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ORIGINAL ARTICLE


Efficacy of Interpersonal Psychotherapy
for Postpartum Depression
Michael W. O’Hara, PhD; Scott Stuart, MD; Laura L. Gorman, PhD; Amy Wenzel, PhD




Background: Postpartum depression causes women                         10.6 over 12 weeks, a significantly greater decrease than
great suffering and has negative consequences for their                occurred in the WLC group (23.0 to 19.2). A signifi-
social relationships and for the development of their in-              cantly greater proportion of women who received IPT re-
fants. Research is needed to evaluate the efficacy of psy-             covered from their depressive episode based on HRSD
chotherapy for postpartum depression.                                  scores of 6 or lower (37.5%) and BDI scores of 9 or lower
                                                                       (43.8%) compared with women in the WLC group (13.7%
Methods: A total of 120 postpartum women meeting                       and 13.7%, respectively). Women receiving IPT also had
DSM-IV criteria for major depression were recruited from               significant improvement on the Postpartum Adjustment
the community and randomly assigned to 12 weeks of                     Questionnaire and the Social Adjustment Scale–Self-
interpersonal psychotherapy (IPT) or to a waiting list con-            Report relative to women in the WLC group.
dition (WLC) control group. Subjects completed inter-
view and self-report assessments of depressive symp-                   Conclusions: These findings suggest that IPT is an ef-
toms and social adjustment every 4 weeks.                              ficacious treatment for postpartum depression. Interper-
                                                                       sonal psychotherapy reduced depressive symptoms and
Results: Ninety-nine of the 120 patients completed the                 improved social adjustment, and represents an alterna-
protocol. Hamilton Rating Scale for Depression (HRSD)                  tive to pharmacotherapy, particularly for women who are
scores of women receiving IPT declined from 19.4 to 8.3,               breastfeeding.
a significantly greater decrease than occurred in the WLC
group (19.8 to 16.8). The Beck Depression Inventory (BDI)
scores of women who received IPT declined from 23.6 to                 Arch Gen Psychiatry. 2000;57:1039-1045




                                   W
                                                           OMEN of childbear-        partum depression is needed to prevent
                                                           ing age are at high       these problems.
                                                           risk for depres-                Antidepressant medications, cognitive
                                                           sion.1,2 Depression       behavioral therapy, and interpersonal psy-
                                                           after childbirth is       chotherapy (IPT) have been validated as ef-
                                   particularly problematic because of the so-       fective treatments for major depression.7
                                   cial role adjustments required of women           Concerns about the possible effects of an-
                                   during this time.3 For example, women             tidepressant medications on the developing
                                   must provide immediate and constant care          fetus and the breastfed infant have often led
                                   for their infants. Women also face chal-          to the exclusion of pregnant and breastfeed-
                                   lenges in their relationships with spouses        ing postpartum women from depression
                                   or partners, and often find that they must        treatment trials. Such women may also ex-
                                   redefine their relationships with their fam-      clude themselves because of a desire to avoid
                                   ily members and friends. Finally, women           medication.8-10 Although there is evidence
                                   frequently need to make adjustments in            that antidepressants are relatively safe for
                                   their work roles to accommodate the care          nursing infants,11,12 the American Academy
                                   required by their infants.                        of Pediatrics13(p139) classifies most antidepres-
                                         There is good evidence that mother-         sants as “drugs whose effect on nursing in-
                                   infant bonding is impaired by maternal de-        fants is unknown but may be of concern.”
From the Departments               pression.4-6 Moreover, several studies have       Given these considerations, it is important
of Psychology (Drs O’Hara,         documented a link between postpartum              that nonpharmacologic interventions be
Gorman, and Wenzel) and            depression and later problems in chil-            evaluated for use with postpartum women.
Psychiatry (Dr Stuart),            dren’s cognitive and social-emotional de-               Although previous studies of psy-
University of Iowa, Iowa City.     velopment.4-6 Effective treatment of post-        chotherapy for postpartum depression


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PATIENTS AND METHODS                                               or PsyD degrees in clinical or counseling psychology. Their
                                                                       average age was 42 years (range, 29-51 years) and their mean
    PATIENTS                                                           levelofpostdoctoralexperiencewas14years(range,3-24years).
                                                                       Five of the therapists were men and 5 were women. Each thera-
                                                                       pist treated between 1 and 11 patients (median, 6.5).
    Potential subjects were identified using a multistage process            Prior to the study, therapists read and became familiar
    of community screening. Women delivering in 4 Iowa coun-           with the Interpersonal Psychotherapy of Depression manual18
    ties (Polk, Johnson, Linn, and Scott) between October 1995         and the manual for Interpersonal Psychotherapy for Post-
    and July 1997 were sent letters inviting them to participate       partum Depression (unpublished manual, 1993, available
    in a study of postpartum emotional adjustment. Women were          from M.W.O. on request). Each therapist attended 40 hours
    eligible if they were at least 18 years old and were married or    of didactic lectures and videotape presentations, meeting the
    living with a partner for at least 6 months. Women who for-        standard for training of IPT therapists used in extramural
    mally consented to participate completed the Inventory to          research projects.29 The training was designed to foster com-
    Diagnose Depression (IDD).23 Those meeting criteria for de-        petence in IPT and included a detailed review of the treat-
    pression on the IDD were interviewed by telephone using a          ment manual, using videotaped sessions to illustrate each
    modified version of the Structured Clinical Interview for          of the interpersonal problem areas and the strategies used
    DSM-IV (SCID)24,25 and the Hamilton Rating Scale for De-           to address them. Therapists were required to complete a 12-
    pression (HRSD).26 Women who met DSM-IV27 criteria for a           session course of IPT with a postpartum depressed woman
    major depressive episode and had a minimum score of 12 on          at a satisfactory level of competence and adherence prior to
    the amended 17-item version of the HRSD7 were asked to par-        entering the treatment phase of the study. During the treat-
    ticipate in the treatment phase of the study.                      ment phase, therapists were continually monitored for ad-
          Following Elkin et al,7 exclusion criteria included (1) a    herence to the IPT treatment manuals.18 Therapists were re-
    lifetimehistoryofbipolardisorder,schizophrenia,organicbrain        quired to videotape or audiotape all of their IPT sessions for
    syndrome, mental retardation, or antisocial personality dis-       use in supervision with the authors.
    order; or (2) a current diagnosis of alcohol or substance abuse,
    panic disorder, somatization disorder, or 3 or more schizo-        Interpersonal Psychotherapy
    typal features. Antisocial personality and schizotypal features
    were assessed using relevant items from the Structured Inter-      Interpersonal psychotherapy was administered in 12 hour-
    view for DSM-IV Personality (SIDP).28 Women with psychotic         long individual sessions during a 12-week period in stan-
    depression were excluded as well as women with serious eat-        dard fashion according to the manual of Klerman et al18 with
    ing disorders or obsessive-compulsive disorders.                   some modifications to accommodate the postpartum con-
          Women who formally consented to participate were re-         text of these depressions. The initial sessions were con-
    interviewed in their homes using the current major depres-         cerned with identifying depression as a medical disorder af-
    sive episode module of the SCID and HRSD. A total of 120           flicting the patient, placing the depression in an interpersonal
    women who continued to meet DSM-IV criteria for a major            context, reviewing the patient’s current and past interper-
    depressive episode and had an HRSD total score of at least 12      sonal relationships, and relating problematic aspects of these
    were randomly assigned (using a random number table) to            relationships to the patient’s depression.18 Finally, the thera-
    the IPT or WLC groups. Rerandomization occurred after the          pist and patient collaboratively identified the IPT problem
    77th and 108th patients to achieve equal numbers in the 2          area(s) most related to the episode and set treatment goals.18
    groups. Randomization was conducted separately for patients              During the intermediate sessions the therapist focused
    with and without a history of major depression, resulting in       on the interpersonal difficulties identified by the patient. Com-
    an equal representation of these patients in each group.           mon postpartum and IPT problem areas included conflict with
                                                                       partner or extended family (interpersonal disputes), loss of
    TREATMENTS                                                         social/work relationships (role transition), and losses asso-
                                                                       ciated with the birth, such as previous perinatal loss or the
    Therapists and Training                                            death of significant others (grief). In the final sessions the thera-
                                                                       pist reinforced the patient’s sense of competence in overcom-
    Ten therapists in private practice in the 4 communities from       ing depression, discussed plans for termination of therapy,
    which study subjects were recruited conducted the IPT treat-       and worked with the patient to develop plans should the de-
    ment. All were experienced psychotherapists who had PhD            pression recur.18




