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INTERNATIONAL JOURNAL OF MANAGEMENT, BUSINESS, AND ADMINISTRATION
                        VOLUME 13, NUMBER 1, 2010




                          Managing Change:
                     The Role of the Change Agent

                                 Fred C. Lunenburg
                              Sam Houston State University

________________________________________________________________________

                                       ABSTRACT

Every organizational change, whether large or small, requires one or more change
agents. A change agent is anyone who has the skill and power to stimulate, facilitate,
and coordinate the change effort. Change agents may be either external or internal.
The success of any change effort depends heavily on the quality and workability of
the relationship between the change agent and the key decision makers within the
organization. In this article, I discuss change agent types, change agent roles, and
characteristics of successful change agentry.
________________________________________________________________________



         The individual or group that undertakes the task of initiating and managing
change in an organization is known as a change agent. Change agents can be internal,
such as managers or employees who are appointed to oversee the change process. In
many innovative-driven companies, managers and employees alike are being trained to
develop the needed skills to oversee change (Tschirky, 2011). Change agents also can be
external, such as consultants from outside the firm.
         For major organization-wide changes, companies frequently will hire external
change agents. Because these consultants are from the outside, they are not bound by the
firm's culture, politics, or traditions. Therefore, they are able to bring a different
perspective to the situation and challenge the status quo. This can be a disadvantage,
however, because external change agents lack an understanding of the company's history,
operating procedures, and personnel.
         To offset their limited familiarity with the organization, external change agents
usually are paired with an internal coordinator from the human resources department.
These two then work together with line management. In very large firms, the
organization sometimes has its own in-house change specialist. This person replaces the
external consultant and works directly with the organization’s management team to
facilitate change efforts. Following, I will discuss change agent types, change agent roles,
and characteristics of successful change agentry.



                                             1
INTERNATIONAL JOURNAL OF MANAGEMENT, BUSINESS, AND ADMINISTRATION
2_____________________________________________________________________________________



                                 Change Agent Types

       Although little research has explored what type of change agent is most effective
in a given situation, some research has identified different types of change agents
according to their characteristics and methods of implementing change (Burke, 2011;
Eikenberry, 2011; Mansfield, 2011; Thota, 2012). These include the following types.

Outside Pressure Type

        These change agents work to change systems from outside the organization. They
are not members of the company they are trying to change and use various pressure
tactics such as mass demonstrations, civil disobedience, and violence to accomplish their
objectives. Typically, they offer options that are more radical than the community might
accept. This usually results in the possibility of examining many different change
alternatives.

People-Change-Technology Type

         The focus of activity for this type of change agent is the individual. The change
agent may be concerned with employee morale and motivation, including absenteeism,
turnover, and the quality of work performed. The methods used include job enrichment,
goal setting, and behavior modification. The major assumption underlying this orientation
is that if individuals change their behavior, the organization will also change, providing
enough people within the organization change. A manager can certainly assume the role
of people-change-technology type and often do.

Analysis-for-the-Top Type

       The focus of this change agent is on changing the organizational structure so as to
improve output and efficiency. The change agent uses operations research, systems
analysis, policy studies, and other forms of analytical approaches to change the
organization's structure or technology. For example, the change might include
introducing computerized information-processing systems. Many managers assume this
role when implementing change.

Organization-Development Type

        These change agents focus their attention on internal processes such as intergroup
relations, communication, and decision making. Their intervention strategy is often called
a cultural change approach, because they thoroughly analyze the culture of the targeted
organization. This approach grew out of such areas as sensitivity training, team building,
and survey feedback. Many managers assume the role of organization-development type
when implementing change.
FRED C. LUNENBURG
_____________________________________________________________________________________3



                                   Change Agent Roles

        There are at least three distinct roles that change agents play: consulting, training,
and research (Carnall, 2008; Dawson, 2010; Stephen, 2010; Tidd, 2010). A manager can
and often does perform each of these functions. An outside change agent can perform
these activities as well.

Consulting

       As a consultant, the manager places employees in touch with data from outside
the organization or helping organization members to generate data from within the
organization. The overall purpose is to help employees find solutions to problems
through analysis of valid data.

