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P R E S E N T E D B Y :
S W A P N A . M
I M . P H A R M .
D E P T . O F P H A R M A C H E M I S T R Y
S J M C P
1
FILTRATION
Contents
2
1. Introduction
2. Process of filtration
3. Mechanisms of Filtration
4. Theories of filtration
5. Classification of filtration
Introduction
3
Filtration may be defined as a process of separation of solids from
a fluid by passing the same through a porous medium that retains
the solids, but allows the fluid to pass through.
Term used in filtration
4

Slurry
Filter
medium
Cake
Filtrate
Suspension to be filtered
Porous medium used to
retain solid
Accumulate solid on
filter medium
Clear liquid passed through
the medium
Process of filtration
5
Pores of filter
medium are smaller
than size of particles
to be separate.
Filter medium (filter
paper) is placed on a
support (mesh)
Slurry is passes over
the filter medium
Due to pressure
difference across the
filter, fluid flows
through the medium
Gravity is acting over
the liquid medium
So solid are trapped
on the surface of the
filter medium
6
Mechanisms of Filtration
7
1. STRAINING
2. IMPINGEMENT
3. ENTANGLEMENT
4. ATTRACTIVE FORCES
Types of filtration
8
Based on the mechanism:
1. Surface filtration
2. Depth filtration
Theories of filtration
9
 The flow of liquid through a filter follows the basic rules that
govern the flow of any liquid through the medium offering
resistance.
 The rate of flow may be expressed as-
Rate = driving force / resistance
 The rate of filtration may be expressed as volume (litres) per
unit time (dv/dt).
10
 Driving force = pressure upstream – pressure downstream
 Resistance is not constant.
 It increases with an increase in the deposition of solids on the
filter medium.
 Therefore filtration is not a steady state
The rate of flow will be greatest at the beginning of filtration
process, since the resistance is minimum.
After forming of filter cake, its surface acts as filter medium and
solids continuously deposit adding to thickness of the cake.
Powder or granule bed visualized as a bundle of capillaries.
Poiseullie’s Equation
11
 Poiseullie considered that filtration is similar to the streamline
flow of liquid under pressure through capillaries.
 Poiseullie’s Equation is-
 Where, V = rate of flow, m3/s (l/s)
 ΔP= Pressure difference across the filter, Pa
 r = radius of capillary in the filter bed, m
 L = thickness of filter cake (capillary length), m
 η = viscosity of filtrate, Pa.s
V=
π𝝙𝑃𝑟4
8 𝐿η
Darcy’s Equation
12
Poiseullie's law assumes that the capillaries found in the filter are
highly irregular and non-uniform.
Therefore, if the length of capillary is taken as the thickness of
bed, a correction factor for radius is applied so that the rate is
closely approximated and simplified.
The factors influencing the rate of filtration has been incorporated
into an equation by Darcy, which is:
Where,
K = permeability coefficient of cake, m2
A = surface area of porous bed (filter medium), m2
V=
𝐾𝐴𝝙𝑃
ηL
13
Other terms are same as previous equation
K depends on characteristics of cake, such as porosity, specific
surface area and compressibility.
Permeability may be defined quantitatively as the flow rate of a
liquid of unit viscosity across a unit area of cake having unit
thickness under a pressure gradient of unity.
 This equation is valid for liquids flowing through sand, glass
beds and various porous media.
 This model is applied to filter beds or cakes and other types of
depth filter.
 This equation is further modified by including characteristics of
K by Kozeny-Carman.
Kozeny-Carman (K-C) equation
14
Kozeny-Carman equation is widely used for filtration.
Where,
Ɛ = porosity of cake (bed)
S = specific surface area of particles comprising the cake m2 / m3
K = Kozeny constant (usually taken as 5)
Other terms are same as previous equations
V=
𝐴
η𝑆2Χ
𝝙𝑃
𝐾𝐿
Χ
Ɛ3
(1−Ɛ)2
15
Limitations:
It does not consider the fact that depth of granular bed is lesser
than the actual path traversed by the fluid.
The actual path is not same through out the bed, but it is sinuous
or tortuous.
Classification of filtration equipment
16
 Based on application of external force
filters
Pressure filters
Vacuum filters
Centrifugal
filters
centrifuges
plate and frame
filter press
filters leaf
17
filters
Continuous
filtration
Discharge and
filtrate are
separated steadily
and uninterrupted
Discontinuous
filtration
Discharge of filtered solid is
intermittent.