have been favorable,9,14-16 the results of these studies               well-defined standard psychotherapy for the treatment
have been compromised by design limitations. 17 For                    of postpartum depression.
example, studies have included patients with minor                           We selected IPT18 for evaluation because of its dem-
depression as well as major depression, 9,14,15 used                   onstrated efficacy for major depression,7,17,19,20 and because
“nonmanualized” or “nonstandard” therapies, 9,14,15                    its focus on interpersonal relationships directly addresses
used therapists who were not professionally prepared                   problems experienced by depressed postpartum women.21,22
(eg, health visitors, nurses),14,15 or used therapies that             We report the results of a controlled study of the efficacy
were principally aimed at improving the mother-infant                  of 12 weeks of treatment with IPT compared with a wait-
relationship rather than treating depression. 16 These                 ing list condition (WLC) in the treatment of postpartum
limitations suggest the importance of evaluating a                     depression.


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Waiting List Condition                                              during the in-home pretreatment and posttreatment inter-
                                                                        views.
    Patients assigned to the WLC group waited 12 weeks be-                   The amended 17-item version of the HRSD (adding
    fore receiving treatment. Although no therapy was pro-              items on hypersomnia, hyperphagia, and weight gain)7 was
    vided during this time, clinical assessments using the HRSD         used as one of the principal outcome measures. The HRSD
    were conducted by telephone at 4, 8, and 12 weeks after             was administered by an independent clinician during the
    assignment to the WLC group. Brief telephone contacts also          in-home pretreatment and posttreatment assessments and
    were made at 2, 6, and 10 weeks to evaluate the patient’s           at 4 and 8 weeks after group assignment. During tele-
    suicide risk and ability to wait for treatment.                     phone assessments (4- and 8-week and 30% of posttreat-
          We elected to use a WLC condition for 2 reasons. First,       ment assessments), direct questioning of subjects elicited
    there remains substantial controversy in psychotherapy              information that usually was obtained through direct ob-
    treatment trials regarding what constitutes an appropriate          servation (retardation and agitation). The clinical inter-
    psychotherapy “placebo” condition.30-32 Problems are in-            viewers who administered the HRSD were not blinded to
    herent in virtually all psychotherapy placebo models. The           treatment status. Our decision to use nonblinded raters was
    use of a no-treatment comparison in psychotherapy trials            based on our desire to minimize attrition and our concern
    is acknowledged as a valid comparison condition,30 and is           that we would have a high drop-out rate, particularly in
    considered to meet accepted scientific standards for effi-          the WLC group. Hence, we elected to use clinical inter-
    cacy, ie, that the effects of a specific treatment be better than   viewers who worked with the same subject throughout the
    no treatment, or equal to or better than an effective alter-        treatment trial.
    native treatment.33 Second, a WLC reflects the typical ex-               Using intraclass correlation to account for consis-
    perience of the women in the treatment trial. We used com-          tency and absolute level differences, we obtained an intra-
    munity screening to recruit women for the study and none            class correlation of 0.93 for the 17-item HRSD total score
    of the women randomized to the WLC was actively seek-               based on 192 interviews (48 interviews from each assess-
    ing treatment. A WLC thus reflected what would have hap-            ment period) and 7 separate interviewer-blind rater pairs.
    pened to these women had their depressive episodes re-
    mained unidentified.                                                Self-report Assessments

    MEASURES                                                            Subjects completed the IDD23 during the screening phase of
                                                                        the study. Patients randomized to a treatment condition com-
    Interview Assessment                                                pletedtheBDI,34 theSocialAdjustmentScale–Self-Report(SAS-
                                                                        SR),35 the Dyadic Adjustment Scale (DAS),36 and the Postpar-
    A modified version of the SCID, nonpatient edition, for DSM-        tum Adjustment Questionnaire (PPAQ).3 Excepting the IDD,
    IV,25 in combination with the schizotypal and antisocial mod-       these measures were administered before therapy and after
    ules from the SIDP,28 was used to screen women prior to             4, 8, and 12 weeks following assignment to treatment group.
    treatment assignment. The modified SCID included the fol-
    lowing sections in order: past periods of psychopathologi-          STATISTICAL ANALYSES
    cal symptoms, psychopathological symptoms during the
    past month, current social functioning, and the mood epi-           An independent samples 2-tailed t test was used to com-
    sodes module (current major depressive episode, past de-            pare the IPT and WLC groups on initial demographic and
    pressive episode, and dysthymia). Time of onset, melan-             clinical characteristics. For most outcome measures (in-
    cholic features, and atypical features also were evaluated.         cluding the BDI, HRSD, PPAQ, SAS-SR, and DAS), a 2 groups
    In addition, the SCID was modified to screen for alcohol/           (IPT vs WLC) 4 assessment occasions (pretherapy, 4
    substance abuse, panic disorder, obsessive-compulsive dis-          weeks, 8 weeks, 12 weeks) repeated-measures analysis of
    order, anorexia nervosa, and bulimia nervosa during the             variance was conducted using an of .05. These analyses
    past month. Screening questions for previous manic epi-             yielded a multivariate “exact F” for the group assess-
    sodes or somatization disorder were also included. Fi-              ment occasion interaction. For categorical variables, a 2
    nally, the SCID psychotic screening module, the SIDP                test was employed, using an level of .05. All statistical
    schizotypal module, and the SIDP antisocial module were             tests were 2 tailed. Sample size was determined on the ba-
    included. A shortened version of the modified SCID, which           sis of a power analysis and was increased from 108 to 120
    focused on the current major depressive episode, was used           about two thirds of the way through the study.




                           RESULTS                                      treated as training cases, leaving 120 depressed women
                                                                        who participated in the study.
                                                                              Table 1 presents the demographic and clinical char-
            PATIENT CHARACTERISTICS                                     acteristics of study subjects. Almost all study subjects were
                                                                        white and tended to be well educated, which is gener-
Recruiting letters were sent to 20620 women recently de-                ally consistent with the populations of the Iowa coun-
livered of an infant. Following several screening steps,                ties from which the subjects were recruited. Excluding
345 women met criteria for major depressive episode on                  3 patients who were experiencing a chronic depression
the SCID. A total of 77 women met exclusion criteria,                   (episode length 2.5 years), the average episode length
132 women declined participation, and 16 women were                     for study subjects was approximately 7 months.

