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Monitoring Governance in REDD

         Rosalind Reeve
    Forest Campaign Manager
         Global Witness

          Peter Holmgren
 Director Climate, Energy & Tenure
 Food and Agriculture Organization
Outline
1.   Where are we?
2.   A framework for REDD Monitoring
3.   Review of governance monitoring initiatives
4.   A vision for governance monitoring
5.   What next?
Business climate in 40 countries in
           UN-REDD and FCPF

• 80% of 40 REDD countries in FCPF and UN-REDD
  rated at B or below

  B = unstable, largely inefficient, company
  transactions run appreciable risks

• 33% of countries rated at D
  D = highly risky, company transactions very
  difficult to manage
UNFCCC REDD Text
       Safeguards on Governance
Safeguards to be [promoted] [and] [supported]:
• Transparent and effective national forest
  governance structures, taking into account
  national legislation and sovereignty

• Full and effective participation of relevant
  stakeholders, including in particular
  indigenous peoples and local communities
Monitoring Safeguards
• requests that a developing country Party
  aiming to undertake activities referred to in
  paragraph 3….develop:
• [A robust and transparent national forest
  monitoring system for the monitoring and
  reporting of the activities referred to in
  paragraph 3 above [, and the safeguards
  referred to in paragraph 2 above]….]
FCPF R-PP Template
• How will the monitoring system address key
  governance factors?

• How will it monitor social and environmental
  impacts?

• How does it provide for establishing
  independent monitoring and review, involving
  civil society and other stakeholders?
A monitoring framework

                 Emissions   Safeguards


National
Reporting


In-country
Implementation
A monitoring framework – what?

                     Emissions              Safeguards

                                                 Consistent
National              Deforestation
                                          Transparent & Effective
Reporting          Forest Degradation          Governance
                                           Rights of Communities
                      Conservation
                                          Stakeholder Participation
                 Sustainable management
In-country            Enhancement
                                               Conservation
                                                 Reversals
Implementation
                                               Displacement
A monitoring framework – how?

                 Emissions   Safeguards

National
Reporting                           ??
In-country
Implementation
A monitoring framework –
             approaches

                 Emissions                   Safeguards

National                                        National level
                 National Forest Inventory       Governance
Reporting
                                                  ????????



                  Remote
In-country        Sensing
Implementation   Monitoring      Independent Monitoring
Governance Monitoring Initiatives



• Forest management, logging and timber trade

• REDD
Forest management, logging & timber trade

• Independent Forest Monitoring (IFM) – REM,
  Global Witness, CONADEH, SGS, Imazon (1999)
• Illegal logging indicators – Chatham House (2006)
• Forest Transparency Report Card – Global Witness
  (2008)
• Forest Governance Integrity Programme –
  corruption monitoring tool - Transparency
  International (2009)
• Analytical Framework for Governance Reforms –
  World Bank (2009)
REDD

• Governance of Forests Initiative – WRI
• Country-led governance assessments –
  UN-REDD
• IM-REDD – Global Witness
• Global Comparative Study on REDD -
  CIFOR
• REDD+ Social & Environmental
  Standards – CCBA / CARE
IFM Country Programmes
       Cambodia              Cameroon
      1999 – 2005             2000 –
     Global Witness        Global Witness
          SGS                  REM


       Honduras
         2005 –                Congo
Global Witness / CONADEH      2006 –
       CONADEH             REM (IM-FLEG)



       Nicaragua
                               Brazil
         2006 –
                              Imazon
     Global Witness
Applied 10 years experience to REDD
IM-REDD
What needs to be monitored independently?


                      Transparency
   Policy
                       Engagement                Enforcement
 Regulations
                      Accountability


        Goods & Services               Revenue
       Quality of results of   Benefit distribution
             C-MRV                      Rights
What happens if we don’t do
        IM-REDD?
Country-led Governance Assessments for
                             REDD +
Preparation       Identify key            Establish                  Identify national
                  REDD+                   Steering                   institutions or
                  stakeholders            committee                  CSOs to host the
                                                                     initiative
                  Steps may have already been undertaken in UN-REDD
                     quick start countries or countries with an R-PP
Assessment




                  Conduct multi-    Organize            Conduct
                  stakeholder       assessment,         assessment and
                  dialogue on       framework and       analyze the
                  governance        indicators          results
                  priorities



                  Disseminate        Conduct multi-
Uptake




                  results            stakeholder
                                     consultation
                                                                                         Informed by
                                                                                         framework of
                                                                                         indicators

                  Develop policy      Conduct policy       Institutionalize the
                  recommendations     reform based on      assessment to
Use




                                      evidence             conduct at regular
                                                           intervals
A governance monitoring vision
• Common base for governance monitoring
  – across purposes, policies, regions and scales
  – avoid complexity
  – avoid fragmentation (cf biodiversity..)
• Context specific adaptation of methods and
  indicators
• Ability to measure Change & Performance
• Integrated with overall MRV system
Three elements to measure change and
      performance in governance?

