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itSM Solutions®
DITY™ Newsletter
Reprint
This is a reprint of an itSM Solutions® DITY™ Newsletter. Our members receive our weekly DITY Newsletter, and
have access to practical and often entertaining articles in our archives. DITY is the newsletter for IT professionals
who want a workable, practical guide to implementing ITIL best practices -- without the hype.

become a member
(It's Free. Visit http://www.itsmsolutions.com/newsletters/DITY.htm)

Publisher
itSM Solutions™ LLC
31 South Talbert Blvd #295
Lexington, NC 27292
Phone (336) 510-2885
Fax (336) 798-6296
Find us on the web at: http://www.itsmsolutions.com.
To report errors please send a note to the editor, Hank Marquis at hank.marquis@itsmsolutions.com
For information on obtaining copies of this guide contact: sales@itsmsolutions.com
Copyright © 2006 Nichols-Kuhn Group. ITIL Glossaries © Crown Copyright Office of Government Commerce. Reproduced with the
permission of the Controller of HMSO and the Office of Government Commerce.
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License. No title or ownership of this guide, any portion thereof, or its contents is transferred, and any use of the guide or any portion thereof
beyond the terms of the previously mentioned license, without written authorization of the Publisher, is prohibited.
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itSM Solutions LLC, its dealers or distributors shall be liable with respect to any liability, loss or damage caused or alleged to have been caused
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Registered Trade Mark, and a Registered Community Trade Mark of the Office of Government Commerce, and is registered in the U.S. Patent
and Trademark Office, and is used here by itSM Solutions LLC under license from and with the permission of OGC (Trade Mark License No.
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10 TRAITS OF SUCCESSFUL ITIL ADOPTORS

Page 1 of 4

DITY™ NEWSLETTER
IT Experience.  Practical Solutions.

The workable, practical guide to Do IT Yourself™

10 TRAITS OF SUCCESSFUL ITIL
ADOPTERS

VOL.  2.18, MAY 3, 2006

By Hank Marquis

All IT organizations face similar challenges adopting the best practices of the IT
Infrastructure Library (ITIL®). While not all succeed in overcoming these challenges, many
do. Those that face these challenges and overcome them provide valuable lessons about what
it took to succeed.
hank
MARQUIS
Articles
E-mail
Bio

Examining success is more valuable than examining failure. Failures have little to offer but
theories; those that succeeded met the issues head-on -- and won!
Why then do so many articles, presentations, and white papers focus on why ITIL adoptions
fail? With so many success stories available, one has to wonder at the motives of the authors
of these “failure based” approaches to ITIL adoption.

This article takes a different approach, a success-based approach. It presents a view into success with ITIL
adoption without any bias, based on those who succeeded.
Following I present the 10 common traits that seem to foretell success with ITIL.

Looking Under the Headlines
Among those successful in the adoption of ITIL, one can identify several key commonalities. Accepting that a
success-based approach to ITIL adoption is more useful, an evaluation of the common experiences of these
successful adopters yields valuable insight into the potential problems that can occur, and the solutions
required to overcome these problems.
Working with and observing many companies I began to realize that it was not the software, consultants, or
training purchased (or not purchased) that foretold successful ITIL adoption. It was the desire to learn how to
change and do IT yourself. Over time I put together a list of the top traits that foretold success with ITIL
adoption. Use this as a checklist to see if you are moving in the right direction. If you are planning an
adoption, then use this as your roadmap.

Top Ten Traits Predicting ITIL Success
Trait #1: Understanding the Politics of ITIL
The ITIL provides a collection of processes, activities, tasks, roles and responsibilities. ITIL workflows span
many traditional IT boundaries of responsibility or “silos.” In a recent study of organizations that thoroughly
examined ITIL and then made an enlightened decision not to implement, the top reason cited was “Not
enough of the organization would participate.” Successful ITIL adoption depends upon cross-silo process
interaction and shared responsibilities. For ITIL to succeed, the entire IT organization, including all silos and
their management, must work together as a service-delivery chain.
Trait #2: Accepting that ITIL is an IT Matter
It is very important to realize that ITIL is an IT matter. IT must align with the Business in order to deliver

