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Seminar on Micro-Electro-Mechanical Systems
SECTION 1                    INTRODUCTION
               Microelectromechanical systems (MEMS) are small integrated devices or
systems that combine electrical and mechanical components. They range in size from
the sub micrometer level to the millimeter level and there can be any number, from a
few to millions, in a particular system. MEMS extend the fabrication techniques
developed for the integrated circuit industry to add mechanical elements such as beams,
gears, diaphragms, and springs to devices.

               Examples of MEMS device applications include inkjet-printer cartridges,
accelerometer,       miniature    robots,      microengines,   locks   inertial   sensors
microtransmissions, micromirrors, micro actuator (Mechanisms for activating process
control equipment by use of pneumatic, hydraulic, or electronic signals) optical
scanners, fluid pumps, transducer, pressure and flow sensors. New applications are
emerging as the existing technology is applied to the miniaturization and integration of
conventional devices.

               These systems can sense, control, and activate mechanical processes on
the micro scale, and function individually or in arrays to generate effects on the macro
scale. The micro fabrication technology enables fabrication of large arrays of devices,
which individually perform simple tasks, but in combination can accomplish
complicated functions.

               MEMS are not about any one application or device, nor are they defined
by a single fabrication process or limited to a few materials. They are a fabrication
approach that conveys the advantages of miniaturization, multiple components, and
microelectronics to the design and construction of integrated electromechanical
systems. MEMS are not only about miniaturization of mechanical systems; they are
also a new paradigm for designing mechanical devices and systems.

               The MEMS industry has an estimated $10 billion market, and with a
projected 10-20% annual growth rate, it is estimated to have a $34 billion market in
2002. Because of the significant impact that MEMS can have on the commercial and
defense markets, industry and the federal government have both taken a special interest
in their development.



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Department of ISE,      February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
SECTION 1.1                  WHAT IS MEMS TECHNOLOGY?
               Micro-Electro-Mechanical Systems (MEMS) is the integration of
mechanical elements, sensors, actuators, and electronics on a common silicon substrate
through microfabrication technology. While the electronics are fabricated using
integrated circuit (IC) process sequences, the micromechanical components are
fabricated using compatible quot;micromachiningquot; processes that selectively etch away
parts of the silicon wafer or add new structural layers to form the mechanical and
electromechanical devices.




               Microelectronic integrated circuits can be thought of as the quot;brainsquot; of a
system and MEMS augments this decision-making capability with quot;eyesquot; and quot;armsquot;,
to allow microsystems to sense and control the environment. Sensors gather
information from the environment through measuring mechanical, thermal, biological,
chemical, optical, and magnetic phenomena. The electronics then process the
information derived from the sensors and through some decision making capability
direct the actuators to respond by moving, positioning, regulating, pumping, and
filtering, thereby controlling the environment for some desired outcome or purpose.
Because MEMS devices are manufactured using batch fabrication techniques similar to
those used for integrated circuits, unprecedented levels of functionality, reliability, and
sophistication can be placed on a small silicon chip at a relatively low cost.


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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems

SECTION 1.2                 WHAT ARE MEMS / MICROSYSTEMS?

               MEMS is an abbreviation for Micro Electro Mechanical Systems. This is
a rapidly emerging technology combining electrical, electronic, mechanical, optical,
material, chemical, and fluids engineering disciplines. As the smallest commercially
produced quot;machinesquot;, MEMS devices are similar to traditional sensors and actuators
although much, much smaller. E.g. Complete systems are typically a few millimeters
across, with individual features devices of the order of 1-100 micrometers across.




MEMS devices are manufactured either using processes based on Integrated Circuit
fabrication techniques and materials, or using new emerging fabrication technologies
such as micro injection molding. These former processes involve building the device up
layer by layer, involving several material depositions and etch steps. A typical MEMS
fabrication technology may have a 5 step process. Due to the limitations of this
quot;traditional ICquot; manufacturing process MEMS devices are substantially planar, having
very low aspect ratios (typically 5 -10 micro meters thick). It is important to note that
there are several evolving fabrication techniques that allow higher aspect ratios such as
deep x-ray lithography, electrodeposition, and micro injection molding.




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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
               MEMS devices are typically fabricated onto a substrate (chip) that may
also contain the electronics required to interact with the MEMS device. Due to the
small size and mass of the devices, MEMS components can be actuated electrostatically
(piezoelectric and bimetallic effects can also be used). The position of MEMS
components can also be sensed capacitively. Hence the MEMS electronics include
electrostatic drive power supplies, capacitance charge comparators, and signal
conditioning circuitry. Connection with the macroscopic world is via wire bonding and
encapsulation into familiar BGA, MCM, surface mount, or leaded IC packages.




A common MEMS actuator is the quot;linear comb drivequot; (shown above) which consists of
rows of interlocking teeth; half of the teeth are attached to a fixed quot;beamquot;, the other half
attach to a movable beam assembly. Both assemblies are electrically insulated. By
applying the same polarity voltage to both parts the resultant electrostatic force repels
the movable beam away from the fixed. Conversely, by applying opposite polarity the
parts are attracted. In this manner the comb drive can be moved quot;inquot; or quot;outquot; and either
DC or AC voltages can be applied. The small size of the parts (low inertial mass) means
that the drive has a very fast response time compared to its macroscopic counterpart.
The magnitude of electrostatic force is multiplied by the voltage or more commonly the
surface area and number of teeth. Commercial comb drives have several thousand teeth,
each tooth approximately 10 micro meters long. Drive voltages are CMOS levels.

               The linear push / pull motion of a comb drive can be converted into
rotational motion by coupling the drive to push rod and pinion on a wheel. In this
manner the comb drive can rotate the wheel in the same way a steam engine functions!


SECTION 2                   HISTORICAL BACKGROUND


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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
               The invention of the at Bell Telephone Laboratories in 1947 sparked a
fast-growing microelectronic technology. Jack Kilby of Texas Instruments built the first
Integrated circuit in 1958 using germanium (Ge) devices. It consisted of one transistor,
three Resistors, and one Capacitor. The IC was implemented on a sliver of Ge that was
glued on a glass slide. Later that same year Robert Noyce of Fairchild Semiconductor
announced the development of a Planar double-diffused Si IC. The complete transition
from the original Ge transistors with grown and alloyed junctions to silicon (Si) planar
double-diffused devices took about 10 years. The success of Si as an electronic material
was due partly to its wide availability from silicon dioxide (SiO2-sand), resulting in
potentially lower material costs relative to other Semiconductors

               Since 1970, the complexity of ICs has doubled every two to three years.
The minimum dimension of manufactured devices and ICs has decreased from 20
microns to the sub micron levels of today. Current ultra-large-scale-integration (ULSI)
technology enables the fabrication of more than 10 million transistors and capacitors on
a typical chip.

               IC fabrication is dependent upon sensors to provide input from the
surrounding environment, just as control systems need actuators in order to carry out
their desired functions. Due to the availability of sand as a material, much effort was
put into developing Si processing and characterization tools. These tools are now being
used to advance transducer technology. Today's IC technology far outstrips the original
sensors and actuators in performance, size, and cost.

               Attention in this area was first focused on microsensor development. The
first microsensor, which has also been the most successful, was the Si pressure sensor.
In 1954 it was discovered that the piezoresistive effect in Ge and Si had the potential to
produce Ge and Si strain gauges with a gauge factor 10 to 20 times greater than those
based on metal films. As a result, Si strain gauges began to be developed commercially
in 1958. The first high-volume pressure sensor was marketed by National
Semiconductor in 1974. This sensor included a temperature controller for constant-
temperature operation. Improvements in this technology since then have included the
utilization of ion implantation for improved control of the piezoresistor fabrication. Si
pressure sensors are now a billion-dollar industry.



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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
               Around 1982, the term micromachining came into use to designate the
fabrication of micromechanical parts for Si microsensors. The micromechanical parts
were fabricated by selectively etching areas of the Si substrate away in order to leave
behind the desired geometries. Isotropic etching of Si was developed in the early 1960s
for transistor fabrication. Anisotropic etching of Si then came about in 1967. Various
etch-stop techniques were subsequently developed to provide further process flexibility.

               These techniques also form the basis of the bulk micromachining
processing techniques. Bulk micromachining designates the point at which the bulk of
the Si substrate is etched away to leave behind the desired micromechanical elements.
Bulk micromachining has remained a powerful technique for the fabrication of
micromechanical elements. However, the need for flexibility in device design and
performance improvement has motivated the development of new concepts and
techniques for micromachining.

               Among these is the sacrificial layer technique, first demonstrated in 1965
by Nathanson and Wickstrom, in which a layer of material is deposited between
structural layers for mechanical separation and isolation. This layer is removed during
the release etch to free the structural layers and to allow mechanical devices to move
relative to the substrate. A layer is releasable when a sacrificial layer separates it from
the substrate. The application of the sacrificial layer technique to micromachining in
1985 gave rise to surface micromachining, in which the Si substrate is primarily used as
a mechanical support upon which the micromechanical elements are fabricated.

               Prior to 1987, these micromechanical structures were limited in motion.
During 1987-1988, a turning point was reached in micromachining when, for the first
time, techniques for integrated fabrication of mechanisms on Si were demonstrated.
During a series of three separate workshops on microdynamics held in 1987, the term
MEMS was coined. Equivalent terms for MEMS are microsystems-preferred in Europe
and micromachines-preferred in Japan.


SECTION 3                       MEMS DESCRIPTION




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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
               MEMS technology can be implemented using a number of different
materials and manufacturing techniques; the choice of which will depend on the device
being created and the market sector in which it has to operate.


SILICON

               The economies of scale, ready availability of cheap high-quality materials
and ability to incorporate electronic functionality make silicon attractive for a wide
variety of MEMS applications. Silicon also has significant advantages engendered
through its material properties. In single crystal form, silicon is an almost perfect
Hookean material, meaning that when it is flexed there is virtually no hysteresis and
hence almost no energy dissipation. The basic techniques for producing all silicon
based MEMS devices are deposition of material layers, patterning of these layers by
photolithography and then etching to produce the required shapes.


POLYMERS

               Even though the electronics industry provides an economy of scale for the
silicon industry, crystalline silicon is still a complex and relatively expensive material
to produce. Polymers on the other hand can be produced in huge volumes, with a great
variety of material characteristics. MEMS devices can be made from polymers by
processes such as injection moulding, embossing or stereolithography and are
especially well suited to microfluidic applications such as disposable blood testing
cartridges.


METALS

               Metals can also be used to create MEMS elements. While metals do not
have some of the advantages displayed by silicon in terms of mechanical properties,
when used within their limitations, metals can exhibit very high degrees of reliability.
Metals can be deposited by electroplating, evaporation, and sputtering processes.
Commonly used metals include gold, nickel, aluminum, chromium, titanium, tungsten,
platinum, and silver


SECTION 4                   MEMS DESIGN PROCESS


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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
                There are three basic building blocks in MEMS technology, which are,
Deposition Process-the ability to deposit thin films of material on a substrate,
Lithography-to apply a patterned mask on top of the films by photolithograpic
imaging, and Etching-to etch the films selectively to the mask. A MEMS process is
usually a structured sequence of these operations to form actual devices.




SECTION 4.1                  DEPOSITION PROCESSES

                One of the basic building blocks in MEMS processing is the ability to
deposit thin films of material. In this text we assume a thin film to have a thickness
anywhere between a few nanometers to about 100 micrometer

MEMS deposition technology can be classified in two groups:

    1. Depositions that happen because of a chemical reaction:
                 Chemical Vapor Deposition (CVD)
            o

                 Electrodeposition
            o

                 Epitaxy
            o

                 Thermal oxidation
            o


        These processes exploit the creation of solid materials directly from chemical
        reactions in gas and/or liquid compositions or with the substrate material. The



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Department of ISE,      February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
        solid material is usually not the only product formed by the reaction.
        Byproducts can include gases, liquids and even other solids.

    2. Depositions that happen because of a physical reaction:
                 Physical Vapor Deposition (PVD)
            o

                 Casting
            o


        Common for all these processes are that the material deposited is physically
        moved on to the substrate. In other words, there is no chemical reaction which
        forms the material on the substrate. This is not completely correct for casting
        processes, though it is more convenient to think of them that way.

This is by no means an exhaustive list since technologies evolve continuously.


SECTION 4.1.1                CHEMICAL VAPOR DEPOSITION (CVD)

                In this process, the substrate is placed inside a reactor to which a number
of gases are supplied. The fundamental principle of the process is that a chemical
reaction takes place between the source gases. The product of that reaction is a solid
material with condenses on all surfaces inside the reactor.

                The two most important CVD technologies in MEMS are the Low
Pressure CVD (LPCVD) and Plasma Enhanced CVD (PECVD). The LPCVD process
produces layers with excellent uniformity of thickness and material characteristics. The
main problems with the process are the high deposition temperature (higher than
600°C) and the relatively slow deposition rate. The PECVD process can operate at
lower temperatures (down to 300° C) thanks to the extra energy supplied to the gas
molecules by the plasma in the reactor. However, the quality of the films tend to be
inferior to processes running at higher temperatures. Secondly, most PECVD deposition
systems can only deposit the material on one side of the wafers on 1 to 4 wafers at a
time. LPCVD systems deposit films on both sides of at least 25 wafers at a time. A
schematic diagram of a typical LPCVD reactor is shown in the figure below.




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Department of ISE,      February- June: 2009
Seminar on Micro-Electro-Mechanical Systems




                       Figure 1: Typical hot-wall LPCVD reactor.

WHEN DO WE WANT TO USE CVD?

               CVD processes are ideal to use when you want a thin film with good step
coverage. A variety of materials can be deposited with this technology; however, some
of them are less popular with fabs because of hazardous by-products formed during
processing. The quality of the material varies from process to process, however a good
rule of thumb is that higher process temperature yields a material with higher quality
and less defects.

ELECTRODEPOSITION

               This process is also known as quot;electroplatingquot; and is typically restricted
to electrically conductive materials. There are basically two technologies for plating:
Electroplating and Electroless plating. In the electroplating process the substrate is
placed in a liquid solution (electrolyte). When an electrical potential is applied between
a conducting area on the substrate and a counter electrode (usually platinum) in the
liquid, a chemical redox process takes place resulting in the formation of a layer of
material on the substrate and usually some gas generation at the counter electrode.

