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The case of informal trade in Recife
TheFormalising Regimeand
ItsFormalising Technology
Rui Roberto Ramos
& Niall Hayes
13th International Conference on Social Implications
of Computers in Developing Countries
Negombo - Sri Lanka, 20-22 May, 2015
Introduction
Empirical Focus
Recife, Brazil (April to October 2014)
Informal work as backward, inefficient and a force
against development
Formalisation enforces “appropriate economic
behaviour” based on modernist ideologies of structured
governance by regulating who can sell what and where
Research Questions
1) How are informal workers managed?
2) What is the role of ICT in this?
Theoretical Framework
Foucault power/knowledge & regimes of truth
Methodology
In depth ethnography focusing on formalisation
processes, informal workers, officials & fiscals from
CSURB*)
*CSURB: Dpt. Of Mobility and Urban Control of Recife City Council
Formalisation Plan
Aim
Build a public space capable of ’incorporating orderly
the commerce, which is informal and compromises the
fluidity and mobility of citizens’
Objectives
1) Regulation trough licensing of workers to work in
‘disciplined’ sites with ‘standardized’ stalls and
products
2) Issue penalties to worker’s ‘deviances’
Processes
1) Controlling existent informal work
2) Registering in a database
3) Surveying deviances and filtering candidates
Formalising Regime
Truth: Informality is a problem and it needs to be solved
Problem
mobility, unclean,
inhuman
Solution
formalisation
Premises
affects ‘citizen’s mobility’
Premises
‘order’, ‘standardisation’
Implies
un-citizenship
Implies
citizenship
Materialized
‘clean’ and ‘humanize’
Materialized
control and surveillance’
Informal Workers CSURB
Mobility as the overall issue
'They complain but we need to ensure citizens’ mobility’
Informal workers as non citizens
'We will remove them to leave the sidewalks clean’
‘Our plan is to humanize the streets’
Against traders and their local business practices
‘A person worthy of his work needs not be mistreated’
‘We go where the person is. The person wont go to a mall’
Formalising Regime
Informal Workers CSURB
CSURB military background
‘Inspection and seizure is the only weapon we have’
Constant psychological warfare
’You’re out today. Tomorrow we’ take it away. After
tomorrow you’ll get a notification. It’s psychological
pressure’
Reallocation to disciplined sites to facilitate control
‘It is difficult to control the streets. This makes it easier’
Overarching ambition of eradicating street trade
‘Is a palliative measure. (…) no new licenses will be issued’
Truth: Informality is a problem and it needs to be solved
Problem
mobility, unclean, inhuman
Solution
formalisation
Political Aim
informality/in-mobility
disempowerment through
un-citizenship
Political Aim
formality/citizenship
achieve total control
total erradicatication
Formalising Technology
Technologies Used
excel metadata -> printed forms & hand-written paper
Formalomorphist IS Design
standardizing rules (1-1 + 1LPFM);
Making the deviations ‘visible’ and filtering candidates
CSURB
Modernist appeal & camouflaged surveillance
‘first they did not believe it but when they realized they had
no alternative they began to run after to register’
’they don’t bug me this way (hand writing)’
Truth: Informality is a problem and it needs to be solved
Problem
mobility, unclean, inhuman
Solution
formalisation
ICT 4 Acquiring Truth
Register deviances
apply discipline and
punish
ICT 4 Acquiring Truth
control informality
filter candidates
Formalising Technology
Informal Workers CSURB
Friction structured/unstructured, other and coercion
‘I don’t know how to do it in excel’
‘why change the “other”? It’s where we find out everything’
Appropriation and 1LPFM sabotage
Everyone dopes it! You have to be one for the other right?!’