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services required by Customers and Users. However, the Business will not drive ITIL adoption, only IT can
drive ITIL adoption. It is incumbent upon IT to communicate, convince, and justify our plans. IT leaders
must take the responsibility to communicate and justify ITIL benefits to the business in business terms.
Trait #3: Gaining Management Commitment.
The politics of ITIL (Trait #1) require senior management commitment, and IT must generate this
commitment (Trait #2). The entire IT organization must support ITIL adoption, and all staff and management
must work together as a service-delivery chain. This requires a strong leader able to influence all of IT and
impress the Business. Management commitment extends from senior management all the way down to
supervisors and team-leaders. Successful adopters comment on the willingness of all involved to take
ownership when and where required.
Trait #4: Acknowledging the Goal
Successful ITIL implementations start with the goal of benefiting Customers and Users through the concept of
the “quick win.” A quick win is an immediate, visible benefit that Customer and Users will realize. This
contains two critical bits of wisdom: first, you have to implement ITIL in pieces, going after the “squeaky
wheel” first; second, you need to continue delivering value visible to the Customer and User. You may need to
change your implementation plans to ensure quick wins arrive regularly. For ITIL to succeed you must plan
several visible quick wins to gain and keep the positive momentum required.
Trait #5: Keeping it Simple
ITIL adoption is an IT-effort (Trait #2), but the purpose of the effort is to benefit Customers and Users of IT
Services (Trait #4.) This takes careful planning and time. You cannot and will not implement ITIL overnight.
Implementations often take 1 to 3 years or more. Practically speaking this means you will not implement
everything in the ITIL, nor will you implement whatever you decide to implement all at once. Successful ITIL
adoption is evolution, not revolution. If there is a revolution, it will be in your thinking, communicating, and
management skills. Start simply, move purposefully.
Trait #6: Remembering that ITIL is Process
ITIL is process, not a project. Any process, including ITIL, requires roles (owner, manager, implementer,
auditor, etc.,) responsibilities (outputs, conformance to requirements, etc.), authorities (ability to direct or
perform activities, etc.,) activities (actions required to meet responsibilities, etc.,) and procedures
(documentation of how to perform actions required, etc.)
For ITIL to succeed you must:
define roles and responsibilities clearly
select and empower a process owner with cross-silo management scope
select and empower a manager responsible for establishment, auditing and day-to-day operational
oversight
define process workflow responsibilities in enough detail for workers to follow
implement process reporting and auditing in order to improve the efficiency, effectiveness, economy and
equity of the process continuously
Key here is to establish a sound framework without going overboard. You must not spend too much time
trying to create perfect workflow diagrams and all-encompassing procedures. For ITIL to succeed you must
adopt elements of your existing workflow, process, and procedures while molding new behaviors into existing
workers. Good enough is perfect (Trait #5.)
Trait #7: Recognizing that ITIL Does not Stand Alone
Commonly, successful companies use other best practices in addition to ITIL. Adopting ITIL requires more
than just two books describing Service Support and Service Delivery best practices. The ITIL is clear that is
does not stand alone, and in fact, can only succeed when used with other best practices. The ITIL requires a
Continuous Service Improvement Program (CSIP), a Process Maturity Framework (PMF) and a Quality
Management System (QMS).
CSIP The CSIP must tie back to key business drivers. Common business drivers include regulatory
compliance with industry regulations like The Gramm-Leach-Bliley Act (GLBA), the Health Insurance
Portability and Accountability Act (HIPAA), and others. All regulatory compliance business drivers
require reporting and auditing Common audit schemes include Statement on Auditing Standards (SAS)

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10 TRAITS OF SUCCESSFUL ITIL ADOPTORS