Filtrate is removed
continuously operation
should be stopped to collect
solid.
Based on the operation of the filtration
Plate and frame filter press
18
Principle:
 Mechanism is surface filtration.
 The slurry enters the frame by pressure and flows through filter
medium.
 The filtrate is collected on the plates and send to outlet.
 A number of frames and plates are used so that surface area
increases and consequently large volumes of slurry can be
processed simultaneously with or without washing.
19
Assembly of plate and frame filter
20
Construction
21
 The Filter press is made of two types of units, plate and frames.
 Usually made of aluminium alloy.
 Sometimes, these are also lacquered for protection against
corrosive chemicals and made suitable for steam sterilization.
22
Working
23
 Working can be divided into two steps-
 1. Filtration operation
 2. Washing of cake (if desirable)
 Filtration operation
 Frame- marked by 2 dots
 Plate – marked by 1 dot Plate and frame
24
Slurry enters the
frame from the
feed channel and
passes through the
filter medium on
the surface of the
plate
The solid forms a
filter cake and
remain in the frame
The thickness of
the cake is half of
the frame
thickness, because
on each side of
frame filtration
occurs
Thus the filter
cakes are formed,
which meet
eventually in the
centre of the frame
The filtrate drains
between the
projections of the
surface of the
plate and escape
from the outlet
As filtration
proceeds, the
resistance of the
cake increases and
filtration rate
decrease
At a certain
point process is
stopped and
press is emptied
and cycle is
restarted
Procedure for washing the press
25
Step 1
• Filtration proceeds in the ordinary way until the frames are
filled with cake.
Step 2
• To wash the filter cake, the outlets of washing plates are
closed.
Step 3
• Finnaly washed water escapes through the outlet of that plate
Step 4
• Wash water is pumped in the washing channel
• The water enters through the inlets on the surface of washing
plate
Step 5
• Water passes through the filter cloth and enters frame which
contains the cake
• Then water washes the cake, passes through the filter cloth
and enters the plate down the surface
Diagrammatic procedure
26
Uses
27
 Sterile filtrate can by obtain by using asbestos and cellulose filter
sheet (for this, whole filter press and filter medium have been
sterilized previously).
 Filtration of viscous liquid can also be done by incorporating
heating/cooling coils in the press.
Advantages
28
 Construction of filter press is very simple and a variety of
materials can be used.
I. Cast iron – for handling common substances.
II. Bronze - for smaller units.
III. Stainless steel – contamination can be avoided.
IV. Hard rubber and plastic- used where metals must be avoided.
V. Wood- for lightness though it must be kept wet.
29
 Provide large filtration area in relatively small floor space. The
capacity being variable according to thickness of frames and
number used.
 Sturdy construction permits the use of considerable pressure
difference. (2000 Kilopascals normally used)
 Efficient washing of cake is possible.
 Operation and maintenance is easy.
 It produce dry cake in form of slab.
Disadvantages
30
 It is a batch filter, so it is a time consuming.
 The filter press is an expensive filter, the emptying time, the
labour involved, and the wear and tear on the cloths resulting in
high costs.
 Operation is critical, as the frames should be full, otherwise
washing is inefficient and the cake is difficult to remove.
 The filter press is used for slurries containing less about 5 %
solids
 In view of the high labour costs , it is most suitable for
expensive materials e.g. the removal of precipitated proteins
from insulin liquors.
Filter leaf
31
Principle:
 It is an apparatus consisting of a longitudinal drainage screen
covered with a filter cloth.
 The mechanism is surface filtration and acts as sieve or strainer.
 Vacuum or pressure can be applied to increase the rate of
filtration.
Construction:
32
The leaf filter is consisting of a frame enclosing a drainage screen
or grooved plate.
 The frame may be any shape circular, square or rectangular.
 The whole unite being covered with filter cloth.
 The outlet for the filtrate connects to the inside of the frame
through suction.
33
working
34
The filter
leaf is
immersed
in the
slurry
Vacuum
system is
connected
to the
outlet
The slurry
passes
through
the filter
cloth
Finally
filtrate
enters the
drainage
canal and
goes
through
the outlet
into
receiver
Air is
passed to
flow in
reverse
direction
which
facilitates
removal
of cake
Uses
35
 Use for the filtration of slurry which do not contain high solid
content, about 5%, i.e. dilute suspention
Advantages
36
 Simplest form of filter used for batch process.