Appropriation and facilitation of control
‘If anyone out there puts a stall here I’ll report it’
Truth: Informality is a problem and it needs to be solved
Problem
mobility, unclean,
inhuman
Solution
formalisation
Technological False
form’s white spaces
notes,
digital ‘other’, red highlight
Technological True
no notes,
nor ‘other, nor red highlight
Implications of False
fees, apprehension,
Implications of True
Becomes licensed or
Conclusion
The Formalising Regime acted as mechanism to
enforce a transition towards a modernist vision
of socio-economic order where informality had
no place to exist
• Legitimised trough mobility & un-citizenship
• Applied through control, surveillance & discipline
(Foucault, 2007, 1977)
• Based on formalomorphism (Cross 2000)
ICT within the regime apparatus
• IS design (1-1) -> obstructed solutions (N-N)
(Poster, 1990)
• IS design (other) -> ‘subject’ made of ‘deviances‘-
> shaped control (Bowker and Star, 1999)
• Socio-political context (ratios) rather than technical
rationality, sabotaged modernistic 1LPFM
(Attewell, 1991)
The Formalising Technology reinforced the
position of the municipality crystalizing the
unequal power given to traders and formalising
their existent inequalities
References
Attewell, P. (1991). Big Brother and the Sweatshop: Computer
Surveillance in the Automated Office, in C: Dunlop and R.
Kling, eds, Computerization and Controversy: Value Conflicts
and Social Choices, Academic Press, Boston.
Bowker, G. C. & Star, S. L., (1999). Sorting things out:
Classification and its consequences. Cambridge, MIT press.
Cross, J. (2000). Street vendors, and postmodernity: conflict
and compromise in the global economy. International Journal
of Sociology and Social Policy, 20(1/2), pp.29–51.
Foucault, M. (1977). Discipline and Punish: The Birth of the
Prison. Penguin, London.
Foucault, M. (2007). Security, Territory, Population: Lectures
at the College de France 1977- 1978 (Picador, New York).
Foucault, M. (2007). Security, Territory, Population: Lectures
at the College de France 1977- 1978 (Picador, New York).
Poster, M. (1990) The Mode Of Information: Poststructuralism
and Social Context. Polity Press, Cambridge.
rui.ramos@lancaster.ac.uk
niall.hayes@lancaster.ac.uk

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The Formalising Regime and its Formalising Technology: The Case of Informal Commerce in Recife

  • 1. The case of informal trade in Recife TheFormalising Regimeand ItsFormalising Technology Rui Roberto Ramos & Niall Hayes 13th International Conference on Social Implications of Computers in Developing Countries Negombo - Sri Lanka, 20-22 May, 2015
  • 2. Introduction Empirical Focus Recife, Brazil (April to October 2014) Informal work as backward, inefficient and a force against development Formalisation enforces “appropriate economic behaviour” based on modernist ideologies of structured governance by regulating who can sell what and where Research Questions 1) How are informal workers managed? 2) What is the role of ICT in this? Theoretical Framework Foucault power/knowledge & regimes of truth Methodology In depth ethnography focusing on formalisation processes, informal workers, officials & fiscals from CSURB*) *CSURB: Dpt. Of Mobility and Urban Control of Recife City Council
  • 3. Formalisation Plan Aim Build a public space capable of ’incorporating orderly the commerce, which is informal and compromises the fluidity and mobility of citizens’ Objectives 1) Regulation trough licensing of workers to work in ‘disciplined’ sites with ‘standardized’ stalls and products 2) Issue penalties to worker’s ‘deviances’ Processes 1) Controlling existent informal work 2) Registering in a database 3) Surveying deviances and filtering candidates
  • 4. Formalising Regime Truth: Informality is a problem and it needs to be solved Problem mobility, unclean, inhuman Solution formalisation Premises affects ‘citizen’s mobility’ Premises ‘order’, ‘standardisation’ Implies un-citizenship Implies citizenship Materialized ‘clean’ and ‘humanize’ Materialized control and surveillance’ Informal Workers CSURB Mobility as the overall issue 'They complain but we need to ensure citizens’ mobility’ Informal workers as non citizens 'We will remove them to leave the sidewalks clean’ ‘Our plan is to humanize the streets’ Against traders and their local business practices ‘A person worthy of his work needs not be mistreated’ ‘We go where the person is. The person wont go to a mall’
