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Durability of First Line Antiretroviral Therapy : Reasons and
Predictive Factors for Treatment Modifications in a Swaziland
                                                    Cohort



       Simbarashe Takuva 1, 2 , Goedele Louwagie 1 , Khangelani Zuma 1, 3 , Velephi Okello 2
         1 School   of Health Systems & Public Health, Faculty of Health Sciences , University of Pretoria
                           2    Ministry of Health and Social Welfare, Mbabane, Swaziland
                            3   Human Sciences Research Council , Pretoria, South Africa
BACKGROUND


High burden of HIV / AIDS in sub-Saharan Africa

Swaziland has highest prevalence in the world

ART has reduced morbidity and mortality

W.H.O 3 x 5 initiative resulted in rapid scale up

At least 35 000 on treatment by beginning of 2009

No data available for drug tolerability and durability
BACKGROUND : Rationale


Optimizing initial ART regimens in terms of durability and
efficacy is paramount for the prognosis of patients initiating
treatment
Where drug options are limited, it is important to understand
the reasons and risk factors that may lead to poor tolerability
of ART
This will help to individualize drug regimens among patients
Most studies done in resourceful settings. Generalizability
difficult
BACKGROUND : SOPs


Initiation of ART based on CD4 counts and WHO staging
FBC, AST/ALT and CD4 count done at baseline
First line options:
   NVP-3TC-d4T
   NVP-3TC-AZT

Visits – 2weeks,1, 2, 3 months and then 6 monthly
Patients screened by nurses at all visits
BACKGROUND : Aim of the study


  To identify reasons for first line antiretroviral
  modifications

• To examine risk factors for first line antiretroviral
  modifications
METHODS : Study setting


The Mbabane Government Hospital ART Unit is the largest HIV
outpatient clinic in Swaziland.

Currently 15 800 patients, of which 7 000 are presently on ART [2009]

Standard WHO adapted treatment and care guidelines are followed

Clinic records are kept both in a paper-based form and in an electronic
database

A home-based follow-up system is currently undergoing finalization
METHODS : Study design and population


•    We conducted a retrospective cohort study

•    We included patients who met the following criteria :
    1.    HIV-infected adults older than 18 years

    2.    Initiated 1st line ART between 1 March 2006 and 31 May 2008

    3.    ART naive

    4.    The end-date for the follow-up was 31 December 2008

    5.    At least 2 recorded visits

    6.    Available essential patient information
METHODS : Data issues


 Three main data sources

1.   Database (an excel database structure recently introduced)

2.   Patient clinical notes

3.   Patient handheld booklet (used for pharmacy refills)

 Data entered into Epi-Data (with double data entry)

 Missing values – patients with missing values listed and files
 excluded

 Data Epi-Data exported from Epi-Data TM to STATA version 10 for
 analysis
METHODS : Statistical analysis


    Categorical data – proportions and continuous data – medians and
    means for non-normally distributed data

    Study time – date of ART initiation to the date of ART modification or
    censorship

    Patients were censored at the date of lost to follow up, last visit date ,
    death or date of transfer out

    Log – rank test and Kaplan-Meier plots were used to compare survival
    time between any 2 compared groups
•   Piecewise Cox proportional hazards regression model used for the
    multivariate analysis (proportionality violation)
METHODS : Ethical considerations


Ethics approval from the Ministry of Health and Social Welfare
Ethics Committee, Swaziland and also from the Ethics Committee
of the University of Pretoria’s Faculty of Health Sciences
RESULTS :Baseline Characteristics
RESULTS: Outcome Data


Specific Drug Modifications
RESULTS: Outcome Data
RESULTS: Outcome Data

Incidence rates for treatment change by regimen

Regimen                       Incidence rate
d4T-based regimen             11.3 per 1 000 person-years of follow-up
AZT-based regimen             6.1 per 1 000 person-years of follow-up
NVP-based regimen             9.5 per 1 000 person-years of follow-up
EFV-based regimen             6.0 per 1 000 person-years of follow-up




Probability of modification according to time on treatment

          Time on treatment   Probability modifying treatment (95% CI)
             6 months                    0.04 (0.03-0.06)
            12 months                    0.08 (0.06-0.10)
            18 months                    0.12 (0.10-0.15)
            24 months                    0.18 (0.15-0.22)
            36 months                    0.33 (0.27-0.40)
RESULTS : Cumulative hazard estimates for
                  modification
                                                         Fig 2: Cumulative proportion modifying ART regimen by
Fig 1: Cumulative proportion modifying ART regimen
                                                         baseline CD4 category status




Fig 3: Cumulative proportion modifying ART regimen by   Fig 4: Cumulative proportion modifying ART regimen by
baseline weight category status                         baseline NTRI regimen status
RESULTS : Univariate analysis