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require reporting and auditing. Common audit schemes include Statement on Auditing Standards (SAS)
No. 70, is for Service Organizations, including IT service providers. Another popular audit is for
compliance with the Sarbanes-Oxley Act of 2002. Auditing connects the business driver to to the
organization. The CSIP must steer IT toward systems and methods that support successful audits. For
ITIL to succeed you must clearly identify business drivers, auditing required, and most importantly
affected stakeholders organization. This is a proven method for obtaining senior management
commitment.
PMF ITIL calls for a PMF to identify organizational and process maturity and capability -- the "where" to
implement and the "when" to begin implementing ITIL processes, and the definition of the "desired endstate." There are several well-known PMF options, including Capability Maturity Model Integration
(CMMI, previously CMM), COBIT Governance Maturity Model (GMM) and the ITIL PMF. For ITIL to
succeed you must choose and use a PMF consistently.
QMS ITIL calls for a QMS as the "how to" to manage quality improvement and implementation. There
are numerous QMS options including Deming, Six Sigma, LEAN, and others. ITIL provides the "what" to
consider, the PMF provides the "where and when" and the QMS provides the "how to" for managing. The
QMS provides step-by-step analysis and improvement. For ITIL to succeed you must choose and use a
QMS consistently.
Trait #8: Realizing That ITIL Adoption is a Project
Remembering that ITIL is a process (6th trait), and recognizing that ITIL does not stand-alone (7th trait)
successful adopters all treat ITIL adoption as an IT project. Project Management underlies all successful
changes done, built, or delivered within IT (and most other functional areas.) The best practice for Project
Management is the Project Management Institute (PMI) Project Management Book of Knowledge (PMBOK.)
PRojects IN Controlled Environments (PRINCE) is another project management system closely aligned to the
ITIL. For ITIL to succeed you must approach its adoption as a project, using sound project management
techniques.
Trait #9: Discovering that the Biggest Obstacle is Change
Repeatedly, successful ITIL implementers mention that their success came from their people. They attribute
their success to not just the commitment of management, but also to the commitment of the line staff who
perform ITIL duties day in and day out. Remember that ITIL is a process (Trait #6), and as a process, it
requires people do things in a certain manner. People often do things how they choose to do things, not how
you tell them to do things. The ability to gain the active support, commitment, and enthusiasm of line staff
workers is a key requirement.
People do not like change. IT staff work in what is arguably the most dynamic, fast-paced and rapidly
changing of fields, and IT staff are some of the most resistant people when it comes to change. The only
proven method to gain the commitment of staff required to change is involving line staff in the adoption
process. You must lead by example; involving line staff in the entire process from the initial decision to
implement, through process design and into process establishment. For ITIL to succeed you will need to use
sound interpersonal management skills to involve and empower staff at all levels during the entire adoption
process.
Trait #10: Learning that You Must Do It Yourself
It is very common for training vendors, software suppliers, and consultants to create the impression that ITIL
adoption will not succeed without training, software or consultants (or whatever else they sell!) However, this
is only true to a small degree -- you can do it all yourself, if you know (or learn) what you have to accomplish.
Successful adopters all report using some trainers or tools, that’s a given. However, they often further clarify
this by describing how they learned how to do things themselves. For example, you can hire an outside firm to
audit your internal processes. Aside from the questions arising from the motivations of the auditor (e.g., Are
they trying to sell something?), you learn how to do nothing. In contract, if you learn how to assess your own
maturity yourself then you can perform assessments at will, for little or not cost, with real benefits. Successful
adopters learn how to do things themselves, and then make these changes the “new normal” in their
organizations. For ITIL to succeed you and your staff must learn new skills and use them during the
implementation.

Summary
A “success-based” approach to ITIL adoption is more useful than a "failure based" approach. An evaluation of
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10 TRAITS OF SUCCESSFUL ITIL ADOPTORS

Page 4 of 4

the common experiences of successful adopters yields interesting insight into the potential problems that will
occur, and the solutions required to overcome these problems.
In summary, you can learn how to succeed with ITIL. Your success with ITIL lies in improving the skills and
abilities of you and your staff. When the trainers and consultants go home, you and your staff remain. You
can (and must) do IT yourself!
-If you would like to subscribe to the DITY mailing list, click here.
To browse back-issues of the DITY Newsletter, click here.
Entire Contents © 2006 itSM Solutions LLC. All Rights Reserved.

