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Comparative genomics rewrites
evolution textbooks: a
“postmodern synthesis” of
Evolutionary Biology?
Eugene V. Koonin
National Center for Biotechnology Information, NLM, NIH, Bethesda,
Maryland, USA

Moscow, Digital October, 31/10/2013
Information

The Modern Synthesis
Information

Nothing in biology makes sense except in the light of evolution

Evolutionary process represented as change in allele frequency
driven by natural selection
Information

The beginnings of comparative genomes
Haemophilus influenzae
Mycoplasma genitalium

Venter et al. 1995
Information
Exponential accumulation of prokaryotic genome sequences
1000

Information

No. of Sequenced Genomes

100

10

Bacteria
Archaea

1
7/3/1995

7/2/1997

7/2/1999

7/1/2001

7/1/2003
Date

6/30/2005

6/30/2007
0%

Thermotoga maritima MSB8

Treponema pallidum subsp. pallidum str. Nichols

Leptospira interrogans serovar Copenhageni str. Fiocruz L1-…

Pseudomonas aeruginosa PAO1

Escherichia coli K12

Desulfovibrio vulgaris subsp. vulgaris str. Hildenborough

Burkholderia mallei ATCC 23344

Agrobacterium tumefaciens str. C58

Pirellula sp.

Fusobacterium nucleatum subsp. nucleatum ATCC 25586

Mesoplasma florum L1

Clostridium acetobutylicum ATCC 824

Lactococcus lactis subsp. lactis Il1403

Bacillus subtilis subsp. subtilis str. 168

Solibacter usitatus Ellin6076

Thermus thermophilus HB27

Deinococcus radiodurans R1

Prochlorococcus marinus subsp. marinus str. CCMP1375

Anabaena variabilis ATCC 29413

Synechocystis sp. PCC 6803

Dehalococcoides ethenogenes 195

Candidatus Protochlamydia amoebophila UWE25

Chlamydia muridarum Nigg

Chlorobium tepidum TLS

Salinibacter ruber DSM 13855

Bacteroides thetaiotaomicron VPI-5482

Aquifex aeolicus VF5

Bifidobacterium longum NCC2705

Streptomyces coelicolor A3(2)

Mycobacterium tuberculosis H37Rv

Nanoarchaeum equitans Kin4-M

Thermoplasma volcanium GSS1

Pyrococcus horikoshii OT3

Methanopyrus kandleri AV19

Methanosarcina acetivorans C2A

Methanocaldococcus jannaschii DSM 2661

Methanothermobacter thermautotrophicus str. Delta H

Halobacterium sp. NRC-1

Archaeoglobus fulgidus DSM 4304

Aeropyrum pernix K1

Information

Most (~70-80%) of genes in prokaryotic genomes are evolutionarily
conserved –belong to COGs – orthologous lineages - distinct units of evolution
100%

90%

80%

70%

60%

50%

40%

30%

20%

10%
Information

Understanding evolution in the
light of comparative genomics and
systems biology:
Is there a „postmodern synthesis‟
in sight?
Postmodern reassessment of some central propositions of
Darwin and the Modern Synthesis
Postmodern status

The material for evolution is
provided, primarily, by
random, heritable variation
(random local mutations, in
modern terms).

Information

Proposition

Only partly true. The repertoire of relevant changes greatly expanded to include duplication of

Fixation of (rare) beneficial changes by natural
selection is the main driving force of evolution.

Only partly true. Natural (positive) selection is important but is only one of several fundamental factors of
evolution and is not quantitatively dominant. Neutral processes combined with purifying selection dominate
evolution, and direct effects of environmental cues on the genome {(quasi)Lamarckian phenomena] are
important as well.

The variations fixed by natural selection are
“infinitesimally small”. Evolution adheres to
gradualism.

False. Even single gene duplications and HGT of single genes are by no means “infinitesimally small” let
alone deletion or acquisition of larger regions, genome rearrangements, whole-genome duplication, and most
dramatically, endosymbiosis. Gradualism is not the principal regime of evolution.

Uniformitarianism: evolutionary processes
remained, largely, the same throughout the
evolution of life.

Only partly true. Present day evolutionary processes were important since the origin of replication.
However, major transitions in the evolution like the origin of eukaryotes could be brought about by
(effectively) unique events such as endosymbiosis, and the earliest stages of evolution (pre-LUCA) partially
relied on distinct processes not involved in subsequent, “normal” evolution.

genes, genome regions, and entire genomes; loss of genes and, generally, genetic material; HGT
including massive gene flux in cases of endosymbiosis; invasion of mobile selfish elements and
recruitment of sequences from them; and more. More importantly, (quasi)directed, Lamarckian
variation is recognized as a major factor of evolution.
Information

The 3 modalities of evolution

Koonin, Wolf, Biol. Direct 2009
Information

NATURE REVIEWS | MICR
OBIOLOGY

VOLUME 9 | JUNE 2011 | 467
Information

Makarova et al. Nature Rev Microbiol 2011
Information

CRISPR/Cas: a case of bona fide Lamarckian evolution

…although elements of stochasticity and selection are always present

Koonin, Wolf, Biol. Direct 2009
Lamarck’s gift to biotechnology
Jinek M, Chylinski K, Fonfara I, Hauer M, Doudna JA, Charpentier E. A programmable
dual-RNA-guided DNA endonuclease in adaptive bacterial immunity. Science. 2012 Aug
17;337(6096):816-21

Information

Cong L, Ran FA, Cox D, Lin S, Barretto R, Habib N, Hsu PD, Wu X, Jiang
W, Marraffini LA, Zhang F. Multiplex genome engineering using CRISPR/Cas
systems.Science. 2013 Feb 15;339(6121):819-23

Mali P, Yang L, Esvelt KM, Aach J, Guell M, DiCarlo JE, Norville JE, Church GM.
RNA-guided human genome engineering via Cas9. Science. 2013 Feb
15;339(6121):823-6.

Brouns SJ. Molecular biology. A Swiss army knife of immunity.
Science. 2012 Aug 17;337(6096):808-9
Ran FA, Hsu PD, Wright J, Agarwala V, Scott DA, Zhang F. Genome engineering
using the CRISPR-Cas9 system. Nat Protoc. 2013 Nov;8(11):2281-308
Diverse Lamarckian and quasi-Lamarckian phenomena
Phenomenon

Biological role/function

Phyletic spread

Lamarckian criteria
Genomic changes
caused by
environmental factor

Bona fide Lamarckian
Most of the
Yes
Archaea and
many bacteria

Changes are
specific to
relevant
genomic loci

Changes provide
adaptation to the
causative factor

Yes

Yes

Information

CRISPR/Cas

Defense against viruses
and other mobile elements

piRNA

Defense against
transposable elements in
germline

Animals

Yes

Yes

Yes

HGT (specific
cases)

Adaptation to new
environment, stress
response, resistance

Yes

Yes

HGT (general
phenomenon)

Diverse innovations

No

Yes/no

Stress-induced
mutagenesis

Stress response/resistance/
adaptation to new
conditions

Archaea,
Yes
bacteria,
unicellular
eukaryotes
Quasi-Lamarckian
Archaea,
Yes
bacteria,
unicellular
eukaryotes
Ubiquitous
Yes

No or
partially

Yes (but general
evolvability
enhanced as well)

Koonin, Wolf, Biol. Direct 2009
Postmodern reassessment of some central propositions of
Darwin and the Modern Synthesis
Postmodern status

The material for evolution is provided, primarily, by
random, heritable variation.

