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Semen analysis as per WHO 2010
and clinical implications
Sandro C. Esteves, MD, PhD
Medical Director, ANDROFERT
Campinas, Brazil
Andrology Workshop
ISAR 2015 – Chennai
Agenda
Semen analysis overview
New WHO reference values
Implications to clinical management
Proposal of a new report template
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 2
2015
ANDROFERT
Semen analysis is the most used
biomarker to predict fertility potential
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 3
2015
ANDROFERT
Routine Semen Analysis
l Physical characteristics of ejaculate
l Sperm count
l Sperm motility
l Sperm morphology
l Sperm vitality
l Leukocyte count
l Additional tests (fructose, etc)
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 4
2015
ANDROFERT
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 5
2015
ANDROFERT
l Standardization
Pre-analytical
Analytical
Post-analytical
l Quality Control
Certification, Validation
l Reference values
WHO Manual
Where to do it?
l Pre-analytical
Instructions for collection
Rejection criteria
Abstinence period
l Analytical
Standard operating procedures
l Post-analytical
Report
Is the lab good enough?
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 6
2015
ANDROFERT
SOP	
  format	
  -­‐	
  Clinical and Laboratory
Standards Institute (CLSI)	
  
I.	
  General	
  informa3on:	
  
•  Document	
  number	
  
•  Revision	
  number	
  and	
  date	
  
•  Effec3ve	
  date	
  of	
  the	
  document	
  
•  Number	
  of	
  pages	
  
•  Title,	
  to	
  include	
  name	
  of	
  analyte,	
  type	
  of	
  specimen,	
  
and	
  method/assay	
  and/or	
  instrumenta3on	
  
•  Principle	
  and/or	
  purpose	
  
•  Scope	
  
II.	
  Pre-­‐analy3c	
  informa3on:	
  
•  Specimen	
  requirements/collec3on	
  methods	
  
III.	
  Analy3c	
  informa3on:	
  
•  Reagents,	
  standards,	
  controls,	
  and	
  media	
  used	
  
•  Instrumenta3on,	
  Calibra3on	
  procedures	
  
•  QC	
  (nega3ve/posi3ve	
  control	
  if	
  required)	
  
•  Procedural	
  steps	
  
•  AMachments	
  (e.g.,	
  product	
  inserts) 	
  	
  
	
  	
  
IV.	
  Post-­‐analy3c	
  
informa3on:	
  
•  Calcula3ons	
  
•  Repor3ng	
  results	
  
•  Reference	
  ranges/cri3cal	
  
values	
  
•  Limita3ons	
  
•  References	
  
V.	
  Other:	
  
•  Defini3ons	
  
•  Distribu3on	
  
•  Author	
  
•  Approval	
  signatures	
  and	
  
dates	
  
•  Document	
  change	
  history	
  	
  
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 7
2015
ANDROFERT
Report format - CLSI
•  Either	
  the	
  par3cipant’s	
  name	
  and/or	
  a	
  unique	
  par3cipant	
  iden3fier	
  
•  Name	
  and	
  address	
  of	
  laboratory	
  loca3on	
  	
  
•  Date	
  and	
  3me	
  of	
  specimen	
  receipt	
  into	
  the	
  laboratory	
  
•  Assay	
  report	
  date	
  
•  Name	
  of	
  the	
  test	
  performed	
  
•  Specimen	
  source	
  (e.g.,	
  semen)	
  
•  Assay	
  result	
  and,	
  if	
  applicable,	
  units	
  of	
  measurement	
  and/or	
  
interpreta3on	
  	
  
•  Reference	
  ranges	
  
•  Any	
  informa3on	
  regarding	
  the	
  condi3on	
  and	
  disposi3on	
  of	
  
specimens	
  that	
  do	
  not	
  meet	
  
•  Laboratory's	
  criteria	
  for	
  acceptability	
  
•  Records	
  and	
  dates	
  of	
  all	
  assays	
  performed	
  
•  The	
  iden3ty	
  of	
  the	
  personnel	
  who	
  performed	
  the	
  test(s)	
  
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 8
2015
ANDROFERT
WHO Manual: it is free!
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 10
2015
ANDROFERT
1980 1987 1992 1999
Volume (mL) ND ≥2 ≥2 ≥2
Count (106/mL) 20-200 ≥20 ≥20 ≥20
Total count (106) ND ≥40 ≥40 ≥40
Motility (%) ≥ 60 ≥50 ≥50 ≥50
Progressive (%) ≥ 2 ≥25% ≥25% (a) ≥25% (a)
Vitality (%) ND ≥50 ≥75 ≥75
Morphology (%) 80.5 ≥50 ≥30 (14)*
Leukocytes (106/mL) <4.7 <1.0 <1.0 <1.0
*Strict	
  criteria	
  (Tygerberg);	
  Esteves	
  et	
  al.	
  Urology	
  2012	
  