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5/4/2006

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Dit yvol2iss18

  • 1. itSM Solutions® DITY™ Newsletter Reprint This is a reprint of an itSM Solutions® DITY™ Newsletter. Our members receive our weekly DITY Newsletter, and have access to practical and often entertaining articles in our archives. DITY is the newsletter for IT professionals who want a workable, practical guide to implementing ITIL best practices -- without the hype. become a member (It's Free. Visit http://www.itsmsolutions.com/newsletters/DITY.htm) Publisher itSM Solutions™ LLC 31 South Talbert Blvd #295 Lexington, NC 27292 Phone (336) 510-2885 Fax (336) 798-6296 Find us on the web at: http://www.itsmsolutions.com. To report errors please send a note to the editor, Hank Marquis at hank.marquis@itsmsolutions.com For information on obtaining copies of this guide contact: sales@itsmsolutions.com Copyright © 2006 Nichols-Kuhn Group. ITIL Glossaries © Crown Copyright Office of Government Commerce. Reproduced with the permission of the Controller of HMSO and the Office of Government Commerce. Notice of Rights / Restricted Rights Legend All rights reserved. Reproduction or transmittal of this guide or any portion thereof by any means whatsoever without prior written permission of the Publisher is prohibited. All itSM Solutions products are licensed in accordance with the terms and conditions of the itSM Solutions Partner License. No title or ownership of this guide, any portion thereof, or its contents is transferred, and any use of the guide or any portion thereof beyond the terms of the previously mentioned license, without written authorization of the Publisher, is prohibited. Notice of Liability This guide is distributed "As Is," without warranty of any kind, either express or implied, respecting the content of this guide, including but not limited to implied warranties for the guide's quality, performance, merchantability, or fitness for any particular purpose. Neither the authors, nor itSM Solutions LLC, its dealers or distributors shall be liable with respect to any liability, loss or damage caused or alleged to have been caused directly or indirectly by the contents of this guide. Trademarks itSM Solutions is a trademark of itSM Solutions LLC. Do IT Yourself™ and DITY™ are trademarks of Nichols-Kuhn Group. ITIL ® is a Registered Trade Mark, and a Registered Community Trade Mark of the Office of Government Commerce, and is registered in the U.S. Patent and Trademark Office, and is used here by itSM Solutions LLC under license from and with the permission of OGC (Trade Mark License No. 0002). IT Infrastructure Library ® is a Registered Trade Mark of the Office of Government Commerce and is used here by itSM Solutions LLC under license from and with the permission of OGC (Trade Mark License No. 0002). Other product names mentioned in this guide may be trademarks or registered trademarks of their respective companies.
  • 2. 10 TRAITS OF SUCCESSFUL ITIL ADOPTORS Page 1 of 4 DITY™ NEWSLETTER IT Experience.  Practical Solutions. The workable, practical guide to Do IT Yourself™ 10 TRAITS OF SUCCESSFUL ITIL ADOPTERS VOL.  2.18, MAY 3, 2006 By Hank Marquis All IT organizations face similar challenges adopting the best practices of the IT Infrastructure Library (ITIL®). While not all succeed in overcoming these challenges, many do. Those that face these challenges and overcome them provide valuable lessons about what it took to succeed. hank MARQUIS Articles E-mail Bio Examining success is more valuable than examining failure. Failures have little to offer but theories; those that succeeded met the issues head-on -- and won! Why then do so many articles, presentations, and white papers focus on why ITIL adoptions fail? With so many success stories available, one has to wonder at the motives of the authors of these “failure based” approaches to ITIL adoption. This article takes a different approach, a success-based approach. It presents a view into success with ITIL adoption without any bias, based on those who succeeded. Following I present the 10 common traits that seem to foretell success with ITIL. Looking Under the Headlines Among those successful in the adoption of ITIL, one can identify several key commonalities. Accepting that a success-based approach to ITIL adoption is more useful, an evaluation of the common experiences of these successful adopters yields valuable insight into the potential problems that can occur, and the solutions required to overcome these problems. Working with and observing many companies I began to realize that it was not the software, consultants, or training purchased (or not purchased) that foretold successful ITIL adoption. It was the desire to learn how to change and do IT yourself. Over time I put together a list of the top traits that foretold success with ITIL adoption. Use this as a checklist to see if you are moving in the right direction. If you are planning an adoption, then use this as your roadmap. Top Ten Traits Predicting ITIL Success Trait #1: Understanding the Politics of ITIL The ITIL provides a collection of processes, activities, tasks, roles and responsibilities. ITIL workflows span many traditional IT boundaries of responsibility or “silos.” In a recent study of organizations that thoroughly examined ITIL and then made an enlightened decision not to implement, the top reason cited was “Not enough of the organization would participate.” Successful ITIL adoption depends upon cross-silo process interaction and shared responsibilities. For ITIL to succeed, the entire IT organization, including all silos and their management, must work together as a service-delivery chain. Trait #2: Accepting that ITIL is an IT Matter It is very important to realize that ITIL is an IT matter. IT must align with the Business in order to deliver http://www.itsmsolutions.com/newsletters/DITYvol2iss18.htm 5/4/2006