               In the electroless plating process a more complex chemical solution is
used, in which deposition happens spontaneously on any surface which forms a
sufficiently high electrochemical potential with the solution. This process is desirable
since it does not require any external electrical potential and contact to the substrate



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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
during processing. Unfortunately, it is also more difficult to control with regards to film
thickness and uniformity. A schematic diagram of a typical setup for electroplating is
shown in the figure below.

WHEN DO WE WANT TO USE ELECTRODEPOSITION?

               The electrodeposition process is well suited to make films of metals such
as copper, gold and nickel. The films can be made in any thickness from ~1µm to
>100µm. The deposition is best controlled when used with an external electrical
potential, however, it requires electrical contact to the substrate when immersed in the
liquid bath. In any process, the surface of the substrate must have an electrically
conducting coating before the deposition can be done.




                      Figure 2: Typical setup for electrodeposition.

EPITAXY

               This technology is quite similar to what happens in CVD processes,
however, if the substrate is an ordered semiconductor crystal (i.e. silicon, gallium
arsenide), it is possible with this process to continue building on the substrate with the
same crystallographic orientation with the substrate acting as a seed for the deposition.
If an amorphous/polycrystalline substrate surface is used, the film will also be
amorphous or polycrystalline.




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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
               There are several technologies for creating the conditions inside a reactor
needed to support epitaxial growth, of which the most important is Vapor Phase
Epitaxy (VPE). In this process, a number of gases are introduced in an induction heated
reactor where only the substrate is heated. The temperature of the substrate typically
must be at least 50% of the melting point of the material to be deposited.

               An advantage of epitaxy is the high growth rate of material, which allows
the formation of films with considerable thickness (>100µm). Epitaxy is a widely used
technology for producing silicon on insulator (SOI) substrates. The technology is
primarily used for deposition of silicon. A schematic diagram of a typical vapor phase
epitaxial reactor is shown in the figure below.




               Figure 3: Typical cold-wall vapor phase epitaxial reactor.

WHEN DO WE WANT TO USE EPITAXY?

               This has been and continues to be an emerging process technology in
MEMS. The process can be used to form films of silicon with thicknesses of ~1µm to
>100µm. Some processes require high temperature exposure of the substrate, whereas
others do not require significant heating of the substrate. Some processes can even be
used to perform selective deposition, depending on the surface of the substrate.




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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
THERMAL OXIDATION

               This is one of the most basic deposition technologies. It is simply
oxidation of the substrate surface in an oxygen rich atmosphere. The temperature is
raised to 800° C-1100° C to speed up the process. This is also the only deposition
technology which actually consumes some of the substrate as it proceeds. The growth
of the film is spurned by diffusion of oxygen into the substrate, which means the film
growth is actually downwards into the substrate. As the thickness of the oxidized layer
increases, the diffusion of oxygen to the substrate becomes more difficult leading to a
parabolic relationship between film thickness and oxidation time for films thicker than
~100nm. This process is naturally limited to materials that can be oxidized, and it can
only form films that are oxides of that material. This is the classical process used to
form silicon dioxide on a silicon substrate. A schematic diagram of a typical wafer
oxidation furnace is shown in the figure below.

WHEN DO WE WANT TO USE THERMAL OXIDATION?

               Whenever you can! This is a simple process, which unfortunately
produces films with somewhat limited use in MEMS components. It is typically used to
form films that are used for electrical insulation or that are used for other process
purposes later in a process sequence.




                      Figure 4: Typical wafer oxidation furnace.


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Department of ISE,    February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
SECTION 4.1.2                PHYSICAL VAPOR DEPOSITION (PVD)

               PVD covers a number of deposition technologies in which material is
released from a source and transferred to the substrate. The two most important
technologies are evaporation and sputtering.

WHEN DO WE WANT TO USE PVD?

               PVD comprises the standard technologies for deposition of metals. It is
far more common than CVD for metals since it can be performed at lower process risk
and cheaper in regards to materials cost. The quality of the films are inferior to CVD,
which for metals means higher resistivity and for insulators more defects and traps. The
step coverage is also not as good as CVD.

               The choice of deposition method (i.e. evaporation vs. sputtering) may in
many cases be arbitrary, and may depend more on what technology is available for the
specific material at the time.

EVAPORATION

               In evaporation the substrate is placed inside a vacuum chamber, in which
a block (source) of the material to be deposited is also located. The source material is
then heated to the point where it starts to boil and evaporate. The vacuum is required to
allow the molecules to evaporate freely in the chamber, and they subsequently condense
on all surfaces. This principle is the same for all evaporation technologies, only the
method used to the heat (evaporate) the source material differs. There are two popular
evaporation technologies, which are e-beam evaporation and resistive evaporation each
referring to the heating method. In e-beam evaporation, an electron beam is aimed at
the source material causing local heating and evaporation. In resistive evaporation, a
tungsten boat, containing the source material, is heated electrically with a high current
to make the material evaporate. Many materials are restrictive in terms of what
evaporation method can be used (i.e. aluminum is quite difficult to evaporate using
resistive heating), which typically relates to the phase transition properties of that
material. A schematic diagram of a typical system for e-beam evaporation is shown in
the figure below.



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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems




             Figure 5: Typical system for e-beam evaporation of materials.

SPUTTERING

               Sputtering is a technology in which the material is released from the
source at much lower temperature than evaporation. The substrate is placed in a
vacuum chamber with the source material, named a target, and an inert gas (such as
argon) is introduced at low pressure. Gas plasma is struck using an RF power source,
causing the gas to become ionized. The ions are accelerated towards the surface of the
target, causing atoms of the source material to break off from the target in vapor form
and condense on all surfaces including the substrate. As for evaporation, the basic
principle of sputtering is the same for all sputtering technologies. The differences
typically relate to the manor in which the ion bombardment of the target is realized. A
schematic diagram of a typical RF sputtering system is shown in the figure below.




                        Figure 6: Typical RF sputtering system.


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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
CASTING

               In this process the material to be deposited is dissolved in liquid form in a
solvent. The material can be applied to the substrate by spraying or spinning. Once the
solvent is evaporated, a thin film of the material remains on the substrate. This is
particularly useful for polymer materials, which may be easily dissolved in organic
solvents, and it is the common method used to apply photoresist to substrates (in
photolithography). The thicknesses that can be cast on a substrate range all the way
from a single monolayer of molecules (adhesion promotion) to tens of micrometers. In
recent years, the casting technology has also been applied to form films of glass
materials on substrates. The spin casting process is illustrated in the figure below.

WHEN DO WE WANT TO USE CASTING?

               Casting is a simple technology which can be used for a variety of
materials (mostly polymers). The control on film thickness depends on exact
conditions, but can be sustained within +/-10% in a wide range. If you are planning to
use photolithography you will be using casting, which is an integral part of that
technology. There are also other interesting materials such as polyimide and spin-on
glass which can be applied by casting.




    Figure 7: The spin casting process as used for photoresist in photolithography.




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Department of ISE,      February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
SECTION 4.2                 LITHOGRAPHY

SECTION 4.2.1               PATTERN TRANSFER

               Lithography in the MEMS context is typically the transfer of a pattern to
a photosensitive material by selective exposure to a radiation source such as light. A
photosensitive material is a material that experiences a change in its physical properties
when exposed to a radiation source. If we selectively expose a photosensitive material
to radiation (e.g. by masking some of the radiation) the pattern of the radiation on the
material is transferred to the material exposed, as the properties of the exposed and
unexposed regions differs (as shown in figure 1).




               Figure 1: Transfer of a pattern to a photosensitive material.




This discussion will focus on optical lithography, which is simply lithography using a
radiation source with wavelength(s) in the visible spectrum.


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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
                 In lithography for micromachining, the photosensitive material used is
typically a photoresist (also called resist, other photosensitive polymers are also used).
When resist is exposed to a radiation source of a specific a wavelength, the chemical
resistance of the resist to developer solution changes. If the resist is placed in a
developer solution after selective exposure to a light source, it will etch away one of the
two regions (exposed or unexposed). If the exposed material is etched away by the
developer and the unexposed region is resilient, the material is considered to be a
positive resist (shown in figure 2a). If the exposed material is resilient to the developer
and the unexposed region is etched away, it is considered to be a negative resist (shown
in figure 2b).




Figure 2: a) Pattern definition in positive resist, b) Pattern definition in negative resist.




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Department of ISE,       February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
               Lithography is the principal mechanism for pattern definition in
micromachining. Photosensitive compounds are primarily organic, and do not
encompass the spectrum of materials properties of interest to micro-machinists.
However, as the technique is capable of producing fine features in an economic fashion,
a photosensitive layer is often used as a temporary mask when etching an underlying
layer, so that the pattern may be transferred to the underlying layer (shown in figure
3a). Photoresist may also be used as a template for patterning material deposited after
lithography (shown in figure 3b). The resist is subsequently etched away, and the
material deposited on the resist is quot;lifted offquot;.




               The deposition template (lift-off) approach for transferring a pattern from
resist to another layer is less common than using the resist pattern as an etch mask. The
reason for this is that resist is incompatible with most MEMS deposition processes,
usually because it cannot withstand high temperatures and may act as a source of
contamination.




Figure 3: a) Pattern transfer from patterned photoresist to underlying layer by etching,
     b) Pattern transfer from patterned photoresist to overlying layer by lift-off.




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Department of ISE,      February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
               Once the pattern has been transferred to another layer, the resist is usually
stripped. This is often necessary as the resist may be incompatible with further
micromachining steps. It also makes the topography more dramatic, which may hamper
further lithography steps.


SECTION 4.2.2                ALIGNMENT

               In order to make useful devices the patterns for different lithography steps
that belong to a single structure must be aligned to one another. The first pattern
transferred to a wafer usually includes a set of alignment marks, which are high
precision features that are used as the reference when positioning subsequent patterns,
to the first pattern (as shown in figure 4). Often alignment marks are included in other
patterns, as the original alignment marks may be obliterated as processing progresses. It
is important for each alignment mark on the wafer to be labeled so it may be identified,
and for each pattern to specify the alignment mark to which it should be aligned.




             Figure 4: Use of alignment marks to register subsequent layers




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Department of ISE,      February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
               Depending on the lithography equipment used, the feature on the mask
used for registration of the mask may be transferred to the wafer. In this case, it may be
important to locate the alignment marks such that they don't effect subsequent wafer
processing or device performance. For example, the alignment mark shown in figure 6
will cease to exist after a through the wafer DRIE etch. Pattern transfer of the mask
alignment features to the wafer may obliterate the alignment features on the wafer. In
this case the alignment marks should be designed to minimize this effect, or alternately
there should be multiple copies of the alignment marks on the wafer, so there will be
alignment marks remaining for other masks to be registered to.




    Figure 5: Transfer of mask registration feature to substrate during lithography
                                  (contact aligner)




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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems




Figure 6: Poor alignment mark design for a DRIE through the wafer etches (cross hair
                               is released and lost).

               Alignment marks may not necessarily be arbitrarily located on the wafer,
as the equipment used to perform alignment may have limited travel and therefore only
be able to align to features located within a certain region on the wafer (as shown in
figure 7). The region location geometry and size may also vary with the type of
alignment, so the lithographic equipment and type of alignment to be used should be
considered before locating alignment marks. Typically two alignment marks are used to
align the mask and wafer, one alignment mark is sufficient to align the mask and wafer
in x and y, but it requires two marks (preferably spaced far apart) to correct for fine
offset in rotation.

               As there is no pattern on the wafer for the first pattern to align to, the first
pattern is typically aligned to the primary wafer flat (as shown in figure 8). Depending
on the lithography equipment used, this may be done automatically, or by manual
alignment to an explicit wafer registration feature on the mask




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Department of ISE,      February- June: 2009
Seminar on Micro-Electro-Mechanical Systems




    Figure 7: Restriction of location of alignment marks based on equipment used.

               .




                     Figure 8: Mask alignment to the wafer flat.




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Department of ISE,   February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
SECTION 4.2.3                 EXPOSURE

               The exposure parameters required in order to achieve accurate pattern
transfer from the mask to the photosensitive layer depend primarily on the wavelength
of the radiation source and the dose required to achieve the desired properties change of
the photoresist. Different photoresists exhibit different sensitivities to different
wavelengths. The dose required per unit volume of photoresist for good pattern transfer
is somewhat constant; however, the physics of the exposure process may affect the dose
actually received. For example a highly reflective layer under the photoresist may result
in the material experiencing a higher dose than if the underlying layer is absorptive, as
the photoresist is exposed both by the incident radiation as well as the reflected
radiation. The dose will also vary with resist thickness.

               There are also higher order effects, such as interference patterns in thick
resist films on reflective substrates, which may affect the pattern transfer quality and
sidewall properties.

               At the edges of pattern light is scattered and diffracted, so if an image is
overexposed, the dose received by photoresist at the edge that shouldn't be exposed may
become significant. If we are using positive photoresist, this will result in the
photoresist image being eroded along the edges, resulting in a decrease in feature size
and a loss of sharpness or corners (as shown in figure 9). If we are using a negative
resist, the photoresist image is dilated, causing the features to be larger than desired,
again accompanied by a loss of sharpness of corners. If an image is severely
underexposed, the pattern may not be transferred at all, and in less sever cases the
results will be similar to those for overexposure with the results reversed for the
different polarities of resist.

               If the surface being exposed is not flat, the high-resolution image of the
mask on the wafer may be distorted by the loss of focus of the image across the varying
topography. This is one of the limiting factors of MEMS lithography when high aspect
ratio features are present. High aspect ratio features also experience problems with
obtaining even resist thickness coating, which further degrades pattern transfer and
complicates the associated processing.




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                     Figure 9: Over and under-exposure of positive resist.

SECTION 4.2.4                  THE LITHOGRAPHY MODULE

               Typically lithography is performed as part of a well-characterized
module, which includes the wafer surface preparation, photoresist deposition, alignment
of the mask and wafer, exposure, develop and appropriate resist conditioning. The
lithography process steps need to be characterized as a sequence in order to ensure that
the remaining resist at the end of the modules is an optimal image of the mask, and has
the desired sidewall profile.