 A number of units can be connected in parallel to increase the
surface area of filtration.
 Pressure difference can be obtained either with vacuum or
using pressure up to the order of 800 kilopascals.
 Labour costs for operating the filter leaf are fairly moderate.
 The efficiency of washing is high.
 The slurry can be filtered from any vessel.
 The cake can be washed simply by immersing the filter in a
vessel of Water.
Cartridge filter
37
Principle:
 It is a thin porous membrane in which pre filter and membrane
filter are combined in a single unit.
 The filtration action is mainly sieve like and particles are
retained on the surface.
Construction:
38
 It has cylindrical configuration made with disposable or
changeable filter media.
 Made up of either plastic or metal.
 Consist of two membrane filters (sieve like) made of
polypropylene: pre filter and actual filter for filtration.
 A protective layer surrounds them.
 The cartridge are housed in a holder and a number of cartridges
can be placed in a same housing.
 The housing is closed with the lid.
 Housing has provisions for slurry inlet and outlets.
39
working
40
Slurry is
pumped into
cartridge
holder
It passes
through
cartridge
filter unit by
straining
The clear
liquid passes
through the
centre
Moves up to
collect
through
outlet
uses
41
 Particularly useful for preparation of particulate free solutions
for parenterals and ophthalmic uses.
 This filter holder will process 1000 – 15000 litres of sterile
solution per hour.
Advantages and Disadvantages
42
Advantages
 Autoclaving can be done for sterile operations due to stainless
steel construction.
 Cartridge with self cleaning devices are advantageous.
 Rapid disassembling as well as reusing of filter medium is
possible.
 Cartridge are not brittle, when they are dry.
 Used as in-line continuous filtration, which reduces handling of
solutions. It minimize chances of contaminations.
43
Disadvantages:
 A number of manufactures provide the components, which are
generally not interchangeable between suppliers.
 Cost of disposable elements offsets the labour saving in terms
of assembly and cleaning of cartridge clarifiers.
Reference
44
1. C.V.S. Subrahmanyam, J. Thimma Setty, Sarasija
Suresh, V.kusum Devi. Pharmaceutical
engineering, 1st ed. Delhi: Vallabh Prakashan,
pp.248-275
2. Cooper and Gunn’s. Tutorial pharmacy. 1st ed.
Delhi: S.K. Jain, pp.234-244
3. https://www.slideshare.net/ritukudarha/filtration-
39038033
45
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Unit operations Filtration

  • 1. P R E S E N T E D B Y : S W A P N A . M I M . P H A R M . D E P T . O F P H A R M A C H E M I S T R Y S J M C P 1 FILTRATION
  • 2. Contents 2 1. Introduction 2. Process of filtration 3. Mechanisms of Filtration 4. Theories of filtration 5. Classification of filtration
  • 3. Introduction 3 Filtration may be defined as a process of separation of solids from a fluid by passing the same through a porous medium that retains the solids, but allows the fluid to pass through.
  • 4. Term used in filtration 4  Slurry Filter medium Cake Filtrate Suspension to be filtered Porous medium used to retain solid Accumulate solid on filter medium Clear liquid passed through the medium
  • 6. Pores of filter medium are smaller than size of particles to be separate. Filter medium (filter paper) is placed on a support (mesh) Slurry is passes over the filter medium Due to pressure difference across the filter, fluid flows through the medium Gravity is acting over the liquid medium So solid are trapped on the surface of the filter medium 6
  • 7. Mechanisms of Filtration 7 1. STRAINING 2. IMPINGEMENT 3. ENTANGLEMENT 4. ATTRACTIVE FORCES
  • 8. Types of filtration 8 Based on the mechanism: 1. Surface filtration 2. Depth filtration
  • 9. Theories of filtration 9  The flow of liquid through a filter follows the basic rules that govern the flow of any liquid through the medium offering resistance.  The rate of flow may be expressed as- Rate = driving force / resistance  The rate of filtration may be expressed as volume (litres) per unit time (dv/dt).
  • 10. 10  Driving force = pressure upstream – pressure downstream  Resistance is not constant.  It increases with an increase in the deposition of solids on the filter medium.  Therefore filtration is not a steady state The rate of flow will be greatest at the beginning of filtration process, since the resistance is minimum. After forming of filter cake, its surface acts as filter medium and solids continuously deposit adding to thickness of the cake. Powder or granule bed visualized as a bundle of capillaries.