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Table 1. Demographic and Clinical Characteristics                                 Table 2. Depression Outcomes for Completer Subjects*
   of Study Subjects*
                                                                                                            Mean ± SD
                                                IPT Group       WLC Group
                                                 (n = 60)        (n = 60)            Outcome        IPT Group       WLC Group
                                                                                     Variable        (N = 48)        (N = 51)         Statistics        P
   Age, y                                      29.4 ± 4.9       29.7 ± 4.5
   Partner age, y                              30.7 ± 5.8       31.1 ± 5.2                           HRSD (Exact F3,95 = 10.0, P .001)
   Education, y                                14.5 ± 2.0       14.9 ± 1.8           Initial        19.4 ± 4.6    19.8 ± 5.3          ...              ...
   Partner education, y                        14.8 ± 2.2       14.8 ± 2.1           4 weeks        15.0 ± 6.5    18.3 ± 5.2      t97 = 2.75           .007
   Working, % yes                                 63.3             63.3              8 weeks        12.6 ± 7.0    16.4 ± 6.5      t97 = 2.81           .006
   Marriage length, y                           5.2 ± 3.7        5.4 ± 3.2           12 weeks        8.3 ± 5.3    16.8 ± 8.4      t97 = 5.98           .001
   Parity, % primiparous                          26.7             23.3                               BDI (Exact F3,95 = 8.53, P .001)
   Breastfeeding†, % yes                          50.0             31.5              Initial        23.6 ± 7.2      23.0 ± 6.9         ...             ...
   Past major depressive episode, % yes           66.7             68.3              4 weeks        17.7 ± 8.0      21.6 ± 8.1     t97 = 2.41          .02
   Postpartum onset, % yes                        68.3             63.3              8 weeks        13.6 ± 7.5      19.1 ± 8.9     t97 = 3.29          .001
   Episode length, mo                           8.9 ± 12.9       7.5 ± 7.2           12 weeks       10.6 ± 6.8      19.2 ± 8.7     t97 = 5.46          .001
   Entry into protocol, mo                      6.1 ± 0.79       6.2 ± 0.70
                                                                                     *IPT indicates interpersonal psychotherapy; WLC, waiting list condition;
   *Data are presented as mean ± SD unless otherwise indicated. IPT               HRSD, Hamilton Rating Scale for Depression; BDI, Beck Depression
indicates interpersonal psychotherapy; WLC, waiting list condition. None of       Inventory; and ellipses, not applicable.
these differences was statistically significant. All P .20 except breastfeeding
( P = .08). There was no interaction between breastfeeding and treatment
assignment for either the Hamilton Rating Scale for Depression or the Beck        of recovery (38.3%) than did women assigned to the WLC
Depression Inventory (both P .60).                                                                  2
                                                                                  group (18.3%) ( 1 =5.91, P=.02).
   †In the IPT and WLC conditions breastfeeding data were missing for 10
and 6 subjects because of retrospective collection.
                                                                                                          Completer Analyses

                              ATTRITION                                           A repeated-measures analyses of variance for both the HRSD
                                                                                  and the BDI revealed a significant group assessment oc-
Twelve (20%) of 60 patients withdrew from the IPT                                 casion interaction in favor of IPT (Table 2). Follow-up t
group and 9 (15%) of 60 patients withdrew from the                                tests comparing the IPT and the WLC groups revealed that
                                            2
WLC group, a nonsignificant difference ( 1 1, P=.47).                             significant differences on the HRSD and BDI were al-
Overall, 42.9% of the attrition occurred within the first 4                       ready apparent at the 4-week assessment (Table 2).
weeks, 23.8% occurred between 4 and 8 weeks, and the                                    Patients receiving treatment with IPT were signifi-
rest occurred between 8 and 12 weeks after treatment                              cantly more likely to meet recovery criteria on the HRSD
assignment. There were no significant differences                                 (37.5%) than patients in the WLC group (13.7%)
between dropouts and completers on any demographic                                ( 2 =7.40, P=.007). In addition, a significantly greater pro-
                                                                                     1
or clinical variables.                                                            portion of patients treated with IPT recovered based on
                                                                                  BDI criteria (43.8%) than patients assigned to the WLC
                                                                                                        2
          OUTCOME ANALYSES: DEPRESSION                                            group (13.7%) ( 1 = 10.99, P = .001). Finally, signifi-
                                                                                  cantly fewer women in the IPT group met criteria for
The original design called for a repeated-measures (pre-                          DSM-IV major depressive episode at the 12-week assess-
therapy and 4, 8, and 12 weeks after beginning of therapy)                        ment (12.5%) compared with women in the WLC group
                                                                                               2
analysis of covariance using the presence/absence of prior                        (68.6%) ( 1 =32.1, P .001).
major depressive episode as a covariate. Because this fac-                              We also evaluated response to treatment (defined
tor had no effect on BDI or HRSD outcomes (t in both                              a priori as 50% reduction in symptoms). Based on HRSD
cases .35, P .7), it was not used as a covariate in the                           scores, a significantly greater proportion of patients treated
analyses.                                                                         with IPT responded to treatment (62.5%) than patients
                                                                                  assigned to the WLC group (17.6%) ( 2 =20.84, P .001).
                                                                                                                           1
                   Intention-to-Treat Analyses                                    Similarly, based on BDI scores, a significantly greater pro-
                                                                                  portion of patients receiving treatment with IPT re-
Intention-to-treat analyses, which included all subjects                          sponded to treatment (60.4%) than patients in the WLC
                                                                                                      2
assigned to the IPT or the WLC group, were conducted                              group (15.7%) ( 1 =21.14, P<.001).
for all measures of depression. A repeated-measures analy-
sis of variance using the HRSD revealed a significant group                              OUTCOME ANALYSES: PSYCHOSOCIAL
    assessment occasion interaction in favor of IPT (ex-                                          ADJUSTMENT
act F3,116 =5.00, P = .003). There was a significant group
   assessment occasion interaction in favor of IPT based                          For the SAS-SR, there was a significant group assess-
on BDI scores (exact F3,116 =6.45, P .001). Recovery was                          ment occasion interaction in favor of IPT (Table 3). Fol-
defined a priori as an HRSD score of 6 or lower or a BDI                          low-up t tests revealed that significant differences in the
score of 9 or lower.7 Recovery rates based on HRSD scores                         predicted direction emerged at the 4-week assessment
favored treatment with IPT (31.7%) over the WLC (15%)                             (Table 3). Each of the relevant subscales showed signifi-
   2
( 1 = 4.66, P = .03). Based on BDI scores (BDI 9), pa-                            cant group assessment occasion effects in favor of IPT
tients treated with IPT had a significantly greater rate                          including “work in the home” (exact F3,92 =4.12, P=.009),