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               A brief explanation of the standard process steps included in a lithography
module is (in sequence):

        Dehydration bake - dehydrate the wafer to aid resist adhesion.
    •

        HMDS prime - coating of wafer surface with adhesion promoter.
    •

        Resist spin/spray - coating of the wafer with resist either by spinning or
    •

        spraying. Typically desire a uniform coat.
        Soft bake - drive off some of the solvent in the resist, may result in a significant
    •

        loss of mass of resist (and thickness). Makes resist more viscous.
        Alignment - align pattern on mask to features on wafers.
    •

        Exposure - projection of mask image on resist causing selective chemical
    •

        property change.
        Post exposure bake - baking of resist to drive off further solvent content.
    •

        Develop - selective removal of resist after exposure. Usually a wet process.
    •

        Hard bake - drive off most of the remaining solvent from the resist.
    •

        Descum - removal of thin layer of resist scum that may occlude open regions in
    •

        pattern helps to open up corners.

               We make a few assumptions about photolithography. Firstly, we assume
that a well characterized module exists that: prepares the wafer surface, deposits the
requisite resist thickness, aligns the mask perfectly, exposes the wafer with the optimal
dosage, develops the resist under the optimal conditions, and bakes the resist for the
appropriate times at the appropriate locations in the sequence. Unfortunately, even if
the module is executed perfectly, the properties of lithography are very feature and
topography dependent. It is therefore necessary for the designer to be aware of certain
limitations of lithography, as well as the information they should provide to the
technician performing the lithography.

The designer influences the lithographic process through their selections of materials,
topography and geometry. The material(s) upon which the resist is to be deposited is
important, as it affects the resist adhesion. The reflectivity and roughness of the layer
beneath the photoresist determines the amount of reflected and dispersed light present
during exposure. It is difficult to obtain a nice uniform resist coat across a surface with
high topography, which complicates exposure and development as the resist has
different thickness in different locations.


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            Figure 10: Lithography tool depth of focus and surface topology.


SECTION 4.3                   ETCHING PROCESSES

               In order to form a functional MEMS structure on a substrate, it is
necessary to etch the thin films previously deposited and/or the substrate itself. In
general, there are two classes of etching processes:

    1. Wet etching where the material is dissolved when immersed in a chemical
        solution
    2. Dry etching where the material is sputtered or dissolved using reactive ions or a
        vapor phase etchant


SECTION 4.3.1                 WET ETCHING

               This is the simplest etching technology. All it requires is a container with
a liquid solution that will dissolve the material in question. Unfortunately, there are
complications since usually a mask is desired to selectively etch the material. One must
find a mask that will not dissolve or at least etches much slower than the material to be
patterned. Secondly, some single crystal materials, such as silicon, exhibit anisotropic
etching in certain chemicals. Anisotropic etching in contrast to isotropic etching means
different etches rates in different directions in the material. The classic example of this
is the <111> crystal plane sidewalls that appear when etching a hole in a <100> silicon


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wafer in a chemical such as potassium hydroxide (KOH). The result is a pyramid
shaped hole instead of a hole with rounded sidewalls with a isotropic etchant. The
principle of anisotropic and isotropic wet etching is illustrated in the figure below.


WHEN DO WE WANT TO USE WET ETCHING?

               This is a simple technology, which will give good results if you can find
the combination of etchant and mask material to suit your application. Wet etching
works very well for etching thin films on substrates, and can also be used to etch the
substrate itself. The problem with substrate etching is that isotropic processes will cause
undercutting of the mask layer by the same distance as the etch depth. Anisotropic
processes allow the etching to stop on certain crystal planes in the substrate, but still
results in a loss of space, since these planes cannot be vertical to the surface when
etching holes or cavities. If this is a limitation for you, you should consider dry etching
of the substrate instead. However, keep in mind that the cost per wafer will be 1-2
orders of magnitude higher to perform the dry etching

               If you are making very small features in thin films (comparable to the
film thickness), you may also encounter problems with isotropic wet etching, since the
undercutting will be at least equal to the film thickness. With dry etching it is possible
etch almost straight down without undercutting, which provides much higher
resolution.




          Figure 1: Difference between anisotropic and isotropic wet etching.

SECTION 4.3.2               DRY ETCHING


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               The dry etching technology can split in three separate classes called
reactive ion etching (RIE), sputter etching, and vapor phase etching.

               In RIE, the substrate is placed inside a reactor in which several gases are
introduced. Plasma is struck in the gas mixture using an RF power source, breaking the
gas molecules into ions. The ion is accelerated towards, and reacts at, the surface of the
material being etched, forming another gaseous material. This is known as the chemical
part of reactive ion etching. There is also a physical part which is similar in nature to
the sputtering deposition process. If the ions have high enough energy, they can knock
atoms out of the material to be etched without a chemical reaction. It is very complex
tasks to develop dry etch processes that balance chemical and physical etching, since
there are many parameters to adjust. By changing the balance it is possible to influence
the anisotropy of the etching, since the chemical part is isotropic and the physical part
highly anisotropic the combination can form sidewalls that have shapes from rounded
to vertical. A schematic of a typical reactive ion etching system is shown in the figure
below.

               A special subclass of RIE which continues to grow rapidly in popularity
is deep RIE (DRIE). In this process, etch depths of hundreds of microns can be
achieved with almost vertical sidewalls. The primary technology is based on the so-
called quot;Bosch processquot;, named after the German company Robert Bosch which filed the
original patent, where two different gas compositions are alternated in the reactor. The
first gas composition creates a polymer on the surface of the substrate, and the second
gas composition etches the substrate. The polymer is immediately sputtered away by
the physical part of the etching, but only on the horizontal surfaces and not the
sidewalls. Since the polymer only dissolves very slowly in the chemical part of the
etching, it builds up on the sidewalls and protects them from etching. As a result,
etching aspect ratios of 50 to 1 can be achieved. The process can easily be used to etch
completely through a silicon substrate, and etch rates are 3-4 times higher than wet
etching. Sputter etching is essentially RIE without reactive ions. The systems used are
very similar in principle to sputtering deposition systems. The big difference is that
substrate is now subjected to the ion bombardment instead of the material target used in
sputter deposition.




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Department of ISE,     February- June: 2009
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               Vapor phase etching is another dry etching method, which can be done
with simpler equipment than what RIE requires. In this process the wafer to be etched is
placed inside a chamber, in which one or more gases are introduced. The material to be
etched is dissolved at the surface in a chemical reaction with the gas molecules. The
two most common vapor phase etching technologies are silicon dioxide etching using
hydrogen fluoride (HF) and silicon etching using xenon diflouride (XeF2), both of
which are isotropic in nature. Usually, care must be taken in the design of a vapor phase
process to not have bi-products form in the chemical reaction that condense on the
surface and interfere with the etching process.


WHEN DO WE WANT TO USE DRY ETCHING?

               The first thing you should note about this technology is that it is
expensive to run compared to wet etching. If you are concerned with feature resolution
in thin film structures or you need vertical sidewalls for deep etchings in the substrate,
you have to consider dry etching. If you are concerned about the price of your process
and device, you may want to minimize the use of dry etching. The IC industry has long
since adopted dry etching to achieve small features, but in many cases feature size is
not as critical in MEMS. Dry etching is an enabling technology, which comes at a
sometimes high cost.




              Figure 2: Typical parallel-plate reactive ion etching system.




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SECTION 5                   FABRICATION TECHNOLOGIES

               The three characteristic features of MEMS fabrication technologies are
miniaturization, multiplicity, and microelectronics. Miniaturization enables the
production of compact, quick-response devices. Multiplicity refers to the batch
fabrication inherent in semiconductor processing, which allows thousands or millions of
components to be easily and concurrently fabricated. Microelectronics provides the
intelligence to MEMS and allows the monolithic merger of sensors, actuators, and logic
to build closed-loop feedback components and systems. The successful miniaturization
and multiplicity of traditional electronics systems would not have been possible without
IC fabrication technology. Therefore, IC fabrication technology, or microfabrication,
has so far been the primary enabling technology for the development of MEMS.
Microfabrication provides a powerful tool for batch processing and miniaturization of
mechanical systems into a dimensional domain not accessible by conventional
techniques. Furthermore, microfabrication provides an opportunity for integration of
mechanical systems with electronics to develop high-performance closed-loop-
controlled MEMS.

Advances in IC technology in the last decade have brought about corresponding
progress in MEMS fabrication processes. Manufacturing processes allow for the
monolithic integration of microelectromechanical structures with driving, controlling,
and signal-processing electronics. This integration promises to improve the
performance of micromechanical devices as well as reduce the cost of manufacturing,
packaging, and instrumenting these devices.


SECTION 5.1                 IC FABRICATION

               Any discussion of MEMS requires a basic understanding of IC fabrication
technology, or microfabrication, the primary enabling technology for the development
of MEMS. The major steps in IC fabrication technology are:

     Film growth: Usually, a polished Si wafer is used as the substrate, on which a
        thin film is grown. The film, which may be epitaxial Si, SiO2, silicon nitride
        (Si3N4), polycrystalline Si, or metal, is used to build both active or passive
        components and interconnections between circuits.


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     Doping: To modulate the properties of the device layer, a low and controllable
        level of an atomic impurity may be introduced into the layer by thermal
        diffusion or ion implantation.
     Lithography: A pattern on a mask is then transferred to the film by means of a
        photosensitive (i.e., light sensitive) chemical known as a photoresist. The
        process of pattern generation and transfer is called photolithography. A typical
        mask consists of a glass plate coated with a patterned chromium (Cr) film.
     Etching: Next is the selective removal of unwanted regions of a film or
        substrate for pattern delineation. Wet chemical etching or dry etching may be
        used. Etch-mask materials are used at various stages in the removal process to
        selectively prevent those portions of the material from being etched. These
        materials include SiO2, Si3N4, and hard-baked photoresist.
     Dicing: The finished wafer is sawed or machined into small squares, or dice,
        from which electronic components can be made.
     Packaging: The individual sections are then packaged, a process that involves
        physically locating, connecting, and protecting a device or component. MEMS
        design is strongly coupled to the packaging requirements, which in turn are
        dictated by the application environment.




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SECTION 5.2                   BULK MICROMACHINING AND WAFER BONDING

               Bulk micromachining is an extension of IC technology for the fabrication
of 3D structures. Bulk micromachining of Si uses wet- and dry-etching techniques in
conjunction with etch masks and etch stops to sculpt micromechanical devices from the
Si substrate. The two key capabilities that make bulk micromachining a viable
technology are:

     Anisotropic etchants of Si, such as ethylene-diamine and pyrocatechol (EDP),
        potassium hydroxide (KOH), and hydrazine (N2H4). These preferentially etch
        single crystal Si along given crystal planes.
     Etch masks and etch-stop techniques that can be used with Si anisotropic
        etchants to selectively prevent regions of Si from being etched. Good etch
        masks are provided by SiO2 and Si3N4, and some metallic thin films such as Cr
        and Au (gold).

               A drawback of wet anisotropic etching is that the microstructure
geometry is defined by the internal crystalline structure of the substrate. Two additional
processing techniques have extended the range of traditional bulk micromachining
technology: deep anisotropic dry etching and wafer bonding. Reactive gas plasmas can
perform deep anisotropic dry etching of Si wafers, up to a depth of a few hundred
microns, while maintaining smooth vertical sidewall profiles. The other technology,
wafer bonding, permits a Si substrate to be attached to another substrate, typically Si or
glass


SECTION 5.3                   SURFACE MICROMACHINING

               Surface     micromachining       enables   the    fabrication   of        complex
multicomponent integrated micromechanical structures that would not be possible with
traditional bulk micromachining. This technique encases specific structural parts of a
device in layers of a sacrificial material during the fabrication process. The substrate
wafer is used primarily as a mechanical support on which multiple alternating layers of
structural   and sacrificial     material are deposited         and   patterned     to    realize
micromechanical structures. The sacrificial material is then dissolved in a chemical
etchant that does not attack the structural parts. The most widely used surface


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Department of ISE,       February- June: 2009
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micromachining technique, polysilicon surface micromachining, uses SiO2 as the
sacrificial material and polysilicon as the structural material.

               At the University of Wisconsin at Madison, polysilicon surface
micromachining research started in the early 1980s in an effort to create high-precision
micro pressure sensors. The control of the internal stresses of a thin film is important
for the fabrication of microelectromechanical structures. The microelectronic
fabrication industry typically grows polysilicon, silicon nitride, and silicon dioxide
films using recipes that minimize time. Unfortunately, a deposition process that is
optimized to speed does not always create a low internal stress film. In fact, most of
these films have internal stresses that are highly compressive. A freestanding plate of
highly compressive polysilicon that is held at all its edges will buckle. This is highly
undesirable. The solution is to modify the film deposition process to control the internal
stress by making it stress-free or slightly tensile.

               A better way to control the stress in polysilicon is through post annealing,
which involves the deposition of pure, fine-grained, compressive polysilicon.
Annealing the polysilicon after deposition at elevated temperatures can change the film
to be stress-free or tensile. The annealing temperature sets the film's final stress. After
this, electronics can then be incorporated into polysilicon films through selective
doping, and hydrofluoric acid will not change the mechanical properties of the material.

               Deposition temperature and the film's silicon to nitride ratio can control
the stress of a silicon nitride (Si3N4) film. The films can be deposited in compression,
stress-free, or in tension.

               Deposition temperature and post annealing can control silicon dioxide
(SiO2) film stress. Because it is difficult to control the stress of SiO2 accurately, SiO2 is
typically not used as a mechanical material by itself, but as electronic isolation or as a
sacrificial layer under polysilicon.




SECTION 5.4                   MICRO MOLDING

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Department of ISE,      February- June: 2009
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               In the micromolding process, microstructures are fabricated using molds
to define the deposition of the structural layer. The structural material is deposited only
in those areas constituting the microdevice structure, in contrast to bulk and surface
micromachining, which feature blanket deposition of the structural material followed by
etching to realize the final device geometry. After the structural layer deposition, the
mold is dissolved in a chemical etchant that does not attack the structural material. One
of the most prominent micromolding processes is the LIGA process. LIGA is a German
acronym standing for lithographie, galvanoformung, und abformung (lithography,
electroplating, and molding). This process can be used for the manufacture of high-
aspect-ratio 3D microstructures in a wide variety of materials, such as metals, polymers,
ceramics, and glasses. Photosensitive polyimides are also used for fabricating plating
molds. The photolithography process is similar to conventional photolithography,
except that polyimide works as a negative resist.