Information

Proposition

Only partly true. The repertoire of relevant random changes greatly expanded to include duplication of genes, genome
regions, and entire genomes; loss of genes and, generally, genetic material; HGT including massive gene flux in cases of
endosymbiosis; invasion of mobile selfish elements and recruitment of sequences from them; and more. More
importantly, (quasi)directed (Lamarckian) variation is recognized as a major factor of evolution.

The variations fixed by natural
selection are “infinitesimally small”.
Evolution strictly adheres to
gradualism.

False. Even single gene duplications and HGT of single genes are by no means “infinitesimally

Uniformitarianism: evolutionary processes remained,
largely, the same throughout the evolution of life.

Only partly true. Present day evolutionary processes were important since the origin of replication. However, major
transitions in the evolution like the origin of eukaryotes could be brought about by (effectively) unique events such as
endosymbiosis, and the earliest stages of evolution (pre-LUCA) partially relied on distinct processes not involved in
subsequent, “normal” evolution.

small” let alone deletion or acquisition of larger regions, genome rearrangements, whole-genome
duplication, and most dramatically, endosymbiosis. Gradualism is not the principal regime of
evolution.
The recurrent structure in the gene universe reflects dramatic genome
plasticity – extensive loss and gain of genes - at all levels
10000

Shell

Core
Cloud

1000

Shell

Core:
~70

Shell: ~5700

100

Cloud

DATA

Number of COGs

1000

Number of COGs

Core

Cloud:
~24000

10000

DATA

100

10

Information

10

1

1
0

50

100

150

200

250

300

350

0

400

338 Archaea and Bacteria
10000

DATA
Core

Accessory genome

Cloud

Shell

Number of COGs

1000

Core
genome

100

10

1
0

5

10

15

20

25

30

35

40

45

Number of Organisms

44 Escherichia and Salmonella

5

10

15

20

25

30

35

40

45

Number of Organisms

Number of Organisms

50

41 Archaea
Fractal (self-similar) structure of
the prokaryotic gene space Tripartite organization
of pangenomes at
all levels – major
differences in gene
repertoires
Koonin, Logic of Chance 2011
1960-1990

PARADIGM SHIFT: from
GENOMES TO
PANGENOMES

Information

1990-2010

2010-2020

16S RNA

Genomes

Pangenomes
Information

Open (unlimited growth) vs closed pan-genome
Information

Mathematical modeling of pangenome evolution reveals closed
pangenomes and exponential growth of estimated pangenome
size with tree depth

Lobkovsky,
Wolf, Koonin,
in preparation

(Only) a million proteins for molecular biologists?
Postmodern reassessment of some central propositions of
Darwin and the Modern Synthesis
Postmodern status

The material for evolution is
provided, primarily, by random,
heritable variation.

Information

Proposition

Only partly true. The repertoire of relevant random changes greatly expanded to include duplication of

The variations fixed by natural selection are
“infinitesimally small”. Evolution adheres to
gradualism.

False. Even single gene duplications and HGT of single genes are by no means “infinitesimally small” let
alone deletion or acquisition of larger regions, genome rearrangements, whole-genome duplication, and most
dramatically, endosymbiosis. Gradualism is not the principal regime of evolution.

Fixation of (rare) beneficial
changes by natural selection is the
main driving force of evolution.

True only to a small extent. Natural (positive) selection is important but is only one of

Uniformitarianism: evolutionary processes
remained, largely, the same throughout the
evolution of life.

Only partly true. Present day evolutionary processes were important since the origin of replication. However,
major transitions in the evolution like the origin of eukaryotes could be brought about by (effectively) unique
events such as endosymbiosis, and the earliest stages of evolution (pre-LUCA) partially relied on distinct
processes not involved in subsequent, “normal” evolution.

genes, genome regions, and entire genomes; loss of genes and, generally, genetic material; HGT including
massive gene flux in cases of endosymbiosis; invasion of mobile selfish elements and recruitment of sequences
from them; and more. More importantly, (quasi)directed (Lamarckian) variation is recognized as a major factor
of evolution.

several fundamental factors of evolution and is not quantitatively dominant. Neutral
processes combined with purifying selection dominate evolution, and direct effects of
environmental cues on the genome - (quasi)Lamarckian phenomena - are important as well.
Universal patterns of evolution seem to emerge without natural selection
Information

The 3 modalities of evolution

Koonin, Wolf, Biol. Direct 2009
Selection and drift in classic population genetics
drift+selection – small Ne
Information

Sewall Wright
(1889-1988)

Selection - large Ne
Non-adaptive evolution of genomic complexity

Nothing makes sense in evolution except in light of population genetics

Lynch M. The frailty of adaptive hypotheses for the origins of organismal complexity. Proc Natl Acad Sci U S A. 2007

Lynch M, Conery JS.
The origins of genome complexity. Science. 2003 Nov 21;302(5649):1401-4.

Information

Complete genomic sequences from diverse phylogenetic lineages reveal notable increases in genome complexity from prokaryotes to
multicellular eukaryotes. The changes include gradual increases in gene number, resulting from the retention of duplicate genes, and
More abrupt increases in the abundance of spliceosomal introns and mobile genetic elements. We argue that many of these
modifications emerged passively in response to the long-term population-size reductions that accompanied increases in organism size.
According to this model, much of the restructuring of eukaryotic genomes was initiated by nonadaptive processes, and this in turn
provided novel substrates for the secondary evolution of phenotypic complexity by natural selection. The enormous long-term effective
population sizes of prokaryotes may impose a substantial barrier to the evolution of complex genomes and morphologies.
Information

Estimates of the composite parameter Neu for a phylogenetically
diverse assemblage of species

M Lynch, J S Conery Science 2003;302:1401-1404
Published by AAAS
Information

The major intrusion of stochasticity into Biology:
do statistical laws rule Life?
Information

Some key universals of genome/molecular phenome evolution

Karev et al. 2002; Jordan et al. 2004; Lobkovsky, Wolf, Koonin, 2010; Koonin, Wolf 2010
The major intrusion of stochasticity into Biology:
do statistical laws rule Life?
PLoS Comput Biol. 2011 Aug;7(8):e1002173.

Are there laws of genome evolution?
Information

Koonin EV.
Research in quantitative evolutionary genomics and systems biology led to the discovery of
several universal regularities connecting genomic and molecular phenomic variables. These
universals include the log-normal distribution of the evolutionary rates of orthologous genes; the
power law-like distributions of paralogous family size and node degree in various biological
networks; the negative correlation between a gene's sequence evolution rate and expression
level; and differential scaling of functional classes of genes with genome size.
The universals of genome evolution can be accounted for by simple mathematical models
similar to those used in statistical physics, such as the birth-death-innovation model.
These models do not explicitly incorporate selection; therefore, the observed universal
regularities do not appear to be shaped by selection but rather are emergent properties of
gene ensembles. Although a complete physical theory of evolutionary biology is inconceivable,
the universals of genome evolution might qualify as "laws of evolutionary genomics“ in the same
sense "law" is understood in modern physics.
Information

Laws and generative models in evolutionary genomics

Koonin, PLOS Comp Biol 2011
A general physical principle behind all universals?
Shannon entropy: H= - pilogpi
Max(H) – most random, least unexpected distribution
MaxEnt Principle: the probability distribution of any variable in
a large ensemble of data/measurements tends to the distribution
with Max(H) within the applicable constraints

Information

S

Frank SA. The common patterns of nature
J Evol Biol. 2009; 22:1563-85

E. T. Jaynes

Karev, Koonin: Parabolic Replicator Dynamics
and the Principle of Minimum Tsallis Information
Gain. Biology Direct 2013
The results of this analysis show that the general
MaxEnt principle is the underlying law for
the evolution of a broad class of replicator systems
including not only exponential but also parabolic
and hyperbolic systems.
Postmodern reassessment of some central propositions of Darwin and the Modern Synthesis
Postmodern status

The material for evolution is provided, primarily, by
random, heritable variation.