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“work outside of the home” (exact F3,44 = 7.41, P .001),
“relationship with spouse” (exact F3,90 = 7.22, P .001),                Table 3. Psychosocial Outcomes for Completer Subjects*
“relationship with children older than 2 years” (exact
F3,64 =2.78, P .05), “relationship with immediate fam-                                          Mean ± SD
ily” (exact F3,89 = 5.15, P = .002), and “relationships with            Outcome        IPT Group        WLC Group
friends” (exact F3,93 = 4.88, P = .003).                                Variable        (N = 48)         (N = 51)         Statistics        P
       On the specific measure of postpartum adjust-                      Social Adjustment Scale−Self-Report (Exact F3,95 = 9.21, P .001)
ment, the PPAQ, there was a significant group assess-                   Initial      2.44 ± .31     2.48 ± .37             ...         ...
ment occasion effect in favor of IPT (Table 3). Fol-                    4 weeks      2.26 ± .35     2.47 ± .40         t97 = 2.73      .008
low-up t tests revealed that significant differences in the             8 weeks      2.05 ± .33     2.36 ± .42         t97 = 4.01      .001
predicted direction emerged at the 8-week assessment                    12 weeks 1.93 ± .34         2.35 ± .45         t97 = 5.16      .001
(Table 3). Several subscales showed similar significant                  Postpartum Adjustment Questionnaire (Exact F3,95 = 9.10, P .001)
group assessment occasion effects in favor of IPT in-                   Initial     2.74 ± .34      2.69 ± .33            ...        ...
cluding “work in the home” (exact F3,93 = 4.61, P =.005),               4 weeks     2.59 ± .36      2.66 ± .32        t97 = 0.96     NS
                                                                        8 weeks     2.44 ± .31      2.62 ± .36        t97 = 2.59     .01
“relationship with spouse” (exact F3,91 = 4.87, P =.003),               12 weeks 2.33 ± .29         2.57 ± .38        t97 = 3.54     .001
“relationships with children other than the baby” (exact
F3,70 =4.67, P=.005), and “relationships with friends” (ex-                     Dyadic Adjustment Scale (Exact F3,95 = 1.89, P = .14)
                                                                        Initial    93.36 ± 19.15 87.60 ± 24.66             ...        ...
act F 3,94 =2.72, P=.05). In contrast to the case for the SAS-          4 weeks 97.34 ± 20.34 87.04 ± 24.99            t97 = 2.24     .03
SR, there was not a significant effect for “work outside                8 weeks 100.37 ± 19.34 88.65 ± 25.62           t97 = 2.55     .01
of the home” (exact F3,42 = 1.54, P = .22), or “relation-               12 weeks 101.19 ± 20.73 88.69 ± 27.57          t97 = 2.54     .01
ships with other family members” (exact F3,93 = 2.43,
P=.07). Also, there was not a significant difference be-                 *IPT indicates interpersonal psychotherapy; WLC, waiting list condition;
tween the 2 groups on the “relationship with new baby”               ellipses, not applicable; and NS, nonsignificant.
subscale (exact F3,93 = 1.90, P = .13). This may be due to
the fact that even prior to therapy, women in both con-              ing based on the SAS-SR and the PPAQ compared with
ditions were reporting very little dissatisfaction/                  women in the WLC group. Findings from both measures
disturbance in their relationship with their infants.                converged to suggest that women’s adjustment in man-
       The final psychosocial measure that was obtained              aging their households, as well as their relationships with
at each of the 4 therapy assessments was the DAS, a spe-             their partners and children (other than their infants) im-
cific measure of adjustment in relationship with part-               proved as a consequence of treatment with IPT. How-
ner. There was not a significant group assessment oc-                ever, these patients did not reach normative levels on ei-
casion effect for this measure (Table 3). However, there             ther measure.3,37 Women did not report much disturbance
was a significant group assessment occasion effect for               in their relationship with their new infants even before
the Dyadic Satisfaction subscale of the DAS in favor of              therapy, leaving relatively little room for improvement.
IPT (exact F3,95 =3.13, P=.03). The interaction effects for                In contrast to scores reflecting patients’ relation-
the 3 other subscales, Dyadic Consensus, Dyadic Cohe-                ship with their infants, the pretreatment DAS total scores
sion, and Affectional Expression, were not significant.              (mean = 90.4) easily met the criterion for marital dis-
                                                                     tress (score 100) used in other treatment studies.38,39
                        COMMENT                                      Treatment with IPT resulted in an increase of about one
                                                                     third of an SD in overall marital adjustment compared
Interpersonal psychotherapy resulted in significant im-              with no change in the marital adjustment of the women
provement in depressive symptoms relative to the WLC                 in the WLC group, though this difference was not sta-
based on (1) the absolute reduction in symptom levels                tistically significant. However, the Dyadic Satisfaction sub-
as measured by the HRSD and the BDI; (2) the propor-                 scale did show a significant change associated with treat-
tion of women who responded to treatment (ie, 50%                    ment. This subscale includes critical items reflecting
reduction in symptom severity as measured by the HRSD                contemplation of divorce, arguing, thinking positively
and the BDI); (3) the proportion of women who met HRSD               about the relationship, overall happiness, and commit-
and BDI criteria for recovery; and (4) the proportion of             ment to the relationship, among others.36 These types of
women who no longer met DSM-IV criteria for major de-                items may reflect characteristics of the relationship that
pression. Women assigned to the WLC group experi-                    are dependent on the woman’s personal perspective more
enced little improvement over 12 weeks (15% and 17%                  than the partner’s behavior. Change in other aspects of
reduction in symptoms based on the HRSD and BDI, re-                 the relationship may require the participation in therapy
spectively), suggesting that recovery without treatment              of both members of the dyad.
occurs slowly. Moreover, these women had already been                      During the treatment phase of the study, we used
depressed for an average of about 7 months prior to the              clinical evaluators who were not blinded to the subject’s
beginning of the waiting period. The efficacy of the treat-          treatment status. There were 2 reasons we chose not to
ment with IPT, the lack of improvement in the WLC                    use blinded clinical evaluators. First, we believed that
group, and the long duration of these episodes all point             keeping interviewers blind to treatment status when one
to the importance of beginning treatment with postpar-               group was receiving treatment and one group was not
tum depressed women as soon as possible.                             would have been nearly impossible. We were con-
     Patients receiving IPT for postpartum depression had            cerned that subjects could too easily (or inadvertently)
significant improvement in their psychosocial function-              reveal whether or not they were receiving treatment. Sec-


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                                     ©2000 American Medical Association. All rights reserved.
ond (and more importantly), we believed that establish-              Accepted for publication May 15, 2000.
ing a relationship between the clinical evaluators and the                 This work was supported by grant MH50524 from the
study subjects would serve to reduce attrition, particu-             National Institute of Mental Health, Bethesda, Md (Dr
larly for the women assigned to the WLC group. The low               O’Hara).
overall attrition rate of 17.5% suggests that addressing                   Portions of this work were presented at the Biennial
this potential problem was helpful, particularly given the           Meeting of the Marce Society, Iowa City, Iowa, June 27, 1998.
                                                                                         ´
low rate of attrition in the WLC group.                                    We thank the therapists and study staff: Jane Ander-
      There are several streams of evidence suggesting that          son, PhD, Juan Aquino, PhD, Sandra Davis, PhD, Susan
the HRSD scores obtained in our study were not compro-               Enzle, PhD, Ronald Hilliard, PhD, Perry Howell, PsyD, Ana
mised by the lack of independent evaluators. First, BDI              Lopez-Dawson, PhD, James Marchman, PhD, Ronald Nel-
and HRSD scores were highly correlated and gave essen-               son, PhD, Patricia Rebeck, PhD, Deborah Van Speybroeck,
tially the same results. Both the proportion of patients who         PhD, Elizabeth Rose, PhD, Rebecca Ready, MA, Karin Larsen,
were recovered and the proportion of patients who re-                MA, Carol Mertens, PhD, and Melody Weig. We also thank
sponded to treatment were similar when BDI and HRSD                  Jill France, Bureau of Vital Records, Iowa Department of
scores were compared. Moreover, there was a high level               Public Health, for her assistance.
of agreement, both with respect to consistency and abso-                   Reprints: Michael O’Hara, PhD, Department of Psy-
lute level of rating, between a fully blinded clinical evalu-        chology, University of Iowa, Iowa City, IA 52242.
ator who rated tapes of the clinical interviews and the clini-
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                                                                     11. Wisner KL, Perel JM, Findling RL. Antidepressant treatment during breast-
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pression should be treated as quickly as possible. The long          12. Stowe ZN, Owens MJ, Landry JC, Kilts CD, Ely T, Llewellyn A, Nemeroff CB. Ser-
duration of episodes prior to enrollment in our study and                traline and desmethylsertraline in human breast milk and nursing infants. Am
the minimal change in symptoms in women who did not                      J Psychiatry. 1997;154:1255-1260.
                                                                     13. American Academy of Pediatrics Committee on Drugs. The transfer of drugs and
receive treatment both suggest that nothing is to be gained              other chemicals into human milk. Pediatrics. 1994;93:137-150.
by delaying treatment. Second, IPT is an effective treat-            14. Holden JM, Sagovsky R, Cox JL. Counselling in a general practice setting: con-
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with confidence. The availability of an efficacious non-                 BMJ. 1989;298:223-226.
pharmacologic treatment is important because many                    15. Wickberg B, Hwang, CP. Counselling of postnatal depression: a controlled study
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women may wish to avoid taking psychotropic medica-                  16. Cooper PJ, Murray L. The impact of psychological treatments of postpartum de-
tions if they are breastfeeding (more than 40% in our                    pression on maternal mood and infant development. In: Murray L, Cooper PJ,
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effective and acceptable treatment for postpartum de-                18. Klerman GL, Weissman MM, Rounsaville BJ, Chevron ES. Interpersonal Psy-
pression.                                                                chotherapy of Depression. New York, NY: Basic Books; 1984.