  • 11. Poiseullie’s Equation 11  Poiseullie considered that filtration is similar to the streamline flow of liquid under pressure through capillaries.  Poiseullie’s Equation is-  Where, V = rate of flow, m3/s (l/s)  ΔP= Pressure difference across the filter, Pa  r = radius of capillary in the filter bed, m  L = thickness of filter cake (capillary length), m  η = viscosity of filtrate, Pa.s V= π𝝙𝑃𝑟4 8 𝐿η
  • 12. Darcy’s Equation 12 Poiseullie's law assumes that the capillaries found in the filter are highly irregular and non-uniform. Therefore, if the length of capillary is taken as the thickness of bed, a correction factor for radius is applied so that the rate is closely approximated and simplified. The factors influencing the rate of filtration has been incorporated into an equation by Darcy, which is: Where, K = permeability coefficient of cake, m2 A = surface area of porous bed (filter medium), m2 V= 𝐾𝐴𝝙𝑃 ηL
  • 13. 13 Other terms are same as previous equation K depends on characteristics of cake, such as porosity, specific surface area and compressibility. Permeability may be defined quantitatively as the flow rate of a liquid of unit viscosity across a unit area of cake having unit thickness under a pressure gradient of unity.  This equation is valid for liquids flowing through sand, glass beds and various porous media.  This model is applied to filter beds or cakes and other types of depth filter.  This equation is further modified by including characteristics of K by Kozeny-Carman.
  • 14. Kozeny-Carman (K-C) equation 14 Kozeny-Carman equation is widely used for filtration. Where, Ɛ = porosity of cake (bed) S = specific surface area of particles comprising the cake m2 / m3 K = Kozeny constant (usually taken as 5) Other terms are same as previous equations V= 𝐴 η𝑆2Χ 𝝙𝑃 𝐾𝐿 Χ Ɛ3 (1−Ɛ)2
  • 15. 15 Limitations: It does not consider the fact that depth of granular bed is lesser than the actual path traversed by the fluid. The actual path is not same through out the bed, but it is sinuous or tortuous.
  • 16. Classification of filtration equipment 16  Based on application of external force filters Pressure filters Vacuum filters Centrifugal filters centrifuges plate and frame filter press filters leaf
  • 17. 17 filters Continuous filtration Discharge and filtrate are separated steadily and uninterrupted Discontinuous filtration Discharge of filtered solid is intermittent. Filtrate is removed continuously operation should be stopped to collect solid. Based on the operation of the filtration
  • 18. Plate and frame filter press 18 Principle:  Mechanism is surface filtration.  The slurry enters the frame by pressure and flows through filter medium.  The filtrate is collected on the plates and send to outlet.  A number of frames and plates are used so that surface area increases and consequently large volumes of slurry can be processed simultaneously with or without washing.
  • 19. 19
  • 20. Assembly of plate and frame filter 20
  • 21. Construction 21  The Filter press is made of two types of units, plate and frames.  Usually made of aluminium alloy.  Sometimes, these are also lacquered for protection against corrosive chemicals and made suitable for steam sterilization.
  • 22. 22
  • 23. Working 23  Working can be divided into two steps-  1. Filtration operation  2. Washing of cake (if desirable)  Filtration operation  Frame- marked by 2 dots  Plate – marked by 1 dot Plate and frame
  • 24. 24 Slurry enters the frame from the feed channel and passes through the filter medium on the surface of the plate The solid forms a filter cake and remain in the frame The thickness of the cake is half of the frame thickness, because on each side of frame filtration occurs Thus the filter cakes are formed, which meet eventually in the centre of the frame The filtrate drains between the projections of the surface of the plate and escape from the outlet As filtration proceeds, the resistance of the cake increases and filtration rate decrease At a certain point process is stopped and press is emptied and cycle is restarted
  • 25. Procedure for washing the press 25 Step 1 • Filtration proceeds in the ordinary way until the frames are filled with cake. Step 2 • To wash the filter cake, the outlets of washing plates are closed. Step 3 • Finnaly washed water escapes through the outlet of that plate Step 4 • Wash water is pumped in the washing channel • The water enters through the inlets on the surface of washing plate Step 5 • Water passes through the filter cloth and enters frame which contains the cake • Then water washes the cake, passes through the filter cloth and enters the plate down the surface
  • 27. Uses 27  Sterile filtrate can by obtain by using asbestos and cellulose filter sheet (for this, whole filter press and filter medium have been sterilized previously).  Filtration of viscous liquid can also be done by incorporating heating/cooling coils in the press.