Risk factor                      crude HR (95% CI)       p

Female vs male                    1.34 (0.93-1.95)     0.12

Weight > 60kg vs weight < 60kg    1.82 (1.26-2.65)     0.002

Age (years)                       1.01 (0.99-1.03)     0.31

CD4< 200 vs > 200                 3.38 (1.72–6.65)    < 0.001

WHO stage II/III/IV vs stage I    1.40 (0.91 –2.17)    0.13

NVP in regimen vs EFV             1.53 (0.98-2.38)     0.06

d4T in regimen vs AZT / TDF       1.62 (1.14-2.30)     0.007
RESULTS: Multivariate analysis

           Multivariate piecewise Cox proportional hazards model

 Risk factor                                   Adjusted Hazard Ratios (95% CI)

                                         duration < 11 months     duration > 11 months


d4T in regimen vs AZT / TDF in regimen    1.41 (0.82 – 2.44)      2.64 (1.56 – 4.46)


Weight > 60kg vs weight < 60kg            1.22 (0.71 – 2.11)      2.40 (1.43 – 4.04)


CD4< 200 cells/mm3 vs > 200 cells/mm3     1.14 (0.45 – 2.90)      4.42 (1.62 – 12.1)


Gender                                    1.26 (0.59 – 2.70)     1.56 (0.86 – 2.85)


Age                                       0.98 (0.95 – 1.02)     1.03 (1.00 – 1.05)
DISCUSSION


        overall, a high proportion of patients are able to tolerate their initial
        antiretroviral regimen

              lack of alternative treatment options in a RLS

              current guidelines are rigid 1

              less informed patients




1. World Health Organization , 2006.
DISCUSSION


        Toxicity related reasons resulted in most modifications

              gastrointestinal toxicities – the most commonly reported toxicities
              resulting in treatment modification, especially in resource-rich
              cohorts 1-4

              burden of peripheral neuropathy and lipodystrophy related to
              d4T use was of major concern. Similar findings in Cape Town 5




1. Youle M, et al. AIDS 1998. 2. Hansel A,et al. J Acquir Immune Defic Syndr. 2001.   3.Mocroft A, et al. AIDS 2001.
4. Jeanne P, et al. AIDS 2002. 5. Coetzee D, et al. AIDS 2004.
DISCUSSION


              modification due to anaemia related to AZT toxicity were
              significant (7.3 % of the modifications). DART trial similar 1

              NVP in a treatment regimen was well tolerated, accounting for
              less than 10% of the reasons for modification.

              The latter is in contrast to resource-rich settings (NVP)                                 2,3




1. Ssali F, et al. Antiviral Ther 11:741-749. 2. MMWR Morb Mortal Wkly Rep 2001. 3. Wit FWNM, et al. J Infect Dis 2002.
DISCUSSION


Another concern : significant number of modifications due to starting
TB therapy (13%) and incident pregnancy (6.6% of reasons)

   clearly emphasizes the burden of TB in this setting and brings
   out the need for more aggressive TB screening in patients
   initiating ART

   family planning programmes also need to be routinely integrated
   into routine HIV care, to prevent unplanned and unwanted
   pregnancies. Patients most likely to become pregnant need to be
   identified early on during their treatment
DISCUSSION


       Patients initiating ART with lower CD4 cell counts had poor regimen
       durability (almost 4 X likely to modify) 1,2

       Weight at initiating ART was also a very strong risk factor for
       modification (weight over 60 kg: almost 3 x the hazards).

             may have been on the d4T 40mg regimen.

             heavier patients have also been shown by some studies to be
             more susceptible to mitochondrial-related toxicities 3,4




1. IAS , 2008. 2.Ssali F, et al. Antiviral Ther 2009. 3. Moh R ,et al. Antivir Ther 2005. 4.Youle M,et al. AIDS 1998.
DISCUSSION : Limitations


Lots of data with missing values – don’t know if this was influential
on our outcome or was data MCAR

Misclassification bias – information not recorded accurately during
clinic visits

The analysis of a single treatment site may just reflect practices at
this particular site

Informative censoring bias – underestimates outcome
DISCUSSION : Recommendations


1.   Early initiation of ART , at higher CD4 cell counts

2.   Avoiding drugs with poor toxicity profiles especially Stavudine
     (d4T)

3.   Before ART initiation, those individuals who may require therapy
     for TB or who may become pregnant must be identified promptly
     and the appropriate regimen started

4.   Develop simple evidence-based algorithms to individualize patient
     ART regimens
Acknowledgements


•   This study is dedicated to the patients of the Mbabane
    Government Hospital Antiretroviral Therapy Unit

•   Dr Marian Calnan for conceptual discussions

•   Data collection team : Sicelo Zondo, Delisile Mavimbela,
    Muzomuhle Stewart and Sicelo Dlamini