                (REPRINTED) ARCH GEN PSYCHIATRY/ VOL 57, NOV 2000       WWW.ARCHGENPSYCHIATRY.COM
                                                              1044

                                     ©2000 American Medical Association. All rights reserved.
19. Mufson L, Weissman MM, Moreau D, Garfinkel R. Efficacy of interpersonal psy-               training in the conduct and efficacy of interpersonal psychotherapy for depres-
    chotherapy for depressed adolescents. Arch Gen Psychiatry. 1999;56:573-579.                sion. J Consult Clin Psychol. 1988;56:681-688.
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29. Rounsaville BJ, O’Malley SS, Foley S, Weissman MM. Role of manual-guided                   vestigation. J Consult Clin Psychol. 1990;58:636-645.




                       (REPRINTED) ARCH GEN PSYCHIATRY/ VOL 57, NOV 2000                   WWW.ARCHGENPSYCHIATRY.COM
                                                                     1045

                                                   ©2000 American Medical Association. All rights reserved.

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Efficacy of Interpersonal Psychotherapy for Postpartum Depression. (O'hara et al., 2000)

  • 1. ORIGINAL ARTICLE Efficacy of Interpersonal Psychotherapy for Postpartum Depression Michael W. O’Hara, PhD; Scott Stuart, MD; Laura L. Gorman, PhD; Amy Wenzel, PhD Background: Postpartum depression causes women 10.6 over 12 weeks, a significantly greater decrease than great suffering and has negative consequences for their occurred in the WLC group (23.0 to 19.2). A signifi- social relationships and for the development of their in- cantly greater proportion of women who received IPT re- fants. Research is needed to evaluate the efficacy of psy- covered from their depressive episode based on HRSD chotherapy for postpartum depression. scores of 6 or lower (37.5%) and BDI scores of 9 or lower (43.8%) compared with women in the WLC group (13.7% Methods: A total of 120 postpartum women meeting and 13.7%, respectively). Women receiving IPT also had DSM-IV criteria for major depression were recruited from significant improvement on the Postpartum Adjustment the community and randomly assigned to 12 weeks of Questionnaire and the Social Adjustment Scale–Self- interpersonal psychotherapy (IPT) or to a waiting list con- Report relative to women in the WLC group. dition (WLC) control group. Subjects completed inter- view and self-report assessments of depressive symp- Conclusions: These findings suggest that IPT is an ef- toms and social adjustment every 4 weeks. ficacious treatment for postpartum depression. Interper- sonal psychotherapy reduced depressive symptoms and Results: Ninety-nine of the 120 patients completed the improved social adjustment, and represents an alterna- protocol. Hamilton Rating Scale for Depression (HRSD) tive to pharmacotherapy, particularly for women who are scores of women receiving IPT declined from 19.4 to 8.3, breastfeeding. a significantly greater decrease than occurred in the WLC group (19.8 to 16.8). The Beck Depression Inventory (BDI) scores of women who received IPT declined from 23.6 to Arch Gen Psychiatry. 2000;57:1039-1045 W OMEN of childbear- partum depression is needed to prevent ing age are at high these problems. risk for depres- Antidepressant medications, cognitive sion.1,2 Depression behavioral therapy, and interpersonal psy- after childbirth is chotherapy (IPT) have been validated as ef- particularly problematic because of the so- fective treatments for major depression.7 cial role adjustments required of women Concerns about the possible effects of an- during this time.3 For example, women tidepressant medications on the developing must provide immediate and constant care fetus and the breastfed infant have often led for their infants. Women also face chal- to the exclusion of pregnant and breastfeed- lenges in their relationships with spouses ing postpartum women from depression or partners, and often find that they must treatment trials. Such women may also ex- redefine their relationships with their fam- clude themselves because of a desire to avoid ily members and friends. Finally, women medication.8-10 Although there is evidence frequently need to make adjustments in that antidepressants are relatively safe for their work roles to accommodate the care nursing infants,11,12 the American Academy required by their infants. of Pediatrics13(p139) classifies most antidepres- There is good evidence that mother- sants as “drugs whose effect on nursing in- infant bonding is impaired by maternal de- fants is unknown but may be of concern.” From the Departments pression.4-6 Moreover, several studies have Given these considerations, it is important of Psychology (Drs O’Hara, documented a link between postpartum that nonpharmacologic interventions be Gorman, and Wenzel) and depression and later problems in chil- evaluated for use with postpartum women. Psychiatry (Dr Stuart), dren’s cognitive and social-emotional de- Although previous studies of psy- University of Iowa, Iowa City. velopment.4-6 Effective treatment of post- chotherapy for postpartum depression (REPRINTED) ARCH GEN PSYCHIATRY/ VOL 57, NOV 2000 WWW.ARCHGENPSYCHIATRY.COM 1039 ©2000 American Medical Association. All rights reserved.
  • 2. PATIENTS AND METHODS or PsyD degrees in clinical or counseling psychology. Their average age was 42 years (range, 29-51 years) and their mean PATIENTS levelofpostdoctoralexperiencewas14years(range,3-24years). Five of the therapists were men and 5 were women. Each thera- pist treated between 1 and 11 patients (median, 6.5). Potential subjects were identified using a multistage process Prior to the study, therapists read and became familiar of community screening. Women delivering in 4 Iowa coun- with the Interpersonal Psychotherapy of Depression manual18 ties (Polk, Johnson, Linn, and Scott) between October 1995 and the manual for Interpersonal Psychotherapy for Post- and July 1997 were sent letters inviting them to participate partum Depression (unpublished manual, 1993, available in a study of postpartum emotional adjustment. Women were from M.W.O. on request). Each therapist attended 40 hours eligible if they were at least 18 years old and were married or of didactic lectures and videotape presentations, meeting the living with a partner for at least 6 months. Women who for- standard for training of IPT therapists used in extramural mally consented to participate completed the Inventory to research projects.29 The training was designed to foster com- Diagnose Depression (IDD).23 Those meeting criteria for de- petence in IPT and included a detailed review of the treat- pression on the IDD were interviewed by telephone using a ment manual, using videotaped sessions to illustrate each modified version of the Structured Clinical Interview for of the interpersonal problem areas and the strategies used DSM-IV (SCID)24,25 and the Hamilton Rating Scale for De- to address them. Therapists were required to complete a 12- pression (HRSD).26 Women who met DSM-IV27 criteria for a session course of IPT with a postpartum depressed woman major depressive episode and had a minimum score of 12 on at a satisfactory level of competence and adherence prior to the amended 17-item version of the HRSD7 were asked to par- entering the treatment phase of the study. During the treat- ticipate in the treatment phase of the study. ment phase, therapists were continually monitored for ad- Following Elkin et al,7 exclusion criteria included (1) a herence to the IPT treatment manuals.18 Therapists were re- lifetimehistoryofbipolardisorder,schizophrenia,organicbrain quired to videotape or audiotape all of their IPT sessions for syndrome, mental retardation, or antisocial personality dis- use in supervision with the authors. order; or (2) a current diagnosis of alcohol or substance abuse, panic disorder, somatization disorder, or 3 or more schizo- Interpersonal Psychotherapy typal features. Antisocial personality and schizotypal features were assessed using relevant items from the Structured Inter- Interpersonal psychotherapy was administered in 12 hour- view for DSM-IV Personality (SIDP).28 Women with psychotic long individual sessions during a 12-week period in stan- depression were excluded as well as women with serious eat- dard fashion according to the manual of Klerman et al18 with ing disorders or obsessive-compulsive disorders. some modifications to accommodate the postpartum con- Women who formally consented to participate were re- text of these depressions. The initial sessions were con- interviewed in their homes using the current major depres- cerned with identifying depression as a medical disorder af- sive episode module of the SCID and HRSD. A total of 120 flicting the patient, placing the depression in an interpersonal women who continued to meet DSM-IV criteria for a major context, reviewing the patient’s current and past interper- depressive episode and had an HRSD total score of at least 12 sonal relationships, and relating problematic aspects of these were randomly assigned (using a random number table) to relationships to the patient’s depression.18 Finally, the thera- the IPT or WLC groups. Rerandomization occurred after the pist and patient collaboratively identified the IPT problem 77th and 108th patients to achieve equal numbers in the 2 area(s) most related to the episode and set treatment goals.18 groups. Randomization was conducted separately for patients During the intermediate sessions the therapist focused with and without a history of major depression, resulting in on the interpersonal difficulties identified by the patient. Com- an equal representation of these patients in each group. mon postpartum and IPT problem areas included conflict with partner or extended family (interpersonal disputes), loss of TREATMENTS social/work relationships (role transition), and losses asso- ciated with the birth, such as previous perinatal loss or the Therapists and Training death of significant others (grief). In the final sessions the thera- pist reinforced the patient’s sense of competence in overcom- Ten therapists in private practice in the 4 communities from ing depression, discussed plans for termination of therapy, which study subjects were recruited conducted the IPT treat- and worked with the patient to develop plans should the de- ment. All were experienced psychotherapists who had PhD pression recur.18 have been favorable,9,14-16 the results of these studies well-defined standard psychotherapy for the treatment have been compromised by design limitations. 17 For of postpartum depression. example, studies have included patients with minor We selected IPT18 for evaluation because of its dem- depression as well as major depression, 9,14,15 used onstrated efficacy for major depression,7,17,19,20 and because “nonmanualized” or “nonstandard” therapies, 9,14,15 its focus on interpersonal relationships directly addresses used therapists who were not professionally prepared problems experienced by depressed postpartum women.21,22 (eg, health visitors, nurses),14,15 or used therapies that We report the results of a controlled study of the efficacy were principally aimed at improving the mother-infant of 12 weeks of treatment with IPT compared with a wait- relationship rather than treating depression. 16 These ing list condition (WLC) in the treatment of postpartum limitations suggest the importance of evaluating a depression. (REPRINTED) ARCH GEN PSYCHIATRY/ VOL 57, NOV 2000 WWW.ARCHGENPSYCHIATRY.COM 1040 ©2000 American Medical Association. All rights reserved.
  • 3. Waiting List Condition during the in-home pretreatment and posttreatment inter- views. Patients assigned to the WLC group waited 12 weeks be- The amended 17-item version of the HRSD (adding fore receiving treatment. Although no therapy was pro- items on hypersomnia, hyperphagia, and weight gain)7 was vided during this time, clinical assessments using the HRSD used as one of the principal outcome measures. The HRSD were conducted by telephone at 4, 8, and 12 weeks after was administered by an independent clinician during the assignment to the WLC group. Brief telephone contacts also in-home pretreatment and posttreatment assessments and were made at 2, 6, and 10 weeks to evaluate the patient’s at 4 and 8 weeks after group assignment. During tele- suicide risk and ability to wait for treatment. phone assessments (4- and 8-week and 30% of posttreat- We elected to use a WLC condition for 2 reasons. First, ment assessments), direct questioning of subjects elicited there remains substantial controversy in psychotherapy information that usually was obtained through direct ob- treatment trials regarding what constitutes an appropriate servation (retardation and agitation). The clinical inter- psychotherapy “placebo” condition.30-32 Problems are in- viewers who administered the HRSD were not blinded to herent in virtually all psychotherapy placebo models. The treatment status. Our decision to use nonblinded raters was use of a no-treatment comparison in psychotherapy trials based on our desire to minimize attrition and our concern is acknowledged as a valid comparison condition,30 and is that we would have a high drop-out rate, particularly in considered to meet accepted scientific standards for effi- the WLC group. Hence, we elected to use clinical inter- cacy, ie, that the effects of a specific treatment be better than viewers who worked with the same subject throughout the no treatment, or equal to or better than an effective alter- treatment trial. native treatment.33 Second, a WLC reflects the typical ex- Using intraclass correlation to account for consis- perience of the women in the treatment trial. We used com- tency and absolute level differences, we obtained an intra- munity screening to recruit women for the study and none class correlation of 0.93 for the 17-item HRSD total score of the women randomized to the WLC was actively seek- based on 192 interviews (48 interviews from each assess- ing treatment. A WLC thus reflected what would have hap- ment period) and 7 separate interviewer-blind rater pairs. pened to these women had their depressive episodes re- mained unidentified. Self-report Assessments MEASURES Subjects completed the IDD23 during the screening phase of the study. Patients randomized to a treatment condition com- Interview Assessment pletedtheBDI,34 theSocialAdjustmentScale–Self-Report(SAS- SR),35 the Dyadic Adjustment Scale (DAS),36 and the Postpar- A modified version of the SCID, nonpatient edition, for DSM- tum Adjustment Questionnaire (PPAQ).3 Excepting the IDD, IV,25 in combination with the schizotypal and antisocial mod- these measures were administered before therapy and after ules from the SIDP,28 was used to screen women prior to 4, 8, and 12 weeks following assignment to treatment group. treatment assignment. The modified SCID included the fol- lowing sections in order: past periods of psychopathologi- STATISTICAL ANALYSES cal symptoms, psychopathological symptoms during the past month, current social functioning, and the mood epi- An independent samples 2-tailed t test was used to com- sodes module (current major depressive episode, past de- pare the IPT and WLC groups on initial demographic and pressive episode, and dysthymia). Time of onset, melan- clinical characteristics. For most outcome measures (in- cholic features, and atypical features also were evaluated. cluding the BDI, HRSD, PPAQ, SAS-SR, and DAS), a 2 groups In addition, the SCID was modified to screen for alcohol/ (IPT vs WLC) 4 assessment occasions (pretherapy, 4 substance