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Using	Big	Data	and	Predictive	Analytics	to	Drive	
Clinical	Quality	Improvement	Initiatives:	
A	Case	of	Kidney	Transplantation.
Titte R Srinivas, David J. Taber, Zemin Su, Jingwen Zhang, Girish Mour,
David Northrup, Arun Tripathi, Brendan J Fowkes, Justin E. Marsden,
William P. Moran, Patrick Mauldin
Medical University of South Carolina, Charleston
IBM Corporation, Armonk NY
Session	ID:	1854
“A good hockey player plays where the
puck is.
“…A GREAT hockey player plays
where the puck is going to be.”
The	challenge	of	quality….
n Safe
n Patient centered
n Timely
n Effective
n Efficient
n Equitable
Joint Principles of the Patient-Centered
Medical Home
AAFP,ACP, AOA, AAP March, 2007
n Personal physician
n Practice in teams
n Whole person orientation
n Care is coordinated and integrated
n Quality and safety are hallmarks
n Enhanced access
Background
• Predictive models in kidney transplantation derived from national data
(UNOS, SRTR) lack longitudinal patient level data, thereby limiting
accuracy.
• Adding patient level data capturing dynamic post-transplant clinical
evolution to predictive models, may improve predictive accuracy for graft
loss (GL) risk.
• Complete capture of patient level clinical data in real time would require an
approach that extracts, collates and curates both structured and
unstructured data from electronic health records (EHR)
• These large amounts of data are notable for volume, velocity, variety and,
verified veracity; An operational definition of Big Data
• As such analytic techniques would also need to handle such data
Predictive Diagnostics in Different Medical Contexts
1 - Specificity
Sensitivity
0
0.5
1
0 0.5 1
C=0.5Stroke: c = 0.87
AMI: c = 0.85
CABG: c = 0.74
Transplant: c = 0.653
• Less acuity
• Longer follow up window
• Competing Risk
• CURRENT MODELS DO NOT CAPTURE
LONGITUDINAL CLINICAL EVOLUTION
Why are Transplant Models Inferior?
Courtesy: JD Schold
(modified with
permission)
Attributes of the Ideal Predictive
Model for Graft Loss
• Appropriate to Center’s Population and customizable
• Ability to discriminate across levels of risk
• Feasibility of build around clinically actionable variables
• Uses data available within the EMR that are collected in the
context of standard patient care
• Biologically relevant to the extent of current understanding
including social determinants and care processes
• Ability to inform on individual patient trajectories and capture
dynamic longitudinal clinical evolution in the temporal context
of routine clinical care
Objectives
• Articulate an approach to capture longitudinal post-transplant
clinical evolution among kidney transplant recipients by
capturing structured and unstructured elements from the EHR
• Build predictive models for graft loss and mortality using
patient level data
• Compare model performance with those derived of national
data
• Deploy predictive models in a clinician facing interface
through the electronic medical record to drive post transplant
clinical care
Workflow of Data Extraction,
Storage, Analysis and Deployment
Watson	
Natural	
Language	
Processing
Hadoop	data	
storage
Predictive	analytic,	Data	
Processing	and	Scoring
IBM SPSS Modeler & C&DS
• Predictive	modeling.	
• Data	integration	and	
processing
• Creation	of	dynamic	
variables	(e.g.	eGFR
trajectory)
• Predictive	model	
building.	
• Model	deployment	
and	scoring	
Automation.		(C&DS:	
Collaboration	&	
Deployment	Services)
Watson Natural Language
Processing (NLP)
• Blood	pressure
• Heart	rate
• Temperature
eGFR: TRAJECTORY
Similar approaches can be used to incorporate hemoglobin, blood pressure and heart
rates into longitudinal models
Time to first Max
Standard Deviation
Slope from last Max
To day 90 (forced at Max)
Statistical Analysis
§ Risk models were developed for 1 & 3 year GL and 3 year
Mortality)
Each of these risk models incorporated variables as follows:
§ Model 1: OPTN/UNOS/SRTR variables
§ Model 2: UNOS + Tx Database Variables
§ Model 3: UNOS + Tx Database + EHR Comorbidities
§ Model 4: UNOS + Tx Database + NLP variables + Trajectory
variables
Statistical Analysis
• Backward selection in the Multivariable Firth
logistic model using an exit p-value at the 20
percent level for variable selection
• For verification of selection,
o Step-wise AIC variable selection criteria
o Lasso variable selection technique
• Clinical adjudication if discrepancies of variables
were revealed between methods
• Methods to account for over-fitting were utilized
Rationale for Variable Inclusion
Variable Source; Category
KDRI UNOS; Kidney Quality
Caregiver Status Transplant Database; Social
Determinant
Education Status Transplant Database; Social
Determinant
ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic
risk
Banff Lesion Scores EHR, NLP; Immunologic Risk
CMV, BKV PCRs EHR: Immunologic Risk
Cardiovascular events EHR; CV Risk; Access to care
Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic
risk
Hemoglobin and eGFR
Slopes/trajectories
EHR; Biology of Kidney Function
Readmit Counts EHR; Processes of care, Access to
care
Rationale for Variable Inclusion
Variable Source; Category
KDRI UNOS; Kidney Quality
Caregiver Status Transplant Database; Social
Determinant
Education Status Transplant Database; Social
Determinant
ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic
risk
Banff Lesion Scores EHR, NLP; Immunologic Risk
CMV, BKV PCRs EHR: Immunologic Risk
Cardiovascular events EHR; Immunologic Risk
Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic
risk
Hemoglobin and eGFR
Slopes/trajectories
EHR; Biology of Kidney Function
Readmit Counts EHR; Processes of care, Access to
care
Rationale for Variable Inclusion
Variable Source; Category
KDRI UNOS; Kidney Quality
Caregiver Status Transplant Database; Social
Determinant
Education Status Transplant Database; Social
Determinant
ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic
risk
Banff Lesion Scores EHR, NLP; Immunologic Risk
CMV, BKV PCRs EHR: Immunologic Risk
Cardiovascular events EHR; CV Risk, Access to care
Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic
risk
Hemoglobin and eGFR
Slopes/trajectories
EHR; Biology of Kidney Function
Readmit Counts EHR; Processes of care, Access to
care
Rationale for Variable Inclusion
Variable Source; Category
KDRI UNOS; Kidney Quality
Caregiver Status Transplant Database; Social
Determinant