  • 3. 10 TRAITS OF SUCCESSFUL ITIL ADOPTORS Page 2 of 4 services required by Customers and Users. However, the Business will not drive ITIL adoption, only IT can drive ITIL adoption. It is incumbent upon IT to communicate, convince, and justify our plans. IT leaders must take the responsibility to communicate and justify ITIL benefits to the business in business terms. Trait #3: Gaining Management Commitment. The politics of ITIL (Trait #1) require senior management commitment, and IT must generate this commitment (Trait #2). The entire IT organization must support ITIL adoption, and all staff and management must work together as a service-delivery chain. This requires a strong leader able to influence all of IT and impress the Business. Management commitment extends from senior management all the way down to supervisors and team-leaders. Successful adopters comment on the willingness of all involved to take ownership when and where required. Trait #4: Acknowledging the Goal Successful ITIL implementations start with the goal of benefiting Customers and Users through the concept of the “quick win.” A quick win is an immediate, visible benefit that Customer and Users will realize. This contains two critical bits of wisdom: first, you have to implement ITIL in pieces, going after the “squeaky wheel” first; second, you need to continue delivering value visible to the Customer and User. You may need to change your implementation plans to ensure quick wins arrive regularly. For ITIL to succeed you must plan several visible quick wins to gain and keep the positive momentum required. Trait #5: Keeping it Simple ITIL adoption is an IT-effort (Trait #2), but the purpose of the effort is to benefit Customers and Users of IT Services (Trait #4.) This takes careful planning and time. You cannot and will not implement ITIL overnight. Implementations often take 1 to 3 years or more. Practically speaking this means you will not implement everything in the ITIL, nor will you implement whatever you decide to implement all at once. Successful ITIL adoption is evolution, not revolution. If there is a revolution, it will be in your thinking, communicating, and management skills. Start simply, move purposefully. Trait #6: Remembering that ITIL is Process ITIL is process, not a project. Any process, including ITIL, requires roles (owner, manager, implementer, auditor, etc.,) responsibilities (outputs, conformance to requirements, etc.), authorities (ability to direct or perform activities, etc.,) activities (actions required to meet responsibilities, etc.,) and procedures (documentation of how to perform actions required, etc.) For ITIL to succeed you must: define roles and responsibilities clearly select and empower a process owner with cross-silo management scope select and empower a manager responsible for establishment, auditing and day-to-day operational oversight define process workflow responsibilities in enough detail for workers to follow implement process reporting and auditing in order to improve the efficiency, effectiveness, economy and equity of the process continuously Key here is to establish a sound framework without going overboard. You must not spend too much time trying to create perfect workflow diagrams and all-encompassing procedures. For ITIL to succeed you must adopt elements of your existing workflow, process, and procedures while molding new behaviors into existing workers. Good enough is perfect (Trait #5.) Trait #7: Recognizing that ITIL Does not Stand Alone Commonly, successful companies use other best practices in addition to ITIL. Adopting ITIL requires more than just two books describing Service Support and Service Delivery best practices. The ITIL is clear that is does not stand alone, and in fact, can only succeed when used with other best practices. The ITIL requires a Continuous Service Improvement Program (CSIP), a Process Maturity Framework (PMF) and a Quality Management System (QMS). CSIP The CSIP must tie back to key business drivers. Common business drivers include regulatory compliance with industry regulations like The Gramm-Leach-Bliley Act (GLBA), the Health Insurance Portability and Accountability Act (HIPAA), and others. All regulatory compliance business drivers require reporting and auditing Common audit schemes include Statement on Auditing Standards (SAS) http://www.itsmsolutions.com/newsletters/DITYvol2iss18.htm 5/4/2006