  • 5. Formalising Regime Informal Workers CSURB CSURB military background ‘Inspection and seizure is the only weapon we have’ Constant psychological warfare ’You’re out today. Tomorrow we’ take it away. After tomorrow you’ll get a notification. It’s psychological pressure’ Reallocation to disciplined sites to facilitate control ‘It is difficult to control the streets. This makes it easier’ Overarching ambition of eradicating street trade ‘Is a palliative measure. (…) no new licenses will be issued’ Truth: Informality is a problem and it needs to be solved Problem mobility, unclean, inhuman Solution formalisation Political Aim informality/in-mobility disempowerment through un-citizenship Political Aim formality/citizenship achieve total control total erradicatication
  • 6. Formalising Technology Technologies Used excel metadata -> printed forms & hand-written paper Formalomorphist IS Design standardizing rules (1-1 + 1LPFM); Making the deviations ‘visible’ and filtering candidates CSURB Modernist appeal & camouflaged surveillance ‘first they did not believe it but when they realized they had no alternative they began to run after to register’ ’they don’t bug me this way (hand writing)’ Truth: Informality is a problem and it needs to be solved Problem mobility, unclean, inhuman Solution formalisation ICT 4 Acquiring Truth Register deviances apply discipline and punish ICT 4 Acquiring Truth control informality filter candidates
  • 7. Formalising Technology Informal Workers CSURB Friction structured/unstructured, other and coercion ‘I don’t know how to do it in excel’ ‘why change the “other”? It’s where we find out everything’ Appropriation and 1LPFM sabotage Everyone dopes it! You have to be one for the other right?!’ Appropriation and facilitation of control ‘If anyone out there puts a stall here I’ll report it’ Truth: Informality is a problem and it needs to be solved Problem mobility, unclean, inhuman Solution formalisation Technological False form’s white spaces notes, digital ‘other’, red highlight Technological True no notes, nor ‘other, nor red highlight Implications of False fees, apprehension, Implications of True Becomes licensed or
  • 8. Conclusion The Formalising Regime acted as mechanism to enforce a transition towards a modernist vision of socio-economic order where informality had no place to exist • Legitimised trough mobility & un-citizenship • Applied through control, surveillance & discipline (Foucault, 2007, 1977) • Based on formalomorphism (Cross 2000) ICT within the regime apparatus • IS design (1-1) -> obstructed solutions (N-N) (Poster, 1990) • IS design (other) -> ‘subject’ made of ‘deviances‘- > shaped control (Bowker and Star, 1999) • Socio-political context (ratios) rather than technical rationality, sabotaged modernistic 1LPFM (Attewell, 1991) The Formalising Technology reinforced the position of the municipality crystalizing the unequal power given to traders and formalising their existent inequalities
  • 9. References Attewell, P. (1991). Big Brother and the Sweatshop: Computer Surveillance in the Automated Office, in C: Dunlop and R. Kling, eds, Computerization and Controversy: Value Conflicts and Social Choices, Academic Press, Boston. Bowker, G. C. & Star, S. L., (1999). Sorting things out: Classification and its consequences. Cambridge, MIT press. Cross, J. (2000). Street vendors, and postmodernity: conflict and compromise in the global economy. International Journal of Sociology and Social Policy, 20(1/2), pp.29–51. Foucault, M. (1977). Discipline and Punish: The Birth of the Prison. Penguin, London. Foucault, M. (2007). Security, Territory, Population: Lectures at the College de France 1977- 1978 (Picador, New York). Foucault, M. (2007). Security, Territory, Population: Lectures at the College de France 1977- 1978 (Picador, New York). Poster, M. (1990) The Mode Of Information: Poststructuralism and Social Context. Polity Press, Cambridge.