1. Stakeholder participation

2. Legislation, implementation & enforcement

3. Accountability & Transparency
What next?

• Process to achieve convergence and
  standards
• Expand forest governance reporting in
  FAO Forest Resources Assessment
• The bigger picture beyond REDD
• Window of opportunity

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Reeve220110

  • 1. Monitoring Governance in REDD Rosalind Reeve Forest Campaign Manager Global Witness Peter Holmgren Director Climate, Energy & Tenure Food and Agriculture Organization
  • 2. Outline 1. Where are we? 2. A framework for REDD Monitoring 3. Review of governance monitoring initiatives 4. A vision for governance monitoring 5. What next?
  • 3.
  • 4. Business climate in 40 countries in UN-REDD and FCPF • 80% of 40 REDD countries in FCPF and UN-REDD rated at B or below B = unstable, largely inefficient, company transactions run appreciable risks • 33% of countries rated at D D = highly risky, company transactions very difficult to manage
  • 5. UNFCCC REDD Text Safeguards on Governance Safeguards to be [promoted] [and] [supported]: • Transparent and effective national forest governance structures, taking into account national legislation and sovereignty • Full and effective participation of relevant stakeholders, including in particular indigenous peoples and local communities
  • 6. Monitoring Safeguards • requests that a developing country Party aiming to undertake activities referred to in paragraph 3….develop: • [A robust and transparent national forest monitoring system for the monitoring and reporting of the activities referred to in paragraph 3 above [, and the safeguards referred to in paragraph 2 above]….]
  • 7. FCPF R-PP Template • How will the monitoring system address key governance factors? • How will it monitor social and environmental impacts? • How does it provide for establishing independent monitoring and review, involving civil society and other stakeholders?
  • 8. A monitoring framework Emissions Safeguards National Reporting In-country Implementation
  • 9. A monitoring framework – what? Emissions Safeguards Consistent National Deforestation Transparent & Effective Reporting Forest Degradation Governance Rights of Communities Conservation Stakeholder Participation Sustainable management In-country Enhancement Conservation Reversals Implementation Displacement
  • 10. A monitoring framework – how? Emissions Safeguards National Reporting ?? In-country Implementation
  • 11. A monitoring framework – approaches Emissions Safeguards National National level National Forest Inventory Governance Reporting ???????? Remote In-country Sensing Implementation Monitoring Independent Monitoring
  • 12. Governance Monitoring Initiatives • Forest management, logging and timber trade • REDD
  • 13. Forest management, logging & timber trade • Independent Forest Monitoring (IFM) – REM, Global Witness, CONADEH, SGS, Imazon (1999) • Illegal logging indicators – Chatham House (2006) • Forest Transparency Report Card – Global Witness (2008) • Forest Governance Integrity Programme – corruption monitoring tool - Transparency International (2009) • Analytical Framework for Governance Reforms – World Bank (2009)
  • 14. REDD • Governance of Forests Initiative – WRI • Country-led governance assessments – UN-REDD • IM-REDD – Global Witness • Global Comparative Study on REDD - CIFOR • REDD+ Social & Environmental Standards – CCBA / CARE
  • 15. IFM Country Programmes Cambodia Cameroon 1999 – 2005 2000 – Global Witness Global Witness SGS REM Honduras 2005 – Congo Global Witness / CONADEH 2006 – CONADEH REM (IM-FLEG) Nicaragua Brazil 2006 – Imazon Global Witness
  • 16. Applied 10 years experience to REDD
  • 17. IM-REDD What needs to be monitored independently? Transparency Policy Engagement Enforcement Regulations Accountability Goods & Services Revenue Quality of results of Benefit distribution C-MRV Rights
  • 18. What happens if we don’t do IM-REDD?
  • 19. Country-led Governance Assessments for REDD + Preparation Identify key Establish Identify national REDD+ Steering institutions or stakeholders committee CSOs to host the initiative Steps may have already been undertaken in UN-REDD quick start countries or countries with an R-PP Assessment Conduct multi- Organize Conduct stakeholder assessment, assessment and dialogue on framework and analyze the governance indicators results priorities Disseminate Conduct multi- Uptake results stakeholder consultation Informed by framework of indicators Develop policy Conduct policy Institutionalize the recommendations reform based on assessment to Use evidence conduct at regular intervals
  • 20. A governance monitoring vision • Common base for governance monitoring – across purposes, policies, regions and scales – avoid complexity – avoid fragmentation (cf biodiversity..) • Context specific adaptation of methods and indicators • Ability to measure Change & Performance • Integrated with overall MRV system
  • 21. Three elements to measure change and performance in governance? 1. Stakeholder participation 2. Legislation, implementation & enforcement 3. Accountability & Transparency
  • 22. What next? • Process to achieve convergence and standards • Expand forest governance reporting in FAO Forest Resources Assessment • The bigger picture beyond REDD • Window of opportunity