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PHR 221: Pharmaceutical Technology II 
Course Teacher: Mohammad Nasir Uddin 
Lecturer, Department of Pharmacy, NSU
Tablet Coating
Types of Film Former or Polymer 
 Nonenteric Materials 
 Hydroxypropyl methyl cellulose (HPMC) 
 Methyl hydroxyethylcellulose 
 Ethylcellulose (EC) 
 Hydroxypropylcellulose (HPC) 
 Povidone 
 Sodium carboxymethylcellulose
Hydroxypropyl Methylcellulose (HPMC) 
 HPMC closely approaches the desired attributes of an ideal 
polymer for film coating 
 The reasons for widespread use of HPMC include: 
1. Solubility characteristics of the polymer in gastrointestinal fluid, 
and in organic and aqueous systems. 
2. Noninterference with tablet disintegration and drug availability. 
3. Flexibility, chip resistance and absence of taste or odor. 
4. Stability in the presence of heat, light, air or reasonable levels of 
moistures. 
5. Ability to incorporate color and other additives into the film 
without difficulty.
Hydroxypropyl Methylcellulose (HPMC) 
 Material of choice for air suspension and pan spray coating 
systems 
 The interaction of this polymer with colorants is rare 
 This polymer is also used considerably in glossing solution 
 Limitation: 
When used alone, the polymer has the tendency to bridge or fill the 
debossed tablet surfaces. A mixture of HPMC and other polymers or 
plasticizers are is used to eliminate bridging or filling problems.
Povidone 
 Available in four viscosity grades which are K-15, K-30, K-60 
and K-90. The K number refers to the mean molecular weight of 
povidone. 
 Povidone (K-30) is widely used in pharmaceutical industry as a 
tablet binder and in tablet coating. 
 Povidone has excellent solubility in a wide variety of organic 
solvents, in water and in gastrointestinal fluids. 
 Although povidone is soluble in both acidic and basic fluids, it 
can be cross-linked with other materials to produce films with 
enteric properties. 
 Povidone has been used to improve the dispersion of colorants 
in coating solution to obtain a more uniformly colored film.
Polyethylene Glycol (PEG) 
 PEG is available in a wide variety of molecular weights ranging 
from low (200 to 600 series) to high (900 to 8,000 series). 
 PEG with low molecular weights are liquid at room temperature 
and used as plasticizers for coating solution films. 
 PEG with high molecular weights are white, waxy solids at 
room temperature and used in combination with other polymers 
to modify film properties. 
 Coats with high molecular weight PEG are hard, smooth, 
tasteless and non toxic but somewhat sensitive to elevated 
temperature.
Types of Film Former or Polymer 
 Enteric Materials 
 Cellulose acetate phthalate (CAP) 
 Hydroxypropyl methylcellulose phthalate (HPMCP) 
 Polyvinyl acetate phthalate (PVAP) 
 Acrylate polymer
Hydroxypropyl Methylcellulose Phthalate (HPMCP) 
 Three grades are commercially available which are HPMC 50, 
55 and 55S. 
 These polymers dissolve at lower pH (5 to 5.5) than CAP or 
acrylate copolymers and thus solubility characteristics may result 
in higher bioavailability of some specific drugs. 
 For general enteric preparation, HP-55 is recommended 
 These polymers are quite stable compared with CAP.
Cellulose Acetate Phthalate (CAP) 
 CAP dissolves at higher pH (˃ 6) and thus delay the absorption 
of drugs. 
 It is hygroscopic and relatively permeable to moisture and 
gastric fluids in comparison with other enteric polymers. 
 CAP films are susceptible to hydrolytic removal of phthalic and 
acetic acids, resulting in a change of film properties. 
 CAP films are brittle and usually formulated with hydrophobic 
film forming materials to achieve a better enteric film.
Plasticizers 
 Plasticizers are generally added to film coating formulations to 
modify the physical properties of the polymer to make it more 
usable. 
 When incorporated with film former or polymer, plasticizer 
increase film flexibility and film tensile strength. 