Information

Proposition

Only partly true. The repertoire of relevant random changes greatly expanded to include duplication of genes, genome
regions, and entire genomes; loss of genes and, generally, genetic material; HGT including massive gene flux in cases of
endosymbiosis; invasion of mobile selfish elements and recruitment of sequences from them; and more. More
importantly, (quasi)directed (Lamarckian) variation is recognized as a major factor of evolution.

Fixation of (rare) beneficial changes by natural
selection is the main driving force of evolution.

Only partly true. Natural (positive) selection is important but is only one of several fundamental factors of evolution
and is not quantitatively dominant. Neutral processes combined with purifying selection dominate evolution, and direct
effects of environmental cues on the genome {(quasi)Lamarckian phenomena] are important as well.

The variations fixed by natural selection are
“infinitesimally small”. Evolution adheres to
gradualism.

False. Even single gene duplications and HGT of single genes are by no means “infinitesimally small” let alone deletion
or acquisition of larger regions, genome rearrangements, whole-genome duplication, and most dramatically,
endosymbiosis. Gradualism is not the principal regime of evolution.

Uniformitarianism: evolutionary
processes remained, largely, the same
throughout the evolution of life.

Only partly true. Present day evolutionary processes were important since the origin of
replication. However, major transitions in the evolution like the origin of eukaryotes could be
brought about by (effectively) unique events such as endosymbiosis, and the earliest stages of
evolution (pre-LUCA) partially relied on distinct processes not involved in subsequent, “normal”
evolution.
Information

“Amitochondrial” eukaryotes

“In the mid-1990s, a somewhat pedestrian view of eukaryotic origins, the 'archezoa hypothesis', held sway.
This maintained that a protoeukaryote (with nucleus) engulfed the mitochondrial ancestor. Supporting the theory
were 'archezoa', anaerobic eukaryotes with no mitochondria. Archezoa apparently populated the oldest branches
of the eukaryote tree, suggesting that eukaryotes began diversifying before mitochondria entered the picture.”
Poole, Penny, Nature 447, 913 (21 June 2007)
Information

There are no (known) true amitochondrial eukaryotes

Animal mitochondrion

Hydrogenosome from an
anaerobic fungus

Mitosomes from Giardia

Van der Giezen, Tovar. Degenerate mitochondria. EMBO Rep. 2005 Jun;6(6):525-30.

All “archezoa” possess:
-mitochondrial genes in nuclear genomes
-degenerate derivatives of mitochondria
They are not archezoa at all!
“Symbiotic” hypotheses

Information

“Archezoan”
hypotheses
????

Hypotheses on the origin of eukaryotes
Embley, Martin, Nature 2006
Information

Adaptation to
survive the intron
invasion

Origin of nucleus
and
spliceosome

Dispersal of
introns, population
bottleneck

Non-adaptive process –
Attack on the host genome

Unidirectional flow of genes
and introns from symbiont to
host – ratchet due to
propagation/lysis of symbiont

Invasion
2 prokaryotes: archaeon
and a-proteobacterium
Martin, Koonin, 2006, Introns and the origin of nucleus-cytosol compartmentalization. Nature 440: 41-5
Information

The proposed chain of causes and effects in eukaryogenesis –
the pivotal roles of mitochondrial endosymbiosis and intron invasion

Koonin, The origin of introns and their role in eukaryogenesis: a compromise solution to the
introns-early versus introns-late debate? Biol Direct. 2006 Aug 14;1:22
Postmodern reassessment of some central propositions of
Darwin and the Modern Synthesis
Postmodern status

Evolution by natural selection tends
to produce increasingly complex
adaptive features of organisms; hence
progress as a general trend in
evolution.

Information

Proposition

False. Genomic complexity probably evolved as a “genomic syndrome” caused by weak purifying

The entire evolution of life can be depicted as a single
“big tree”.

False. The discovery of the fundamental contributions of HGT and mobile genetic elements to genome evolution
invalidate the TOL concept in its original sense. However, trees remain essential templates to represent evolution of
individual genes and many phases of evolution in groups of relatively close organisms. The possibility of salvaging the
TOL as a central trend of evolution remains.

All extant cellular life forms descend from very few,
and probably, one ancestral form (LUCA).

True. Comparative genomics leaves no doubt of the common ancestry of cellular life. However, it also yields indications
that LUCA(S) might have been very different from modern cells.

selection in small population and not as an adaptation. There is no consistent trend towards
increasing complexity in evolution, and the notion of evolutionary progress is unwarranted.
Non-adaptive evolution of genomic complexity

Nothing makes sense in evolution except in light of population genetics

Lynch M. The frailty of adaptive hypotheses for the origins of organismal complexity. Proc Natl Acad Sci U S A. 2007

Lynch M, Conery JS.
The origins of genome complexity. Science. 2003 Nov 21;302(5649):1401-4.

Information

Complete genomic sequences from diverse phylogenetic lineages reveal notable increases in genome complexity from prokaryotes to
multicellular eukaryotes. The changes include gradual increases in gene number, resulting from the retention of duplicate genes, and
More abrupt increases in the abundance of spliceosomal introns and mobile genetic elements. We argue that many of these
modifications emerged passively in response to the long-term population-size reductions that accompanied increases in organism size.
According to this model, much of the restructuring of eukaryotic genomes was initiated by nonadaptive processes, and this in turn
provided novel substrates for the secondary evolution of phenotypic complexity by natural selection. The enormous long-term effective
population sizes of prokaryotes may impose a substantial barrier to the evolution of complex genomes and morphologies.
Information

There is no general trend toward
increasing complexity in evolution…
actually, the opposite might be true
Information

Reconstruction of archaeal genome evolution:
reduction prevails

Wolf YI, Makarova KS, Yutin N, Koonin EV. Updated clusters of orthologous genes for Archaea: a complex ancestor of the Archaea and
the byways of horizontal gene transfer. Biol Direct. 2012 Dec 14;7:46
Information
Maximum Likelihood (MCMC) reconstruction of intron gain/loss during eukaryote evolution from comparativegenomic analysis of 100 genomes (mean/median+ confidence intervals)
•Pronounced excess of loss over gain: mostly a story of decreasing complexity
•Intron-rich ancestors
•Human-like intron-density in Last Eukaryotic Common Ancestor (LECA)
•No intron-poor stage from LECA to mammals – no stage of intense purifying selection
Csuros, Rogozin Koonin, PLOS Comp Biol 2011
log
complexity

Information

Punctuated model of evolution: long phases of reduction punctuated by bursts

time

Wolf, Koonin, BioEssays 2013
Postmodern reassessment of some central propositions of
Darwin and the Modern Synthesis
Postmodern status

Evolution by natural selection tends to produce
increasingly complex adaptive features of organisms;
hence progress as a general trend in evolution.