Training

        In addition to performing the role of consultant, the manager may function as a
trainer. Here the manager helps organization members learn how to use data to effect
change. The manager, or outside change agent if one is used, has a dual purpose as
trainer: (1) to help organization members derive implications for action from the present
data and (2) to provide organization members with a new set of skills—the ability to
retrieve, translate, and use new data to solve future problems. Several companies have
hired outside consultants to instruct organization members on how to improve the overall
operation of their firms.

Research

        Finally, and closely associated with the previous role, the manager may assume
the role of researcher. As researcher, the manager may train organization members in the
skills needed for valid evaluation of the effectiveness of action plans that have been
implemented. Furthermore, as part of the overall intervention strategy, the manager will
design an evaluation component that can be used in solving not only the current problem
but also future problems.


                     Characteristics of Successful Change Agentry

        After an extensive review of the literature, several researchers have identified a
set of ten factors characteristic of effective change agentry (Anderson, 2011; deBruijn,
2011; Jain, 2011; Lindegaard, 2011; McCabe, 2011). These factors briefly defined in the
following list, refer to the way in which change agents manage change rather than to any
personal characteristics they may possess. In many cases, the plant manager performs the
role of change agent. However, the change agent can be an internal change specialist,
corporate office administrator (often called a “trouble shooter”), or outside consultant
whose expertise is in implementing change.
INTERNATIONAL JOURNAL OF MANAGEMENT, BUSINESS, AND ADMINISTRATION
4_____________________________________________________________________________________



Hemophily

        The more alike the change agent and employees are, the more likely it is that the
change agent will be successful. Similarity between the change agent and organization
members results in acceptance of the change agent by the employees and understanding
of the employees by the change agent.

Empathy

      This is the skill of understanding the feelings of another person. Empathy leads to
improved communication and understanding between the change agent and organization
members.

Linkage

         This refers to the extent to which the change agent and organization members are
tied together in collaborative activities. The greater the collaborative involvement (the
tighter the linkage), the more likely the change agent will be successful.

Proximity

       This refers to the physical and psychological closeness of the change agent and
organization members. The greater the proximity between the change agent and the
organization members, the more likely the change agent will be successful. Increasing
proximity makes it easier to develop collaborative linkages. Proximity also facilitates the
development of empathy between change agent and organization members. Proximity has
relevance to open door policy and the visibility of the change agent during working
hours.

Structuring

        This factor refers to the ability of the change agent and organization members to
clearly plan and organize their activities concerning the change effort. A clearly designed
change effort is more likely to be understood and implemented by the employees.

Capacity

       This factor is a characteristic of the organization. It refers to the company's
capability of providing the resources needed for a successful change effort. A successful
change effort requires an adequate amount of resources.

Openness

     This characteristic refers to the degree to which the change agent and organization
members are willing to hear, respond to, and be influenced by one another. The preceding
FRED C. LUNENBURG
_____________________________________________________________________________________5



six factors can all facilitate the development of such openness or, when absent, they can
hinder the development of openness between the change agent and organization
members.

Reward

        This refers to the nature and variety of potential positive outcomes of the change
effort that might accrue to the change agent and organization members. Change efforts
should be designed so that the employees are rewarded for changing.

Energy

       This refers to the amount of physical and psychological effort the change agent
and organization members are able and willing to expend on the change effort. When
day-to-day problems are so pressing that they sap all of the employee's energy, it
diminishes the energy they can devote to the change effort.

Synergy

       This characteristic refers to the positively reinforcing effects that each of the
preceding nine factors has on one another. More specifically, synergy involves the variety
of people, resources, energies, and activities involved in interacting in the change effort
that mutually support success.


                                       Conclusion

        Every organizational change, whether large or small, requires one or more change
agents. A change agent is anyone who has the skill and power to guide and facilitate the
change effort. Change agents may be either external or internal. The success of any
change effort depends heavily on the quality and workability of the relationship between
the change agent and the key decision makers within the organization.