               Example: An insulin pump fabricated by classic MEMS technology




1. PUMPING MEMBRANE                           2. PUMPING CHAMBER
3. INLET                                      4. OUTLET
5. LARGE MESA                                 6. UPPER GLASS PLATE
7. BOTTOM GLASS PLATE                         8. PATTERNED THIN LAYER




SECTION 6                   CURRENT CHALLENGES


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Department of ISE,     February- June: 2009
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                MEMS and Nanotechnology is currently used in low- or medium-volume
applications. Some of the obstacles preventing its wider adoption are:


LIMITED OPTIONS

                Most companies who wish to explore the potential of MEMS and
Nanotechnology have very limited options for prototyping or manufacturing devices,
and have no capability or expertise in microfabrication technology. Few companies will
build their own fabrication facilities because of the high cost. A mechanism giving
smaller organizations responsive and affordable access to MEMS and Nano fabrication
is essential.


PACKAGING

                The packaging of MEMS devices and systems needs to improve
considerably from its current primitive state. MEMS packaging is more challenging
than IC packaging due to the diversity of MEMS devices and the requirement that many
of these devices be in contact with their environment. Currently almost all MEMS and
Nano development efforts must develop a new and specialized package for each new
device. Most companies find that packaging is the single most expensive and time
consuming task in their overall product development program. As for the components
themselves, numerical modeling and simulation tools for MEMS packaging are
virtually non-existent. Approaches which allow designers to select from a catalog of
existing standardized packages for a new MEMS device without compromising
performance would be beneficial.

FABRICATION KNOWLEDGE REQUIRED

                Currently the designer of a MEMS device requires a high level of
fabrication knowledge in order to create a successful design. Often the development of
even the most mundane MEMS device requires a dedicated research effort to find a
suitable process sequence for fabricating it. MEMS device design needs to be separated
from the complexities of the process sequence.




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Department of ISE,     February- June: 2009
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SECTION 7                   APPLICATIONS
PRESSURE SENSORS

               MEMS pressure microsensors typically have a flexible diaphragm that
deforms in the presence of a pressure difference. The deformation is converted to an
electrical signal appearing at the sensor output. A pressure sensor can be used to sense
the absolute air pressure within the intake manifold of an automobile engine, so that the
amount of fuel required for each engine cylinder can be computed.


ACCELEROMETERS

               Accelerometers are acceleration sensors. An inertial mass suspended by
springs is acted upon by acceleration forces that cause the mass to be deflected from its
initial position. This deflection is converted to an electrical signal, which appears at the
sensor output. The application of MEMS technology to accelerometers is a relatively
new development.

               Accelerometers in consumer electronics devices such as game controllers
(Nintendo Wii), personal media players / cell phones (Apple iPhone ) and a number of
Digital Cameras (various Canon Digital IXUS models). Also used in PCs to park the
hard disk head when free-fall is detected, to prevent damage and data loss. iPod Touch:
When the technology become sensitive. MEMS-based sensors are ideal for a wide array
of applications in consumer, communication, automotive and industrial markets.




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Department of ISE,     February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
               The consumer market has been a key driver for MEMS technology
success. For example, in a mobile phone, MP3/MP4 player or PDA, these sensors offer
a new intuitive motion-based approach to navigation within and between pages. In
game controllers, MEMS sensors allow the player to play just moving the
controller/pad; the sensor determines the motion.




INERTIAL SENSORS

               Inertial sensors are a type     lower       limit     of     sensitivity
of accelerometer and are one of the
principal commercial products that
utilize surface micromachining. They
are used as airbag-deployment sensors
in automobiles, and as tilt or shock
sensors. The application of these
accelerometers to inertial measurement
units is limited by the need to manually
align and assemble them into three-axis
systems, and by the resulting alignment
tolerances, their lack of in-chip analog-
to-digital conversion circuitry, and their



               .


MICROENGINES

               A three-level polysilicon micromachining process has enabled the
fabrication of devices with increased degrees of complexity. The process includes three
movable levels of polysilicon, each separated by a sacrificial oxide layer, plus a
stationary level. Microengines can be used to drive the wheels of microcombination
locks. They can also be used in combination with a microtransmission to drive a pop-up
mirror out of a plane. This device is known as a micromirror.




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SOME OTHER COMMERCIAL APPLICATIONS INCLUDE:

        Inkjet printers, which use piezoelectrics or thermal bubble ejection to deposit
    •

        ink on paper.
        Accelerometers in modern cars for a large number of purposes including airbag
    •

        deployment in collisions.
        MEMS gyroscopes used in modern cars and other applications to detect yaw;
    •

        e.g. to deploy a roll over bar or trigger dynamic stability control.
        Silicon pressure sensors e.g. car tire pressure sensors, and disposable blood
    •

        pressure sensors.
        Displays e.g. the DMD chip in a projector based on DLP technology has on its
    •

        surface several hundred thousand micromirrors.
        Optical switching technology which is used for switching technology and
    •

        alignment for data communications.
        Bio-MEMS applications in medical and health related technologies from Lab-
    •

        On-Chip to MicroTotalAnalysis (biosensor, chemosensor).




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Department of ISE,      February- June: 2009
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               Interferometric modulator display (IMOD) applications in consumer
electronics. Used to create interferometric modulation - reflective display technology as
found in mirasol displays.

               MEMS IC fabrication technologies have also allowed the manufacture of
advanced memory devices (nanochips/microchips).




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Department of ISE,     February- June: 2009
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               As a final example, MEMS technology has been used in fabricating
vaporization microchambers for vaporizing liquid microthrusters for nanosatellites. The
chamber is part of a microchannel with a height of 2-10 microns, made using silicon
and glass substrates


ADVANTAGES OF MEMS                            DISADVANTAGES OF MEMS

     Minimize energy and materials                 Farm establishment requires
        use in manufacturing                          huge investments
     Cost/performance advantages                   Micro-components are Costly
     Improved reproducibility                        compare to macro-components
     Improved accuracy and                         Design includes very much
        reliability                                   complex procedures
     Increased selectivity and                     Prior knowledge is needed to
        sensitivity                                   integrate MEMS devices




SECTION 8                   THE FUTURE

               Each of the three basic microsystems technology processes we have seen,
bulk micromachining, sacrificial surface micromachining, and micromolding/LIGA,
employs a different set of capital and intellectual resources. MEMS manufacturing
firms must choose which specific microsystems manufacturing techniques to invest in.

               MEMS technology has the potential to change our daily lives as much as
the computer has. However, the material needs of the MEMS field are at a preliminary
stage. A thorough understanding of the properties of existing MEMS materials is just as
important as the development of new MEMS materials.

               Future MEMS applications will be driven by processes enabling greater
functionality through higher levels of electronic-mechanical integration and greater
numbers of mechanical components working alone or together to enable a complex


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Department of ISE,     February- June: 2009
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action. Future MEMS products will demand higher levels of electrical-mechanical
integration and more intimate interaction with the physical world. The high up-front
investment costs for large-volume commercialization of MEMS will likely limit the
initial involvement to larger companies in the IC industry. Advancing from their
success as sensors, MEMS products will be embedded in larger non-MEMS systems,
such as printers, automobiles, and biomedical diagnostic equipment, and will enable
new and improved systems.


HOW THE MEMS AND NANO EXCHANGE CAN HELP?

                The MEMS and Nanotechnology Exchange provides services that can
help with some of these problems.

         We make a diverse catalog of processing capabilities available to our users, so
    •

         our users can experiment with different fabrication technologies. Our users don't
         have to build their own fabrication facilities, and
         Our web-based interface lets users assemble process sequences and submit them
    •

         for review by the MEMS and Nanotechnology Exchange's engineers and
         fabrication sites.


SECTION 9 CONCLUSION

                The automotive industry, motivated by the need for more efficient safety
systems and the desire for enhanced performance, is the largest consumer of MEMS-
based technology. In addition to accelerometers and gyroscopes, micro-sized tire
pressure systems are now standard issues in new vehicles, putting MEMS pressure
sensors in high demand. Such micro-sized pressure sensors can be used by physicians
and surgeons in a telemetry system to measure blood pressure at a stet, allowing early
detection of hypertension and restenosis. Alternatively, the detection of bio molecules can benefit most
from MEMS-based biosensors. Medical applications include the detection of DNA sequences and
metabolites. MEMS biosensors can also monitor several chemicals simultaneously, making them perfect
for detecting toxins in the environment.


                Lastly, the dynamic range of MEMS based silicon ultrasonic sensors have many advantages
over existing piezoelectric sensors in non-destructive evaluation, proximity sensing and gas flow



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Department of ISE,         February- June: 2009
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measurement. Silicon ultrasonic sensors are also very effective immersion sensors and provide improved
performance in the areas of medical imaging and liquid level detection.


    •      The medical, wireless technology, biotechnology, computer, automotive and
           aerospace industries are only a few that will benefit greatly from MEMS.
    •      This enabling technology allowing the development of smart products,
           augmenting the computational ability of microelectronics with the perception
           and control capabilities of microsensors and microactuators and expanding the
           space of possible designs and applications.
    •      MEMS devices are manufactured for unprecedented levels of functionality,
           reliability, and sophistication can be placed on a small silicon chip at a
           relatively low cost.
    •      MEMS promises to revolutionize nearly every product category by bringing
           together silicon-based microelectronics with micromachining technology,
           making possible the realization of complete systems-on-a-chip.
    •      MEMS will be the indispensable factor for advancing technology in the 21st
           century and it promises to create entirely new categories of products.




SECTION 10                        SAMPLE SLIDES

     INTRODUCTION



                              Introduction
    What is MEMS Technology?
      MEMS technology is based on a number of tools and
       methodologies, which are used to form small structures with
       dimensions in the micrometer scale

          MEMS      fabrication approach that conveys the advantages of
            miniaturization, multiple components, and microelectronics to the
            design and construction of integrated Electromechanical systems


        14 March 2009                                                            3




     BUILDING BLOCKS IN MEMS



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Department of ISE,         February- June: 2009
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                   Building Blocks In MEMS
           How MEMS are prepared?
     
                 There are three basic building blocks in MEMS technology.
          
                  Deposition: The ability to deposit thin films of
              1.
                                  material on a substrate.
                  Lithography: To apply a patterned mask on top of
              2.

                                  the films by photolithograpic imaging.
                  Etching:        To etch the films selectively to the mask.
              3.




      14 March 2009                                                            5




     MEMS DEPOSITION TECHNOLOGY




          MEMS Deposition Technology
          MEMS deposition technology can be classified in two groups:

              Depositions that happen because of a chemical reaction:
     1.
                        Chemical Vapor Deposition (CVD)
              

                        Electrodeposition
              

                        Epitaxy
              

                        Thermal oxidation
              

              Depositions that happen because of a physical reaction:
     2.
                        Physical Vapor Deposition (PVD)
              

                        Casting
              


      14 March 2009                                                            6


     MEMS LETHOGRAPHY TECHNOLOGY




          MEMS Lithography Technology
           MEMS lithography technology can be classified in two groups:
           Pattern Transfer
     1.
           Lithographic Module
     2.
                      D ehydrat ion bake an d H M D S prim e
              a.
                      R esist spin / spr ay an d Soft bake
              b.
                      A lign m en t , E xposu r e
              c.
                      Post exposu r e bake an d H ard bake
              d.
                      D escu m
              e.


      14 March 2009                                                            7




     MEMS ETCHING TECHNOLOGY




                                                                                   44
Department of ISE,             February- June: 2009
Seminar on Micro-Electro-Mechanical Systems



               MEMS Etching Technology
                      There are two classes of etching process:

            Wet etching: The material is dissolved when immersed in a
     1.
            chemical solution.

            Dry etching: The material is sputtered or dissolved using
     2.
            reactive ions or a vapor phase etchant.



      14 March 2009                                                   8




     MEMS FABRICATION PROCESS



                Microfabrication Process




      22 March 2009                                                  11


     MEMS APPLICATION



                      MEMS Applications
          Micro­eng ines    –M icro R eact ors, V ibrat ing W heel
          Ine rtial Sensors –V irt ual R ealit y Syst em s
          Accelerome ters   –A irbag A ccelerom et er
          Pressure Sensors  –A ir Pressure Sensors
          Optical MEMS      –P ill C am era
          Fluidic MEMS      -C art ridges for Print ers
          Bio MEMS          -Blood Pressure Sensors
          MEMS Memory Units -Flash M em ory


      14 March 2009                                                   9




     ADVANTAGES AND DISADVANTAGES



                                                                          45
Department of ISE,         February- June: 2009
Seminar on Micro-Electro-Mechanical Systems




       Advantages and Disadvantages
                                           Farm establishment requires
      Minimize energy and materials
                                            huge investments
       use in manufacturing
                                           Micro-components are Costly
      Cost/performance advantages
                                            compare to macro-components
      Improved reproducibility
                                           Design includes very much
      Improved accuracy and
                                            complex procedures
       reliability
                                           Prior knowledge is needed to
      Increased selectivity and
                                            integrate MEMS devices
       sensitivity


      14 March 2009                                                        10




     CONCLUSION



                            Conclusion
       The medical, wireless technology, biotechnology, computer,
       automotive and aerospace industries are only a few that will
       benefit greatly from MEMS.