To choose an ideal plasticizer following factors should be 
considered : 
 Viscosity of the plasticizer 
 It’s influence on the final coating solution 
 It’s effect on film permeability, tackiness, flexibility, solubility 
and taste 
 It’s toxicity, compatibility with other coating solution 
components
Plasticizers 
Examples of commonly used plasticizers are: 
 Polyols such as polyethylene glycol and propylene glycol 
 Organic esters, such as diethyl phthalate and triethyl citrate 
 Oils/glycerides, such as fractionated coconut oil 
 Surfactants such as polysorbates (Tweens), sorbitan esters 
(Spans)
Solvents 
 The primary function of a solvent system is to dissolve or 
disperse polymers and other additives and convey them to the 
substrate surface. 
Characteristics of an ideal solvent system: 
1. It should either dissolve or disperse the polymer system. 
2. It should easily disperse other coating components into the 
solvent system. 
3. Small concentration of polymers (2-10%) should not result in 
an extremely viscous solution system (>300cps), creating 
processing problems. 
4. It should be colorless, tasteless, inert and non-inflammable. 
5. It should have a rapid drying rate (the ability to coat a 300 
kg/load in 3 to 5 hours) 
6. It should have no environmental impact.
Solvents 
 The most widely used solvents either alone or in combination 
are water, ethanol, methanol, isopropanol, chloroform, acetone 
etc. 
 Water is the solvent of choice because of environmental and 
economic considerations. 
 Drugs that readily hydrolyze in the presence of water can be 
more effectively coated with non-aqueous solvent based 
coatings. Such a process might require applying an initial 
sealing coat from organic based sub coating followed by 
aqueous color and gloss coating.
Colorants 
 Pharmaceutically acceptable colorants are available in both 
water soluble form (known as dye) and water insoluble form 
(known as pigments). 
 The water insoluble form or pigment is preferred for film 
coating formulations due to following reasons: 
 Pigments tend to be more chemically stable towards 
light 
 Provide better opacity and covering power 
 Provide a means of optimizing the permeability 
properties of the applied film coating
Colorants 
 Examples of colorants are: 
 Iron oxide pigments 
 Titanium dioxoide 
 Aluminium lakes
Opaquant-Extenders 
 These are very fine inorganic powders used in coating solution 
formulations to provide more pastel colors and increase film 
coverage. 
 These opaquants can provide a white coating or mask the color 
of the tablet core. 
 Less colorants need to be used when opaquants are used. 
 Most commonly used opaquant is titanium dioxide. Some other 
materials are silicates (talc, aluminium silicate), carbonates 
(magnesium carbonate), sulfates (calcium sulfates), oxide 
(magnesium oxide) and hydroxides (aluminium hydroxide).
Miscellaneous Coating Solution Components 
 Flavors or sweeteners can be added to mask objectionable odor 
or to enhance a desired taste. 
 Surfactants can be used to solubilize insoluble ingredients or to 
facilitate faster dissolution of the coating. 
 Antioxidants can be added to stabilize a dye system to 
oxidation and color change. 
 Antimicrobials can be added to prevent microbial growth in the 
coating composition during its preparation and storage and on 
the coated tablets.
Film Coating Process 
Two methods are used: 1. Pan-Pour and 2. Pan-Spray Methods 
1. Pan-Pour Methods: 
 The coating solutions are poured over the tablet cores. 
 The operator determines the quantity of solution to add, the 
method and rate of the pouring, when to apply drying air and 
how long or how fast the tablets should be tumbled in the pan. 
 Tablets coated by pan pour methods are subjected to alternate 
solution application, mixing and drying steps. 
 This method is relatively slow and relies heavily on the skills 
and technique of the operator to balance the steps to produce an 
acceptable product. 
 Tablets that are coated by pan pour method almost always 
require additional drying steps.
Film Coating Process 
1. Pan-Spray Methods: 
 The introduction of spraying equipment has improved the 
coating efficiency process. 
 Spraying allows for automated control of liquid application. 
 Spray patterns are selected to provide a continuous and across 
the tablet bed surface. 
 Broad, flat spray patterns are usually chosen by selection of 
appropriate nozzle systems so that the entire width of the tablet 
bed can be covered by the spray from 1 to 5 nozzles.