	
  
WHO	
  reference	
  values	
  changed	
  
2010
≥1.5
≥15
≥39
≥40
≥32%
≥58
≥4*
1.0
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 11
2015
ANDROFERT
Urology 2012; 79(1):16-22
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 12
2015
ANDROFERT
How the references were obtained
§ 1953 specimens
§ Recent fathers (Time-to-Pregnancy ; TTP) ≤ 12 mo.
§ Data extracted from 5 studies
§ Laboratories with QC
§ Morphology by Kruger’s method
Cooper TG, Noonan E, von Eckardstein S, Auger J, Baker H, Behre H, Haugen
T, Kruger T, Wang C, Mibzvo MT, Vogelsong K
World Health Organization reference values for human semen characteristics.
Hum Reprod Update 16: 231-245, 2010.
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 13
2015
ANDROFERT
 
Percentile
 
5% 50%* 95%
Volume (mL) 1.5 3.7 6.8
Count (x106/mL) 15.0 73.0 213.0
Total count (x106) 39.0 255.0 802.0
% Motile 40 61 78
% Progressive motility 32 55 72
% Normal (Kruger) 4 15 44
% Alive 58 79 91
Cooper et al: World Health Organization reference values for human semen characteristics.
Hum Reprod Update 16: 231-245, 2010
How the references were obtained
Critical Appraisal of the WHO New Reference Values for Human Semen and Impact on
Diagnosis and Treatment of Subfertile Men
Esteves, Zini, Aziz et al, Urology, in press
Columbia
USA
Melbourne
Australia
Turku
Finland
Oslo
Norway
Edimburgh
UK
Paris
France
Copenhagen
Denmark
Esteves, 15
WHO 2010: What changed?
•  Percentile “5” to determine lower cutoff limits
•  Strict (Kruger) morphology
•  Single specimen per individual
Method
•  Recent fathers (known TTP)
•  Limited geographic location
Studied population
Esteves et al. Critical Appraisal of the WHO New Reference Values for Human Semen and Impact on
Diagnosis and Treatment of Subfertile Men. Urology 2012; 79(1):16-22.
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 16
2015
ANDROFERT
How do the new references impact
clinical management?
Referral
Treatment
ART
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 17
2015
ANDROFERT
Parameters Patient
Volume (mL) 2.3
Count (106/mL) 16.5
Progressive motility (%) 40
Vitality(%) 65
Morphology (%) 9
Referral Deferment
References
1999 2010
≥ 2 ≥ 1.5
≥ 20 ≥ 15
≥ 50 ≥ 32
≥ 75 ≥ 58
(14) ≥ 4
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 18
2015
ANDROFERT
987 couples with infertility
duration > 12 months
Esteves, Int Braz J Urol 2014
53% reclassification
due to morphology
Semen Analysis Report
Abnormal
results as per
WHO 1999
38.7%
Redefined as
“Normal” as per
WHO 2010
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 19
2015
ANDROFERT
Cause of infertility in up to 35% men
Guidelines’ recommendation:
Palpable (clinical)
Abnormal semen parameters
Male Infertility Best Practice Policy Committee - AUA, 2004;
European Association of Urology. Guidelines on Male Infertility, 2010.
Varicocele Treatment
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 20
2015
ANDROFERT
87.8
49.9
37.4
62.9 56 55.6
8.4 7.3 6.1
No varicocele Grade 2 Varicocele Grade 3 Varicocele
Adolescents with and without Varicocele
Count (million/mL) Progressive motility (% a+b) Morphology (%)
Mori et al. Does varicocele grade determine extent of alteration to
spermatogenesis in adolescents? Fertil Steril 90: 1769-1773, 2008.
P=0.003 P<0.001
Varicocele
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 21
2015
ANDROFERT
ICSI
IVF & IUI
ART
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 22
2015
ANDROFERT
Semen analysis alone should not be used
to counseling or treatment indication
l  Semen characteristics that
discriminate fertile from infertile men
not well defined
l Biological variability
l Not account for sperm dysfunctions
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 23
2015
ANDROFERT
History taking,
physical examination,
endocrine profile and
laboratory sperm
function testing are
minimum standards
Esteves, et al 2011; 2012; 2014 
Male infertility evaluation goes far
beyond a simple semen analysis
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 24
2015
ANDROFERT
Frequency of elevated SDF in men with
unexplained infertility
Elevated
SDF
(27%)
Androfert; N=987
Elevated	
  SDF	
  