  • 4. 10 TRAITS OF SUCCESSFUL ITIL ADOPTORS Page 3 of 4 require reporting and auditing. Common audit schemes include Statement on Auditing Standards (SAS) No. 70, is for Service Organizations, including IT service providers. Another popular audit is for compliance with the Sarbanes-Oxley Act of 2002. Auditing connects the business driver to to the organization. The CSIP must steer IT toward systems and methods that support successful audits. For ITIL to succeed you must clearly identify business drivers, auditing required, and most importantly affected stakeholders organization. This is a proven method for obtaining senior management commitment. PMF ITIL calls for a PMF to identify organizational and process maturity and capability -- the "where" to implement and the "when" to begin implementing ITIL processes, and the definition of the "desired endstate." There are several well-known PMF options, including Capability Maturity Model Integration (CMMI, previously CMM), COBIT Governance Maturity Model (GMM) and the ITIL PMF. For ITIL to succeed you must choose and use a PMF consistently. QMS ITIL calls for a QMS as the "how to" to manage quality improvement and implementation. There are numerous QMS options including Deming, Six Sigma, LEAN, and others. ITIL provides the "what" to consider, the PMF provides the "where and when" and the QMS provides the "how to" for managing. The QMS provides step-by-step analysis and improvement. For ITIL to succeed you must choose and use a QMS consistently. Trait #8: Realizing That ITIL Adoption is a Project Remembering that ITIL is a process (6th trait), and recognizing that ITIL does not stand-alone (7th trait) successful adopters all treat ITIL adoption as an IT project. Project Management underlies all successful changes done, built, or delivered within IT (and most other functional areas.) The best practice for Project Management is the Project Management Institute (PMI) Project Management Book of Knowledge (PMBOK.) PRojects IN Controlled Environments (PRINCE) is another project management system closely aligned to the ITIL. For ITIL to succeed you must approach its adoption as a project, using sound project management techniques. Trait #9: Discovering that the Biggest Obstacle is Change Repeatedly, successful ITIL implementers mention that their success came from their people. They attribute their success to not just the commitment of management, but also to the commitment of the line staff who perform ITIL duties day in and day out. Remember that ITIL is a process (Trait #6), and as a process, it requires people do things in a certain manner. People often do things how they choose to do things, not how you tell them to do things. The ability to gain the active support, commitment, and enthusiasm of line staff workers is a key requirement. People do not like change. IT staff work in what is arguably the most dynamic, fast-paced and rapidly changing of fields, and IT staff are some of the most resistant people when it comes to change. The only proven method to gain the commitment of staff required to change is involving line staff in the adoption process. You must lead by example; involving line staff in the entire process from the initial decision to implement, through process design and into process establishment. For ITIL to succeed you will need to use sound interpersonal management skills to involve and empower staff at all levels during the entire adoption process. Trait #10: Learning that You Must Do It Yourself It is very common for training vendors, software suppliers, and consultants to create the impression that ITIL adoption will not succeed without training, software or consultants (or whatever else they sell!) However, this is only true to a small degree -- you can do it all yourself, if you know (or learn) what you have to accomplish. Successful adopters all report using some trainers or tools, that’s a given. However, they often further clarify this by describing how they learned how to do things themselves. For example, you can hire an outside firm to audit your internal processes. Aside from the questions arising from the motivations of the auditor (e.g., Are they trying to sell something?), you learn how to do nothing. In contract, if you learn how to assess your own maturity yourself then you can perform assessments at will, for little or not cost, with real benefits. Successful adopters learn how to do things themselves, and then make these changes the “new normal” in their organizations. For ITIL to succeed you and your staff must learn new skills and use them during the implementation. Summary A “success-based” approach to ITIL adoption is more useful than a "failure based" approach. An evaluation of h f f l d ld h h l bl h ll http://www.itsmsolutions.com/newsletters/DITYvol2iss18.htm 5/4/2006
  • 5. 10 TRAITS OF SUCCESSFUL ITIL ADOPTORS Page 4 of 4 the common experiences of successful adopters yields interesting insight into the potential problems that will occur, and the solutions required to overcome these problems. In summary, you can learn how to succeed with ITIL. Your success with ITIL lies in improving the skills and abilities of you and your staff. When the trainers and consultants go home, you and your staff remain. You can (and must) do IT yourself! -If you would like to subscribe to the DITY mailing list, click here. To browse back-issues of the DITY Newsletter, click here. Entire Contents © 2006 itSM Solutions LLC. All Rights Reserved. http://www.itsmsolutions.com/newsletters/DITYvol2iss18.htm 5/4/2006