abuse, panic disorder, obsessive-compulsive dis- weeks, 8 weeks, 12 weeks) repeated-measures analysis of order, anorexia nervosa, and bulimia nervosa during the variance was conducted using an of .05. These analyses past month. Screening questions for previous manic epi- yielded a multivariate “exact F” for the group assess- sodes or somatization disorder were also included. Fi- ment occasion interaction. For categorical variables, a 2 nally, the SCID psychotic screening module, the SIDP test was employed, using an level of .05. All statistical schizotypal module, and the SIDP antisocial module were tests were 2 tailed. Sample size was determined on the ba- included. A shortened version of the modified SCID, which sis of a power analysis and was increased from 108 to 120 focused on the current major depressive episode, was used about two thirds of the way through the study. RESULTS treated as training cases, leaving 120 depressed women who participated in the study. Table 1 presents the demographic and clinical char- PATIENT CHARACTERISTICS acteristics of study subjects. Almost all study subjects were white and tended to be well educated, which is gener- Recruiting letters were sent to 20620 women recently de- ally consistent with the populations of the Iowa coun- livered of an infant. Following several screening steps, ties from which the subjects were recruited. Excluding 345 women met criteria for major depressive episode on 3 patients who were experiencing a chronic depression the SCID. A total of 77 women met exclusion criteria, (episode length 2.5 years), the average episode length 132 women declined participation, and 16 women were for study subjects was approximately 7 months. (REPRINTED) ARCH GEN PSYCHIATRY/ VOL 57, NOV 2000 WWW.ARCHGENPSYCHIATRY.COM 1041 ©2000 American Medical Association. All rights reserved.
  • 4. Table 1. Demographic and Clinical Characteristics Table 2. Depression Outcomes for Completer Subjects* of Study Subjects* Mean ± SD IPT Group WLC Group (n = 60) (n = 60) Outcome IPT Group WLC Group Variable (N = 48) (N = 51) Statistics P Age, y 29.4 ± 4.9 29.7 ± 4.5 Partner age, y 30.7 ± 5.8 31.1 ± 5.2 HRSD (Exact F3,95 = 10.0, P .001) Education, y 14.5 ± 2.0 14.9 ± 1.8 Initial 19.4 ± 4.6 19.8 ± 5.3 ... ... Partner education, y 14.8 ± 2.2 14.8 ± 2.1 4 weeks 15.0 ± 6.5 18.3 ± 5.2 t97 = 2.75 .007 Working, % yes 63.3 63.3 8 weeks 12.6 ± 7.0 16.4 ± 6.5 t97 = 2.81 .006 Marriage length, y 5.2 ± 3.7 5.4 ± 3.2 12 weeks 8.3 ± 5.3 16.8 ± 8.4 t97 = 5.98 .001 Parity, % primiparous 26.7 23.3 BDI (Exact F3,95 = 8.53, P .001) Breastfeeding†, % yes 50.0 31.5 Initial 23.6 ± 7.2 23.0 ± 6.9 ... ... Past major depressive episode, % yes 66.7 68.3 4 weeks 17.7 ± 8.0 21.6 ± 8.1 t97 = 2.41 .02 Postpartum onset, % yes 68.3 63.3 8 weeks 13.6 ± 7.5 19.1 ± 8.9 t97 = 3.29 .001 Episode length, mo 8.9 ± 12.9 7.5 ± 7.2 12 weeks 10.6 ± 6.8 19.2 ± 8.7 t97 = 5.46 .001 Entry into protocol, mo 6.1 ± 0.79 6.2 ± 0.70 *IPT indicates interpersonal psychotherapy; WLC, waiting list condition; *Data are presented as mean ± SD unless otherwise indicated. IPT HRSD, Hamilton Rating Scale for Depression; BDI, Beck Depression indicates interpersonal psychotherapy; WLC, waiting list condition. None of Inventory; and ellipses, not applicable. these differences was statistically significant. All P .20 except breastfeeding ( P = .08). There was no interaction between breastfeeding and treatment assignment for either the Hamilton Rating Scale for Depression or the Beck of recovery (38.3%) than did women assigned to the WLC Depression Inventory (both P .60). 2 group (18.3%) ( 1 =5.91, P=.02). †In the IPT and WLC conditions breastfeeding data were missing for 10 and 6 subjects because of retrospective collection. Completer Analyses ATTRITION A repeated-measures analyses of variance for both the HRSD and the BDI revealed a significant group assessment oc- Twelve (20%) of 60 patients withdrew from the IPT casion interaction in favor of IPT (Table 2). Follow-up t group and 9 (15%) of 60 patients withdrew from the tests comparing the IPT and the WLC groups revealed that 2 WLC group, a nonsignificant difference ( 1 1, P=.47). significant differences on the HRSD and BDI were al- Overall, 42.9% of the attrition occurred within the first 4 ready apparent at the 4-week assessment (Table 2). weeks, 23.8% occurred between 4 and 8 weeks, and the Patients receiving treatment with IPT were signifi- rest occurred between 8 and 12 weeks after treatment cantly more likely to meet recovery criteria on the HRSD assignment. There were no significant differences (37.5%) than patients in the WLC group (13.7%) between dropouts and completers on any demographic ( 2 =7.40, P=.007). In addition, a significantly greater pro- 1 or clinical variables. portion of patients treated with IPT recovered based on BDI criteria (43.8%) than patients assigned to the WLC 2 OUTCOME ANALYSES: DEPRESSION group (13.7%) ( 1 = 10.99, P = .001). Finally, signifi- cantly fewer women in the IPT group met criteria for The original design called for a repeated-measures (pre- DSM-IV major depressive episode at the 12-week assess- therapy and 4, 8, and 12 weeks after beginning of therapy) ment (12.5%) compared with women in the WLC group 2 analysis of covariance using the presence/absence of prior (68.6%) ( 1 =32.1, P .001). major depressive episode as a covariate. Because this fac- We also evaluated response to treatment (defined tor had no effect on BDI or HRSD outcomes (t in both a priori as 50% reduction in symptoms). Based on HRSD cases .35, P .7), it was not used as a covariate in the scores, a significantly greater proportion of patients treated analyses. with IPT responded to treatment (62.5%) than patients assigned to the WLC group (17.6%) ( 2 =20.84, P .001). 1 Intention-to-Treat Analyses Similarly, based on BDI scores, a significantly greater pro- portion of patients receiving treatment with IPT re- Intention-to-treat analyses, which included all subjects sponded to treatment (60.4%) than patients in the WLC 2 assigned to the IPT or the WLC group, were conducted group (15.7%) ( 1 =21.14, P<.001). for all measures of depression. A repeated-measures analy- sis of variance using the HRSD revealed a significant group OUTCOME ANALYSES: PSYCHOSOCIAL assessment occasion interaction in favor of IPT (ex- ADJUSTMENT act F3,116 =5.00, P = .003). There was a significant group assessment occasion interaction in favor of IPT based For the SAS-SR, there was a significant group assess- on BDI scores (exact F3,116 =6.45, P .001). Recovery was ment occasion interaction in favor of IPT (Table 3). Fol- defined a priori as an HRSD score of 6 or lower or a BDI low-up t tests revealed that significant differences in the score of 9 or lower.7 Recovery rates based on HRSD scores predicted direction emerged at the 4-week assessment favored treatment with IPT (31.7%) over the WLC (15%) (Table 3). Each of the relevant subscales showed signifi- 2 ( 1 = 4.66, P = .03). Based on BDI scores (BDI 9), pa- cant group assessment occasion effects in favor of IPT tients treated with IPT had a significantly greater rate including “work in the home” (exact F3,92 =4.12, P=.009), (REPRINTED) ARCH GEN PSYCHIATRY/ VOL 57, NOV 2000 WWW.ARCHGENPSYCHIATRY.COM 1042 ©2000 American Medical Association. All rights reserved.