(27%)	
  
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 25
2015
ANDROFERT
Proposal for a new report template
Esteves,	
  Int	
  Braz	
  J	
  Urol	
  2014;	
  40:443-­‐53	
  
ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION
S ESTEVES, 26
2015
ANDROFERT
Thank	
  you	
  	
  	
  	
  धन्यवाद Obrigado	
  
hMp://www.slideshare.net/
sandroesteves	
  

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Semen analysis as per WHO and clinical implications

  • 1. Semen analysis as per WHO 2010 and clinical implications Sandro C. Esteves, MD, PhD Medical Director, ANDROFERT Campinas, Brazil Andrology Workshop ISAR 2015 – Chennai
  • 2. Agenda Semen analysis overview New WHO reference values Implications to clinical management Proposal of a new report template ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 2 2015 ANDROFERT
  • 3. Semen analysis is the most used biomarker to predict fertility potential ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 3 2015 ANDROFERT
  • 4. Routine Semen Analysis l Physical characteristics of ejaculate l Sperm count l Sperm motility l Sperm morphology l Sperm vitality l Leukocyte count l Additional tests (fructose, etc) ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 4 2015 ANDROFERT
  • 5. ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 5 2015 ANDROFERT l Standardization Pre-analytical Analytical Post-analytical l Quality Control Certification, Validation l Reference values WHO Manual Where to do it?
  • 6. l Pre-analytical Instructions for collection Rejection criteria Abstinence period l Analytical Standard operating procedures l Post-analytical Report Is the lab good enough? ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 6 2015 ANDROFERT
  • 7. SOP  format  -­‐  Clinical and Laboratory Standards Institute (CLSI)   I.  General  informa3on:   •  Document  number   •  Revision  number  and  date   •  Effec3ve  date  of  the  document   •  Number  of  pages   •  Title,  to  include  name  of  analyte,  type  of  specimen,   and  method/assay  and/or  instrumenta3on   •  Principle  and/or  purpose   •  Scope   II.  Pre-­‐analy3c  informa3on:   •  Specimen  requirements/collec3on  methods   III.  Analy3c  informa3on:   •  Reagents,  standards,  controls,  and  media  used   •  Instrumenta3on,  Calibra3on  procedures   •  QC  (nega3ve/posi3ve  control  if  required)   •  Procedural  steps   •  AMachments  (e.g.,  product  inserts)         IV.  Post-­‐analy3c   informa3on:   •  Calcula3ons   •  Repor3ng  results   •  Reference  ranges/cri3cal   values   •  Limita3ons   •  References   V.  Other:   •  Defini3ons   •  Distribu3on   •  Author   •  Approval  signatures  and   dates   •  Document  change  history     ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 7 2015 ANDROFERT
  • 8. Report format - CLSI •  Either  the  par3cipant’s  name  and/or  a  unique  par3cipant  iden3fier   •  Name  and  address  of  laboratory  loca3on     •  Date  and  3me  of  specimen  receipt  into  the  laboratory   •  Assay  report  date   •  Name  of  the  test  performed   •  Specimen  source  (e.g.,  semen)   •  Assay  result  and,  if  applicable,  units  of  measurement  and/or   interpreta3on     •  Reference  ranges   •  Any  informa3on  regarding  the  condi3on  and  disposi3on  of   specimens  that  do  not  meet   •  Laboratory's  criteria  for  acceptability   •  Records  and  dates  of  all  assays  performed   •  The  iden3ty  of  the  personnel  who  performed  the  test(s)   ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 8 2015 ANDROFERT
  • 9.
  • 10. WHO Manual: it is free! ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 10 2015 ANDROFERT
  • 11. 1980 1987 1992 1999 Volume (mL) ND ≥2 ≥2 ≥2 Count (106/mL) 20-200 ≥20 ≥20 ≥20 Total count (106) ND ≥40 ≥40 ≥40 Motility (%) ≥ 60 ≥50 ≥50 ≥50 Progressive (%) ≥ 2 ≥25% ≥25% (a) ≥25% (a) Vitality (%) ND ≥50 ≥75 ≥75 Morphology (%) 80.5 ≥50 ≥30 (14)* Leukocytes (106/mL) <4.7 <1.0 <1.0 <1.0 *Strict  criteria  (Tygerberg);  Esteves  et  al.  Urology  2012     WHO  reference  values  changed   2010 ≥1.5 ≥15 ≥39 ≥40 ≥32% ≥58 ≥4* 1.0 ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 11 2015 ANDROFERT
  • 12. Urology 2012; 79(1):16-22 ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 12 2015 ANDROFERT
