
Give the courts a restrictive role.
Leaving Law making to those elected for the job.
More certainty.
18. Disadvantages of Literal Rule
×Create injustice where Parliament probably never intended any.
×Useless when the answers to a problem cannot be found in the words
of the statute. E.g. Broad term.
×The Law Commission (1969): ‘assumes unattainable perfection in
draftsmanship’. Draftsmen cannot predict every situation.
×The meanings of words changes over time.
×Create legal loopholes.
20. Literal Rule gives an absurd result( Parliament could not have
intended)
Judge substitute a reasonable meaning (secondary meaning
lead to common sense interpretation)
Lord Wensleydale in Grey v Pearson (1857)
• First adhere to the grammatical & ordinary sense of
words
• Absurdity/repugnance/inconsistency modify the
ordinary sense of words
• To avoid absurdity & inconsistency but no further
The Golden Rule
21. Literal rule leads to an obviously absurd result Golden Rule
Official Secrets Act 1911
it was an offence to obstruct HM Forces in the vicinity of a
prohibited place
George in fact been arrested whilst obstructing such forces
within such a prohibited place
The court applies golden rule extend literal wording of statute
---To cover the action committed by defendant---
Adler v George (1964)
22. Two/ more literal interpretations Golden Rule
applies (leads to the least absurd effect)
S57 Offences Against the Person Act 1861
--------an offence to ‘marry’ whilst the original
spouse was still alive (with no divorce).
Already married, how to ‘marry’ someone else?
Literal rule make the statute useless
The court applies golden rule decided that in
the Act the word ‘marry’ means ‘to go through a
ceremony of marriage’
---Avoid absurd result--
R v Allen (1872)
23. The House of Lords stated that:
• Obvious error hade been made
in drafting a statute
• the words could be added to a
statute by a judge to give effect
to Parliament’s intention
---Avoid absurd result--
Inco Europe Ltd v First Choice Distribution
(2000)
24. the words have only one clear meaning, but the meaning would
lead to a repugnant situation modify the words of the statute
Administration of Justice Act 1925
-Mother (murdered by son) hadn’t made a will
-Under this Act, her next of kin (her son) would inherit
No ambiguity but the court applies golden rule refused to let
a murderer benefit from his crime
---prevent a repugnant situation---
R v Sigsworth (1935)
25. Prevent absurdity and injustice caused by
literal rule
----help the courts put into practice what
Parliament really means
Advantages of Golden Rule
26. × no clear guidelines as to when the courts are willing
to reject the patently absurd and adopt this
approach.
× Law Commission noted in 1969:
• The rule provided no clear meaning of ‘absurd result’
• The rule turns out to be a less explicit form of
mischief rule(judged by reference to whether a
particular interpretation irreconcilable with general
policy of legislature)
Disadvantages of Golden Rule
27. • Literal rule is too rigid, judges apply golden rule and mischief rule to
come to a result which is in accordance with common sense and
justice.
• Aids are used as a tool to assist judges in reaching a result in accord
with common sense and justice.
• Literal rule and golden rule direct judges towards internal aids
• Mischief rule direct judges towards external aids
• Human Rights Act 1998 as an alternative for judges to decide in
accordance with common sense and justice.
29. More leeway for judges compared to the other two rules.
The rule examines what the law was before the passing of an
Act by looking into the gap or ‘mischief’ (the problem) that
the Act was intended to govern.
The courts should interpret the Act so that the mischief is
covered.
30. It was laid down in Heydon’s Case (1584) EWHC Exch J36. Judges has
to consider four factors:
1. What was the common law before the statute was passed?
2. What was the gap, mischief and defect for which the common
law did not provide?
3. What remedy did the Parliament intend to provide?
4. The true reason of the remedy; and then judges have to make
such constructions so as to suppress the mischief and advance
the remedy.
31. CASES THAT APPLIED THE RULE :
•Corkery v Carpenter [1951] 1 KB 102
•Smith v Hughes [1960] 1 WLR 830
•Royal College of Nursing v DHSS [1981] 2
WLR 279
•R (on the application of Haw) v
Secretary of State for the Home
Department and another [2006] EWCA
Civ 532
32. Corkery v Carpenter [1950]
• Facts:
The defendant rode a bicycle while under the
influence of alcohol.
Under s.12 of the Licensing Act 1872, it was an
offence to be ‘drunk while in charge on any
highway… of any carriage, horse, cattle, or
steam engine’
COURT HELD:
Defendant was guilty.
The mischief rule was to be applied.
Thus, a carriage included bicycle.
33. Smith v Hughes [1960]
• Facts:
- Women involved in prostitution who were
not soliciting ‘in a street’ but from the
balcony and windows of ground-floor
rooms.
- Attracted passers-by by calling to them or
tapping on the window, which were half
opened or closed.
34. • Application:
- The rule was used to interpret s 1 (1) of the Street
Offences Act 1959 which said that ‘it shall be an
offence for a common prostitute to loiter or solicit in a
street or public place for the purpose of prostitution.’