Information

Proposition

False. Genomic complexity probably evolved as a “genomic syndrome” caused by weak purifying selection in small
population and not as an adaptation. There is no consistent trend towards increasing complexity in evolution, and the
notion of evolutionary progress is unwarranted.

The entire evolution of life can be
depicted as a single “big tree”.

False. The discovery of the fundamental contributions of HGT and mobile genetic elements to

All extant cellular life forms descend from very few,
and probably, one ancestral form (LUCA).

True. Comparative genomics leaves no doubt of the common ancestry of cellular life. However, it also yields indications
that LUCA(S) might have been very different from modern cells.

genome evolution invalidate the TOL concept in its original sense. However, trees remain essential
templates to represent evolution of individual genes and many phases of evolution in groups of
relatively close organisms. The possibility of salvaging the TOL as a central trend of evolution
remains.
A brief history of TOL

Information

Thinking of the history of life in terms of phylogenetic trees is as old as
scientific biology (if not older)

Charles Darwin (1859) Origin of Species [one and only
illustration]: "descent with modification"
Ernst Haeckel (1879)
The Evolution of Man
A brief history of TOL

Information

Advent of molecular phylogenetics – expectations of objectively
reconstructed complete Tree of Life

Carl R. Woese (1928-2012)
Woese et al. (1990) Towards a natural system of organisms: proposal for the domains
Archaea, Bacteria, and Eucarya. PNAS 87, 4576-4579 [Figure 1, modified]
“Forest of Life” to replace Tree of Life
Puigbò P, Wolf YI, Koonin EV.

Information

Search for a 'Tree of Life' in the thicket of
the phylogenetic forest. J Biol. 2009;8(6):59
0.5
0.4

0.3

1

0.2

2

0.1

3
4

0
-0.6

-0.4

-0.2

-0.1

-0.2
-0.3
-0.4
-0.5

0

0.2

0.4

0.6

0.8

5
6
7
NUTs
Horizontal gene flow dominates
evolution, at least in prokaryotes
d’ =0

d’ = (d-Dr) / (Ds-Dr)

d’=1

NUTs

Information

0.63 +/- 0.35

Dr

d’=1

Ds

Dr = 0.67

Ds > Dr

d’ = 1 – ((d-Ds) / (Dr-Ds)) d’=0

FOL
Ds
Ds < Dr

Dr

0.39 +/- 0.31

Dr = 0.67

TNT (Tree/Net Trend): scoring tree-like and netlike evolution quantitatively

0: Network(green) – Neutral (black) – 1:Tree (red)

Puigbo, Wolf, Koonin, Genome Biol Evol 2010
Postmodern reassessment of some central propositions of
Darwin and the Modern Synthesis
Postmodern status

Evolution by natural selection tends to produce
increasingly complex adaptive features of organisms;
hence progress as a general trend in evolution.

Information

Proposition

False. Genomic complexity probably evolved as a “genomic syndrome” caused by weak purifying selection in small
population and not as an adaptation. There is no consistent trend towards increasing complexity in evolution, and the
notion of evolutionary progress is unwarranted.

The entire evolution of life can be depicted as a single
“big tree”.

False. The discovery of the fundamental contributions of HGT and mobile genetic elements to genome evolution
invalidate the TOL concept in its original sense. However, trees remain essential templates to represent evolution of
individual genes and many phases of evolution in groups of relatively close organisms. The possibility of salvaging the
TOL as a central trend of evolution remains.

All extant cellular life forms descend
from very few, and probably, one
ancestral form (LUCA).

True. Comparative genomics leaves no doubt of the common ancestry of cellular life. However, it
also yields indications that LUCA(S) might have been very different from modern cells.
LUCA: undeniable but elusive

Information

~100 universally conserved protein and RNA genes =
primarily translation system components

Koonin EV. Comparative genomics, minimal gene-sets and the last universal common ancestor. Nat Rev Microbiol. 2003
Information
Mulkidjanian AY, Bychkov AY, Dibrova DV, Galperin MY, Koonin EV. Origin of first cells at terrestrial, anoxic
geothermal fields. Proc Natl Acad Sci U S A. 2012 Apr 3;109(14):E821-30
CRISPR spacer acquisition

direct
adaptation

resistance plasmid
acquisition

strong
selection

horizontal gene transfer

deterministic

intermediate
selection

stress-induced mutagenesis

draft

genome
streamlining

degradation
ratchet

transposition-induced
weak
Junk
shuffling
selection
accumulation/
gene duplication
complexification
gene loss
drift
random mutation
random
generation of variation
fixation of variation/mode of genome evolution
random

Information

determini
stic

From randomness to determinism: evolution spans the whole range
Information

The biosphere as the world of
viruses
Viruses are the dominant entities in the biosphere – physically and
genetically – as shown by viral metagenomics – virome studies
1 cm3 of seawater contains 106-109 virus particles
Information

Suttle, C.A. (2005) Nature 437:356

There are millions of diverse bacteriophage species
in the water, soil, and gut
Edwards and Rohwer (2005) Nat. Rev. Microbiol. 3:504

•Viruses are the most abundant biological entities in
the biosphere: there are 10-100 virus particles per cell
•The pangenomes of viruses and cellular organisms
have [at least] comparable complexities
Information

Some of the largest viruses host their own parasites

La Scola et al. The virophage as a unique parasite of the giant mimivirus.
Nature. 2008 Sep 4;455(7209):100-4
Information

Philippe et al. Pandoraviruses:
Amoeba Viruses with Genomes Up to
2.5 Mb Reaching That of Parasitic Eukaryotes
Science 19 July 2013: Vol. 341 no. 6143 pp. 281-286
Information

(At least) two independent origins of giant viruses:
Pandoraviruses appear to be highly derived Phycodnaviruses

Smaller,
simpler
common
ancestor(?)

Mimi
Yutin, Koonin.
Biol. Direct 2013

Pandora
Information

The ancient Virus World
•Viruses and virus-like genetic elements are not “just” pathogens: they are dominant
entities in the biosphere
•Emergence of virus-like parasites is inevitable in any replicating system
•In the pre-cellular epoch, the genetic elements that later became viral and cellular
genomes comprised a single pool in which they mixed, matched, and evolved
new, increasingly complex gene ensembles
•Different replication strategies including RNA replication, reverse transcription,
and DNA replication evolved already in the primordial genetic pool
•With the emergence of prokaryotic cells, a distinct pool of viral genes formed that
retained its identity ever since as evidenced by the extant distribution of
viral hallmark genes: “virus world” or the virosphere
•The emergence of the eukaryotic cell was a second melting pot of virus evolution, from
which viruses of eukaryotes originated via recombination of genes from prokaryote
viruses, retroelements, and the evolving eukaryotic host
•Viruses make essential contributions to the evolution of the genomes of cellular
life forms, in particular, as vehicles of HGT: GTAs, transducing phages
Koonin EV, Senkevich TG, Dolja VV. The ancient Virus World and evolution of cells. Biol Direct. 2006
viroids

Information

dsDNA viruses
ssDNA viruses
Retroviruses/
elements
dsRNA viruses
(+)RNA viruses

Koonin, Logic of Chance 2011

Bacteria

KEukaryota

Archaea

(-)RNA viruses
Virus Empire

Cellular Empire
Virus
World

constructive neutral
evolution of
complexity

Selfish
gene
HGT

phylogeno
mics

Neutral theory

Quantitative
laws and
physical
principles
of evolution

Population genetics
Quantitative theory of selection
and drift
Darwinian theory
of natural
selection

evolution
of
evolvabilit
y

Information

Neo-Lamarckian
evolution models

Lamarckian
L'influence des
circonstances
Modified from: Koonin EV, Wolf YI. Evolution of microbes and viruses: a paradigm shift in evolutionary biology? Front Cell Infect Microbiol. 2012;2:119
Information
FT Press; 1 edition (September 10, 2011)