•   The School of Health Systems and Public Health, Faculty of
    Health Sciences , University of Pretoria

•   Clinical staff of the study site and the Ministry of Health and Social
    Welfare, Swaziland

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Simbarashe Takuva, AIDS 2010. Durability of first line antiretroviral therapy in Swaziland

  • 1. Durability of First Line Antiretroviral Therapy : Reasons and Predictive Factors for Treatment Modifications in a Swaziland Cohort Simbarashe Takuva 1, 2 , Goedele Louwagie 1 , Khangelani Zuma 1, 3 , Velephi Okello 2 1 School of Health Systems & Public Health, Faculty of Health Sciences , University of Pretoria 2 Ministry of Health and Social Welfare, Mbabane, Swaziland 3 Human Sciences Research Council , Pretoria, South Africa
  • 2. BACKGROUND High burden of HIV / AIDS in sub-Saharan Africa Swaziland has highest prevalence in the world ART has reduced morbidity and mortality W.H.O 3 x 5 initiative resulted in rapid scale up At least 35 000 on treatment by beginning of 2009 No data available for drug tolerability and durability
  • 3. BACKGROUND : Rationale Optimizing initial ART regimens in terms of durability and efficacy is paramount for the prognosis of patients initiating treatment Where drug options are limited, it is important to understand the reasons and risk factors that may lead to poor tolerability of ART This will help to individualize drug regimens among patients Most studies done in resourceful settings. Generalizability difficult
  • 4. BACKGROUND : SOPs Initiation of ART based on CD4 counts and WHO staging FBC, AST/ALT and CD4 count done at baseline First line options: NVP-3TC-d4T NVP-3TC-AZT Visits – 2weeks,1, 2, 3 months and then 6 monthly Patients screened by nurses at all visits
  • 5. BACKGROUND : Aim of the study To identify reasons for first line antiretroviral modifications • To examine risk factors for first line antiretroviral modifications
  • 6. METHODS : Study setting The Mbabane Government Hospital ART Unit is the largest HIV outpatient clinic in Swaziland. Currently 15 800 patients, of which 7 000 are presently on ART [2009] Standard WHO adapted treatment and care guidelines are followed Clinic records are kept both in a paper-based form and in an electronic database A home-based follow-up system is currently undergoing finalization
  • 7. METHODS : Study design and population • We conducted a retrospective cohort study • We included patients who met the following criteria : 1. HIV-infected adults older than 18 years 2. Initiated 1st line ART between 1 March 2006 and 31 May 2008 3. ART naive 4. The end-date for the follow-up was 31 December 2008 5. At least 2 recorded visits 6. Available essential patient information
  • 8. METHODS : Data issues Three main data sources 1. Database (an excel database structure recently introduced) 2. Patient clinical notes 3. Patient handheld booklet (used for pharmacy refills) Data entered into Epi-Data (with double data entry) Missing values – patients with missing values listed and files excluded Data Epi-Data exported from Epi-Data TM to STATA version 10 for analysis
  • 9. METHODS : Statistical analysis Categorical data – proportions and continuous data – medians and means for non-normally distributed data Study time – date of ART initiation to the date of ART modification or censorship Patients were censored at the date of lost to follow up, last visit date , death or date of transfer out Log – rank test and Kaplan-Meier plots were used to compare survival time between any 2 compared groups • Piecewise Cox proportional hazards regression model used for the multivariate analysis (proportionality violation)
  • 10. METHODS : Ethical considerations Ethics approval from the Ministry of Health and Social Welfare Ethics Committee, Swaziland and also from the Ethics Committee of the University of Pretoria’s Faculty of Health Sciences
  • 12. RESULTS: Outcome Data Specific Drug Modifications
  • 14. RESULTS: Outcome Data Incidence rates for treatment change by regimen Regimen Incidence rate d4T-based regimen 11.3 per 1 000 person-years of follow-up AZT-based regimen 6.1 per 1 000 person-years of follow-up NVP-based regimen 9.5 per 1 000 person-years of follow-up EFV-based regimen 6.0 per 1 000 person-years of follow-up Probability of modification according to time on treatment Time on treatment Probability modifying treatment (95% CI) 6 months 0.04 (0.03-0.06) 12 months 0.08 (0.06-0.10) 18 months 0.12 (0.10-0.15) 24 months 0.18 (0.15-0.22) 36 months 0.33 (0.27-0.40)