       This enabling technology promises to create entirely new
       categories of products

        MEMS     will   be     the indispensable factor for advancing
       technology in the 21st century

      14 March 2009                                                        11




SECTION 11                   REFERENCES

Online Resources


• BSAC http://www-bsac.eecs.berkeley.edu/
• DARPA MTO http://www.darpa.mil/mto/
• IEEE Explore http://ieeexplore.ieee.org/Xplore/DynWel.jsp
• Introduction to Microengineering http://www.dbanks.demon.co.uk/ueng/
• MEMS Clearinghouse http://www.memsnet.org/
• MEMS Exchange http://www.mems-exchange.org/
• MEMS Industry Group http://www.memsindustrygroup.org/



                                                                                46
Department of ISE,      February- June: 2009
Seminar on Micro-Electro-Mechanical Systems
• MOSIS http://www.mosis.org/
• MUMPS http://www.memscap.com/memsrus/crmumps.html
• Stanford Centre for Integrated Systems http://www-cis.stanford.edu/
• USPTO http://www.uspto.gov/
• Trimmer http://www.trimmer.net/
• Yole Development http://www.yole.fr/pagesAn/accueil.asp


Journals


• Journal of Micromechanical Systems
• Journal of Micromechanics and Microengineering
• Micromachine Devices
• Sensors Magazine




                                                                        47
Department of ISE,    February- June: 2009

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Mems (Report)