Marine Corps marathon 2011,
Washington, DC
Information

Acknowledgments

Bill Martin

Valerian Dolja

Didier Raoult

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Eugene Koonin for Knowledge Stream

  • 1. Information Comparative genomics rewrites evolution textbooks: a “postmodern synthesis” of Evolutionary Biology? Eugene V. Koonin National Center for Biotechnology Information, NLM, NIH, Bethesda, Maryland, USA Moscow, Digital October, 31/10/2013
  • 3. Information Nothing in biology makes sense except in the light of evolution Evolutionary process represented as change in allele frequency driven by natural selection
  • 4. Information The beginnings of comparative genomes Haemophilus influenzae Mycoplasma genitalium Venter et al. 1995
  • 6. Exponential accumulation of prokaryotic genome sequences 1000 Information No. of Sequenced Genomes 100 10 Bacteria Archaea 1 7/3/1995 7/2/1997 7/2/1999 7/1/2001 7/1/2003 Date 6/30/2005 6/30/2007
  • 7. 0% Thermotoga maritima MSB8 Treponema pallidum subsp. pallidum str. Nichols Leptospira interrogans serovar Copenhageni str. Fiocruz L1-… Pseudomonas aeruginosa PAO1 Escherichia coli K12 Desulfovibrio vulgaris subsp. vulgaris str. Hildenborough Burkholderia mallei ATCC 23344 Agrobacterium tumefaciens str. C58 Pirellula sp. Fusobacterium nucleatum subsp. nucleatum ATCC 25586 Mesoplasma florum L1 Clostridium acetobutylicum ATCC 824 Lactococcus lactis subsp. lactis Il1403 Bacillus subtilis subsp. subtilis str. 168 Solibacter usitatus Ellin6076 Thermus thermophilus HB27 Deinococcus radiodurans R1 Prochlorococcus marinus subsp. marinus str. CCMP1375 Anabaena variabilis ATCC 29413 Synechocystis sp. PCC 6803 Dehalococcoides ethenogenes 195 Candidatus Protochlamydia amoebophila UWE25 Chlamydia muridarum Nigg Chlorobium tepidum TLS Salinibacter ruber DSM 13855 Bacteroides thetaiotaomicron VPI-5482 Aquifex aeolicus VF5 Bifidobacterium longum NCC2705 Streptomyces coelicolor A3(2) Mycobacterium tuberculosis H37Rv Nanoarchaeum equitans Kin4-M Thermoplasma volcanium GSS1 Pyrococcus horikoshii OT3 Methanopyrus kandleri AV19 Methanosarcina acetivorans C2A Methanocaldococcus jannaschii DSM 2661 Methanothermobacter thermautotrophicus str. Delta H Halobacterium sp. NRC-1 Archaeoglobus fulgidus DSM 4304 Aeropyrum pernix K1 Information Most (~70-80%) of genes in prokaryotic genomes are evolutionarily conserved –belong to COGs – orthologous lineages - distinct units of evolution 100% 90% 80% 70% 60% 50% 40% 30% 20% 10%
  • 8. Information Understanding evolution in the light of comparative genomics and systems biology: Is there a „postmodern synthesis‟ in sight?
  • 9. Postmodern reassessment of some central propositions of Darwin and the Modern Synthesis Postmodern status The material for evolution is provided, primarily, by random, heritable variation (random local mutations, in modern terms). Information Proposition Only partly true. The repertoire of relevant changes greatly expanded to include duplication of Fixation of (rare) beneficial changes by natural selection is the main driving force of evolution. Only partly true. Natural (positive) selection is important but is only one of several fundamental factors of evolution and is not quantitatively dominant. Neutral processes combined with purifying selection dominate evolution, and direct effects of environmental cues on the genome {(quasi)Lamarckian phenomena] are important as well. The variations fixed by natural selection are “infinitesimally small”. Evolution adheres to gradualism. False. Even single gene duplications and HGT of single genes are by no means “infinitesimally small” let alone deletion or acquisition of larger regions, genome rearrangements, whole-genome duplication, and most dramatically, endosymbiosis. Gradualism is not the principal regime of evolution. Uniformitarianism: evolutionary processes remained, largely, the same throughout the evolution of life. Only partly true. Present day evolutionary processes were important since the origin of replication. However, major transitions in the evolution like the origin of eukaryotes could be brought about by (effectively) unique events such as endosymbiosis, and the earliest stages of evolution (pre-LUCA) partially relied on distinct processes not involved in subsequent, “normal” evolution. genes, genome regions, and entire genomes; loss of genes and, generally, genetic material; HGT including massive gene flux in cases of endosymbiosis; invasion of mobile selfish elements and recruitment of sequences from them; and more. More importantly, (quasi)directed, Lamarckian variation is recognized as a major factor of evolution.
  • 10. Information The 3 modalities of evolution Koonin, Wolf, Biol. Direct 2009
  • 11. Information NATURE REVIEWS | MICR OBIOLOGY VOLUME 9 | JUNE 2011 | 467
  • 12. Information Makarova et al. Nature Rev Microbiol 2011
  • 13. Information CRISPR/Cas: a case of bona fide Lamarckian evolution …although elements of stochasticity and selection are always present Koonin, Wolf, Biol. Direct 2009
  • 14. Lamarck’s gift to biotechnology Jinek M, Chylinski K, Fonfara I, Hauer M, Doudna JA, Charpentier E. A programmable dual-RNA-guided DNA endonuclease in adaptive bacterial immunity. Science. 2012 Aug 17;337(6096):816-21 Information Cong L, Ran FA, Cox D, Lin S, Barretto R, Habib N, Hsu PD, Wu X, Jiang W, Marraffini LA, Zhang F. Multiplex genome engineering using CRISPR/Cas systems.Science. 2013 Feb 15;339(6121):819-23 Mali P, Yang L, Esvelt KM, Aach J, Guell M, DiCarlo JE, Norville JE, Church GM. RNA-guided human genome engineering via Cas9. Science. 2013 Feb 15;339(6121):823-6. Brouns SJ. Molecular biology. A Swiss army knife of immunity. Science. 2012 Aug 17;337(6096):808-9 Ran FA, Hsu PD, Wright J, Agarwala V, Scott DA, Zhang F. Genome engineering using the CRISPR-Cas9 system. Nat Protoc. 2013 Nov;8(11):2281-308
  • 15. Diverse Lamarckian and quasi-Lamarckian phenomena Phenomenon Biological role/function Phyletic spread Lamarckian criteria Genomic changes caused by environmental factor Bona fide Lamarckian Most of the Yes Archaea and many bacteria Changes are specific to relevant genomic loci Changes provide adaptation to the causative factor Yes Yes Information CRISPR/Cas Defense against viruses and other mobile elements piRNA Defense against transposable elements in germline Animals Yes Yes Yes HGT (specific cases) Adaptation to new environment, stress response, resistance Yes Yes HGT (general phenomenon) Diverse innovations No Yes/no Stress-induced mutagenesis Stress response/resistance/ adaptation to new conditions Archaea, Yes bacteria, unicellular eukaryotes Quasi-Lamarckian Archaea, Yes bacteria, unicellular eukaryotes Ubiquitous Yes No or partially Yes (but general evolvability enhanced as well) Koonin, Wolf, Biol. Direct 2009
  • 16. Postmodern reassessment of some central propositions of Darwin and the Modern Synthesis Postmodern status The material for evolution is provided, primarily, by random, heritable variation. Information Proposition Only partly true. The repertoire of relevant random changes greatly expanded to include duplication of genes, genome regions, and entire genomes; loss of genes and, generally, genetic material; HGT including massive gene flux in cases of endosymbiosis; invasion of mobile selfish elements and recruitment of sequences from them; and more. More importantly, (quasi)directed (Lamarckian) variation is recognized as a major factor of evolution. The variations fixed by natural selection are “infinitesimally small”. Evolution strictly adheres to gradualism. False. Even single gene duplications and HGT of single genes are by no means “infinitesimally Uniformitarianism: evolutionary processes remained, largely, the same throughout the evolution of life. Only partly true. Present day evolutionary processes were important since the origin of replication. However, major transitions in the evolution like the origin of eukaryotes could be brought about by (effectively) unique events such as endosymbiosis, and the earliest stages of evolution (pre-LUCA) partially relied on distinct processes not involved in subsequent, “normal” evolution. small” let alone deletion or acquisition of larger regions, genome rearrangements, whole-genome duplication, and most dramatically, endosymbiosis. Gradualism is not the principal regime of evolution.