Education Status Transplant Database; Social
Determinant
ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic
risk
Banff Lesion Scores EHR, NLP; Immunologic Risk
CMV, BKV PCRs EHR: Immunologic Risk
Cardiovascular events EHR; CV Risk, Access to care
Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic
risk
Hemoglobin and eGFR
Slopes/trajectories
EHR; Biology of Kidney Function
Readmit Counts EHR; Processes of care, Access to
care
Rationale for Variable Inclusion
Variable Source; Category
KDRI UNOS; Kidney Quality
Caregiver Status Transplant Database; Social
Determinant
Education Status Transplant Database; Social
Determinant
ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic
risk
Banff Lesion Scores EHR, NLP; Immunologic Risk
CMV, BKV PCRs EHR: Immunologic Risk
Cardiovascular events EHR; CV Risk, Access to care
Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic
risk
Hemoglobin and eGFR
Slopes/trajectories
EHR; Biology of Kidney Function
Readmit Counts EHR; Processes of care, Access to
care
Rationale for Variable Inclusion
Variable Source; Category
KDRI UNOS; Kidney Quality
Caregiver Status Transplant Database; Social
Determinant
Education Status Transplant Database; Social
Determinant
ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic
risk
Banff Lesion Scores EHR, NLP; Immunologic Risk
CMV, BKV PCRs EHR: Immunologic Risk
Cardiovascular events EHR; CV Risk, Access to care
Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic
risk
Hemoglobin and eGFR
Slopes/trajectories
EHR; Biology of Kidney Function
Readmit Counts EHR; Processes of care, Access to
care
Rationale for Variable Inclusion
Variable Source; Category
KDRI UNOS; Kidney Quality
Caregiver Status Transplant Database; Social
Determinant
Education Status Transplant Database; Social
Determinant
ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic
risk
Banff Lesion Scores EHR, NLP; Immunologic Risk
CMV, BKV PCRs EHR: Immunologic Risk
Cardiovascular events EHR; CV Risk, access to care
Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic
risk
Hemoglobin and eGFR
Slopes/trajectories
EHR; Biology of Kidney Function
Readmit Counts EHR; Processes of care, Access to
care
Rationale for Variable Inclusion
Variable Source; Category
KDRI UNOS; Kidney Quality
Caregiver Status Transplant Database; Social
Determinant
Education Status Transplant Database; Social
Determinant
ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic
risk
Banff Lesion Scores EHR, NLP; Immunologic Risk
CMV, BKV PCRs EHR: Immunologic Risk
Cardiovascular events EHR; CV Risk, access to care
Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic
risk
Hemoglobin and eGFR
Slopes/trajectories
EHR; Biology of Kidney Function
Readmit Counts EHR; Processes of care, Access to
care
3 Year Graft Loss Risk and Data Sources
Odds Ratios; Logistic (Firth)
Odds
Ratio
95% Profile-Likelihood
Confidence Limits p≤0.05
Model 1: UNOS
KDRI 3.975 2.197 7.194 *
Age at Transplant 0.987 0.970 1.004
Female 0.588 0.360 0.936 *
Blood Type B 1.542 0.883 2.596
Model 2: UNOS + Transplant
Database
KDRI 4.160 2.290 7.566 *
Age at Transplant 0.985 0.968 1.002
Female 0.624 0.381 0.997 *
Primary Care Giver 0.469 0.295 0.756 *
3 Year Graft Loss Risk and Data Sources
Odds Ratios; Logistic (Firth)
Odds
Ratio
95% Profile-Likelihood
Confidence Limits p≤0.05
Model 1: UNOS
KDRI 3.975 2.197 7.194 *
Age at Transplant 0.987 0.970 1.004
Female 0.588 0.360 0.936 *
Blood Type B 1.542 0.883 2.596
Model 2: UNOS + Transplant
Database
KDRI 4.160 2.290 7.566 *
Age at Transplant 0.985 0.968 1.002
Female 0.624 0.381 0.997 *
Primary Care Giver 0.469 0.295 0.756 *
3 Year Graft Loss Risk and Data Sources
Model 3: UNOS + Transplant
Database + Comorbidity OR 95% CI p≤0.05
KDRI 4.239 2.330 7.734 *
Age at Transplant 0.985 0.968 1.002
Female 0.623 0.375 1.012
Primary Care Giver 0.492 0.307 0.797 *
Cerebrovascular Disease 0.248 0.027 0.978 *
Cardiac Arrhythmias 1.712 1.031 2.788 *
Alcohol Abuse 2.446 0.793 6.463
Depression 1.829 0.928 3.419
3 Year Graft Loss Risk and Data Sources
Model 3: UNOS + Transplant
Database + Comorbidity OR 95% CI p≤0.05
KDRI 4.239 2.330 7.734 *
Age at Transplant 0.985 0.968 1.002
Female 0.623 0.375 1.012
Primary Care Giver 0.492 0.307 0.797 *
Cerebrovascular Disease 0.248 0.027 0.978 *
Cardiac Arrhythmias 1.712 1.031 2.788 *
Alcohol Abuse 2.446 0.793 6.463
Depression 1.829 0.928 3.419
3 Year Graft Loss Risk and Data Sources
Model 4: UNOS + Tx Database +
Comorbidity +
Post-Transplant Trajectory OR 95% CI p≤0.05
KDRI_MED_Imputed 3.06 1.49 6.28 *
AgeAtTransplant 0.98 0.96 1.00 *
Female 0.57 0.32 0.99 *
Primarycaregiver 0.40 0.23 0.69 *
Cerebrovascular Disease 0.23 0.02 1.13
Obesity 0.66 0.38 1.11
Alcohol Abuse 3.22 0.89 9.78
Depression 1.91 0.86 3.98
Pulse Pressure_SDev_1yr 1.14 1.06 1.22 *
AcuteMI_comp_1yr 11.14 2.15 54.30 *
Cardiac_or_Vascular_Event_1yr 2.98 1.74 5.10 *
HGBSlope_7dto1yr_Imputed 0.72 0.56 0.87 *
Pulse_Mean_1yr 1.03 1.00 1.07 *
MaxEGFR_1yr 0.99 0.98 1.00 *
ED visit count_1yr 1.31 0.93 1.74
Acute_Banff_Score_Max_2_1yr 1.37 1.22 1.54 *
3 Year Graft Loss Risk and Data Sources
Model 4: UNOS + Tx Database +
Comorbidity +
Post-Transplant Trajectory OR 95% CI p≤0.05
KDRI_MED_Imputed 3.06 1.49 6.28 *
AgeAtTransplant 0.98 0.96 1.00 *
Female 0.57 0.32 0.99 *
Primarycaregiver 0.40 0.23 0.69 *
Cerebrovascular Disease 0.23 0.02 1.13
Obesity 0.66 0.38 1.11
Alcohol Abuse 3.22 0.89 9.78
Depression 1.91 0.86 3.98
Pulse Pressure_SDev_1yr 1.14 1.06 1.22 *
AcuteMI_comp_1yr 11.14 2.15 54.30 *
Cardiac_or_Vascular_Event_1yr 2.98 1.74 5.10 *
HGBSlope_7dto1yr_Imputed 0.72 0.56 0.87 *
Pulse_Mean_1yr 1.03 1.00 1.07 *
MaxEGFR_1yr 0.99 0.98 1.00 *
ED visit count_1yr 1.31 0.93 1.74
Acute_Banff_Score_Max_2_1yr 1.37 1.22 1.54 *
3 Year Graft Loss Risk and Data Sources
Model 4: UNOS + Tx Database +
Comorbidity +
Post-Transplant Trajectory OR 95% CI p≤0.05
KDRI_MED_Imputed 3.06 1.49 6.28 *
AgeAtTransplant 0.98 0.96 1.00 *
Female 0.57 0.32 0.99 *
Primarycaregiver 0.40 0.23 0.69 *
Cerebrovascular Disease 0.23 0.02 1.13
Obesity 0.66 0.38 1.11
Alcohol Abuse 3.22 0.89 9.78
Depression 1.91 0.86 3.98
Pulse Pressure_SDev_1yr 1.14 1.06 1.22 *
AcuteMI_comp_1yr 11.14 2.15 54.30 *
Cardiac_or_Vascular_Event_1yr 2.98 1.74 5.10 *
HGBSlope_7dto1yr_Imputed 0.72 0.56 0.87 *
Pulse_Mean_1yr 1.03 1.00 1.07 *
MaxEGFR_1yr 0.99 0.98 1.00 *
ED visit count_1yr 1.31 0.93 1.74
Acute_Banff_Score_Max_2_1yr 1.37 1.22 1.54 *