  • 1. Seminar on Micro-Electro-Mechanical Systems SECTION 1 INTRODUCTION Microelectromechanical systems (MEMS) are small integrated devices or systems that combine electrical and mechanical components. They range in size from the sub micrometer level to the millimeter level and there can be any number, from a few to millions, in a particular system. MEMS extend the fabrication techniques developed for the integrated circuit industry to add mechanical elements such as beams, gears, diaphragms, and springs to devices. Examples of MEMS device applications include inkjet-printer cartridges, accelerometer, miniature robots, microengines, locks inertial sensors microtransmissions, micromirrors, micro actuator (Mechanisms for activating process control equipment by use of pneumatic, hydraulic, or electronic signals) optical scanners, fluid pumps, transducer, pressure and flow sensors. New applications are emerging as the existing technology is applied to the miniaturization and integration of conventional devices. These systems can sense, control, and activate mechanical processes on the micro scale, and function individually or in arrays to generate effects on the macro scale. The micro fabrication technology enables fabrication of large arrays of devices, which individually perform simple tasks, but in combination can accomplish complicated functions. MEMS are not about any one application or device, nor are they defined by a single fabrication process or limited to a few materials. They are a fabrication approach that conveys the advantages of miniaturization, multiple components, and microelectronics to the design and construction of integrated electromechanical systems. MEMS are not only about miniaturization of mechanical systems; they are also a new paradigm for designing mechanical devices and systems. The MEMS industry has an estimated $10 billion market, and with a projected 10-20% annual growth rate, it is estimated to have a $34 billion market in 2002. Because of the significant impact that MEMS can have on the commercial and defense markets, industry and the federal government have both taken a special interest in their development. 1 Department of ISE, February- June: 2009
  • 2. Seminar on Micro-Electro-Mechanical Systems SECTION 1.1 WHAT IS MEMS TECHNOLOGY? Micro-Electro-Mechanical Systems (MEMS) is the integration of mechanical elements, sensors, actuators, and electronics on a common silicon substrate through microfabrication technology. While the electronics are fabricated using integrated circuit (IC) process sequences, the micromechanical components are fabricated using compatible quot;micromachiningquot; processes that selectively etch away parts of the silicon wafer or add new structural layers to form the mechanical and electromechanical devices. Microelectronic integrated circuits can be thought of as the quot;brainsquot; of a system and MEMS augments this decision-making capability with quot;eyesquot; and quot;armsquot;, to allow microsystems to sense and control the environment. Sensors gather information from the environment through measuring mechanical, thermal, biological, chemical, optical, and magnetic phenomena. The electronics then process the information derived from the sensors and through some decision making capability direct the actuators to respond by moving, positioning, regulating, pumping, and filtering, thereby controlling the environment for some desired outcome or purpose. Because MEMS devices are manufactured using batch fabrication techniques similar to those used for integrated circuits, unprecedented levels of functionality, reliability, and sophistication can be placed on a small silicon chip at a relatively low cost. 2 Department of ISE, February- June: 2009
  • 3. Seminar on Micro-Electro-Mechanical Systems SECTION 1.2 WHAT ARE MEMS / MICROSYSTEMS? MEMS is an abbreviation for Micro Electro Mechanical Systems. This is a rapidly emerging technology combining electrical, electronic, mechanical, optical, material, chemical, and fluids engineering disciplines. As the smallest commercially produced quot;machinesquot;, MEMS devices are similar to traditional sensors and actuators although much, much smaller. E.g. Complete systems are typically a few millimeters across, with individual features devices of the order of 1-100 micrometers across. MEMS devices are manufactured either using processes based on Integrated Circuit fabrication techniques and materials, or using new emerging fabrication technologies such as micro injection molding. These former processes involve building the device up layer by layer, involving several material depositions and etch steps. A typical MEMS fabrication technology may have a 5 step process. Due to the limitations of this quot;traditional ICquot; manufacturing process MEMS devices are substantially planar, having very low aspect ratios (typically 5 -10 micro meters thick). It is important to note that there are several evolving fabrication techniques that allow higher aspect ratios such as deep x-ray lithography, electrodeposition, and micro injection molding. 3 Department of ISE, February- June: 2009
  • 4. Seminar on Micro-Electro-Mechanical Systems MEMS devices are typically fabricated onto a substrate (chip) that may also contain the electronics required to interact with the MEMS device. Due to the small size and mass of the devices, MEMS components can be actuated electrostatically (piezoelectric and bimetallic effects can also be used). The position of MEMS components can also be sensed capacitively. Hence the MEMS electronics include electrostatic drive power supplies, capacitance charge comparators, and signal conditioning circuitry. Connection with the macroscopic world is via wire bonding and encapsulation into familiar BGA, MCM, surface mount, or leaded IC packages. A common MEMS actuator is the quot;linear comb drivequot; (shown above) which consists of rows of interlocking teeth; half of the teeth are attached to a fixed quot;beamquot;, the other half attach to a movable beam assembly. Both assemblies are electrically insulated. By applying the same polarity voltage to both parts the resultant electrostatic force repels the movable beam away from the fixed. Conversely, by applying opposite polarity the parts are attracted. In this manner the comb drive can be moved quot;inquot; or quot;outquot; and either DC or AC voltages can be applied. The small size of the parts (low inertial mass) means that the drive has a very fast response time compared to its macroscopic counterpart. The magnitude of electrostatic force is multiplied by the voltage or more commonly the surface area and number of teeth. Commercial comb drives have several thousand teeth, each tooth approximately 10 micro meters long. Drive voltages are CMOS levels. The linear push / pull motion of a comb drive can be converted into rotational motion by coupling the drive to push rod and pinion on a wheel. In this manner the comb drive can rotate the wheel in the same way a steam engine functions! SECTION 2 HISTORICAL BACKGROUND 4 Department of ISE, February- June: 2009
  • 5. Seminar on Micro-Electro-Mechanical Systems The invention of the at Bell Telephone Laboratories in 1947 sparked a fast-growing microelectronic technology. Jack Kilby of Texas Instruments built the first Integrated circuit in 1958 using germanium (Ge) devices. It consisted of one transistor, three Resistors, and one Capacitor. The IC was implemented on a sliver of Ge that was glued on a glass slide. Later that same year Robert Noyce of Fairchild Semiconductor announced the development of a Planar double-diffused Si IC. The complete transition from the original Ge transistors with grown and alloyed junctions to silicon (Si) planar double-diffused devices took about 10 years. The success of Si as an electronic material was due partly to its wide availability from silicon dioxide (SiO2-sand), resulting in potentially lower material costs relative to other Semiconductors Since 1970, the complexity of ICs has doubled every two to three years. The minimum dimension of manufactured devices and ICs has decreased from 20 microns to the sub micron levels of today. Current ultra-large-scale-integration (ULSI) technology enables the fabrication of more than 10 million transistors and capacitors on a typical chip. IC fabrication is dependent upon sensors to provide input from the surrounding environment, just as control systems need actuators in order to carry out their desired functions. Due to the availability of sand as a material, much effort was put into developing Si processing and characterization tools. These tools are now being used to advance transducer technology. Today's IC technology far outstrips the original sensors and actuators in performance, size, and cost. Attention in this area was first focused on microsensor development. The first microsensor, which has also been the most successful, was the Si pressure sensor. In 1954 it was discovered that the piezoresistive effect in Ge and Si had the potential to produce Ge and Si strain gauges with a gauge factor 10 to 20 times greater than those based on metal films. As a result, Si strain gauges began to be developed commercially in 1958. The first high-volume pressure sensor was marketed by National Semiconductor in 1974. This sensor included a temperature controller for constant- temperature operation. Improvements in this technology since then have included the utilization of ion implantation for improved control of the piezoresistor fabrication. Si pressure sensors are now a billion-dollar industry. 5 Department of ISE, February- June: 2009
  • 6. Seminar on Micro-Electro-Mechanical Systems Around 1982, the term micromachining came into use to designate the fabrication of micromechanical parts for Si microsensors. The micromechanical parts were fabricated by selectively etching areas of the Si substrate away in order to leave behind the desired geometries. Isotropic etching of Si was developed in the early 1960s for transistor fabrication. Anisotropic etching of Si then came about in 1967. Various etch-stop techniques were subsequently developed to provide further process flexibility. These techniques also form the basis of the bulk micromachining processing techniques. Bulk micromachining designates the point at which the bulk of the Si substrate is etched away to leave behind the desired micromechanical elements. Bulk micromachining has remained a powerful technique for the fabrication of micromechanical elements. However, the need for flexibility in device design and performance improvement has motivated the development of new concepts and techniques for micromachining. Among these is the sacrificial layer technique, first demonstrated in 1965 by Nathanson and Wickstrom, in which a layer of material is deposited between structural layers for mechanical separation and isolation. This layer is removed during the release etch to free the structural layers and to allow mechanical devices to move relative to the substrate. A layer is releasable when a sacrificial layer separates it from the substrate. The application of the sacrificial layer technique to micromachining in 1985 gave rise to surface micromachining, in which the Si substrate is primarily used as a mechanical support upon which the micromechanical elements are fabricated. Prior to 1987, these micromechanical structures were limited in motion. During 1987-1988, a turning point was reached in micromachining when, for the first time, techniques for integrated fabrication of mechanisms on Si were demonstrated. During a series of three separate workshops on microdynamics held in 1987, the term MEMS was coined. Equivalent terms for MEMS are microsystems-preferred in Europe and micromachines-preferred in Japan. SECTION 3 MEMS DESCRIPTION 6 Department of ISE, February- June: 2009
  • 7. Seminar on Micro-Electro-Mechanical Systems MEMS technology can be implemented using a number of different materials and manufacturing techniques; the choice of which will depend on the device being created and the market sector in which it has to operate. SILICON The economies of scale, ready availability of cheap high-quality materials and ability to incorporate electronic functionality make silicon attractive for a wide variety of MEMS applications. Silicon also has significant advantages engendered through its material properties. In single crystal form, silicon is an almost perfect Hookean material, meaning that when it is flexed there is virtually no hysteresis and hence almost no energy dissipation. The basic techniques for producing all silicon based MEMS devices are deposition of material layers, patterning of these layers by photolithography and then etching to produce the required shapes. POLYMERS Even though the electronics industry provides an economy of scale for the silicon industry, crystalline silicon is still a complex and relatively expensive material to produce. Polymers on the other hand can be produced in huge volumes, with a great variety of material characteristics. MEMS devices can be made from polymers by processes such as injection moulding, embossing or stereolithography and are especially well suited to microfluidic applications such as disposable blood testing cartridges. METALS Metals can also be used to create MEMS elements. While metals do not have some of the advantages displayed by silicon in terms of mechanical properties, when used within their limitations, metals can exhibit very high degrees of reliability. Metals can be deposited by electroplating, evaporation, and sputtering processes. Commonly used metals include gold, nickel, aluminum, chromium, titanium, tungsten, platinum, and silver SECTION 4 MEMS DESIGN PROCESS 7 Department of ISE, February- June: 2009
  • 8. Seminar on Micro-Electro-Mechanical Systems There are three basic building blocks in MEMS technology, which are, Deposition Process-the ability to deposit thin films of material on a substrate, Lithography-to apply a patterned mask on top of the films by photolithograpic imaging, and Etching-to etch the films selectively to the mask. A MEMS process is usually a structured sequence of these operations to form actual devices. SECTION 4.1 DEPOSITION PROCESSES One of the basic building blocks in MEMS processing is the ability to deposit thin films of material. In this text we assume a thin film to have a thickness anywhere between a few nanometers to about 100 micrometer MEMS deposition technology can be classified in two groups: 1. Depositions that happen because of a chemical reaction: Chemical Vapor Deposition (CVD) o Electrodeposition o Epitaxy o Thermal oxidation o These processes exploit the creation of solid materials directly from chemical reactions in gas and/or liquid compositions or with the substrate material. The 8 Department of ISE, February- June: 2009
  • 9. Seminar on Micro-Electro-Mechanical Systems solid material is usually not the only product formed by the reaction. Byproducts can include gases, liquids and even other solids. 2. Depositions that happen because of a physical reaction: Physical Vapor Deposition (PVD) o Casting o Common for all these processes are that the material deposited is physically moved on to the substrate. In other words, there is no chemical reaction which forms the material on the substrate. This is not completely correct for casting processes, though it is more convenient to think of them that way. This is by no means an exhaustive list since technologies evolve continuously. SECTION 4.1.1 CHEMICAL VAPOR DEPOSITION (CVD) In this process, the substrate is placed inside a reactor to which a number of gases are supplied. The fundamental principle of the process is that a chemical reaction takes place between the source gases. The product of that reaction is a solid material with condenses on all surfaces inside the reactor. The two most important CVD technologies in MEMS are the Low Pressure CVD (LPCVD) and Plasma Enhanced CVD (PECVD). The LPCVD process produces layers with excellent uniformity of thickness and material characteristics. The main problems with the process are the high deposition temperature (higher than 600°C) and the relatively slow deposition rate. The PECVD process can operate at lower temperatures (down to 300° C) thanks to the extra energy supplied to the gas molecules by the plasma in the reactor. However, the quality of the films tend to be inferior to processes running at higher temperatures. Secondly, most PECVD deposition systems can only deposit the material on one side of the wafers on 1 to 4 wafers at a time. LPCVD systems deposit films on both sides of at least 25 wafers at a time. A schematic diagram of a typical LPCVD reactor is shown in the figure below. 9 Department of ISE, February- June: 2009
  • 10. Seminar on Micro-Electro-Mechanical Systems Figure 1: Typical hot-wall LPCVD reactor. WHEN DO WE WANT TO USE CVD? CVD processes are ideal to use when you want a thin film with good step coverage. A variety of materials can be deposited with this technology; however, some of them are less popular with fabs because of hazardous by-products formed during processing. The quality of the material varies from process to process, however a good rule of thumb is that higher process temperature yields a material with higher quality and less defects. ELECTRODEPOSITION This process is also known as quot;electroplatingquot; and is typically restricted to electrically conductive materials. There are basically two technologies for plating: Electroplating and Electroless plating. In the electroplating process the substrate is placed in a liquid solution (electrolyte). When an electrical potential is applied between a conducting area on the substrate and a counter electrode (usually platinum) in the liquid, a chemical redox process takes place resulting in the formation of a layer of material on the substrate and usually some gas generation at the counter electrode. In the electroless plating process a more complex chemical solution is used, in which deposition happens spontaneously on any surface which forms a sufficiently high electrochemical potential with the solution. This process is desirable since it does not require any external electrical potential and contact to the substrate 10 Department of ISE, February- June: 2009
  • 11. Seminar on Micro-Electro-Mechanical Systems during processing. Unfortunately, it is also more difficult to control with regards to film thickness and uniformity. A schematic diagram of a typical setup for electroplating is shown in the figure below. WHEN DO WE WANT TO USE ELECTRODEPOSITION? The electrodeposition process is well suited to make films of metals such as copper, gold and nickel. The films can be made in any thickness from ~1µm to >100µm. The deposition is best controlled when used with an external electrical potential, however, it requires electrical contact to the substrate when immersed in the liquid bath. In any process, the surface of the substrate must have an electrically conducting coating before the deposition can be done. Figure 2: Typical setup for electrodeposition. EPITAXY This technology is quite similar to what happens in CVD processes, however, if the substrate is an ordered semiconductor crystal (i.e. silicon, gallium arsenide), it is possible with this process to continue building on the substrate with the same crystallographic orientation with the substrate acting as a seed for the deposition. If an amorphous/polycrystalline substrate surface is used, the film will also be amorphous or polycrystalline. 11 Department of ISE, February- June: 2009
  • 12. Seminar on Micro-Electro-Mechanical Systems There are several technologies for creating the conditions inside a reactor needed to support epitaxial growth, of which the most important is Vapor Phase Epitaxy (VPE). In this process, a number of gases are introduced in an induction heated reactor where only the substrate is heated. The temperature of the substrate typically must be at least 50% of the melting point of the material to be deposited. An advantage of epitaxy is the high growth rate of material, which allows the formation of films with considerable thickness (>100µm). Epitaxy is a widely used technology for producing silicon on insulator (SOI) substrates. The technology is primarily used for deposition of silicon. A schematic diagram of a typical vapor phase epitaxial reactor is shown in the figure below. Figure 3: Typical cold-wall vapor phase epitaxial reactor. WHEN DO WE WANT TO USE EPITAXY? This has been and continues to be an emerging process technology in MEMS. The process can be used to form films of silicon with thicknesses of ~1µm to >100µm. Some processes require high temperature exposure of the substrate, whereas others do not require significant heating of the substrate. Some processes can even be used to perform selective deposition, depending on the surface of the substrate. 12 Department of ISE, February- June: 2009
  • 13. Seminar on Micro-Electro-Mechanical Systems THERMAL OXIDATION This is one of the most basic deposition technologies. It is simply oxidation of the substrate surface in an oxygen rich atmosphere. The temperature is raised to 800° C-1100° C to speed up the process. This is also the only deposition technology which actually consumes some of the substrate as it proceeds. The growth of the film is spurned by diffusion of oxygen into the substrate, which means the film growth is actually downwards into the substrate. As the thickness of the oxidized layer increases, the diffusion of oxygen to the substrate becomes more difficult leading to a parabolic relationship between film thickness and oxidation time for films thicker than ~100nm. This process is naturally limited to materials that can be oxidized, and it can only form films that are oxides of that material. This is the classical process used to form silicon dioxide on a silicon substrate. A schematic diagram of a typical wafer oxidation furnace is shown in the figure below. WHEN DO WE WANT TO USE THERMAL OXIDATION? Whenever you can! This is a simple process, which unfortunately produces films with somewhat limited use in MEMS components. It is typically used to form films that are used for electrical insulation or that are used for other process purposes later in a process sequence. Figure 4: Typical wafer oxidation furnace. 13 Department of ISE, February- June: 2009
  • 14. Seminar on Micro-Electro-Mechanical Systems SECTION 4.1.2 PHYSICAL VAPOR DEPOSITION (PVD) PVD covers a number of deposition technologies in which material is released from a source and transferred to the substrate. The two most important technologies are evaporation and sputtering. WHEN DO WE WANT TO USE PVD? PVD comprises the standard technologies for deposition of metals. It is far more common than CVD for metals since it can be performed at lower process risk and cheaper in regards to materials cost. The quality of the films are inferior to CVD, which for metals means higher resistivity and for insulators more defects and traps. The step coverage is also not as good as CVD. The choice of deposition method (i.e. evaporation vs. sputtering) may in many cases be arbitrary, and may depend more on what technology is available for the specific material at the time. EVAPORATION In evaporation the substrate is placed inside a vacuum chamber, in which a block (source) of the material to be deposited is also located. The source material is then heated to the point where it starts to boil and evaporate. The vacuum is required to allow the molecules to evaporate freely in the chamber, and they subsequently condense on all surfaces. This principle is the same for all evaporation technologies, only the method used to the heat (evaporate) the source material differs. There are two popular evaporation technologies, which are e-beam evaporation and resistive evaporation each referring to the heating method. In e-beam evaporation, an electron beam is aimed at the source material causing local heating and evaporation. In resistive evaporation, a tungsten boat, containing the source material, is heated electrically with a high current to make the material evaporate. Many materials are restrictive in terms of what evaporation method can be used (i.e. aluminum is quite difficult to evaporate using resistive heating), which typically relates to the phase transition properties of that material. A schematic diagram of a typical system for e-beam evaporation is shown in the figure below. 14 Department of ISE, February- June: 2009