  • 17. The recurrent structure in the gene universe reflects dramatic genome plasticity – extensive loss and gain of genes - at all levels 10000 Shell Core Cloud 1000 Shell Core: ~70 Shell: ~5700 100 Cloud DATA Number of COGs 1000 Number of COGs Core Cloud: ~24000 10000 DATA 100 10 Information 10 1 1 0 50 100 150 200 250 300 350 0 400 338 Archaea and Bacteria 10000 DATA Core Accessory genome Cloud Shell Number of COGs 1000 Core genome 100 10 1 0 5 10 15 20 25 30 35 40 45 Number of Organisms 44 Escherichia and Salmonella 5 10 15 20 25 30 35 40 45 Number of Organisms Number of Organisms 50 41 Archaea Fractal (self-similar) structure of the prokaryotic gene space Tripartite organization of pangenomes at all levels – major differences in gene repertoires Koonin, Logic of Chance 2011
  • 18. 1960-1990 PARADIGM SHIFT: from GENOMES TO PANGENOMES Information 1990-2010 2010-2020 16S RNA Genomes Pangenomes
  • 19. Information Open (unlimited growth) vs closed pan-genome
  • 20. Information Mathematical modeling of pangenome evolution reveals closed pangenomes and exponential growth of estimated pangenome size with tree depth Lobkovsky, Wolf, Koonin, in preparation (Only) a million proteins for molecular biologists?
  • 21. Postmodern reassessment of some central propositions of Darwin and the Modern Synthesis Postmodern status The material for evolution is provided, primarily, by random, heritable variation. Information Proposition Only partly true. The repertoire of relevant random changes greatly expanded to include duplication of The variations fixed by natural selection are “infinitesimally small”. Evolution adheres to gradualism. False. Even single gene duplications and HGT of single genes are by no means “infinitesimally small” let alone deletion or acquisition of larger regions, genome rearrangements, whole-genome duplication, and most dramatically, endosymbiosis. Gradualism is not the principal regime of evolution. Fixation of (rare) beneficial changes by natural selection is the main driving force of evolution. True only to a small extent. Natural (positive) selection is important but is only one of Uniformitarianism: evolutionary processes remained, largely, the same throughout the evolution of life. Only partly true. Present day evolutionary processes were important since the origin of replication. However, major transitions in the evolution like the origin of eukaryotes could be brought about by (effectively) unique events such as endosymbiosis, and the earliest stages of evolution (pre-LUCA) partially relied on distinct processes not involved in subsequent, “normal” evolution. genes, genome regions, and entire genomes; loss of genes and, generally, genetic material; HGT including massive gene flux in cases of endosymbiosis; invasion of mobile selfish elements and recruitment of sequences from them; and more. More importantly, (quasi)directed (Lamarckian) variation is recognized as a major factor of evolution. several fundamental factors of evolution and is not quantitatively dominant. Neutral processes combined with purifying selection dominate evolution, and direct effects of environmental cues on the genome - (quasi)Lamarckian phenomena - are important as well. Universal patterns of evolution seem to emerge without natural selection
  • 22. Information The 3 modalities of evolution Koonin, Wolf, Biol. Direct 2009
  • 23. Selection and drift in classic population genetics drift+selection – small Ne Information Sewall Wright (1889-1988) Selection - large Ne
  • 24. Non-adaptive evolution of genomic complexity Nothing makes sense in evolution except in light of population genetics Lynch M. The frailty of adaptive hypotheses for the origins of organismal complexity. Proc Natl Acad Sci U S A. 2007 Lynch M, Conery JS. The origins of genome complexity. Science. 2003 Nov 21;302(5649):1401-4. Information Complete genomic sequences from diverse phylogenetic lineages reveal notable increases in genome complexity from prokaryotes to multicellular eukaryotes. The changes include gradual increases in gene number, resulting from the retention of duplicate genes, and More abrupt increases in the abundance of spliceosomal introns and mobile genetic elements. We argue that many of these modifications emerged passively in response to the long-term population-size reductions that accompanied increases in organism size. According to this model, much of the restructuring of eukaryotic genomes was initiated by nonadaptive processes, and this in turn provided novel substrates for the secondary evolution of phenotypic complexity by natural selection. The enormous long-term effective population sizes of prokaryotes may impose a substantial barrier to the evolution of complex genomes and morphologies.
  • 25. Information Estimates of the composite parameter Neu for a phylogenetically diverse assemblage of species M Lynch, J S Conery Science 2003;302:1401-1404 Published by AAAS
  • 26. Information The major intrusion of stochasticity into Biology: do statistical laws rule Life?
  • 27. Information Some key universals of genome/molecular phenome evolution Karev et al. 2002; Jordan et al. 2004; Lobkovsky, Wolf, Koonin, 2010; Koonin, Wolf 2010
  • 28. The major intrusion of stochasticity into Biology: do statistical laws rule Life? PLoS Comput Biol. 2011 Aug;7(8):e1002173. Are there laws of genome evolution? Information Koonin EV. Research in quantitative evolutionary genomics and systems biology led to the discovery of several universal regularities connecting genomic and molecular phenomic variables. These universals include the log-normal distribution of the evolutionary rates of orthologous genes; the power law-like distributions of paralogous family size and node degree in various biological networks; the negative correlation between a gene's sequence evolution rate and expression level; and differential scaling of functional classes of genes with genome size. The universals of genome evolution can be accounted for by simple mathematical models similar to those used in statistical physics, such as the birth-death-innovation model. These models do not explicitly incorporate selection; therefore, the observed universal regularities do not appear to be shaped by selection but rather are emergent properties of gene ensembles. Although a complete physical theory of evolutionary biology is inconceivable, the universals of genome evolution might qualify as "laws of evolutionary genomics“ in the same sense "law" is understood in modern physics.
  • 29. Information Laws and generative models in evolutionary genomics Koonin, PLOS Comp Biol 2011
  • 30. A general physical principle behind all universals? Shannon entropy: H= - pilogpi Max(H) – most random, least unexpected distribution MaxEnt Principle: the probability distribution of any variable in a large ensemble of data/measurements tends to the distribution with Max(H) within the applicable constraints Information S Frank SA. The common patterns of nature J Evol Biol. 2009; 22:1563-85 E. T. Jaynes Karev, Koonin: Parabolic Replicator Dynamics and the Principle of Minimum Tsallis Information Gain. Biology Direct 2013 The results of this analysis show that the general MaxEnt principle is the underlying law for the evolution of a broad class of replicator systems including not only exponential but also parabolic and hyperbolic systems.