  • 28. Advantages 28  Construction of filter press is very simple and a variety of materials can be used. I. Cast iron – for handling common substances. II. Bronze - for smaller units. III. Stainless steel – contamination can be avoided. IV. Hard rubber and plastic- used where metals must be avoided. V. Wood- for lightness though it must be kept wet.
  • 29. 29  Provide large filtration area in relatively small floor space. The capacity being variable according to thickness of frames and number used.  Sturdy construction permits the use of considerable pressure difference. (2000 Kilopascals normally used)  Efficient washing of cake is possible.  Operation and maintenance is easy.  It produce dry cake in form of slab.
  • 30. Disadvantages 30  It is a batch filter, so it is a time consuming.  The filter press is an expensive filter, the emptying time, the labour involved, and the wear and tear on the cloths resulting in high costs.  Operation is critical, as the frames should be full, otherwise washing is inefficient and the cake is difficult to remove.  The filter press is used for slurries containing less about 5 % solids  In view of the high labour costs , it is most suitable for expensive materials e.g. the removal of precipitated proteins from insulin liquors.
  • 31. Filter leaf 31 Principle:  It is an apparatus consisting of a longitudinal drainage screen covered with a filter cloth.  The mechanism is surface filtration and acts as sieve or strainer.  Vacuum or pressure can be applied to increase the rate of filtration.
  • 32. Construction: 32 The leaf filter is consisting of a frame enclosing a drainage screen or grooved plate.  The frame may be any shape circular, square or rectangular.  The whole unite being covered with filter cloth.  The outlet for the filtrate connects to the inside of the frame through suction.
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  • 34. working 34 The filter leaf is immersed in the slurry Vacuum system is connected to the outlet The slurry passes through the filter cloth Finally filtrate enters the drainage canal and goes through the outlet into receiver Air is passed to flow in reverse direction which facilitates removal of cake
  • 35. Uses 35  Use for the filtration of slurry which do not contain high solid content, about 5%, i.e. dilute suspention
  • 36. Advantages 36  Simplest form of filter used for batch process.  A number of units can be connected in parallel to increase the surface area of filtration.  Pressure difference can be obtained either with vacuum or using pressure up to the order of 800 kilopascals.  Labour costs for operating the filter leaf are fairly moderate.  The efficiency of washing is high.  The slurry can be filtered from any vessel.  The cake can be washed simply by immersing the filter in a vessel of Water.
  • 37. Cartridge filter 37 Principle:  It is a thin porous membrane in which pre filter and membrane filter are combined in a single unit.  The filtration action is mainly sieve like and particles are retained on the surface.
  • 38. Construction: 38  It has cylindrical configuration made with disposable or changeable filter media.  Made up of either plastic or metal.  Consist of two membrane filters (sieve like) made of polypropylene: pre filter and actual filter for filtration.  A protective layer surrounds them.  The cartridge are housed in a holder and a number of cartridges can be placed in a same housing.  The housing is closed with the lid.  Housing has provisions for slurry inlet and outlets.
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  • 40. working 40 Slurry is pumped into cartridge holder It passes through cartridge filter unit by straining The clear liquid passes through the centre Moves up to collect through outlet
  • 41. uses 41  Particularly useful for preparation of particulate free solutions for parenterals and ophthalmic uses.  This filter holder will process 1000 – 15000 litres of sterile solution per hour.
  • 42. Advantages and Disadvantages 42 Advantages  Autoclaving can be done for sterile operations due to stainless steel construction.  Cartridge with self cleaning devices are advantageous.  Rapid disassembling as well as reusing of filter medium is possible.  Cartridge are not brittle, when they are dry.  Used as in-line continuous filtration, which reduces handling of solutions. It minimize chances of contaminations.
  • 43. 43 Disadvantages:  A number of manufactures provide the components, which are generally not interchangeable between suppliers.  Cost of disposable elements offsets the labour saving in terms of assembly and cleaning of cartridge clarifiers.
  • 44. Reference 44 1. C.V.S. Subrahmanyam, J. Thimma Setty, Sarasija Suresh, V.kusum Devi. Pharmaceutical engineering, 1st ed. Delhi: Vallabh Prakashan, pp.248-275 2. Cooper and Gunn’s. Tutorial pharmacy. 1st ed. Delhi: S.K. Jain, pp.234-244 3. https://www.slideshare.net/ritukudarha/filtration- 39038033
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