Film Coating Process 
Process Variables 
 The variables to be controlled in pan-spray film coating processes 
are: 
1. Pan variables 
• Pan design/baffling 
• Speed 
• Pan load 
2. Process air 
• Air quality 
• Temperature 
• Airflow rate/volume/balance 
3. Spray variables 
• Spray rate 
• Degree of atomization 
• Spray pattern 
• Nozzle-to-bed distance

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Tablet coating3

  • 1. PHR 221: Pharmaceutical Technology II Course Teacher: Mohammad Nasir Uddin Lecturer, Department of Pharmacy, NSU
  • 3. Types of Film Former or Polymer  Nonenteric Materials  Hydroxypropyl methyl cellulose (HPMC)  Methyl hydroxyethylcellulose  Ethylcellulose (EC)  Hydroxypropylcellulose (HPC)  Povidone  Sodium carboxymethylcellulose
  • 4. Hydroxypropyl Methylcellulose (HPMC)  HPMC closely approaches the desired attributes of an ideal polymer for film coating  The reasons for widespread use of HPMC include: 1. Solubility characteristics of the polymer in gastrointestinal fluid, and in organic and aqueous systems. 2. Noninterference with tablet disintegration and drug availability. 3. Flexibility, chip resistance and absence of taste or odor. 4. Stability in the presence of heat, light, air or reasonable levels of moistures. 5. Ability to incorporate color and other additives into the film without difficulty.
  • 5. Hydroxypropyl Methylcellulose (HPMC)  Material of choice for air suspension and pan spray coating systems  The interaction of this polymer with colorants is rare  This polymer is also used considerably in glossing solution  Limitation: When used alone, the polymer has the tendency to bridge or fill the debossed tablet surfaces. A mixture of HPMC and other polymers or plasticizers are is used to eliminate bridging or filling problems.
  • 6. Povidone  Available in four viscosity grades which are K-15, K-30, K-60 and K-90. The K number refers to the mean molecular weight of povidone.  Povidone (K-30) is widely used in pharmaceutical industry as a tablet binder and in tablet coating.  Povidone has excellent solubility in a wide variety of organic solvents, in water and in gastrointestinal fluids.  Although povidone is soluble in both acidic and basic fluids, it can be cross-linked with other materials to produce films with enteric properties.  Povidone has been used to improve the dispersion of colorants in coating solution to obtain a more uniformly colored film.
  • 7. Polyethylene Glycol (PEG)  PEG is available in a wide variety of molecular weights ranging from low (200 to 600 series) to high (900 to 8,000 series).  PEG with low molecular weights are liquid at room temperature and used as plasticizers for coating solution films.  PEG with high molecular weights are white, waxy solids at room temperature and used in combination with other polymers to modify film properties.  Coats with high molecular weight PEG are hard, smooth, tasteless and non toxic but somewhat sensitive to elevated temperature.
  • 8. Types of Film Former or Polymer  Enteric Materials  Cellulose acetate phthalate (CAP)  Hydroxypropyl methylcellulose phthalate (HPMCP)  Polyvinyl acetate phthalate (PVAP)  Acrylate polymer
  • 9. Hydroxypropyl Methylcellulose Phthalate (HPMCP)  Three grades are commercially available which are HPMC 50, 55 and 55S.  These polymers dissolve at lower pH (5 to 5.5) than CAP or acrylate copolymers and thus solubility characteristics may result in higher bioavailability of some specific drugs.  For general enteric preparation, HP-55 is recommended  These polymers are quite stable compared with CAP.
  • 10. Cellulose Acetate Phthalate (CAP)  CAP dissolves at higher pH (˃ 6) and thus delay the absorption of drugs.  It is hygroscopic and relatively permeable to moisture and gastric fluids in comparison with other enteric polymers.  CAP films are susceptible to hydrolytic removal of phthalic and acetic acids, resulting in a change of film properties.  CAP films are brittle and usually formulated with hydrophobic film forming materials to achieve a better enteric film.