Effect of Layering Data Sources
on Model Performance
Model	1:	UNOS
Model 2:	UNOS	+	Transplant Database
Model 3:	UNOS	+	Transplant Database +	Comorbidity
Model	4:	UNOS	+	Tx Database	+	Comorbidity	+	
Post-Transplant	Trajectory
Pairwise Model Comparison
Model 1: UNOS only
Model 2: UNOS + Transplant Database
Model 3: UNOS + Transplant Databases + EHR Comorbidity
Model 4: UNOS + Transplant database + NLP + EHR Comorbidity + EHR Post-
Transplant Trajectory
1 Year Graft Loss 3 Year Graft Loss 3 Year Mortality
Data Model A vs Data Model B P-value Data Model A vs Data Model B P-value Data Model A vs Data Model B P-value
2 (AUC=0.741) vs 1 (AUC=0.716) 0.416 2 (AUC=0.665) vs 1 (AUC=0.661) 0.838 2 (AUC=0.765) vs 1 (AUC=0.765) 1.000
3 (AUC=0.769) vs 1 (AUC=0.716) 0.170 3 (AUC=0.712) vs 1 (AUC=0.661) 0.021 3 (AUC=0.768) vs 1 (AUC=0.765) 0.476
4 (AUC=0.873) vs 1 (AUC=0.716) <.001 4 (AUC=0.846) vs 1 (AUC=0.661) <.001 4 (AUC=0.838) vs 1 (AUC=0.765) 0.004
3 (AUC=0.769) vs 2 (AUC=0.741) 0.119 3 (AUC=0.712) vs 2 (AUC=0.665) 0.006 3 (AUC=0.768) vs 2 (AUC=0.765) 0.476
4 (AUC=0.873) vs 2 (AUC=0.741) <.001 4 (AUC=0.846) vs 2 (AUC=0.665) <.001 4 (AUC=0.838) vs 2 (AUC=0.765) 0.004
4 (AUC=0.873) vs 3 (AUC=0.769) 0.001 4 (AUC=0.846) vs 3 (AUC=0.712) <.001 4 (AUC=0.838) vs 3 (AUC=0.768) 0.007
Pairwise Model Comparison
Model 1: UNOS only
Model 2: UNOS + Transplant Database
Model 3: UNOS + Transplant Databases + EHR Comorbidity
Model 4: UNOS + Transplant database + NLP + EHR Comorbidity + EHR Post-
Transplant Trajectory
1 Year Graft Loss 3 Year Graft Loss 3 Year Mortality
Data Model A vs Data Model B P-value Data Model A vs Data Model B P-value Data Model A vs Data Model B P-value
2 (AUC=0.741) vs 1 (AUC=0.716) 0.416 2 (AUC=0.665) vs 1 (AUC=0.661) 0.838 2 (AUC=0.765) vs 1 (AUC=0.765) 1.000
3 (AUC=0.769) vs 1 (AUC=0.716) 0.170 3 (AUC=0.712) vs 1 (AUC=0.661) 0.021 3 (AUC=0.768) vs 1 (AUC=0.765) 0.476
4 (AUC=0.873) vs 1 (AUC=0.716) <.001 4 (AUC=0.846) vs 1 (AUC=0.661) <.001 4 (AUC=0.838) vs 1 (AUC=0.765) 0.004
3 (AUC=0.769) vs 2 (AUC=0.741) 0.119 3 (AUC=0.712) vs 2 (AUC=0.665) 0.006 3 (AUC=0.768) vs 2 (AUC=0.765) 0.476
4 (AUC=0.873) vs 2 (AUC=0.741) <.001 4 (AUC=0.846) vs 2 (AUC=0.665) <.001 4 (AUC=0.838) vs 2 (AUC=0.765) 0.004
4 (AUC=0.873) vs 3 (AUC=0.769) 0.001 4 (AUC=0.846) vs 3 (AUC=0.712) <.001 4 (AUC=0.838) vs 3 (AUC=0.768) 0.007
Mutable	factors	associated	with	
1	&	3	year	graft	loss	and	mortality	
fall	into	2	categories
Transplant	associated	risk	
(historically	managed	by	transplant	
nephrology)
Non-Transplant	associated	risk
(historically	managed	by	primary	care)
Model Deployment in The Clinic
37
FROM….. TO…..
Limitations
• This is a proof of concept which needs to
be evaluated in the clinic
• Single center study that needs to be
replicated in other centers and across
EMR and analytic platforms
• Rules of engagement relevant to real time
deployment in the clinical setting are not
defined
Conclusion
• A	Big	Data	approach	to	curating	diverse	data	sources	adds	
significant	accuracy	to	3	year	graft	loss	prediction	models,	
and	makes	meaningful	use	of	data	in	EHRs	
• Our	approach	captures	clinical	complexity	and	longitudinal	
dynamic	evolution	across	several	clinically	mutable	
domains.	
• This	solution	is	executable	daily	through	EHR	workflows	
and	could	help	optimize	outcomes	and	deliver	value
• This	approach	can	be	extended	to	most	disease	states	using	
the	care	processes	that	characterize	clinical	transplantation
Team
MUSC
• Titte Srinivas, MD
• David Taber, Pharm D
• Patrick Mauldin, PhD
• Jingwen Zhang, MS
• Zemin Su, MS
• Justin Marsden, MS
• William Moran, MD, MS
• David Northrup, MS
• Mark Daniels, MS
• Karthick Gourisankaran, MS
• Leslie Lenert, MD, MS
• Katie Reilly, BA
• Martha Sylvia, RN,MSN
IBM
• Haroon Anwar, MS
• Arun Tripathi, Ph.D.
• Salvatore Galascio, MS
Questions ?
Thank You !
MUSC Kidney Transplant Modeling
One year Graft Loss (GL)
(Transplant dates between 1/2007 and 6/2015)
• 1,176 patients analyzed
• 45 had 1yr GL (3.8%)
• Logistic Firth
• 90 days exposure period
• Backward Selection + Stepwise AIC
• AUC = 0.873 (0.807 – 0.939)
• Harrell’s Adjusted AUC = 0.829
• BCA (Bias Corrected and Accelerated)
Bootstrap AUC = 0.764 – 0.913
MUSC Kidney Transplant Modeling
Three year Graft Loss (GL)
(Transplant dates between 1/2007 and 6/2015)
• 891 patients analyzed
• 89 had 3yr GL (10.0%)
• Logistic Firth
• 1 year exposure
• Backward Selection + Stepwise AIC
• AUC = 0.846
• Harrell’s Adjusted AUC = 0.811
• BCA (Bias Corrected and Accelerated)
Bootstrap AUC = 0.791 – 0.869
MUSC Kidney Transplant Modeling
Three year Mortality (ML)
(Transplant dates between 1/2007 and 6/2015)
• 880 patients analyzed
• 76 had 3yr ML (8.9%)
• Logistic Firth
• 1 year exposure
• Backward Selection + Stepwise AIC
• AUC = 0.838
• Harrell’s Adjusted AUC = 0.800
• BCA (Bias Corrected and Accelerated)
Bootstrap AUC = 0.766 – 0.868
MUSC Kidney Transplant Modeling
(Transplant dates between 1/2007 and 6/2015)
• Firth Logistic Regression
• 90 days exposure period for 1 year
survival models and 1 year exposure for 3
year models
• Backward Selection + Stepwise AIC
Logistic (Firth) regression odds ratio and 95% confidence intervals (Model 4: UNOS + Velos + EHR Comorbidity +
EHR Post-Transplant Trajectory)
Odds Ratio (95% CI)
1 Year Graft Loss 3 Year Graft Loss 3 Year Mortality
UNOS
Age at Transplant 0.98 (0.96, 1.00)* 1.03 (1.00, 1.05)*
Female 0.57 (0.32, 0.99)*
African American 0.46 (0.26, 0.81)*
KDRI 2.48 (0.95, 6.43) 3.06 (1.49, 6.28)* 1.81 (0.88, 3.69)
Blood Type B 3.41 (1.55, 7.35)*
Waitlisting Time (Years) 0.76 (0.56, 0.98)*
First Week Dialysis 2.48 (1.20, 5.00)*
Diabetes 1.67 (0.93, 3.02)
Obesity 0.50 (0.23, 1.06) 0.66 (0.38, 1.11) 0.65 (0.36, 1.14)
Private Insurance 0.46 (0.21, 0.91)*
Previous Kidney Transplant 2.31 (0.99, 5.05)
Graft Loss by 1 Year 2.77 (1.13, 6.54)*
Transplant Database
Finish High School 0.47 (0.23, 0.97)*
Smoker 2.61 (0.87, 6.91)
Primary Care Giver Identified at Transplant 0.40 (0.23, 0.69)*
EHR***
Cerebrovascular Disease 0.07 (<0.01, 0.65)* 0.23 (0.02, 1.13)
Cardiac Arrhythmias 2.16 (1.01, 4.52)*
Alcohol Abuse 3.71 (0.87, 12.73) 3.22 (0.89, 9.78)
Drug Abuse 3.55 (0.63, 15.50)
Depression 1.91 (0.86, 3.98) 0.44 (0.14, 1.13)
Transplant LOS (Days) 1.08 (1.01, 1.26)*
Acute MI during Exposure** 11.14 (2.15, 54.30)*
Cardiac or Vascular Event during Exposure 2.48 (1.06, 5.66)* 2.98 (1.74, 5.10)* 2.23 (1.21, 4.08)*