- The defendants argued that they were not literally ‘in a
street or a public place’
- COURT HELD:
Defendants were guilty.
The Act aimed to provide for the mischief which was
to clear up the streets without being solicited by
common prostitutes. Lord Parker stated that: ‘I am
content to base my decision on that ground and that
ground alone.’
35. Royal College of Nursing v DHSS [1981]
• Facts:
- Nurses carried out abortions with the use of drugs
and procedures .
- The Abortion Act 1967 - a person shall not be guilty of an offence
under the law, if the abortion was carried out by a ‘registered medical
practitioner’.
- From 1972 onwards, improvements in medical techniques meant that
the normal method to terminate a pregnancy was to induce premature
labour with drugs.
36. - It was now the practice for the first part of the
procedure to be carried out by the doctor and the
second part to be performed by the nurses in the
absence of the doctor’s presence.
37. - COURT HELD:
Defendant was not guilty.
By majority that the Act was to govern the number of
illegal abortions and ensure that proper skills were
administered by the hospitals.
Dissenting views of the other judges- took the literal
view (words were clear and that terminations were to
be carried out by a medical practitioner.
38. R (on the application of Haw) v Secretary of State for the Home
Department and another [2006] EWCA Civ 532
• Facts:
- The Claimant had been holding a protest in
Parliament Square, opposite of Parliament against
the war in Iraq since June 2001.
- Lived on the pavement and displayed large
placards protesting about Government policy in
Iraq
- Prior to the Serious Organised Crime and Police
Act 2005, s.133 (1), such demonstrations were
lawful but after the law was passed, any person
who intended to organise a demonstration in the
vicinity of Parliament, had to apply for
authorisation to do so.
39. Advantages of Mischief Rule
• It gives judges the discretion to cover up ‘loopholes’ in the law
• This allows for interpretation of statues in light of changing
circumstances.
• Judges are encouraged to look at Hansard to determine the intention
behind the ministers words
• In 1969, the Law Commission suggested that the mischief rule should
be the only rule used in Statutory Interpretation.
40. Disadvantages of Mischief Rule
• Challenging to discover Parliament’s intention even with the aid of
Hansard. It only expresses the intention of the government.
• Instances where judges misinterpret and changes the meaning of the
Act.
• Too much discretion is given to judges. Changes should be made by
Parliament.
• Uncertainty in the law as it is impossible to know when a judge will
use the rule and what the result will be.
42. • Goes beyond the mischief rule and seeks to determine the purpose and
the intention of Parliament passing the Act.
• Not concerned with the words or phrases set out in the Act but what the
Act was trying to achieve.
• Used in the European Court of Justice.
• It was applied to domestic legislation in the case of Pepper v Hart
(1993). Lord Browne- Wilkinson: “the purposive approach to
construction now adopted by the courts in order to give effect to the
true intentions of the legislature.”
43. Advantages of Purposive Approach
Better designed and applied for European Legislation. (Pickstone v
Freemans (1988)
Broad approach and covers more situations. Looks at the overall
purpose of the Act.
Leads to justice in individual cases
44. Disadvantages of Purposive Approach
×Like the other rules, it leads to judicial law-making.
×Uncertainty in the law.
×Difficult to determine Parliament’s intention.
45. More use of the purposive approach?
• s.2 of the European Communities Act 1972 - all parliamentary
legislation must be construed in accordance with European Law.
(R v Secretary of State for Transport ex parte Factortame
(1990))
47. - legislation itself (internal aids)
-outside the legislation(external aids)
Eg. Human Rights Act 1998
Internal Aids
-literary rule & golden rule direct to internal aids
a) The statue itself (decide what provison of the Act & compare with
provision elsewhere in the statue)
-Clues may provided by the long title of the Act
b) Explanatory notes
Act passed since the beginning of 1999, published at the same time as
the Act
48. Rules of language
• Developed by lawyers over time
• Little more than common sense
• Ejusdem generis (general words follow specific ones taken to include
only things of the same kind)Powell v Kempton Park [1897] 2 QB 242
• Expressio unius est exclusio alterius (express mention of one thing
implies the exclusion of the another)R v Inhabitants of Sedgely
(1831) 2 B& AD 65
• Noscitur a sociis (A words draws meaning from the other words
around)Inland Revenue v Frere [1964] 3 ALL ER 796
• Additional existence for the judge to reach the results which
accordance with the justice and common sense based on the cases
49. Presumption
• Statutes do not change the common law
• The legislation does not intend to remove any matters from the jurisdiction of the
courts
• Existing rights are not be interfered with
• Laws which create crimes should be interpreted in favor of the citizen where
there is ambiguity
• Legislation does not operate retrospectively ; its provision operate from the day it
comes into force, and are not backdated ( L’Office Cherifien des Phosphates
Unitramp SA v Yamashita- Shinnihon Steamship Co Ltd (The Boucraa) (1994)
• Statutes do not affect the Monarch
50. External Aids
• Mischief Rule directs the judge to external aids
- Historical setting(consider the provison that is being interpreted as well as other statute dealing
with the same subjects)
- Dictionaries and textbooks (consulted to find the meaning of a word, or gather information about
the views of legal academics on a point of law)
- Reports (Legislation may be preceded by a report of a Royal Commission, the Law Commission or
some other official advisory committee) Eg. Black Clawson International Ltd v Papierwerke
Waldhof-Aschaffenburg AG(1975)
- Treaties (Parliament does not legislate in such way that the UK would be in breach of its
international obligations)
- Previous practice (General practice & commercial usage in the field covered by legislation may
shed light on the meaning of a statutory term)
- External aids are said to be useful tool to assist judge refer whenever there is uncertainty of the
meaning of the context.