  • 15. RESULTS : Cumulative hazard estimates for modification Fig 2: Cumulative proportion modifying ART regimen by Fig 1: Cumulative proportion modifying ART regimen baseline CD4 category status Fig 3: Cumulative proportion modifying ART regimen by Fig 4: Cumulative proportion modifying ART regimen by baseline weight category status baseline NTRI regimen status
  • 16. RESULTS : Univariate analysis Risk factor crude HR (95% CI) p Female vs male 1.34 (0.93-1.95) 0.12 Weight > 60kg vs weight < 60kg 1.82 (1.26-2.65) 0.002 Age (years) 1.01 (0.99-1.03) 0.31 CD4< 200 vs > 200 3.38 (1.72–6.65) < 0.001 WHO stage II/III/IV vs stage I 1.40 (0.91 –2.17) 0.13 NVP in regimen vs EFV 1.53 (0.98-2.38) 0.06 d4T in regimen vs AZT / TDF 1.62 (1.14-2.30) 0.007
  • 17. RESULTS: Multivariate analysis Multivariate piecewise Cox proportional hazards model Risk factor Adjusted Hazard Ratios (95% CI) duration < 11 months duration > 11 months d4T in regimen vs AZT / TDF in regimen 1.41 (0.82 – 2.44) 2.64 (1.56 – 4.46) Weight > 60kg vs weight < 60kg 1.22 (0.71 – 2.11) 2.40 (1.43 – 4.04) CD4< 200 cells/mm3 vs > 200 cells/mm3 1.14 (0.45 – 2.90) 4.42 (1.62 – 12.1) Gender 1.26 (0.59 – 2.70) 1.56 (0.86 – 2.85) Age 0.98 (0.95 – 1.02) 1.03 (1.00 – 1.05)
  • 18. DISCUSSION overall, a high proportion of patients are able to tolerate their initial antiretroviral regimen lack of alternative treatment options in a RLS current guidelines are rigid 1 less informed patients 1. World Health Organization , 2006.
  • 19. DISCUSSION Toxicity related reasons resulted in most modifications gastrointestinal toxicities – the most commonly reported toxicities resulting in treatment modification, especially in resource-rich cohorts 1-4 burden of peripheral neuropathy and lipodystrophy related to d4T use was of major concern. Similar findings in Cape Town 5 1. Youle M, et al. AIDS 1998. 2. Hansel A,et al. J Acquir Immune Defic Syndr. 2001. 3.Mocroft A, et al. AIDS 2001. 4. Jeanne P, et al. AIDS 2002. 5. Coetzee D, et al. AIDS 2004.
  • 20. DISCUSSION modification due to anaemia related to AZT toxicity were significant (7.3 % of the modifications). DART trial similar 1 NVP in a treatment regimen was well tolerated, accounting for less than 10% of the reasons for modification. The latter is in contrast to resource-rich settings (NVP) 2,3 1. Ssali F, et al. Antiviral Ther 11:741-749. 2. MMWR Morb Mortal Wkly Rep 2001. 3. Wit FWNM, et al. J Infect Dis 2002.
  • 21. DISCUSSION Another concern : significant number of modifications due to starting TB therapy (13%) and incident pregnancy (6.6% of reasons) clearly emphasizes the burden of TB in this setting and brings out the need for more aggressive TB screening in patients initiating ART family planning programmes also need to be routinely integrated into routine HIV care, to prevent unplanned and unwanted pregnancies. Patients most likely to become pregnant need to be identified early on during their treatment
  • 22. DISCUSSION Patients initiating ART with lower CD4 cell counts had poor regimen durability (almost 4 X likely to modify) 1,2 Weight at initiating ART was also a very strong risk factor for modification (weight over 60 kg: almost 3 x the hazards). may have been on the d4T 40mg regimen. heavier patients have also been shown by some studies to be more susceptible to mitochondrial-related toxicities 3,4 1. IAS , 2008. 2.Ssali F, et al. Antiviral Ther 2009. 3. Moh R ,et al. Antivir Ther 2005. 4.Youle M,et al. AIDS 1998.
  • 23. DISCUSSION : Limitations Lots of data with missing values – don’t know if this was influential on our outcome or was data MCAR Misclassification bias – information not recorded accurately during clinic visits The analysis of a single treatment site may just reflect practices at this particular site Informative censoring bias – underestimates outcome
  • 24. DISCUSSION : Recommendations 1. Early initiation of ART , at higher CD4 cell counts 2. Avoiding drugs with poor toxicity profiles especially Stavudine (d4T) 3. Before ART initiation, those individuals who may require therapy for TB or who may become pregnant must be identified promptly and the appropriate regimen started 4. Develop simple evidence-based algorithms to individualize patient ART regimens
  • 25. Acknowledgements • This study is dedicated to the patients of the Mbabane Government Hospital Antiretroviral Therapy Unit • Dr Marian Calnan for conceptual discussions • Data collection team : Sicelo Zondo, Delisile Mavimbela, Muzomuhle Stewart and Sicelo Dlamini • The School of Health Systems and Public Health, Faculty of Health Sciences , University of Pretoria • Clinical staff of the study site and the Ministry of Health and Social Welfare, Swaziland