BK>500 during Exposure 1.93 (0.90, 3.88)
CMV>500 during Exposure 0.20 (0.02, 0.88)*
Pulse Mean during Exposure 1.03 (1.00, 1.07)* 1.04 (1.00, 1.07)*
SBP Mean during Exposure 0.97 (0.94, 1.00)*
Pulse Pressure SDev during Exposure 1.14 (1.04, 1.25)* 1.14 (1.06, 1.22)*
Glucose Mean during Exposure 0.99 (0.98, 1.00)
HGB Slope perMonth - Day7 until End of Exposure 0.78 (0.58, 0.93)* 0.72 (0.56, 0.87)*
Max eGFR during Exposure 0.97 (0.95, 0.99)* 0.99 (0.98, 1.00)*
eGFR Slope from Max Value until End of Exposure 0.83 (0.74, 0.99)* 0.87 (0.73, 0.98)*
Tacrolimus_SDev_during Exposure 1.18 (0.97, 1.42)
Inpatient Readm Count during Exposure 1.42 (1.03, 1.93)* 1.16 (0.98, 1.37)
Emergency Department Visit Count during
Exposure 1.31 (0.93, 1.74)
NLP
Max Acute Banff Score during Exposure 1.37 (1.22, 1.54)*
Statistical Analysis
• Assess Overfit: To assess and adjust for overfitting, results
were validated using the Harrell Optimism Correction; The
Harrell optimism corrected c statistic is an “honest” estimate
of internal validity, penalizing for overfitting
• Internal Validation
o Bootstrapping with Bias Correction methodology were used for
model internal validation and AUCs for the ROC curve were
used to determine and compare model accuracy
o Empirical cross check between actual observed events and
model predicted risk scores was conducted by clinicians
• Assess Methodology: To assess the “robustness” of the
logistic methodology, models were also created using survival
analysis (Cox Proportional Hazard)
Supplemental Material: Cox proportional Hazard Model Results
Supplemental Table 1: One Year Graft Loss
Green: represents variables in Logistic Model but not in Cox Model
Yellow: represents variables in Cox Model but not in Logistic Model
Cox Proportional Hazard Model
(Concordance (C-index) = 0.873, se = 0.043)
Effect Hazard Ratio LHR ULR p-value
KDRI
Blood Type B 3.080 1.496 6.343 0.002
Obesity 0.588 0.288 1.202 0.145
Waiting Time (Years) 0.776 0.608 0.990 0.042
Finish High School 0.589 0.297 1.166 0.129
Smoker 2.688 1.086 6.655 0.033
Cerebrovascular Disease
Cardiac Arrhythmias 2.206 1.113 4.372 0.023
Alcohol Abuse 2.809 0.845 9.332 0.092
Drug Abuse
Cardiac or Vascular Event_90days 2.539 1.206 5.345 0.014
CMV>500_90days 0.128 0.017 0.959 0.046
SBP Mean_90days 0.974 0.949 1.000 0.048
Pulse Pressure SDev_90days 1.134 1.043 1.234 0.003
Glucose Mean_90days 0.985 0.972 0.997 0.018
HGB Slope perMonth from Day7 until 90days 0.814 0.753 0.879 <.0001
eGFR Slope from Max Value until 90days 0.820 0.724 0.932 0.002
Max eGFR_90days 0.965 0.946 0.985 0.001
Inpatient Readm Count_90days 1.282 0.977 1.682 0.073
Female 0.486 0.233 1.013 0.054
Age At Transplant 1.027 0.998 1.056 0.068
Married 0.501 0.243 1.032 0.061
Depression 0.382 0.101 1.444 0.156
HGB Mean from Day7 until 90days 0.738 0.542 1.004 0.053
Max Acute Banff Score_90days 1.151 0.992 1.334 0.063
Tacrolimus Mean_90days 0.827 0.656 1.042 0.107
Supplemental Table 2: Three Year Graft Loss
Cox Proportional Model
(Concordance (C-index) = 0.843, se = 0.031)
Effect Hazard Ratio LHR ULR p-value
KDRI 2.739 1.480 5.069 0.001
Age at Transplant 0.983 0.964 1.002 0.081
Female 0.546 0.333 0.896 0.017
Obesity 0.646 0.401 1.039 0.071
Primary Care Giver 0.581 0.361 0.935 0.025
Cerebrovascular Disease 0.081 0.008 0.798 0.031
Alcohol Abuse
Depression
Acute MI_1yr 4.746 1.537 14.652 0.007
Cardiac or Vascular Event_1yr 2.411 1.461 3.979 0.001
Pulse Pressure SDev_1yr 1.147 1.078 1.221 <.0001
HGB Slope perMonth from Day7 until 1yr 0.817 0.758 0.881 <.0001
Pulse Mean_1yr 1.027 0.998 1.056 0.067
Max eGFR_1yr 0.985 0.975 0.995 0.004
Max Acute Banff Score_1yr 1.296 1.194 1.407 <.0001
ED Readm Count_1yr 1.260 0.944 1.682 0.117
Diabetes 0.647 0.375 1.116 0.118
Receive Disability 0.676 0.413 1.108 0.120
Smoker 1.733 0.837 3.592 0.139
Cardiac Arrhythmias 1.764 1.076 2.894 0.025
BK>500_1yr 0.522 0.252 1.078 0.079
CMV>500_1yr 0.648 0.357 1.177 0.154
eGFR Slope from Max Value until 1yr 0.862 0.762 0.972 0.017
Inpatient Readm Count_1yr 1.152 1.000 1.326 0.049
Tacrolimus Mean_1yr 0.865 0.725 1.033 0.109
Tacrolimus SDev_1yr 1.144 0.956 1.368 0.141
Green: represents variables in Logistic Model but not in Cox Model
Yellow: represents variables in Cox Model but not in Logistic Model
Supplemental Table 3: Three Year Mortality
Cox Proportional Model
(Concordance (C-index) = 0.815, se = 0.033)
Effect Hazard Ratio LHR ULR p-value
KDRI
Age at Transplant 1.029 1.007 1.050 0.008
African American 0.649 0.393 1.074 0.093
Private Insurance 0.491 0.249 0.965 0.039
Obesity
First Week Dialysis
Diabetes 1.567 0.930 2.638 0.091
Previous Kidney Transplant 2.481 1.244 4.949 0.010
Graft Loss_1yr 2.363 1.126 4.957 0.023
Depression 0.447 0.177 1.125 0.087
Transplant LOS (Days) 1.049 1.014 1.086 0.006
Cardiac or Vascular Event_1yr 1.990 1.164 3.401 0.012
BK>500_1yr
Pulse Mean_1yr
eGFR Slope from Max Value until 1yr 0.850 0.774 0.932 0.001
Inpatient Readm Count_1yr 1.113 0.968 1.280 0.133
Tacrolimus SDev_1yr 1.166 0.990 1.373 0.066
Distance to MUSC (Miles) 1.001 1.000 1.003 0.155
Receive Disability 0.687 0.408 1.157 0.158
Smoker 1.832 0.808 4.151 0.147
Peripheral Vascular Disorders 1.521 0.784 2.950 0.215
CMV>500_1yr 1.673 0.948 2.951 0.076
SBP Mean_1yr 0.980 0.962 0.999 0.040
HGB Mean from Day7 until 1yr 0.783 0.643 0.954 0.015
HGB Slope perMonth from Day7 until 1yr 0.796 0.565 1.123 0.194
Green: represents variables in Logistic Model but not in Cox Model
Yellow: represents variables in Cox Model but not in Logistic Model
CMV
Rejection
BK
DM
Smoker
MI
Married
Smoker
College
Grad
Immunologic Cardiometabolic Psychosocial
Date BK PCR
1/27/16 2.33E4
12/23/15 Neg
11/22/15 Neg
Date Blood Sugar
1/27/16 185
12/23/15 109
11/22/15 93
Model Output Model Output

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Medical University of South Carolina: Using Big Data and Predictive Analytics to Drive Clinical Quality Improvement Initiatives

  • 1. Using Big Data and Predictive Analytics to Drive Clinical Quality Improvement Initiatives: A Case of Kidney Transplantation. Titte R Srinivas, David J. Taber, Zemin Su, Jingwen Zhang, Girish Mour, David Northrup, Arun Tripathi, Brendan J Fowkes, Justin E. Marsden, William P. Moran, Patrick Mauldin Medical University of South Carolina, Charleston IBM Corporation, Armonk NY Session ID: 1854
  • 2. “A good hockey player plays where the puck is. “…A GREAT hockey player plays where the puck is going to be.”
