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Long Term Access to Digital
Records – The Challenge
Facing Managers of
Radioactive Waste
Ian Upshall
Information & Data Recording Manager
Radioactive Waste
Radioactive Waste
Radioactive Waste
The Need for Waste Records

Strategic Needs
• societal expectations
• regulatory expectations
• international reporting obligations
• government requirements
• national decision making

Operational Needs
• management of a hazardous material
• safety and quality assurance
• informing stakeholders
• operational decision making
How Long is ‘Long Term’?

Factors affecting record retention time:
• radiological impact of the waste
• repository oversight period
• regulatory requirements
• societal expectations

Potential record retention times:
• LLW: 50+ years after repository closure?
• ILW/HLW: 100-1000+ years after repository
  closure?
Recorded Information

Documents contain a combination of:
• metadata
• contextual information
• tabulated data
• descriptive text
• references to other records
• photographic images and diagrams
• mathematic and scientific formulae

Other records, including:
• databases, spreadsheets, macros, software code,
  programmes (e.g. MS Project files), CAD engineering
  drawings
Records Currently in Use

• Hard copy records
  • paper (all qualities and types), microform

• Digital records
  • removable (magnetic and optical), online
    and offline

(a typical waste package record will comprise a combination of these)


• Other record media
  • material samples (rock, metals, concretes,
    polymers)
Status of Current Records

• waste records are generally co-located with
  the waste on the nuclear site
• few records are stored in recognised,
  managed ‘archive’ facilities
• some additional (contextual) records are
  held by non-waste management
  stakeholders
• some records are already up to 50 years old
  and may already be inaccessible using
  ‘conventional’ tools
• records directly associated with a specific
  item or activity may employ different media
  and file formats
Guidance for Records
 Managers
• IAEA Guidance Reports:
   • data requirements, media, management
     systems
• Regulator Guidance:
   • based upon IAEA guidance, UK specific
• Consultancies and SMEs
• Suppliers
   • archives, materials & equipment
• Nuclear Decommissioning Authority
   • policy, best practise, guidance
Generic Challenges

Generic
• timescales
• profligacy of records – particularly digital
• maintenance of provenance and authenticity
• transfer of responsibilities over time
• changing status – operational/historic/public
• ‘physical’ access – security considerations
• ‘informatic’ access:
   • readability, intelligibility, usability
• changes in language and terminology
Digital Record Challenges

Specific
• transferable and sustainable file formats
• managing explicit digital links
• accurate transfer of complex objects:
   • CAD drawings, photographs, video
• quantity of recorded information
   • impact on search and find
• post-creation digitization
   • potential loss of provenance and links
• digital record media management
   • quality, validation, change control
CAD Example

Historic
• 2D based repository design application
• e.g. use of AutoCAD

Contemporary
• Building Information Management (BIM)
• 3D object-based
• multiple interconnected supporting databases
• change control and ‘audit trail’
• maintaining the links ‘up and down’
What is Needed

• internationally recognised ‘digitisation
  standards’ for strategies and file formats
• recognition of long term implications
• guidance on best practise
• guidance on ‘what not to do’
• ‘simple’ and ‘complex’ digital record
  strategies
• cooperation and support that transcends
  time and organisational structures (national
  and international)
Current Projects

• development of regulator guidance on
  records management

• development of a National Nuclear Archive
  (NNA)

• consideration of the merits and potential
  difficulties associated with the
  implementation of a National Nuclear
  Network (a UK WAN)
Thank You

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Preservation Challenge Radioactive Waste Ian Upshall

  • 1. Long Term Access to Digital Records – The Challenge Facing Managers of Radioactive Waste Ian Upshall Information & Data Recording Manager
  • 5. The Need for Waste Records Strategic Needs • societal expectations • regulatory expectations • international reporting obligations • government requirements • national decision making Operational Needs • management of a hazardous material • safety and quality assurance • informing stakeholders • operational decision making
  • 6. How Long is ‘Long Term’? Factors affecting record retention time: • radiological impact of the waste • repository oversight period • regulatory requirements • societal expectations Potential record retention times: • LLW: 50+ years after repository closure? • ILW/HLW: 100-1000+ years after repository closure?
  • 7. Recorded Information Documents contain a combination of: • metadata • contextual information • tabulated data • descriptive text • references to other records • photographic images and diagrams • mathematic and scientific formulae Other records, including: • databases, spreadsheets, macros, software code, programmes (e.g. MS Project files), CAD engineering drawings
  • 8. Records Currently in Use • Hard copy records • paper (all qualities and types), microform • Digital records • removable (magnetic and optical), online and offline (a typical waste package record will comprise a combination of these) • Other record media • material samples (rock, metals, concretes, polymers)
  • 9. Status of Current Records • waste records are generally co-located with the waste on the nuclear site • few records are stored in recognised, managed ‘archive’ facilities • some additional (contextual) records are held by non-waste management stakeholders • some records are already up to 50 years old and may already be inaccessible using ‘conventional’ tools • records directly associated with a specific item or activity may employ different media and file formats
  • 10. Guidance for Records Managers • IAEA Guidance Reports: • data requirements, media, management systems • Regulator Guidance: • based upon IAEA guidance, UK specific • Consultancies and SMEs • Suppliers • archives, materials & equipment • Nuclear Decommissioning Authority • policy, best practise, guidance
  • 11. Generic Challenges Generic • timescales • profligacy of records – particularly digital • maintenance of provenance and authenticity • transfer of responsibilities over time • changing status – operational/historic/public • ‘physical’ access – security considerations • ‘informatic’ access: • readability, intelligibility, usability • changes in language and terminology
  • 12. Digital Record Challenges Specific • transferable and sustainable file formats • managing explicit digital links • accurate transfer of complex objects: • CAD drawings, photographs, video • quantity of recorded information • impact on search and find • post-creation digitization • potential loss of provenance and links • digital record media management • quality, validation, change control
  • 13. CAD Example Historic • 2D based repository design application • e.g. use of AutoCAD Contemporary • Building Information Management (BIM) • 3D object-based • multiple interconnected supporting databases • change control and ‘audit trail’ • maintaining the links ‘up and down’
  • 14. What is Needed • internationally recognised ‘digitisation standards’ for strategies and file formats • recognition of long term implications • guidance on best practise • guidance on ‘what not to do’ • ‘simple’ and ‘complex’ digital record strategies • cooperation and support that transcends time and organisational structures (national and international)
  • 15. Current Projects • development of regulator guidance on records management • development of a National Nuclear Archive (NNA) • consideration of the merits and potential difficulties associated with the implementation of a National Nuclear Network (a UK WAN)