  • 31. Postmodern reassessment of some central propositions of Darwin and the Modern Synthesis Postmodern status The material for evolution is provided, primarily, by random, heritable variation. Information Proposition Only partly true. The repertoire of relevant random changes greatly expanded to include duplication of genes, genome regions, and entire genomes; loss of genes and, generally, genetic material; HGT including massive gene flux in cases of endosymbiosis; invasion of mobile selfish elements and recruitment of sequences from them; and more. More importantly, (quasi)directed (Lamarckian) variation is recognized as a major factor of evolution. Fixation of (rare) beneficial changes by natural selection is the main driving force of evolution. Only partly true. Natural (positive) selection is important but is only one of several fundamental factors of evolution and is not quantitatively dominant. Neutral processes combined with purifying selection dominate evolution, and direct effects of environmental cues on the genome {(quasi)Lamarckian phenomena] are important as well. The variations fixed by natural selection are “infinitesimally small”. Evolution adheres to gradualism. False. Even single gene duplications and HGT of single genes are by no means “infinitesimally small” let alone deletion or acquisition of larger regions, genome rearrangements, whole-genome duplication, and most dramatically, endosymbiosis. Gradualism is not the principal regime of evolution. Uniformitarianism: evolutionary processes remained, largely, the same throughout the evolution of life. Only partly true. Present day evolutionary processes were important since the origin of replication. However, major transitions in the evolution like the origin of eukaryotes could be brought about by (effectively) unique events such as endosymbiosis, and the earliest stages of evolution (pre-LUCA) partially relied on distinct processes not involved in subsequent, “normal” evolution.
  • 32. Information “Amitochondrial” eukaryotes “In the mid-1990s, a somewhat pedestrian view of eukaryotic origins, the 'archezoa hypothesis', held sway. This maintained that a protoeukaryote (with nucleus) engulfed the mitochondrial ancestor. Supporting the theory were 'archezoa', anaerobic eukaryotes with no mitochondria. Archezoa apparently populated the oldest branches of the eukaryote tree, suggesting that eukaryotes began diversifying before mitochondria entered the picture.” Poole, Penny, Nature 447, 913 (21 June 2007)
  • 33. Information There are no (known) true amitochondrial eukaryotes Animal mitochondrion Hydrogenosome from an anaerobic fungus Mitosomes from Giardia Van der Giezen, Tovar. Degenerate mitochondria. EMBO Rep. 2005 Jun;6(6):525-30. All “archezoa” possess: -mitochondrial genes in nuclear genomes -degenerate derivatives of mitochondria They are not archezoa at all!
  • 34. “Symbiotic” hypotheses Information “Archezoan” hypotheses ???? Hypotheses on the origin of eukaryotes Embley, Martin, Nature 2006
  • 35. Information Adaptation to survive the intron invasion Origin of nucleus and spliceosome Dispersal of introns, population bottleneck Non-adaptive process – Attack on the host genome Unidirectional flow of genes and introns from symbiont to host – ratchet due to propagation/lysis of symbiont Invasion 2 prokaryotes: archaeon and a-proteobacterium Martin, Koonin, 2006, Introns and the origin of nucleus-cytosol compartmentalization. Nature 440: 41-5
  • 36. Information The proposed chain of causes and effects in eukaryogenesis – the pivotal roles of mitochondrial endosymbiosis and intron invasion Koonin, The origin of introns and their role in eukaryogenesis: a compromise solution to the introns-early versus introns-late debate? Biol Direct. 2006 Aug 14;1:22
  • 37. Postmodern reassessment of some central propositions of Darwin and the Modern Synthesis Postmodern status Evolution by natural selection tends to produce increasingly complex adaptive features of organisms; hence progress as a general trend in evolution. Information Proposition False. Genomic complexity probably evolved as a “genomic syndrome” caused by weak purifying The entire evolution of life can be depicted as a single “big tree”. False. The discovery of the fundamental contributions of HGT and mobile genetic elements to genome evolution invalidate the TOL concept in its original sense. However, trees remain essential templates to represent evolution of individual genes and many phases of evolution in groups of relatively close organisms. The possibility of salvaging the TOL as a central trend of evolution remains. All extant cellular life forms descend from very few, and probably, one ancestral form (LUCA). True. Comparative genomics leaves no doubt of the common ancestry of cellular life. However, it also yields indications that LUCA(S) might have been very different from modern cells. selection in small population and not as an adaptation. There is no consistent trend towards increasing complexity in evolution, and the notion of evolutionary progress is unwarranted.
  • 38. Non-adaptive evolution of genomic complexity Nothing makes sense in evolution except in light of population genetics Lynch M. The frailty of adaptive hypotheses for the origins of organismal complexity. Proc Natl Acad Sci U S A. 2007 Lynch M, Conery JS. The origins of genome complexity. Science. 2003 Nov 21;302(5649):1401-4. Information Complete genomic sequences from diverse phylogenetic lineages reveal notable increases in genome complexity from prokaryotes to multicellular eukaryotes. The changes include gradual increases in gene number, resulting from the retention of duplicate genes, and More abrupt increases in the abundance of spliceosomal introns and mobile genetic elements. We argue that many of these modifications emerged passively in response to the long-term population-size reductions that accompanied increases in organism size. According to this model, much of the restructuring of eukaryotic genomes was initiated by nonadaptive processes, and this in turn provided novel substrates for the secondary evolution of phenotypic complexity by natural selection. The enormous long-term effective population sizes of prokaryotes may impose a substantial barrier to the evolution of complex genomes and morphologies.
  • 39. Information There is no general trend toward increasing complexity in evolution… actually, the opposite might be true
  • 40. Information Reconstruction of archaeal genome evolution: reduction prevails Wolf YI, Makarova KS, Yutin N, Koonin EV. Updated clusters of orthologous genes for Archaea: a complex ancestor of the Archaea and the byways of horizontal gene transfer. Biol Direct. 2012 Dec 14;7:46
  • 41. Information Maximum Likelihood (MCMC) reconstruction of intron gain/loss during eukaryote evolution from comparativegenomic analysis of 100 genomes (mean/median+ confidence intervals) •Pronounced excess of loss over gain: mostly a story of decreasing complexity •Intron-rich ancestors •Human-like intron-density in Last Eukaryotic Common Ancestor (LECA) •No intron-poor stage from LECA to mammals – no stage of intense purifying selection Csuros, Rogozin Koonin, PLOS Comp Biol 2011
  • 42. log complexity Information Punctuated model of evolution: long phases of reduction punctuated by bursts time Wolf, Koonin, BioEssays 2013