  • 3. The challenge of quality…. n Safe n Patient centered n Timely n Effective n Efficient n Equitable
  • 4. Joint Principles of the Patient-Centered Medical Home AAFP,ACP, AOA, AAP March, 2007 n Personal physician n Practice in teams n Whole person orientation n Care is coordinated and integrated n Quality and safety are hallmarks n Enhanced access
  • 5. Background • Predictive models in kidney transplantation derived from national data (UNOS, SRTR) lack longitudinal patient level data, thereby limiting accuracy. • Adding patient level data capturing dynamic post-transplant clinical evolution to predictive models, may improve predictive accuracy for graft loss (GL) risk. • Complete capture of patient level clinical data in real time would require an approach that extracts, collates and curates both structured and unstructured data from electronic health records (EHR) • These large amounts of data are notable for volume, velocity, variety and, verified veracity; An operational definition of Big Data • As such analytic techniques would also need to handle such data
  • 6. Predictive Diagnostics in Different Medical Contexts 1 - Specificity Sensitivity 0 0.5 1 0 0.5 1 C=0.5Stroke: c = 0.87 AMI: c = 0.85 CABG: c = 0.74 Transplant: c = 0.653 • Less acuity • Longer follow up window • Competing Risk • CURRENT MODELS DO NOT CAPTURE LONGITUDINAL CLINICAL EVOLUTION Why are Transplant Models Inferior? Courtesy: JD Schold (modified with permission)
  • 7. Attributes of the Ideal Predictive Model for Graft Loss • Appropriate to Center’s Population and customizable • Ability to discriminate across levels of risk • Feasibility of build around clinically actionable variables • Uses data available within the EMR that are collected in the context of standard patient care • Biologically relevant to the extent of current understanding including social determinants and care processes • Ability to inform on individual patient trajectories and capture dynamic longitudinal clinical evolution in the temporal context of routine clinical care
  • 8. Objectives • Articulate an approach to capture longitudinal post-transplant clinical evolution among kidney transplant recipients by capturing structured and unstructured elements from the EHR • Build predictive models for graft loss and mortality using patient level data • Compare model performance with those derived of national data • Deploy predictive models in a clinician facing interface through the electronic medical record to drive post transplant clinical care
  • 9. Workflow of Data Extraction, Storage, Analysis and Deployment Watson Natural Language Processing Hadoop data storage Predictive analytic, Data Processing and Scoring
  • 10. IBM SPSS Modeler & C&DS • Predictive modeling. • Data integration and processing • Creation of dynamic variables (e.g. eGFR trajectory) • Predictive model building. • Model deployment and scoring Automation. (C&DS: Collaboration & Deployment Services)
  • 11. Watson Natural Language Processing (NLP) • Blood pressure • Heart rate • Temperature
  • 12. eGFR: TRAJECTORY Similar approaches can be used to incorporate hemoglobin, blood pressure and heart rates into longitudinal models Time to first Max Standard Deviation Slope from last Max To day 90 (forced at Max)
  • 13. Statistical Analysis § Risk models were developed for 1 & 3 year GL and 3 year Mortality) Each of these risk models incorporated variables as follows: § Model 1: OPTN/UNOS/SRTR variables § Model 2: UNOS + Tx Database Variables § Model 3: UNOS + Tx Database + EHR Comorbidities § Model 4: UNOS + Tx Database + NLP variables + Trajectory variables
  • 14. Statistical Analysis • Backward selection in the Multivariable Firth logistic model using an exit p-value at the 20 percent level for variable selection • For verification of selection, o Step-wise AIC variable selection criteria o Lasso variable selection technique • Clinical adjudication if discrepancies of variables were revealed between methods • Methods to account for over-fitting were utilized
  • 15. Rationale for Variable Inclusion Variable Source; Category KDRI UNOS; Kidney Quality Caregiver Status Transplant Database; Social Determinant Education Status Transplant Database; Social Determinant ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic risk Banff Lesion Scores EHR, NLP; Immunologic Risk CMV, BKV PCRs EHR: Immunologic Risk Cardiovascular events EHR; CV Risk; Access to care Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic risk Hemoglobin and eGFR Slopes/trajectories EHR; Biology of Kidney Function Readmit Counts EHR; Processes of care, Access to care
  • 16. Rationale for Variable Inclusion Variable Source; Category KDRI UNOS; Kidney Quality Caregiver Status Transplant Database; Social Determinant Education Status Transplant Database; Social Determinant ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic risk Banff Lesion Scores EHR, NLP; Immunologic Risk CMV, BKV PCRs EHR: Immunologic Risk Cardiovascular events EHR; Immunologic Risk Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic risk Hemoglobin and eGFR Slopes/trajectories EHR; Biology of Kidney Function Readmit Counts EHR; Processes of care, Access to care
  • 17. Rationale for Variable Inclusion Variable Source; Category KDRI UNOS; Kidney Quality Caregiver Status Transplant Database; Social Determinant Education Status Transplant Database; Social Determinant ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic risk Banff Lesion Scores EHR, NLP; Immunologic Risk CMV, BKV PCRs EHR: Immunologic Risk Cardiovascular events EHR; CV Risk, Access to care Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic risk Hemoglobin and eGFR Slopes/trajectories EHR; Biology of Kidney Function Readmit Counts EHR; Processes of care, Access to care
  • 18. Rationale for Variable Inclusion Variable Source; Category KDRI UNOS; Kidney Quality Caregiver Status Transplant Database; Social Determinant Education Status Transplant Database; Social Determinant ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic risk Banff Lesion Scores EHR, NLP; Immunologic Risk CMV, BKV PCRs EHR: Immunologic Risk Cardiovascular events EHR; CV Risk, Access to care Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic risk Hemoglobin and eGFR Slopes/trajectories EHR; Biology of Kidney Function Readmit Counts EHR; Processes of care, Access to care
  • 19. Rationale for Variable Inclusion Variable Source; Category KDRI UNOS; Kidney Quality Caregiver Status Transplant Database; Social Determinant Education Status Transplant Database; Social Determinant ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic risk Banff Lesion Scores EHR, NLP; Immunologic Risk CMV, BKV PCRs EHR: Immunologic Risk Cardiovascular events EHR; CV Risk, Access to care Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic risk Hemoglobin and eGFR Slopes/trajectories EHR; Biology of Kidney Function Readmit Counts EHR; Processes of care, Access to care
  • 20. Rationale for Variable Inclusion Variable Source; Category KDRI UNOS; Kidney Quality Caregiver Status Transplant Database; Social Determinant Education Status Transplant Database; Social Determinant ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic risk Banff Lesion Scores EHR, NLP; Immunologic Risk CMV, BKV PCRs EHR: Immunologic Risk Cardiovascular events EHR; CV Risk, Access to care Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic risk Hemoglobin and eGFR Slopes/trajectories EHR; Biology of Kidney Function Readmit Counts EHR; Processes of care, Access to care
  • 21. Rationale for Variable Inclusion Variable Source; Category KDRI UNOS; Kidney Quality Caregiver Status Transplant Database; Social Determinant Education Status Transplant Database; Social Determinant ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic risk Banff Lesion Scores EHR, NLP; Immunologic Risk CMV, BKV PCRs EHR: Immunologic Risk Cardiovascular events EHR; CV Risk, access to care Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic risk Hemoglobin and eGFR Slopes/trajectories EHR; Biology of Kidney Function Readmit Counts EHR; Processes of care, Access to care
  • 22. Rationale for Variable Inclusion Variable Source; Category KDRI UNOS; Kidney Quality Caregiver Status Transplant Database; Social Determinant Education Status Transplant Database; Social Determinant ICD-10 Comorbidities EHR; Comorbidities; Cardiometabolic risk Banff Lesion Scores EHR, NLP; Immunologic Risk CMV, BKV PCRs EHR: Immunologic Risk Cardiovascular events EHR; CV Risk, access to care Blood Pressures, Blood sugars EHR, NLP; Biology, Cardiometabolic risk Hemoglobin and eGFR Slopes/trajectories EHR; Biology of Kidney Function Readmit Counts EHR; Processes of care, Access to care
  • 23.