  • 5. “work outside of the home” (exact F3,44 = 7.41, P .001), “relationship with spouse” (exact F3,90 = 7.22, P .001), Table 3. Psychosocial Outcomes for Completer Subjects* “relationship with children older than 2 years” (exact F3,64 =2.78, P .05), “relationship with immediate fam- Mean ± SD ily” (exact F3,89 = 5.15, P = .002), and “relationships with Outcome IPT Group WLC Group friends” (exact F3,93 = 4.88, P = .003). Variable (N = 48) (N = 51) Statistics P On the specific measure of postpartum adjust- Social Adjustment Scale−Self-Report (Exact F3,95 = 9.21, P .001) ment, the PPAQ, there was a significant group assess- Initial 2.44 ± .31 2.48 ± .37 ... ... ment occasion effect in favor of IPT (Table 3). Fol- 4 weeks 2.26 ± .35 2.47 ± .40 t97 = 2.73 .008 low-up t tests revealed that significant differences in the 8 weeks 2.05 ± .33 2.36 ± .42 t97 = 4.01 .001 predicted direction emerged at the 8-week assessment 12 weeks 1.93 ± .34 2.35 ± .45 t97 = 5.16 .001 (Table 3). Several subscales showed similar significant Postpartum Adjustment Questionnaire (Exact F3,95 = 9.10, P .001) group assessment occasion effects in favor of IPT in- Initial 2.74 ± .34 2.69 ± .33 ... ... cluding “work in the home” (exact F3,93 = 4.61, P =.005), 4 weeks 2.59 ± .36 2.66 ± .32 t97 = 0.96 NS 8 weeks 2.44 ± .31 2.62 ± .36 t97 = 2.59 .01 “relationship with spouse” (exact F3,91 = 4.87, P =.003), 12 weeks 2.33 ± .29 2.57 ± .38 t97 = 3.54 .001 “relationships with children other than the baby” (exact F3,70 =4.67, P=.005), and “relationships with friends” (ex- Dyadic Adjustment Scale (Exact F3,95 = 1.89, P = .14) Initial 93.36 ± 19.15 87.60 ± 24.66 ... ... act F 3,94 =2.72, P=.05). In contrast to the case for the SAS- 4 weeks 97.34 ± 20.34 87.04 ± 24.99 t97 = 2.24 .03 SR, there was not a significant effect for “work outside 8 weeks 100.37 ± 19.34 88.65 ± 25.62 t97 = 2.55 .01 of the home” (exact F3,42 = 1.54, P = .22), or “relation- 12 weeks 101.19 ± 20.73 88.69 ± 27.57 t97 = 2.54 .01 ships with other family members” (exact F3,93 = 2.43, P=.07). Also, there was not a significant difference be- *IPT indicates interpersonal psychotherapy; WLC, waiting list condition; tween the 2 groups on the “relationship with new baby” ellipses, not applicable; and NS, nonsignificant. subscale (exact F3,93 = 1.90, P = .13). This may be due to the fact that even prior to therapy, women in both con- ing based on the SAS-SR and the PPAQ compared with ditions were reporting very little dissatisfaction/ women in the WLC group. Findings from both measures disturbance in their relationship with their infants. converged to suggest that women’s adjustment in man- The final psychosocial measure that was obtained aging their households, as well as their relationships with at each of the 4 therapy assessments was the DAS, a spe- their partners and children (other than their infants) im- cific measure of adjustment in relationship with part- proved as a consequence of treatment with IPT. How- ner. There was not a significant group assessment oc- ever, these patients did not reach normative levels on ei- casion effect for this measure (Table 3). However, there ther measure.3,37 Women did not report much disturbance was a significant group assessment occasion effect for in their relationship with their new infants even before the Dyadic Satisfaction subscale of the DAS in favor of therapy, leaving relatively little room for improvement. IPT (exact F3,95 =3.13, P=.03). The interaction effects for In contrast to scores reflecting patients’ relation- the 3 other subscales, Dyadic Consensus, Dyadic Cohe- ship with their infants, the pretreatment DAS total scores sion, and Affectional Expression, were not significant. (mean = 90.4) easily met the criterion for marital dis- tress (score 100) used in other treatment studies.38,39 COMMENT Treatment with IPT resulted in an increase of about one third of an SD in overall marital adjustment compared Interpersonal psychotherapy resulted in significant im- with no change in the marital adjustment of the women provement in depressive symptoms relative to the WLC in the WLC group, though this difference was not sta- based on (1) the absolute reduction in symptom levels tistically significant. However, the Dyadic Satisfaction sub- as measured by the HRSD and the BDI; (2) the propor- scale did show a significant change associated with treat- tion of women who responded to treatment (ie, 50% ment. This subscale includes critical items reflecting reduction in symptom severity as measured by the HRSD contemplation of divorce, arguing, thinking positively and the BDI); (3) the proportion of women who met HRSD about the relationship, overall happiness, and commit- and BDI criteria for recovery; and (4) the proportion of ment to the relationship, among others.36 These types of women who no longer met DSM-IV criteria for major de- items may reflect characteristics of the relationship that pression. Women assigned to the WLC group experi- are dependent on the woman’s personal perspective more enced little improvement over 12 weeks (15% and 17% than the partner’s behavior. Change in other aspects of reduction in symptoms based on the HRSD and BDI, re- the relationship may require the participation in therapy spectively), suggesting that recovery without treatment of both members of the dyad. occurs slowly. Moreover, these women had already been During the treatment phase of the study, we used depressed for an average of about 7 months prior to the clinical evaluators who were not blinded to the subject’s beginning of the waiting period. The efficacy of the treat- treatment status. There were 2 reasons we chose not to ment with IPT, the lack of improvement in the WLC use blinded clinical evaluators. First, we believed that group, and the long duration of these episodes all point keeping interviewers blind to treatment status when one to the importance of beginning treatment with postpar- group was receiving treatment and one group was not tum depressed women as soon as possible. would have been nearly impossible. We were con- Patients receiving IPT for postpartum depression had cerned that subjects could too easily (or inadvertently) significant improvement in their psychosocial function- reveal whether or not they were receiving treatment. Sec- (REPRINTED) ARCH GEN PSYCHIATRY/ VOL 57, NOV 2000 WWW.ARCHGENPSYCHIATRY.COM 1043 ©2000 American Medical Association. All rights reserved.
  • 6. ond (and more importantly), we believed that establish- Accepted for publication May 15, 2000. ing a relationship between the clinical evaluators and the This work was supported by grant MH50524 from the study subjects would serve to reduce attrition, particu- National Institute of Mental Health, Bethesda, Md (Dr larly for the women assigned to the WLC group. The low O’Hara). overall attrition rate of 17.5% suggests that addressing Portions of this work were presented at the Biennial this potential problem was helpful, particularly given the Meeting of the Marce Society, Iowa City, Iowa, June 27, 1998. ´ low rate of attrition in the WLC group. We thank the therapists and study staff: Jane Ander- There are several streams of evidence suggesting that son, PhD, Juan Aquino, PhD, Sandra Davis, PhD, Susan the HRSD scores obtained in our study were not compro- Enzle, PhD, Ronald Hilliard, PhD, Perry Howell, PsyD, Ana mised by the lack of independent evaluators. First, BDI Lopez-Dawson, PhD, James Marchman, PhD, Ronald Nel- and HRSD scores were highly correlated and gave essen- son, PhD, Patricia Rebeck, PhD, Deborah Van Speybroeck, tially the same results. Both the proportion of patients who PhD, Elizabeth Rose, PhD, Rebecca Ready, MA, Karin Larsen, were recovered and the proportion of patients who re- MA, Carol Mertens, PhD, and Melody Weig. We also thank sponded to treatment were similar when BDI and HRSD Jill France, Bureau of Vital Records, Iowa Department of scores were compared. Moreover, there was a high level Public Health, for her assistance. of agreement, both with respect to consistency and abso- Reprints: Michael O’Hara, PhD, Department of Psy- lute level of rating, between a fully blinded clinical evalu- chology, University of Iowa, Iowa City, IA 52242. ator who rated tapes of the clinical interviews and the clini- cal evaluators who conducted the interviews. 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