  • 15. Seminar on Micro-Electro-Mechanical Systems Figure 5: Typical system for e-beam evaporation of materials. SPUTTERING Sputtering is a technology in which the material is released from the source at much lower temperature than evaporation. The substrate is placed in a vacuum chamber with the source material, named a target, and an inert gas (such as argon) is introduced at low pressure. Gas plasma is struck using an RF power source, causing the gas to become ionized. The ions are accelerated towards the surface of the target, causing atoms of the source material to break off from the target in vapor form and condense on all surfaces including the substrate. As for evaporation, the basic principle of sputtering is the same for all sputtering technologies. The differences typically relate to the manor in which the ion bombardment of the target is realized. A schematic diagram of a typical RF sputtering system is shown in the figure below. Figure 6: Typical RF sputtering system. 15 Department of ISE, February- June: 2009
  • 16. Seminar on Micro-Electro-Mechanical Systems CASTING In this process the material to be deposited is dissolved in liquid form in a solvent. The material can be applied to the substrate by spraying or spinning. Once the solvent is evaporated, a thin film of the material remains on the substrate. This is particularly useful for polymer materials, which may be easily dissolved in organic solvents, and it is the common method used to apply photoresist to substrates (in photolithography). The thicknesses that can be cast on a substrate range all the way from a single monolayer of molecules (adhesion promotion) to tens of micrometers. In recent years, the casting technology has also been applied to form films of glass materials on substrates. The spin casting process is illustrated in the figure below. WHEN DO WE WANT TO USE CASTING? Casting is a simple technology which can be used for a variety of materials (mostly polymers). The control on film thickness depends on exact conditions, but can be sustained within +/-10% in a wide range. If you are planning to use photolithography you will be using casting, which is an integral part of that technology. There are also other interesting materials such as polyimide and spin-on glass which can be applied by casting. Figure 7: The spin casting process as used for photoresist in photolithography. 16 Department of ISE, February- June: 2009
  • 17. Seminar on Micro-Electro-Mechanical Systems SECTION 4.2 LITHOGRAPHY SECTION 4.2.1 PATTERN TRANSFER Lithography in the MEMS context is typically the transfer of a pattern to a photosensitive material by selective exposure to a radiation source such as light. A photosensitive material is a material that experiences a change in its physical properties when exposed to a radiation source. If we selectively expose a photosensitive material to radiation (e.g. by masking some of the radiation) the pattern of the radiation on the material is transferred to the material exposed, as the properties of the exposed and unexposed regions differs (as shown in figure 1). Figure 1: Transfer of a pattern to a photosensitive material. This discussion will focus on optical lithography, which is simply lithography using a radiation source with wavelength(s) in the visible spectrum. 17 Department of ISE, February- June: 2009
  • 18. Seminar on Micro-Electro-Mechanical Systems In lithography for micromachining, the photosensitive material used is typically a photoresist (also called resist, other photosensitive polymers are also used). When resist is exposed to a radiation source of a specific a wavelength, the chemical resistance of the resist to developer solution changes. If the resist is placed in a developer solution after selective exposure to a light source, it will etch away one of the two regions (exposed or unexposed). If the exposed material is etched away by the developer and the unexposed region is resilient, the material is considered to be a positive resist (shown in figure 2a). If the exposed material is resilient to the developer and the unexposed region is etched away, it is considered to be a negative resist (shown in figure 2b). Figure 2: a) Pattern definition in positive resist, b) Pattern definition in negative resist. 18 Department of ISE, February- June: 2009
  • 19. Seminar on Micro-Electro-Mechanical Systems Lithography is the principal mechanism for pattern definition in micromachining. Photosensitive compounds are primarily organic, and do not encompass the spectrum of materials properties of interest to micro-machinists. However, as the technique is capable of producing fine features in an economic fashion, a photosensitive layer is often used as a temporary mask when etching an underlying layer, so that the pattern may be transferred to the underlying layer (shown in figure 3a). Photoresist may also be used as a template for patterning material deposited after lithography (shown in figure 3b). The resist is subsequently etched away, and the material deposited on the resist is quot;lifted offquot;. The deposition template (lift-off) approach for transferring a pattern from resist to another layer is less common than using the resist pattern as an etch mask. The reason for this is that resist is incompatible with most MEMS deposition processes, usually because it cannot withstand high temperatures and may act as a source of contamination. Figure 3: a) Pattern transfer from patterned photoresist to underlying layer by etching, b) Pattern transfer from patterned photoresist to overlying layer by lift-off. 19 Department of ISE, February- June: 2009
  • 20. Seminar on Micro-Electro-Mechanical Systems Once the pattern has been transferred to another layer, the resist is usually stripped. This is often necessary as the resist may be incompatible with further micromachining steps. It also makes the topography more dramatic, which may hamper further lithography steps. SECTION 4.2.2 ALIGNMENT In order to make useful devices the patterns for different lithography steps that belong to a single structure must be aligned to one another. The first pattern transferred to a wafer usually includes a set of alignment marks, which are high precision features that are used as the reference when positioning subsequent patterns, to the first pattern (as shown in figure 4). Often alignment marks are included in other patterns, as the original alignment marks may be obliterated as processing progresses. It is important for each alignment mark on the wafer to be labeled so it may be identified, and for each pattern to specify the alignment mark to which it should be aligned. Figure 4: Use of alignment marks to register subsequent layers 20 Department of ISE, February- June: 2009
  • 21. Seminar on Micro-Electro-Mechanical Systems Depending on the lithography equipment used, the feature on the mask used for registration of the mask may be transferred to the wafer. In this case, it may be important to locate the alignment marks such that they don't effect subsequent wafer processing or device performance. For example, the alignment mark shown in figure 6 will cease to exist after a through the wafer DRIE etch. Pattern transfer of the mask alignment features to the wafer may obliterate the alignment features on the wafer. In this case the alignment marks should be designed to minimize this effect, or alternately there should be multiple copies of the alignment marks on the wafer, so there will be alignment marks remaining for other masks to be registered to. Figure 5: Transfer of mask registration feature to substrate during lithography (contact aligner) 21 Department of ISE, February- June: 2009
  • 22. Seminar on Micro-Electro-Mechanical Systems Figure 6: Poor alignment mark design for a DRIE through the wafer etches (cross hair is released and lost). Alignment marks may not necessarily be arbitrarily located on the wafer, as the equipment used to perform alignment may have limited travel and therefore only be able to align to features located within a certain region on the wafer (as shown in figure 7). The region location geometry and size may also vary with the type of alignment, so the lithographic equipment and type of alignment to be used should be considered before locating alignment marks. Typically two alignment marks are used to align the mask and wafer, one alignment mark is sufficient to align the mask and wafer in x and y, but it requires two marks (preferably spaced far apart) to correct for fine offset in rotation. As there is no pattern on the wafer for the first pattern to align to, the first pattern is typically aligned to the primary wafer flat (as shown in figure 8). Depending on the lithography equipment used, this may be done automatically, or by manual alignment to an explicit wafer registration feature on the mask 22 Department of ISE, February- June: 2009
  • 23. Seminar on Micro-Electro-Mechanical Systems Figure 7: Restriction of location of alignment marks based on equipment used. . Figure 8: Mask alignment to the wafer flat. 23 Department of ISE, February- June: 2009
  • 24. Seminar on Micro-Electro-Mechanical Systems SECTION 4.2.3 EXPOSURE The exposure parameters required in order to achieve accurate pattern transfer from the mask to the photosensitive layer depend primarily on the wavelength of the radiation source and the dose required to achieve the desired properties change of the photoresist. Different photoresists exhibit different sensitivities to different wavelengths. The dose required per unit volume of photoresist for good pattern transfer is somewhat constant; however, the physics of the exposure process may affect the dose actually received. For example a highly reflective layer under the photoresist may result in the material experiencing a higher dose than if the underlying layer is absorptive, as the photoresist is exposed both by the incident radiation as well as the reflected radiation. The dose will also vary with resist thickness. There are also higher order effects, such as interference patterns in thick resist films on reflective substrates, which may affect the pattern transfer quality and sidewall properties. At the edges of pattern light is scattered and diffracted, so if an image is overexposed, the dose received by photoresist at the edge that shouldn't be exposed may become significant. If we are using positive photoresist, this will result in the photoresist image being eroded along the edges, resulting in a decrease in feature size and a loss of sharpness or corners (as shown in figure 9). If we are using a negative resist, the photoresist image is dilated, causing the features to be larger than desired, again accompanied by a loss of sharpness of corners. If an image is severely underexposed, the pattern may not be transferred at all, and in less sever cases the results will be similar to those for overexposure with the results reversed for the different polarities of resist. If the surface being exposed is not flat, the high-resolution image of the mask on the wafer may be distorted by the loss of focus of the image across the varying topography. This is one of the limiting factors of MEMS lithography when high aspect ratio features are present. High aspect ratio features also experience problems with obtaining even resist thickness coating, which further degrades pattern transfer and complicates the associated processing. 24 Department of ISE, February- June: 2009
  • 25. Seminar on Micro-Electro-Mechanical Systems Figure 9: Over and under-exposure of positive resist. SECTION 4.2.4 THE LITHOGRAPHY MODULE Typically lithography is performed as part of a well-characterized module, which includes the wafer surface preparation, photoresist deposition, alignment of the mask and wafer, exposure, develop and appropriate resist conditioning. The lithography process steps need to be characterized as a sequence in order to ensure that the remaining resist at the end of the modules is an optimal image of the mask, and has the desired sidewall profile. 25 Department of ISE, February- June: 2009
  • 26. Seminar on Micro-Electro-Mechanical Systems A brief explanation of the standard process steps included in a lithography module is (in sequence): Dehydration bake - dehydrate the wafer to aid resist adhesion. • HMDS prime - coating of wafer surface with adhesion promoter. • Resist spin/spray - coating of the wafer with resist either by spinning or • spraying. Typically desire a uniform coat. Soft bake - drive off some of the solvent in the resist, may result in a significant • loss of mass of resist (and thickness). Makes resist more viscous. Alignment - align pattern on mask to features on wafers. • Exposure - projection of mask image on resist causing selective chemical • property change. Post exposure bake - baking of resist to drive off further solvent content. • Develop - selective removal of resist after exposure. Usually a wet process. • Hard bake - drive off most of the remaining solvent from the resist. • Descum - removal of thin layer of resist scum that may occlude open regions in • pattern helps to open up corners. We make a few assumptions about photolithography. Firstly, we assume that a well characterized module exists that: prepares the wafer surface, deposits the requisite resist thickness, aligns the mask perfectly, exposes the wafer with the optimal dosage, develops the resist under the optimal conditions, and bakes the resist for the appropriate times at the appropriate locations in the sequence. Unfortunately, even if the module is executed perfectly, the properties of lithography are very feature and topography dependent. It is therefore necessary for the designer to be aware of certain limitations of lithography, as well as the information they should provide to the technician performing the lithography. The designer influences the lithographic process through their selections of materials, topography and geometry. The material(s) upon which the resist is to be deposited is important, as it affects the resist adhesion. The reflectivity and roughness of the layer beneath the photoresist determines the amount of reflected and dispersed light present during exposure. It is difficult to obtain a nice uniform resist coat across a surface with high topography, which complicates exposure and development as the resist has different thickness in different locations. 26 Department of ISE, February- June: 2009
  • 27. Seminar on Micro-Electro-Mechanical Systems Figure 10: Lithography tool depth of focus and surface topology. SECTION 4.3 ETCHING PROCESSES In order to form a functional MEMS structure on a substrate, it is necessary to etch the thin films previously deposited and/or the substrate itself. In general, there are two classes of etching processes: 1. Wet etching where the material is dissolved when immersed in a chemical solution 2. Dry etching where the material is sputtered or dissolved using reactive ions or a vapor phase etchant SECTION 4.3.1 WET ETCHING This is the simplest etching technology. All it requires is a container with a liquid solution that will dissolve the material in question. Unfortunately, there are complications since usually a mask is desired to selectively etch the material. One must find a mask that will not dissolve or at least etches much slower than the material to be patterned. Secondly, some single crystal materials, such as silicon, exhibit anisotropic etching in certain chemicals. Anisotropic etching in contrast to isotropic etching means different etches rates in different directions in the material. The classic example of this is the <111> crystal plane sidewalls that appear when etching a hole in a <100> silicon 27 Department of ISE, February- June: 2009
  • 28. Seminar on Micro-Electro-Mechanical Systems wafer in a chemical such as potassium hydroxide (KOH). The result is a pyramid shaped hole instead of a hole with rounded sidewalls with a isotropic etchant. The principle of anisotropic and isotropic wet etching is illustrated in the figure below. WHEN DO WE WANT TO USE WET ETCHING? This is a simple technology, which will give good results if you can find the combination of etchant and mask material to suit your application. Wet etching works very well for etching thin films on substrates, and can also be used to etch the substrate itself. The problem with substrate etching is that isotropic processes will cause undercutting of the mask layer by the same distance as the etch depth. Anisotropic processes allow the etching to stop on certain crystal planes in the substrate, but still results in a loss of space, since these planes cannot be vertical to the surface when etching holes or cavities. If this is a limitation for you, you should consider dry etching of the substrate instead. However, keep in mind that the cost per wafer will be 1-2 orders of magnitude higher to perform the dry etching If you are making very small features in thin films (comparable to the film thickness), you may also encounter problems with isotropic wet etching, since the undercutting will be at least equal to the film thickness. With dry etching it is possible etch almost straight down without undercutting, which provides much higher resolution. Figure 1: Difference between anisotropic and isotropic wet etching. SECTION 4.3.2 DRY ETCHING 28 Department of ISE, February- June: 2009
  • 29. Seminar on Micro-Electro-Mechanical Systems The dry etching technology can split in three separate classes called reactive ion etching (RIE), sputter etching, and vapor phase etching. In RIE, the substrate is placed inside a reactor in which several gases are introduced. Plasma is struck in the gas mixture using an RF power source, breaking the gas molecules into ions. The ion is accelerated towards, and reacts at, the surface of the material being etched, forming another gaseous material. This is known as the chemical part of reactive ion etching. There is also a physical part which is similar in nature to the sputtering deposition process. If the ions have high enough energy, they can knock atoms out of the material to be etched without a chemical reaction. It is very complex tasks to develop dry etch processes that balance chemical and physical etching, since there are many parameters to adjust. By changing the balance it is possible to influence the anisotropy of the etching, since the chemical part is isotropic and the physical part highly anisotropic the combination can form sidewalls that have shapes from rounded to vertical. A schematic of a typical reactive ion etching system is shown in the figure below. A special subclass of RIE which continues to grow rapidly in popularity is deep RIE (DRIE). In this process, etch depths of hundreds of microns can be achieved with almost vertical sidewalls. The primary technology is based on the so- called quot;Bosch processquot;, named after the German company Robert Bosch which filed the original patent, where two different gas compositions are alternated in the reactor. The first gas composition creates a polymer on the surface of the substrate, and the second gas composition etches the substrate. The polymer is immediately sputtered away by the physical part of the etching, but only on the horizontal surfaces and not the sidewalls. Since the polymer only dissolves very slowly in the chemical part of the etching, it builds up on the sidewalls and protects them from etching. As a result, etching aspect ratios of 50 to 1 can be achieved. The process can easily be used to etch completely through a silicon substrate, and etch rates are 3-4 times higher than wet etching. Sputter etching is essentially RIE without reactive ions. The systems used are very similar in principle to sputtering deposition systems. The big difference is that substrate is now subjected to the ion bombardment instead of the material target used in sputter deposition. 29 Department of ISE, February- June: 2009
  • 30. Seminar on Micro-Electro-Mechanical Systems Vapor phase etching is another dry etching method, which can be done with simpler equipment than what RIE requires. In this process the wafer to be etched is placed inside a chamber, in which one or more gases are introduced. The material to be etched is dissolved at the surface in a chemical reaction with the gas molecules. The two most common vapor phase etching technologies are silicon dioxide etching using hydrogen fluoride (HF) and silicon etching using xenon diflouride (XeF2), both of which are isotropic in nature. Usually, care must be taken in the design of a vapor phase process to not have bi-products form in the chemical reaction that condense on the surface and interfere with the etching process. WHEN DO WE WANT TO USE DRY ETCHING? The first thing you should note about this technology is that it is expensive to run compared to wet etching. If you are concerned with feature resolution in thin film structures or you need vertical sidewalls for deep etchings in the substrate, you have to consider dry etching. If you are concerned about the price of your process and device, you may want to minimize the use of dry etching. The IC industry has long since adopted dry etching to achieve small features, but in many cases feature size is not as critical in MEMS. Dry etching is an enabling technology, which comes at a sometimes high cost. Figure 2: Typical parallel-plate reactive ion etching system. 30 Department of ISE, February- June: 2009