  • 24. 3 Year Graft Loss Risk and Data Sources Odds Ratios; Logistic (Firth) Odds Ratio 95% Profile-Likelihood Confidence Limits p≤0.05 Model 1: UNOS KDRI 3.975 2.197 7.194 * Age at Transplant 0.987 0.970 1.004 Female 0.588 0.360 0.936 * Blood Type B 1.542 0.883 2.596 Model 2: UNOS + Transplant Database KDRI 4.160 2.290 7.566 * Age at Transplant 0.985 0.968 1.002 Female 0.624 0.381 0.997 * Primary Care Giver 0.469 0.295 0.756 *
  • 25. 3 Year Graft Loss Risk and Data Sources Odds Ratios; Logistic (Firth) Odds Ratio 95% Profile-Likelihood Confidence Limits p≤0.05 Model 1: UNOS KDRI 3.975 2.197 7.194 * Age at Transplant 0.987 0.970 1.004 Female 0.588 0.360 0.936 * Blood Type B 1.542 0.883 2.596 Model 2: UNOS + Transplant Database KDRI 4.160 2.290 7.566 * Age at Transplant 0.985 0.968 1.002 Female 0.624 0.381 0.997 * Primary Care Giver 0.469 0.295 0.756 *
  • 26. 3 Year Graft Loss Risk and Data Sources Model 3: UNOS + Transplant Database + Comorbidity OR 95% CI p≤0.05 KDRI 4.239 2.330 7.734 * Age at Transplant 0.985 0.968 1.002 Female 0.623 0.375 1.012 Primary Care Giver 0.492 0.307 0.797 * Cerebrovascular Disease 0.248 0.027 0.978 * Cardiac Arrhythmias 1.712 1.031 2.788 * Alcohol Abuse 2.446 0.793 6.463 Depression 1.829 0.928 3.419
  • 27. 3 Year Graft Loss Risk and Data Sources Model 3: UNOS + Transplant Database + Comorbidity OR 95% CI p≤0.05 KDRI 4.239 2.330 7.734 * Age at Transplant 0.985 0.968 1.002 Female 0.623 0.375 1.012 Primary Care Giver 0.492 0.307 0.797 * Cerebrovascular Disease 0.248 0.027 0.978 * Cardiac Arrhythmias 1.712 1.031 2.788 * Alcohol Abuse 2.446 0.793 6.463 Depression 1.829 0.928 3.419
  • 28. 3 Year Graft Loss Risk and Data Sources Model 4: UNOS + Tx Database + Comorbidity + Post-Transplant Trajectory OR 95% CI p≤0.05 KDRI_MED_Imputed 3.06 1.49 6.28 * AgeAtTransplant 0.98 0.96 1.00 * Female 0.57 0.32 0.99 * Primarycaregiver 0.40 0.23 0.69 * Cerebrovascular Disease 0.23 0.02 1.13 Obesity 0.66 0.38 1.11 Alcohol Abuse 3.22 0.89 9.78 Depression 1.91 0.86 3.98 Pulse Pressure_SDev_1yr 1.14 1.06 1.22 * AcuteMI_comp_1yr 11.14 2.15 54.30 * Cardiac_or_Vascular_Event_1yr 2.98 1.74 5.10 * HGBSlope_7dto1yr_Imputed 0.72 0.56 0.87 * Pulse_Mean_1yr 1.03 1.00 1.07 * MaxEGFR_1yr 0.99 0.98 1.00 * ED visit count_1yr 1.31 0.93 1.74 Acute_Banff_Score_Max_2_1yr 1.37 1.22 1.54 *
  • 29. 3 Year Graft Loss Risk and Data Sources Model 4: UNOS + Tx Database + Comorbidity + Post-Transplant Trajectory OR 95% CI p≤0.05 KDRI_MED_Imputed 3.06 1.49 6.28 * AgeAtTransplant 0.98 0.96 1.00 * Female 0.57 0.32 0.99 * Primarycaregiver 0.40 0.23 0.69 * Cerebrovascular Disease 0.23 0.02 1.13 Obesity 0.66 0.38 1.11 Alcohol Abuse 3.22 0.89 9.78 Depression 1.91 0.86 3.98 Pulse Pressure_SDev_1yr 1.14 1.06 1.22 * AcuteMI_comp_1yr 11.14 2.15 54.30 * Cardiac_or_Vascular_Event_1yr 2.98 1.74 5.10 * HGBSlope_7dto1yr_Imputed 0.72 0.56 0.87 * Pulse_Mean_1yr 1.03 1.00 1.07 * MaxEGFR_1yr 0.99 0.98 1.00 * ED visit count_1yr 1.31 0.93 1.74 Acute_Banff_Score_Max_2_1yr 1.37 1.22 1.54 *
  • 30. 3 Year Graft Loss Risk and Data Sources Model 4: UNOS + Tx Database + Comorbidity + Post-Transplant Trajectory OR 95% CI p≤0.05 KDRI_MED_Imputed 3.06 1.49 6.28 * AgeAtTransplant 0.98 0.96 1.00 * Female 0.57 0.32 0.99 * Primarycaregiver 0.40 0.23 0.69 * Cerebrovascular Disease 0.23 0.02 1.13 Obesity 0.66 0.38 1.11 Alcohol Abuse 3.22 0.89 9.78 Depression 1.91 0.86 3.98 Pulse Pressure_SDev_1yr 1.14 1.06 1.22 * AcuteMI_comp_1yr 11.14 2.15 54.30 * Cardiac_or_Vascular_Event_1yr 2.98 1.74 5.10 * HGBSlope_7dto1yr_Imputed 0.72 0.56 0.87 * Pulse_Mean_1yr 1.03 1.00 1.07 * MaxEGFR_1yr 0.99 0.98 1.00 * ED visit count_1yr 1.31 0.93 1.74 Acute_Banff_Score_Max_2_1yr 1.37 1.22 1.54 *
  • 31. Effect of Layering Data Sources on Model Performance
  • 32. Model 1: UNOS Model 2: UNOS + Transplant Database Model 3: UNOS + Transplant Database + Comorbidity Model 4: UNOS + Tx Database + Comorbidity + Post-Transplant Trajectory
  • 33. Pairwise Model Comparison Model 1: UNOS only Model 2: UNOS + Transplant Database Model 3: UNOS + Transplant Databases + EHR Comorbidity Model 4: UNOS + Transplant database + NLP + EHR Comorbidity + EHR Post- Transplant Trajectory 1 Year Graft Loss 3 Year Graft Loss 3 Year Mortality Data Model A vs Data Model B P-value Data Model A vs Data Model B P-value Data Model A vs Data Model B P-value 2 (AUC=0.741) vs 1 (AUC=0.716) 0.416 2 (AUC=0.665) vs 1 (AUC=0.661) 0.838 2 (AUC=0.765) vs 1 (AUC=0.765) 1.000 3 (AUC=0.769) vs 1 (AUC=0.716) 0.170 3 (AUC=0.712) vs 1 (AUC=0.661) 0.021 3 (AUC=0.768) vs 1 (AUC=0.765) 0.476 4 (AUC=0.873) vs 1 (AUC=0.716) <.001 4 (AUC=0.846) vs 1 (AUC=0.661) <.001 4 (AUC=0.838) vs 1 (AUC=0.765) 0.004 3 (AUC=0.769) vs 2 (AUC=0.741) 0.119 3 (AUC=0.712) vs 2 (AUC=0.665) 0.006 3 (AUC=0.768) vs 2 (AUC=0.765) 0.476 4 (AUC=0.873) vs 2 (AUC=0.741) <.001 4 (AUC=0.846) vs 2 (AUC=0.665) <.001 4 (AUC=0.838) vs 2 (AUC=0.765) 0.004 4 (AUC=0.873) vs 3 (AUC=0.769) 0.001 4 (AUC=0.846) vs 3 (AUC=0.712) <.001 4 (AUC=0.838) vs 3 (AUC=0.768) 0.007