51. The Human Rights Act 1998
• Incorporates into UK law the ECHR, which is an international treaty signed most democratic
countries , and designed to protect basic human rights
• Statutory provision must be interpreted which compatible with the European Convention
• Legislation must be override Convention rights if there is a clash , Government that intent on
passing such legislation would be likely to face considerable opposition
• Does not affect the validity of the statute in question , but designed to draw attention to the
conflict so that the Government can change the law to bring it in line with the Convention.
• Whenever there is ambiguity in the meaning of the words regarding to the issue of HR, judge will
decide the cases based on justice and common sense which compatible with the HRA
• Human Rights Act itself is sufficient to protect people’ rights and interest
52. Hansard
• Official daily report of parliamentary debates , a record of what was said during the introduction of
legislation
• Davis v Johnson (1978) make reference to the parliamentary debates during its introduction.
• Pepper v Hart (1993) overturned the rule against consulting Hansard and such consultation is clearly now
allowed.
• Decision in Pepper v Hart was confirmed in Three Rivers District Council v Bank of England (No.2) (1996)
concerned correct interpretation of legislation passed in order to fulfil obligations arising from an EC
directive.
• Only interpret meaning of words in legislation, but not discover the reasons for it.
• No certainty- no specific section stating what the courts require-issue of judicial law making
• False concept of parliamentary intent.
• However, when the word is without ambiguity, the court do not rely on Hansard, because the ordinary
meaning itself already very clear. Wilson and others v. Secretary of State for Trade and Industry.
54. • Literal rule is too rigid, judges apply golden rule and mischief rule to
come to a result which is in accordance with common sense and
justice.
• Aids are used as a tool to assist judges in reaching a result in accord
with common sense and justice.
• Literal rule and golden rule direct judges towards internal aids
• Mischief rule direct judges towards external aids
• Human Rights Act 1998 as an alternative for judges to decide in
accordance with common sense and justice.
55. Suggestions for reform
• Should we abolish the literal rule?
• Give the judiciary more creative power in a reasonable sense
• Slowly move towards the purposive approach with regards to
European Union law
• Codify case laws as to how the civil law operates – simpler
Whether statutes can be interpreted in accord with the public’s common sense by applying the literal rule.
Literal rule concentrates on the actual words used.
There are some quotes regarding to the application of literal rule in some case laws.
Lord Esher criticed the literal rule in R v City of London Court Judge (1892): ‘If the words of an Act are clear, you must follow them, even though they lead to a manifest absurdity. The Court has nothing to do with the question of whether the legislature has committed an absurdity.’ Unless the words admit to two interpretations, if one of them lead to absurdity, then the other interpretation will be adopted.
Lord Diplock in the Duport Steel v Sirs case (1980) defined the rule:
“Where the meaning of the statutory words is plain and unambiguous it is not then for the judges to invent fancied ambiguities as an excuse for failing to give effect to it’s plain meaning because they consider the consequences for doing so would be inexpedient, or even unjust or immoral.”
Lord Diplock in the Duport Steel v Sirs case (1980): “[I]t is not then for the judges to invent fancied ambiguities as an excuse for failing to give effect to it’s plain meaning because they consider the consequences for doing so would be inexpedient, or even unjust or immoral.”
Statutory interpretation is still difficult even if the court applies the literal rule.
This case concerned another ordinary, common word “obtained”.
The problem with literal rule is that, if the rule is followed strictly, the interpretation may lead to injustice and creates legal loopholes.
Actually “maintenance and oiling” and “relaying or repairing” are both done in the same setting, which is nearby the tracks. The degree of danger the workers exposed to are therefore the same, so same amount of compensation should also be allowed to the killed worker as well!
“maintenance and oiling” is literally different with “relaying and repairing”.
In which the wrong-doer is able to escape without facing legal consequences.
Isn’t this what the Parliament has intended to avoid?
The defendant placed an advert in a classified section of a magazine offering some bramble finches for sale. S.6 of the Protection of Birds Act 1954 made it an offence to offer such birds for sale. He was charged and convicted of the offence and appealed against his conviction.
There are also cases where the defendant did in fact injured another person but was not guilty because of literal interpretation.
In a sense, it provides more certainty
In conclusion, even if the judges can apply the literal rule during statutory interpretation, but the final judgement sometimes can still go against the public’s common sense and our sense of justice.