  • 31. Seminar on Micro-Electro-Mechanical Systems SECTION 5 FABRICATION TECHNOLOGIES The three characteristic features of MEMS fabrication technologies are miniaturization, multiplicity, and microelectronics. Miniaturization enables the production of compact, quick-response devices. Multiplicity refers to the batch fabrication inherent in semiconductor processing, which allows thousands or millions of components to be easily and concurrently fabricated. Microelectronics provides the intelligence to MEMS and allows the monolithic merger of sensors, actuators, and logic to build closed-loop feedback components and systems. The successful miniaturization and multiplicity of traditional electronics systems would not have been possible without IC fabrication technology. Therefore, IC fabrication technology, or microfabrication, has so far been the primary enabling technology for the development of MEMS. Microfabrication provides a powerful tool for batch processing and miniaturization of mechanical systems into a dimensional domain not accessible by conventional techniques. Furthermore, microfabrication provides an opportunity for integration of mechanical systems with electronics to develop high-performance closed-loop- controlled MEMS. Advances in IC technology in the last decade have brought about corresponding progress in MEMS fabrication processes. Manufacturing processes allow for the monolithic integration of microelectromechanical structures with driving, controlling, and signal-processing electronics. This integration promises to improve the performance of micromechanical devices as well as reduce the cost of manufacturing, packaging, and instrumenting these devices. SECTION 5.1 IC FABRICATION Any discussion of MEMS requires a basic understanding of IC fabrication technology, or microfabrication, the primary enabling technology for the development of MEMS. The major steps in IC fabrication technology are:  Film growth: Usually, a polished Si wafer is used as the substrate, on which a thin film is grown. The film, which may be epitaxial Si, SiO2, silicon nitride (Si3N4), polycrystalline Si, or metal, is used to build both active or passive components and interconnections between circuits. 31 Department of ISE, February- June: 2009
  • 32. Seminar on Micro-Electro-Mechanical Systems  Doping: To modulate the properties of the device layer, a low and controllable level of an atomic impurity may be introduced into the layer by thermal diffusion or ion implantation.  Lithography: A pattern on a mask is then transferred to the film by means of a photosensitive (i.e., light sensitive) chemical known as a photoresist. The process of pattern generation and transfer is called photolithography. A typical mask consists of a glass plate coated with a patterned chromium (Cr) film.  Etching: Next is the selective removal of unwanted regions of a film or substrate for pattern delineation. Wet chemical etching or dry etching may be used. Etch-mask materials are used at various stages in the removal process to selectively prevent those portions of the material from being etched. These materials include SiO2, Si3N4, and hard-baked photoresist.  Dicing: The finished wafer is sawed or machined into small squares, or dice, from which electronic components can be made.  Packaging: The individual sections are then packaged, a process that involves physically locating, connecting, and protecting a device or component. MEMS design is strongly coupled to the packaging requirements, which in turn are dictated by the application environment. 32 Department of ISE, February- June: 2009
  • 33. Seminar on Micro-Electro-Mechanical Systems SECTION 5.2 BULK MICROMACHINING AND WAFER BONDING Bulk micromachining is an extension of IC technology for the fabrication of 3D structures. Bulk micromachining of Si uses wet- and dry-etching techniques in conjunction with etch masks and etch stops to sculpt micromechanical devices from the Si substrate. The two key capabilities that make bulk micromachining a viable technology are:  Anisotropic etchants of Si, such as ethylene-diamine and pyrocatechol (EDP), potassium hydroxide (KOH), and hydrazine (N2H4). These preferentially etch single crystal Si along given crystal planes.  Etch masks and etch-stop techniques that can be used with Si anisotropic etchants to selectively prevent regions of Si from being etched. Good etch masks are provided by SiO2 and Si3N4, and some metallic thin films such as Cr and Au (gold). A drawback of wet anisotropic etching is that the microstructure geometry is defined by the internal crystalline structure of the substrate. Two additional processing techniques have extended the range of traditional bulk micromachining technology: deep anisotropic dry etching and wafer bonding. Reactive gas plasmas can perform deep anisotropic dry etching of Si wafers, up to a depth of a few hundred microns, while maintaining smooth vertical sidewall profiles. The other technology, wafer bonding, permits a Si substrate to be attached to another substrate, typically Si or glass SECTION 5.3 SURFACE MICROMACHINING Surface micromachining enables the fabrication of complex multicomponent integrated micromechanical structures that would not be possible with traditional bulk micromachining. This technique encases specific structural parts of a device in layers of a sacrificial material during the fabrication process. The substrate wafer is used primarily as a mechanical support on which multiple alternating layers of structural and sacrificial material are deposited and patterned to realize micromechanical structures. The sacrificial material is then dissolved in a chemical etchant that does not attack the structural parts. The most widely used surface 33 Department of ISE, February- June: 2009
  • 34. Seminar on Micro-Electro-Mechanical Systems micromachining technique, polysilicon surface micromachining, uses SiO2 as the sacrificial material and polysilicon as the structural material. At the University of Wisconsin at Madison, polysilicon surface micromachining research started in the early 1980s in an effort to create high-precision micro pressure sensors. The control of the internal stresses of a thin film is important for the fabrication of microelectromechanical structures. The microelectronic fabrication industry typically grows polysilicon, silicon nitride, and silicon dioxide films using recipes that minimize time. Unfortunately, a deposition process that is optimized to speed does not always create a low internal stress film. In fact, most of these films have internal stresses that are highly compressive. A freestanding plate of highly compressive polysilicon that is held at all its edges will buckle. This is highly undesirable. The solution is to modify the film deposition process to control the internal stress by making it stress-free or slightly tensile. A better way to control the stress in polysilicon is through post annealing, which involves the deposition of pure, fine-grained, compressive polysilicon. Annealing the polysilicon after deposition at elevated temperatures can change the film to be stress-free or tensile. The annealing temperature sets the film's final stress. After this, electronics can then be incorporated into polysilicon films through selective doping, and hydrofluoric acid will not change the mechanical properties of the material. Deposition temperature and the film's silicon to nitride ratio can control the stress of a silicon nitride (Si3N4) film. The films can be deposited in compression, stress-free, or in tension. Deposition temperature and post annealing can control silicon dioxide (SiO2) film stress. Because it is difficult to control the stress of SiO2 accurately, SiO2 is typically not used as a mechanical material by itself, but as electronic isolation or as a sacrificial layer under polysilicon. SECTION 5.4 MICRO MOLDING 34 Department of ISE, February- June: 2009
  • 35. Seminar on Micro-Electro-Mechanical Systems In the micromolding process, microstructures are fabricated using molds to define the deposition of the structural layer. The structural material is deposited only in those areas constituting the microdevice structure, in contrast to bulk and surface micromachining, which feature blanket deposition of the structural material followed by etching to realize the final device geometry. After the structural layer deposition, the mold is dissolved in a chemical etchant that does not attack the structural material. One of the most prominent micromolding processes is the LIGA process. LIGA is a German acronym standing for lithographie, galvanoformung, und abformung (lithography, electroplating, and molding). This process can be used for the manufacture of high- aspect-ratio 3D microstructures in a wide variety of materials, such as metals, polymers, ceramics, and glasses. Photosensitive polyimides are also used for fabricating plating molds. The photolithography process is similar to conventional photolithography, except that polyimide works as a negative resist. Example: An insulin pump fabricated by classic MEMS technology 1. PUMPING MEMBRANE 2. PUMPING CHAMBER 3. INLET 4. OUTLET 5. LARGE MESA 6. UPPER GLASS PLATE 7. BOTTOM GLASS PLATE 8. PATTERNED THIN LAYER SECTION 6 CURRENT CHALLENGES 35 Department of ISE, February- June: 2009
  • 36. Seminar on Micro-Electro-Mechanical Systems MEMS and Nanotechnology is currently used in low- or medium-volume applications. Some of the obstacles preventing its wider adoption are: LIMITED OPTIONS Most companies who wish to explore the potential of MEMS and Nanotechnology have very limited options for prototyping or manufacturing devices, and have no capability or expertise in microfabrication technology. Few companies will build their own fabrication facilities because of the high cost. A mechanism giving smaller organizations responsive and affordable access to MEMS and Nano fabrication is essential. PACKAGING The packaging of MEMS devices and systems needs to improve considerably from its current primitive state. MEMS packaging is more challenging than IC packaging due to the diversity of MEMS devices and the requirement that many of these devices be in contact with their environment. Currently almost all MEMS and Nano development efforts must develop a new and specialized package for each new device. Most companies find that packaging is the single most expensive and time consuming task in their overall product development program. As for the components themselves, numerical modeling and simulation tools for MEMS packaging are virtually non-existent. Approaches which allow designers to select from a catalog of existing standardized packages for a new MEMS device without compromising performance would be beneficial. FABRICATION KNOWLEDGE REQUIRED Currently the designer of a MEMS device requires a high level of fabrication knowledge in order to create a successful design. Often the development of even the most mundane MEMS device requires a dedicated research effort to find a suitable process sequence for fabricating it. MEMS device design needs to be separated from the complexities of the process sequence. 36 Department of ISE, February- June: 2009
  • 37. Seminar on Micro-Electro-Mechanical Systems SECTION 7 APPLICATIONS PRESSURE SENSORS MEMS pressure microsensors typically have a flexible diaphragm that deforms in the presence of a pressure difference. The deformation is converted to an electrical signal appearing at the sensor output. A pressure sensor can be used to sense the absolute air pressure within the intake manifold of an automobile engine, so that the amount of fuel required for each engine cylinder can be computed. ACCELEROMETERS Accelerometers are acceleration sensors. An inertial mass suspended by springs is acted upon by acceleration forces that cause the mass to be deflected from its initial position. This deflection is converted to an electrical signal, which appears at the sensor output. The application of MEMS technology to accelerometers is a relatively new development. Accelerometers in consumer electronics devices such as game controllers (Nintendo Wii), personal media players / cell phones (Apple iPhone ) and a number of Digital Cameras (various Canon Digital IXUS models). Also used in PCs to park the hard disk head when free-fall is detected, to prevent damage and data loss. iPod Touch: When the technology become sensitive. MEMS-based sensors are ideal for a wide array of applications in consumer, communication, automotive and industrial markets. 37 Department of ISE, February- June: 2009
  • 38. Seminar on Micro-Electro-Mechanical Systems The consumer market has been a key driver for MEMS technology success. For example, in a mobile phone, MP3/MP4 player or PDA, these sensors offer a new intuitive motion-based approach to navigation within and between pages. In game controllers, MEMS sensors allow the player to play just moving the controller/pad; the sensor determines the motion. INERTIAL SENSORS Inertial sensors are a type lower limit of sensitivity of accelerometer and are one of the principal commercial products that utilize surface micromachining. They are used as airbag-deployment sensors in automobiles, and as tilt or shock sensors. The application of these accelerometers to inertial measurement units is limited by the need to manually align and assemble them into three-axis systems, and by the resulting alignment tolerances, their lack of in-chip analog- to-digital conversion circuitry, and their . MICROENGINES A three-level polysilicon micromachining process has enabled the fabrication of devices with increased degrees of complexity. The process includes three movable levels of polysilicon, each separated by a sacrificial oxide layer, plus a stationary level. Microengines can be used to drive the wheels of microcombination locks. They can also be used in combination with a microtransmission to drive a pop-up mirror out of a plane. This device is known as a micromirror. 38 Department of ISE, February- June: 2009
  • 39. Seminar on Micro-Electro-Mechanical Systems SOME OTHER COMMERCIAL APPLICATIONS INCLUDE: Inkjet printers, which use piezoelectrics or thermal bubble ejection to deposit • ink on paper. Accelerometers in modern cars for a large number of purposes including airbag • deployment in collisions. MEMS gyroscopes used in modern cars and other applications to detect yaw; • e.g. to deploy a roll over bar or trigger dynamic stability control. Silicon pressure sensors e.g. car tire pressure sensors, and disposable blood • pressure sensors. Displays e.g. the DMD chip in a projector based on DLP technology has on its • surface several hundred thousand micromirrors. Optical switching technology which is used for switching technology and • alignment for data communications. Bio-MEMS applications in medical and health related technologies from Lab- • On-Chip to MicroTotalAnalysis (biosensor, chemosensor). 39 Department of ISE, February- June: 2009
  • 40. Seminar on Micro-Electro-Mechanical Systems Interferometric modulator display (IMOD) applications in consumer electronics. Used to create interferometric modulation - reflective display technology as found in mirasol displays. MEMS IC fabrication technologies have also allowed the manufacture of advanced memory devices (nanochips/microchips). 40 Department of ISE, February- June: 2009
  • 41. Seminar on Micro-Electro-Mechanical Systems As a final example, MEMS technology has been used in fabricating vaporization microchambers for vaporizing liquid microthrusters for nanosatellites. The chamber is part of a microchannel with a height of 2-10 microns, made using silicon and glass substrates ADVANTAGES OF MEMS DISADVANTAGES OF MEMS  Minimize energy and materials  Farm establishment requires use in manufacturing huge investments  Cost/performance advantages  Micro-components are Costly  Improved reproducibility compare to macro-components  Improved accuracy and  Design includes very much reliability complex procedures  Increased selectivity and  Prior knowledge is needed to sensitivity integrate MEMS devices SECTION 8 THE FUTURE Each of the three basic microsystems technology processes we have seen, bulk micromachining, sacrificial surface micromachining, and micromolding/LIGA, employs a different set of capital and intellectual resources. MEMS manufacturing firms must choose which specific microsystems manufacturing techniques to invest in. MEMS technology has the potential to change our daily lives as much as the computer has. However, the material needs of the MEMS field are at a preliminary stage. A thorough understanding of the properties of existing MEMS materials is just as important as the development of new MEMS materials. Future MEMS applications will be driven by processes enabling greater functionality through higher levels of electronic-mechanical integration and greater numbers of mechanical components working alone or together to enable a complex 41 Department of ISE, February- June: 2009
  • 42. Seminar on Micro-Electro-Mechanical Systems action. Future MEMS products will demand higher levels of electrical-mechanical integration and more intimate interaction with the physical world. The high up-front investment costs for large-volume commercialization of MEMS will likely limit the initial involvement to larger companies in the IC industry. Advancing from their success as sensors, MEMS products will be embedded in larger non-MEMS systems, such as printers, automobiles, and biomedical diagnostic equipment, and will enable new and improved systems. HOW THE MEMS AND NANO EXCHANGE CAN HELP? The MEMS and Nanotechnology Exchange provides services that can help with some of these problems. We make a diverse catalog of processing capabilities available to our users, so • our users can experiment with different fabrication technologies. Our users don't have to build their own fabrication facilities, and Our web-based interface lets users assemble process sequences and submit them • for review by the MEMS and Nanotechnology Exchange's engineers and fabrication sites. SECTION 9 CONCLUSION The automotive industry, motivated by the need for more efficient safety systems and the desire for enhanced performance, is the largest consumer of MEMS- based technology. In addition to accelerometers and gyroscopes, micro-sized tire pressure systems are now standard issues in new vehicles, putting MEMS pressure sensors in high demand. Such micro-sized pressure sensors can be used by physicians and surgeons in a telemetry system to measure blood pressure at a stet, allowing early detection of hypertension and restenosis. Alternatively, the detection of bio molecules can benefit most from MEMS-based biosensors. Medical applications include the detection of DNA sequences and metabolites. MEMS biosensors can also monitor several chemicals simultaneously, making them perfect for detecting toxins in the environment. Lastly, the dynamic range of MEMS based silicon ultrasonic sensors have many advantages over existing piezoelectric sensors in non-destructive evaluation, proximity sensing and gas flow 42 Department of ISE, February- June: 2009
  • 43. Seminar on Micro-Electro-Mechanical Systems measurement. Silicon ultrasonic sensors are also very effective immersion sensors and provide improved performance in the areas of medical imaging and liquid level detection. • The medical, wireless technology, biotechnology, computer, automotive and aerospace industries are only a few that will benefit greatly from MEMS. • This enabling technology allowing the development of smart products, augmenting the computational ability of microelectronics with the perception and control capabilities of microsensors and microactuators and expanding the space of possible designs and applications. • MEMS devices are manufactured for unprecedented levels of functionality, reliability, and sophistication can be placed on a small silicon chip at a relatively low cost. • MEMS promises to revolutionize nearly every product category by bringing together silicon-based microelectronics with micromachining technology, making possible the realization of complete systems-on-a-chip. • MEMS will be the indispensable factor for advancing technology in the 21st century and it promises to create entirely new categories of products. SECTION 10 SAMPLE SLIDES  INTRODUCTION Introduction  What is MEMS Technology?  MEMS technology is based on a number of tools and methodologies, which are used to form small structures with dimensions in the micrometer scale  MEMS fabrication approach that conveys the advantages of miniaturization, multiple components, and microelectronics to the design and construction of integrated Electromechanical systems 14 March 2009 3  BUILDING BLOCKS IN MEMS 43 Department of ISE, February- June: 2009
  • 44. Seminar on Micro-Electro-Mechanical Systems Building Blocks In MEMS How MEMS are prepared?  There are three basic building blocks in MEMS technology.  Deposition: The ability to deposit thin films of 1. material on a substrate. Lithography: To apply a patterned mask on top of 2. the films by photolithograpic imaging. Etching: To etch the films selectively to the mask. 3. 14 March 2009 5  MEMS DEPOSITION TECHNOLOGY MEMS Deposition Technology MEMS deposition technology can be classified in two groups: Depositions that happen because of a chemical reaction: 1. Chemical Vapor Deposition (CVD)  Electrodeposition  Epitaxy  Thermal oxidation  Depositions that happen because of a physical reaction: 2. Physical Vapor Deposition (PVD)  Casting  14 March 2009 6  MEMS LETHOGRAPHY TECHNOLOGY MEMS Lithography Technology MEMS lithography technology can be classified in two groups: Pattern Transfer 1. Lithographic Module 2. D ehydrat ion bake an d H M D S prim e a. R esist spin / spr ay an d Soft bake b. A lign m en t , E xposu r e c. Post exposu r e bake an d H ard bake d. D escu m e. 14 March 2009 7  MEMS ETCHING TECHNOLOGY 44 Department of ISE, February- June: 2009
  • 45. Seminar on Micro-Electro-Mechanical Systems MEMS Etching Technology There are two classes of etching process: Wet etching: The material is dissolved when immersed in a 1. chemical solution. Dry etching: The material is sputtered or dissolved using 2. reactive ions or a vapor phase etchant. 14 March 2009 8  MEMS FABRICATION PROCESS Microfabrication Process 22 March 2009 11  MEMS APPLICATION MEMS Applications Micro­eng ines –M icro R eact ors, V ibrat ing W heel Ine rtial Sensors –V irt ual R ealit y Syst em s Accelerome ters –A irbag A ccelerom et er Pressure Sensors –A ir Pressure Sensors Optical MEMS –P ill C am era Fluidic MEMS -C art ridges for Print ers Bio MEMS -Blood Pressure Sensors MEMS Memory Units -Flash M em ory 14 March 2009 9  ADVANTAGES AND DISADVANTAGES 45 Department of ISE, February- June: 2009
  • 46. Seminar on Micro-Electro-Mechanical Systems Advantages and Disadvantages  Farm establishment requires  Minimize energy and materials huge investments use in manufacturing  Micro-components are Costly  Cost/performance advantages compare to macro-components  Improved reproducibility  Design includes very much  Improved accuracy and complex procedures reliability  Prior knowledge is needed to  Increased selectivity and integrate MEMS devices sensitivity 14 March 2009 10  CONCLUSION Conclusion The medical, wireless technology, biotechnology, computer, automotive and aerospace industries are only a few that will benefit greatly from MEMS. This enabling technology promises to create entirely new categories of products MEMS will be the indispensable factor for advancing technology in the 21st century 14 March 2009 11 SECTION 11 REFERENCES Online Resources • BSAC http://www-bsac.eecs.berkeley.edu/ • DARPA MTO http://www.darpa.mil/mto/ • IEEE Explore http://ieeexplore.ieee.org/Xplore/DynWel.jsp • Introduction to Microengineering http://www.dbanks.demon.co.uk/ueng/ • MEMS Clearinghouse http://www.memsnet.org/ • MEMS Exchange http://www.mems-exchange.org/ • MEMS Industry Group http://www.memsindustrygroup.org/ 46 Department of ISE, February- June: 2009
  • 47. Seminar on Micro-Electro-Mechanical Systems • MOSIS http://www.mosis.org/ • MUMPS http://www.memscap.com/memsrus/crmumps.html • Stanford Centre for Integrated Systems http://www-cis.stanford.edu/ • USPTO http://www.uspto.gov/ • Trimmer http://www.trimmer.net/ • Yole Development http://www.yole.fr/pagesAn/accueil.asp Journals • Journal of Micromechanical Systems • Journal of Micromechanics and Microengineering • Micromachine Devices • Sensors Magazine 47 Department of ISE, February- June: 2009