  • 34. Pairwise Model Comparison Model 1: UNOS only Model 2: UNOS + Transplant Database Model 3: UNOS + Transplant Databases + EHR Comorbidity Model 4: UNOS + Transplant database + NLP + EHR Comorbidity + EHR Post- Transplant Trajectory 1 Year Graft Loss 3 Year Graft Loss 3 Year Mortality Data Model A vs Data Model B P-value Data Model A vs Data Model B P-value Data Model A vs Data Model B P-value 2 (AUC=0.741) vs 1 (AUC=0.716) 0.416 2 (AUC=0.665) vs 1 (AUC=0.661) 0.838 2 (AUC=0.765) vs 1 (AUC=0.765) 1.000 3 (AUC=0.769) vs 1 (AUC=0.716) 0.170 3 (AUC=0.712) vs 1 (AUC=0.661) 0.021 3 (AUC=0.768) vs 1 (AUC=0.765) 0.476 4 (AUC=0.873) vs 1 (AUC=0.716) <.001 4 (AUC=0.846) vs 1 (AUC=0.661) <.001 4 (AUC=0.838) vs 1 (AUC=0.765) 0.004 3 (AUC=0.769) vs 2 (AUC=0.741) 0.119 3 (AUC=0.712) vs 2 (AUC=0.665) 0.006 3 (AUC=0.768) vs 2 (AUC=0.765) 0.476 4 (AUC=0.873) vs 2 (AUC=0.741) <.001 4 (AUC=0.846) vs 2 (AUC=0.665) <.001 4 (AUC=0.838) vs 2 (AUC=0.765) 0.004 4 (AUC=0.873) vs 3 (AUC=0.769) 0.001 4 (AUC=0.846) vs 3 (AUC=0.712) <.001 4 (AUC=0.838) vs 3 (AUC=0.768) 0.007
  • 36. Model Deployment in The Clinic
  • 37. 37
  • 39. Limitations • This is a proof of concept which needs to be evaluated in the clinic • Single center study that needs to be replicated in other centers and across EMR and analytic platforms • Rules of engagement relevant to real time deployment in the clinical setting are not defined
  • 40. Conclusion • A Big Data approach to curating diverse data sources adds significant accuracy to 3 year graft loss prediction models, and makes meaningful use of data in EHRs • Our approach captures clinical complexity and longitudinal dynamic evolution across several clinically mutable domains. • This solution is executable daily through EHR workflows and could help optimize outcomes and deliver value • This approach can be extended to most disease states using the care processes that characterize clinical transplantation
  • 41. Team MUSC • Titte Srinivas, MD • David Taber, Pharm D • Patrick Mauldin, PhD • Jingwen Zhang, MS • Zemin Su, MS • Justin Marsden, MS • William Moran, MD, MS • David Northrup, MS • Mark Daniels, MS • Karthick Gourisankaran, MS • Leslie Lenert, MD, MS • Katie Reilly, BA • Martha Sylvia, RN,MSN IBM • Haroon Anwar, MS • Arun Tripathi, Ph.D. • Salvatore Galascio, MS
  • 44.
  • 45. MUSC Kidney Transplant Modeling One year Graft Loss (GL) (Transplant dates between 1/2007 and 6/2015) • 1,176 patients analyzed • 45 had 1yr GL (3.8%) • Logistic Firth • 90 days exposure period • Backward Selection + Stepwise AIC • AUC = 0.873 (0.807 – 0.939) • Harrell’s Adjusted AUC = 0.829 • BCA (Bias Corrected and Accelerated) Bootstrap AUC = 0.764 – 0.913
  • 46. MUSC Kidney Transplant Modeling Three year Graft Loss (GL) (Transplant dates between 1/2007 and 6/2015) • 891 patients analyzed • 89 had 3yr GL (10.0%) • Logistic Firth • 1 year exposure • Backward Selection + Stepwise AIC • AUC = 0.846 • Harrell’s Adjusted AUC = 0.811 • BCA (Bias Corrected and Accelerated) Bootstrap AUC = 0.791 – 0.869
  • 47. MUSC Kidney Transplant Modeling Three year Mortality (ML) (Transplant dates between 1/2007 and 6/2015) • 880 patients analyzed • 76 had 3yr ML (8.9%) • Logistic Firth • 1 year exposure • Backward Selection + Stepwise AIC • AUC = 0.838 • Harrell’s Adjusted AUC = 0.800 • BCA (Bias Corrected and Accelerated) Bootstrap AUC = 0.766 – 0.868
  • 48. MUSC Kidney Transplant Modeling (Transplant dates between 1/2007 and 6/2015) • Firth Logistic Regression • 90 days exposure period for 1 year survival models and 1 year exposure for 3 year models • Backward Selection + Stepwise AIC
  • 49. Logistic (Firth) regression odds ratio and 95% confidence intervals (Model 4: UNOS + Velos + EHR Comorbidity + EHR Post-Transplant Trajectory) Odds Ratio (95% CI) 1 Year Graft Loss 3 Year Graft Loss 3 Year Mortality UNOS Age at Transplant 0.98 (0.96, 1.00)* 1.03 (1.00, 1.05)* Female 0.57 (0.32, 0.99)* African American 0.46 (0.26, 0.81)* KDRI 2.48 (0.95, 6.43) 3.06 (1.49, 6.28)* 1.81 (0.88, 3.69) Blood Type B 3.41 (1.55, 7.35)* Waitlisting Time (Years) 0.76 (0.56, 0.98)* First Week Dialysis 2.48 (1.20, 5.00)* Diabetes 1.67 (0.93, 3.02) Obesity 0.50 (0.23, 1.06) 0.66 (0.38, 1.11) 0.65 (0.36, 1.14) Private Insurance 0.46 (0.21, 0.91)* Previous Kidney Transplant 2.31 (0.99, 5.05) Graft Loss by 1 Year 2.77 (1.13, 6.54)* Transplant Database Finish High School 0.47 (0.23, 0.97)* Smoker 2.61 (0.87, 6.91) Primary Care Giver Identified at Transplant 0.40 (0.23, 0.69)* EHR*** Cerebrovascular Disease 0.07 (<0.01, 0.65)* 0.23 (0.02, 1.13) Cardiac Arrhythmias 2.16 (1.01, 4.52)* Alcohol Abuse 3.71 (0.87, 12.73) 3.22 (0.89, 9.78) Drug Abuse 3.55 (0.63, 15.50) Depression 1.91 (0.86, 3.98) 0.44 (0.14, 1.13) Transplant LOS (Days) 1.08 (1.01, 1.26)* Acute MI during Exposure** 11.14 (2.15, 54.30)* Cardiac or Vascular Event during Exposure 2.48 (1.06, 5.66)* 2.98 (1.74, 5.10)* 2.23 (1.21, 4.08)* BK>500 during Exposure 1.93 (0.90, 3.88) CMV>500 during Exposure 0.20 (0.02, 0.88)* Pulse Mean during Exposure 1.03 (1.00, 1.07)* 1.04 (1.00, 1.07)* SBP Mean during Exposure 0.97 (0.94, 1.00)* Pulse Pressure SDev during Exposure 1.14 (1.04, 1.25)* 1.14 (1.06, 1.22)* Glucose Mean during Exposure 0.99 (0.98, 1.00) HGB Slope perMonth - Day7 until End of Exposure 0.78 (0.58, 0.93)* 0.72 (0.56, 0.87)* Max eGFR during Exposure 0.97 (0.95, 0.99)* 0.99 (0.98, 1.00)* eGFR Slope from Max Value until End of Exposure 0.83 (0.74, 0.99)* 0.87 (0.73, 0.98)* Tacrolimus_SDev_during Exposure 1.18 (0.97, 1.42) Inpatient Readm Count during Exposure 1.42 (1.03, 1.93)* 1.16 (0.98, 1.37) Emergency Department Visit Count during Exposure 1.31 (0.93, 1.74) NLP Max Acute Banff Score during Exposure 1.37 (1.22, 1.54)*