  • 11. Plasticizers  Plasticizers are generally added to film coating formulations to modify the physical properties of the polymer to make it more usable.  When incorporated with film former or polymer, plasticizer increase film flexibility and film tensile strength. To choose an ideal plasticizer following factors should be considered :  Viscosity of the plasticizer  It’s influence on the final coating solution  It’s effect on film permeability, tackiness, flexibility, solubility and taste  It’s toxicity, compatibility with other coating solution components
  • 12. Plasticizers Examples of commonly used plasticizers are:  Polyols such as polyethylene glycol and propylene glycol  Organic esters, such as diethyl phthalate and triethyl citrate  Oils/glycerides, such as fractionated coconut oil  Surfactants such as polysorbates (Tweens), sorbitan esters (Spans)
  • 13. Solvents  The primary function of a solvent system is to dissolve or disperse polymers and other additives and convey them to the substrate surface. Characteristics of an ideal solvent system: 1. It should either dissolve or disperse the polymer system. 2. It should easily disperse other coating components into the solvent system. 3. Small concentration of polymers (2-10%) should not result in an extremely viscous solution system (>300cps), creating processing problems. 4. It should be colorless, tasteless, inert and non-inflammable. 5. It should have a rapid drying rate (the ability to coat a 300 kg/load in 3 to 5 hours) 6. It should have no environmental impact.
  • 14. Solvents  The most widely used solvents either alone or in combination are water, ethanol, methanol, isopropanol, chloroform, acetone etc.  Water is the solvent of choice because of environmental and economic considerations.  Drugs that readily hydrolyze in the presence of water can be more effectively coated with non-aqueous solvent based coatings. Such a process might require applying an initial sealing coat from organic based sub coating followed by aqueous color and gloss coating.
  • 15. Colorants  Pharmaceutically acceptable colorants are available in both water soluble form (known as dye) and water insoluble form (known as pigments).  The water insoluble form or pigment is preferred for film coating formulations due to following reasons:  Pigments tend to be more chemically stable towards light  Provide better opacity and covering power  Provide a means of optimizing the permeability properties of the applied film coating
  • 16. Colorants  Examples of colorants are:  Iron oxide pigments  Titanium dioxoide  Aluminium lakes
  • 17. Opaquant-Extenders  These are very fine inorganic powders used in coating solution formulations to provide more pastel colors and increase film coverage.  These opaquants can provide a white coating or mask the color of the tablet core.  Less colorants need to be used when opaquants are used.  Most commonly used opaquant is titanium dioxide. Some other materials are silicates (talc, aluminium silicate), carbonates (magnesium carbonate), sulfates (calcium sulfates), oxide (magnesium oxide) and hydroxides (aluminium hydroxide).
  • 18. Miscellaneous Coating Solution Components  Flavors or sweeteners can be added to mask objectionable odor or to enhance a desired taste.  Surfactants can be used to solubilize insoluble ingredients or to facilitate faster dissolution of the coating.  Antioxidants can be added to stabilize a dye system to oxidation and color change.  Antimicrobials can be added to prevent microbial growth in the coating composition during its preparation and storage and on the coated tablets.
  • 19. Film Coating Process Two methods are used: 1. Pan-Pour and 2. Pan-Spray Methods 1. Pan-Pour Methods:  The coating solutions are poured over the tablet cores.  The operator determines the quantity of solution to add, the method and rate of the pouring, when to apply drying air and how long or how fast the tablets should be tumbled in the pan.  Tablets coated by pan pour methods are subjected to alternate solution application, mixing and drying steps.  This method is relatively slow and relies heavily on the skills and technique of the operator to balance the steps to produce an acceptable product.  Tablets that are coated by pan pour method almost always require additional drying steps.
  • 20. Film Coating Process 1. Pan-Spray Methods:  The introduction of spraying equipment has improved the coating efficiency process.  Spraying allows for automated control of liquid application.  Spray patterns are selected to provide a continuous and across the tablet bed surface.  Broad, flat spray patterns are usually chosen by selection of appropriate nozzle systems so that the entire width of the tablet bed can be covered by the spray from 1 to 5 nozzles.
  • 21. Film Coating Process Process Variables  The variables to be controlled in pan-spray film coating processes are: 1. Pan variables • Pan design/baffling • Speed • Pan load 2. Process air • Air quality • Temperature • Airflow rate/volume/balance 3. Spray variables • Spray rate • Degree of atomization • Spray pattern • Nozzle-to-bed distance