  • 13. How the references were obtained § 1953 specimens § Recent fathers (Time-to-Pregnancy ; TTP) ≤ 12 mo. § Data extracted from 5 studies § Laboratories with QC § Morphology by Kruger’s method Cooper TG, Noonan E, von Eckardstein S, Auger J, Baker H, Behre H, Haugen T, Kruger T, Wang C, Mibzvo MT, Vogelsong K World Health Organization reference values for human semen characteristics. Hum Reprod Update 16: 231-245, 2010. ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 13 2015 ANDROFERT
  • 14.   Percentile   5% 50%* 95% Volume (mL) 1.5 3.7 6.8 Count (x106/mL) 15.0 73.0 213.0 Total count (x106) 39.0 255.0 802.0 % Motile 40 61 78 % Progressive motility 32 55 72 % Normal (Kruger) 4 15 44 % Alive 58 79 91 Cooper et al: World Health Organization reference values for human semen characteristics. Hum Reprod Update 16: 231-245, 2010 How the references were obtained
  • 15. Critical Appraisal of the WHO New Reference Values for Human Semen and Impact on Diagnosis and Treatment of Subfertile Men Esteves, Zini, Aziz et al, Urology, in press Columbia USA Melbourne Australia Turku Finland Oslo Norway Edimburgh UK Paris France Copenhagen Denmark Esteves, 15
  • 16. WHO 2010: What changed? •  Percentile “5” to determine lower cutoff limits •  Strict (Kruger) morphology •  Single specimen per individual Method •  Recent fathers (known TTP) •  Limited geographic location Studied population Esteves et al. Critical Appraisal of the WHO New Reference Values for Human Semen and Impact on Diagnosis and Treatment of Subfertile Men. Urology 2012; 79(1):16-22. ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 16 2015 ANDROFERT
  • 17. How do the new references impact clinical management? Referral Treatment ART ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 17 2015 ANDROFERT
  • 18. Parameters Patient Volume (mL) 2.3 Count (106/mL) 16.5 Progressive motility (%) 40 Vitality(%) 65 Morphology (%) 9 Referral Deferment References 1999 2010 ≥ 2 ≥ 1.5 ≥ 20 ≥ 15 ≥ 50 ≥ 32 ≥ 75 ≥ 58 (14) ≥ 4 ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 18 2015 ANDROFERT
  • 19. 987 couples with infertility duration > 12 months Esteves, Int Braz J Urol 2014 53% reclassification due to morphology Semen Analysis Report Abnormal results as per WHO 1999 38.7% Redefined as “Normal” as per WHO 2010 ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 19 2015 ANDROFERT
  • 20. Cause of infertility in up to 35% men Guidelines’ recommendation: Palpable (clinical) Abnormal semen parameters Male Infertility Best Practice Policy Committee - AUA, 2004; European Association of Urology. Guidelines on Male Infertility, 2010. Varicocele Treatment ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 20 2015 ANDROFERT
  • 21. 87.8 49.9 37.4 62.9 56 55.6 8.4 7.3 6.1 No varicocele Grade 2 Varicocele Grade 3 Varicocele Adolescents with and without Varicocele Count (million/mL) Progressive motility (% a+b) Morphology (%) Mori et al. Does varicocele grade determine extent of alteration to spermatogenesis in adolescents? Fertil Steril 90: 1769-1773, 2008. P=0.003 P<0.001 Varicocele ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 21 2015 ANDROFERT
  • 22. ICSI IVF & IUI ART ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 22 2015 ANDROFERT
  • 23. Semen analysis alone should not be used to counseling or treatment indication l  Semen characteristics that discriminate fertile from infertile men not well defined l Biological variability l Not account for sperm dysfunctions ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 23 2015 ANDROFERT
  • 24. History taking, physical examination, endocrine profile and laboratory sperm function testing are minimum standards Esteves, et al 2011; 2012; 2014 Male infertility evaluation goes far beyond a simple semen analysis ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 24 2015 ANDROFERT
  • 25. Frequency of elevated SDF in men with unexplained infertility Elevated SDF (27%) Androfert; N=987 Elevated  SDF   (27%)   ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 25 2015 ANDROFERT
  • 26. Proposal for a new report template Esteves,  Int  Braz  J  Urol  2014;  40:443-­‐53   ANDROLOGY AND HUMAN REPRODUCTION CLINIC - REFERRAL CENTER FOR MALE REPRODUCTION S ESTEVES, 26 2015 ANDROFERT
  • 27. Thank  you        धन्यवाद Obrigado   hMp://www.slideshare.net/ sandroesteves