  • 50. Statistical Analysis • Assess Overfit: To assess and adjust for overfitting, results were validated using the Harrell Optimism Correction; The Harrell optimism corrected c statistic is an “honest” estimate of internal validity, penalizing for overfitting • Internal Validation o Bootstrapping with Bias Correction methodology were used for model internal validation and AUCs for the ROC curve were used to determine and compare model accuracy o Empirical cross check between actual observed events and model predicted risk scores was conducted by clinicians • Assess Methodology: To assess the “robustness” of the logistic methodology, models were also created using survival analysis (Cox Proportional Hazard)
  • 51. Supplemental Material: Cox proportional Hazard Model Results Supplemental Table 1: One Year Graft Loss Green: represents variables in Logistic Model but not in Cox Model Yellow: represents variables in Cox Model but not in Logistic Model Cox Proportional Hazard Model (Concordance (C-index) = 0.873, se = 0.043) Effect Hazard Ratio LHR ULR p-value KDRI Blood Type B 3.080 1.496 6.343 0.002 Obesity 0.588 0.288 1.202 0.145 Waiting Time (Years) 0.776 0.608 0.990 0.042 Finish High School 0.589 0.297 1.166 0.129 Smoker 2.688 1.086 6.655 0.033 Cerebrovascular Disease Cardiac Arrhythmias 2.206 1.113 4.372 0.023 Alcohol Abuse 2.809 0.845 9.332 0.092 Drug Abuse Cardiac or Vascular Event_90days 2.539 1.206 5.345 0.014 CMV>500_90days 0.128 0.017 0.959 0.046 SBP Mean_90days 0.974 0.949 1.000 0.048 Pulse Pressure SDev_90days 1.134 1.043 1.234 0.003 Glucose Mean_90days 0.985 0.972 0.997 0.018 HGB Slope perMonth from Day7 until 90days 0.814 0.753 0.879 <.0001 eGFR Slope from Max Value until 90days 0.820 0.724 0.932 0.002 Max eGFR_90days 0.965 0.946 0.985 0.001 Inpatient Readm Count_90days 1.282 0.977 1.682 0.073 Female 0.486 0.233 1.013 0.054 Age At Transplant 1.027 0.998 1.056 0.068 Married 0.501 0.243 1.032 0.061 Depression 0.382 0.101 1.444 0.156 HGB Mean from Day7 until 90days 0.738 0.542 1.004 0.053 Max Acute Banff Score_90days 1.151 0.992 1.334 0.063 Tacrolimus Mean_90days 0.827 0.656 1.042 0.107
  • 52. Supplemental Table 2: Three Year Graft Loss Cox Proportional Model (Concordance (C-index) = 0.843, se = 0.031) Effect Hazard Ratio LHR ULR p-value KDRI 2.739 1.480 5.069 0.001 Age at Transplant 0.983 0.964 1.002 0.081 Female 0.546 0.333 0.896 0.017 Obesity 0.646 0.401 1.039 0.071 Primary Care Giver 0.581 0.361 0.935 0.025 Cerebrovascular Disease 0.081 0.008 0.798 0.031 Alcohol Abuse Depression Acute MI_1yr 4.746 1.537 14.652 0.007 Cardiac or Vascular Event_1yr 2.411 1.461 3.979 0.001 Pulse Pressure SDev_1yr 1.147 1.078 1.221 <.0001 HGB Slope perMonth from Day7 until 1yr 0.817 0.758 0.881 <.0001 Pulse Mean_1yr 1.027 0.998 1.056 0.067 Max eGFR_1yr 0.985 0.975 0.995 0.004 Max Acute Banff Score_1yr 1.296 1.194 1.407 <.0001 ED Readm Count_1yr 1.260 0.944 1.682 0.117 Diabetes 0.647 0.375 1.116 0.118 Receive Disability 0.676 0.413 1.108 0.120 Smoker 1.733 0.837 3.592 0.139 Cardiac Arrhythmias 1.764 1.076 2.894 0.025 BK>500_1yr 0.522 0.252 1.078 0.079 CMV>500_1yr 0.648 0.357 1.177 0.154 eGFR Slope from Max Value until 1yr 0.862 0.762 0.972 0.017 Inpatient Readm Count_1yr 1.152 1.000 1.326 0.049 Tacrolimus Mean_1yr 0.865 0.725 1.033 0.109 Tacrolimus SDev_1yr 1.144 0.956 1.368 0.141 Green: represents variables in Logistic Model but not in Cox Model Yellow: represents variables in Cox Model but not in Logistic Model
  • 53. Supplemental Table 3: Three Year Mortality Cox Proportional Model (Concordance (C-index) = 0.815, se = 0.033) Effect Hazard Ratio LHR ULR p-value KDRI Age at Transplant 1.029 1.007 1.050 0.008 African American 0.649 0.393 1.074 0.093 Private Insurance 0.491 0.249 0.965 0.039 Obesity First Week Dialysis Diabetes 1.567 0.930 2.638 0.091 Previous Kidney Transplant 2.481 1.244 4.949 0.010 Graft Loss_1yr 2.363 1.126 4.957 0.023 Depression 0.447 0.177 1.125 0.087 Transplant LOS (Days) 1.049 1.014 1.086 0.006 Cardiac or Vascular Event_1yr 1.990 1.164 3.401 0.012 BK>500_1yr Pulse Mean_1yr eGFR Slope from Max Value until 1yr 0.850 0.774 0.932 0.001 Inpatient Readm Count_1yr 1.113 0.968 1.280 0.133 Tacrolimus SDev_1yr 1.166 0.990 1.373 0.066 Distance to MUSC (Miles) 1.001 1.000 1.003 0.155 Receive Disability 0.687 0.408 1.157 0.158 Smoker 1.832 0.808 4.151 0.147 Peripheral Vascular Disorders 1.521 0.784 2.950 0.215 CMV>500_1yr 1.673 0.948 2.951 0.076 SBP Mean_1yr 0.980 0.962 0.999 0.040 HGB Mean from Day7 until 1yr 0.783 0.643 0.954 0.015 HGB Slope perMonth from Day7 until 1yr 0.796 0.565 1.123 0.194 Green: represents variables in Logistic Model but not in Cox Model Yellow: represents variables in Cox Model but not in Logistic Model
  • 54. CMV Rejection BK DM Smoker MI Married Smoker College Grad Immunologic Cardiometabolic Psychosocial Date BK PCR 1/27/16 2.33E4 12/23/15 Neg 11/22/15 Neg Date Blood Sugar 1/27/16 185 12/23/15 109 11/22/15 93 Model Output Model Output