  • 43. Postmodern reassessment of some central propositions of Darwin and the Modern Synthesis Postmodern status Evolution by natural selection tends to produce increasingly complex adaptive features of organisms; hence progress as a general trend in evolution. Information Proposition False. Genomic complexity probably evolved as a “genomic syndrome” caused by weak purifying selection in small population and not as an adaptation. There is no consistent trend towards increasing complexity in evolution, and the notion of evolutionary progress is unwarranted. The entire evolution of life can be depicted as a single “big tree”. False. The discovery of the fundamental contributions of HGT and mobile genetic elements to All extant cellular life forms descend from very few, and probably, one ancestral form (LUCA). True. Comparative genomics leaves no doubt of the common ancestry of cellular life. However, it also yields indications that LUCA(S) might have been very different from modern cells. genome evolution invalidate the TOL concept in its original sense. However, trees remain essential templates to represent evolution of individual genes and many phases of evolution in groups of relatively close organisms. The possibility of salvaging the TOL as a central trend of evolution remains.
  • 44. A brief history of TOL Information Thinking of the history of life in terms of phylogenetic trees is as old as scientific biology (if not older) Charles Darwin (1859) Origin of Species [one and only illustration]: "descent with modification" Ernst Haeckel (1879) The Evolution of Man
  • 45. A brief history of TOL Information Advent of molecular phylogenetics – expectations of objectively reconstructed complete Tree of Life Carl R. Woese (1928-2012) Woese et al. (1990) Towards a natural system of organisms: proposal for the domains Archaea, Bacteria, and Eucarya. PNAS 87, 4576-4579 [Figure 1, modified]
  • 46. “Forest of Life” to replace Tree of Life Puigbò P, Wolf YI, Koonin EV. Information Search for a 'Tree of Life' in the thicket of the phylogenetic forest. J Biol. 2009;8(6):59 0.5 0.4 0.3 1 0.2 2 0.1 3 4 0 -0.6 -0.4 -0.2 -0.1 -0.2 -0.3 -0.4 -0.5 0 0.2 0.4 0.6 0.8 5 6 7 NUTs
  • 47. Horizontal gene flow dominates evolution, at least in prokaryotes d’ =0 d’ = (d-Dr) / (Ds-Dr) d’=1 NUTs Information 0.63 +/- 0.35 Dr d’=1 Ds Dr = 0.67 Ds > Dr d’ = 1 – ((d-Ds) / (Dr-Ds)) d’=0 FOL Ds Ds < Dr Dr 0.39 +/- 0.31 Dr = 0.67 TNT (Tree/Net Trend): scoring tree-like and netlike evolution quantitatively 0: Network(green) – Neutral (black) – 1:Tree (red) Puigbo, Wolf, Koonin, Genome Biol Evol 2010
  • 48. Postmodern reassessment of some central propositions of Darwin and the Modern Synthesis Postmodern status Evolution by natural selection tends to produce increasingly complex adaptive features of organisms; hence progress as a general trend in evolution. Information Proposition False. Genomic complexity probably evolved as a “genomic syndrome” caused by weak purifying selection in small population and not as an adaptation. There is no consistent trend towards increasing complexity in evolution, and the notion of evolutionary progress is unwarranted. The entire evolution of life can be depicted as a single “big tree”. False. The discovery of the fundamental contributions of HGT and mobile genetic elements to genome evolution invalidate the TOL concept in its original sense. However, trees remain essential templates to represent evolution of individual genes and many phases of evolution in groups of relatively close organisms. The possibility of salvaging the TOL as a central trend of evolution remains. All extant cellular life forms descend from very few, and probably, one ancestral form (LUCA). True. Comparative genomics leaves no doubt of the common ancestry of cellular life. However, it also yields indications that LUCA(S) might have been very different from modern cells.
  • 49. LUCA: undeniable but elusive Information ~100 universally conserved protein and RNA genes = primarily translation system components Koonin EV. Comparative genomics, minimal gene-sets and the last universal common ancestor. Nat Rev Microbiol. 2003
  • 50. Information Mulkidjanian AY, Bychkov AY, Dibrova DV, Galperin MY, Koonin EV. Origin of first cells at terrestrial, anoxic geothermal fields. Proc Natl Acad Sci U S A. 2012 Apr 3;109(14):E821-30
  • 51. CRISPR spacer acquisition direct adaptation resistance plasmid acquisition strong selection horizontal gene transfer deterministic intermediate selection stress-induced mutagenesis draft genome streamlining degradation ratchet transposition-induced weak Junk shuffling selection accumulation/ gene duplication complexification gene loss drift random mutation random generation of variation fixation of variation/mode of genome evolution random Information determini stic From randomness to determinism: evolution spans the whole range
  • 52. Information The biosphere as the world of viruses
  • 53. Viruses are the dominant entities in the biosphere – physically and genetically – as shown by viral metagenomics – virome studies 1 cm3 of seawater contains 106-109 virus particles Information Suttle, C.A. (2005) Nature 437:356 There are millions of diverse bacteriophage species in the water, soil, and gut Edwards and Rohwer (2005) Nat. Rev. Microbiol. 3:504 •Viruses are the most abundant biological entities in the biosphere: there are 10-100 virus particles per cell •The pangenomes of viruses and cellular organisms have [at least] comparable complexities
  • 54. Information Some of the largest viruses host their own parasites La Scola et al. The virophage as a unique parasite of the giant mimivirus. Nature. 2008 Sep 4;455(7209):100-4
  • 55. Information Philippe et al. Pandoraviruses: Amoeba Viruses with Genomes Up to 2.5 Mb Reaching That of Parasitic Eukaryotes Science 19 July 2013: Vol. 341 no. 6143 pp. 281-286
  • 56. Information (At least) two independent origins of giant viruses: Pandoraviruses appear to be highly derived Phycodnaviruses Smaller, simpler common ancestor(?) Mimi Yutin, Koonin. Biol. Direct 2013 Pandora
  • 57. Information The ancient Virus World •Viruses and virus-like genetic elements are not “just” pathogens: they are dominant entities in the biosphere •Emergence of virus-like parasites is inevitable in any replicating system •In the pre-cellular epoch, the genetic elements that later became viral and cellular genomes comprised a single pool in which they mixed, matched, and evolved new, increasingly complex gene ensembles •Different replication strategies including RNA replication, reverse transcription, and DNA replication evolved already in the primordial genetic pool •With the emergence of prokaryotic cells, a distinct pool of viral genes formed that retained its identity ever since as evidenced by the extant distribution of viral hallmark genes: “virus world” or the virosphere •The emergence of the eukaryotic cell was a second melting pot of virus evolution, from which viruses of eukaryotes originated via recombination of genes from prokaryote viruses, retroelements, and the evolving eukaryotic host •Viruses make essential contributions to the evolution of the genomes of cellular life forms, in particular, as vehicles of HGT: GTAs, transducing phages Koonin EV, Senkevich TG, Dolja VV. The ancient Virus World and evolution of cells. Biol Direct. 2006
  • 58. viroids Information dsDNA viruses ssDNA viruses Retroviruses/ elements dsRNA viruses (+)RNA viruses Koonin, Logic of Chance 2011 Bacteria KEukaryota Archaea (-)RNA viruses Virus Empire Cellular Empire
  • 59. Virus World constructive neutral evolution of complexity Selfish gene HGT phylogeno mics Neutral theory Quantitative laws and physical principles of evolution Population genetics Quantitative theory of selection and drift Darwinian theory of natural selection evolution of evolvabilit y Information Neo-Lamarckian evolution models Lamarckian L'influence des circonstances Modified from: Koonin EV, Wolf YI. Evolution of microbes and viruses: a paradigm shift in evolutionary biology? Front Cell Infect Microbiol. 2012;2:119
  • 60. Information FT Press; 1 edition (September 10, 2011) Marine Corps marathon 2011, Washington, DC