                                       References

Anderson, L. A. (2011). The change leader’s roadmap: How to navigate your
       organization’s transformation. New York, NY: Routledge.
Burke, W. W. (2011). Organizational change: Theory and practice. Thousand Oaks, CA:
       Sage.
Carnall, C. (2008). Managing change in organizations. Upper Saddle River, NJ: Prentice
       Hall.
Dawson, P. M. B. (2010). Managing change, creativity and innovation. Thousand Oaks,
       CA: Sage.
deBruijn, H. (2011). Managing professionals. New York, NY: Routledge.
INTERNATIONAL JOURNAL OF MANAGEMENT, BUSINESS, AND ADMINISTRATION
6_____________________________________________________________________________________



Eikenberry, K. (2011). Championing change: Creating remarkable leaders. New York,
        NY:Wiley.
Jain, R. (2011). Managing research, development and innovation: Managing the
        unmanageable. New York, NY: Wiley.
Lindegaard, S. (2011). The open innovation revolution: Essentials, roadblocks, and
        leadership skills. New York, NY: Wiley.
Mansfield, J. (2011). The nature of change: An introductory text to designing complex
        systems and managing change. London, UK: Imperial College Press.
McCabe, S. (2011). Corporate strategy in construction: Understanding today’s theory
        and practice. New York, NY: Wiley.
Stephen, T. (2010). Successfully managing change in organizations. New York, NY:
        Industrial Press.
Thota, H. (2012). Key concepts in innovation. New York, NY: Palgrave Macmillan.
Tidd, J. (2010). Managing innovation: Integrating technology, market and organizational
        change. New York, NY: Wiley.
Tschirky, H. (2011). Managing innovation-driven companies: Approaches in practice.
        New York, NY: Palgrave Macmillan.

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  • 1. INTERNATIONAL JOURNAL OF MANAGEMENT, BUSINESS, AND ADMINISTRATION VOLUME 13, NUMBER 1, 2010 Managing Change: The Role of the Change Agent Fred C. Lunenburg Sam Houston State University ________________________________________________________________________ ABSTRACT Every organizational change, whether large or small, requires one or more change agents. A change agent is anyone who has the skill and power to stimulate, facilitate, and coordinate the change effort. Change agents may be either external or internal. The success of any change effort depends heavily on the quality and workability of the relationship between the change agent and the key decision makers within the organization. In this article, I discuss change agent types, change agent roles, and characteristics of successful change agentry. ________________________________________________________________________ The individual or group that undertakes the task of initiating and managing change in an organization is known as a change agent. Change agents can be internal, such as managers or employees who are appointed to oversee the change process. In many innovative-driven companies, managers and employees alike are being trained to develop the needed skills to oversee change (Tschirky, 2011). Change agents also can be external, such as consultants from outside the firm. For major organization-wide changes, companies frequently will hire external change agents. Because these consultants are from the outside, they are not bound by the firm's culture, politics, or traditions. Therefore, they are able to bring a different perspective to the situation and challenge the status quo. This can be a disadvantage, however, because external change agents lack an understanding of the company's history, operating procedures, and personnel. To offset their limited familiarity with the organization, external change agents usually are paired with an internal coordinator from the human resources department. These two then work together with line management. In very large firms, the organization sometimes has its own in-house change specialist. This person replaces the external consultant and works directly with the organization’s management team to facilitate change efforts. Following, I will discuss change agent types, change agent roles, and characteristics of successful change agentry. 1
  • 2. INTERNATIONAL JOURNAL OF MANAGEMENT, BUSINESS, AND ADMINISTRATION 2_____________________________________________________________________________________ Change Agent Types Although little research has explored what type of change agent is most effective in a given situation, some research has identified different types of change agents according to their characteristics and methods of implementing change (Burke, 2011; Eikenberry, 2011; Mansfield, 2011; Thota, 2012). These include the following types. Outside Pressure Type These change agents work to change systems from outside the organization. They are not members of the company they are trying to change and use various pressure tactics such as mass demonstrations, civil disobedience, and violence to accomplish their objectives. Typically, they offer options that are more radical than the community might accept. This usually results in the possibility of examining many different change alternatives. People-Change-Technology Type The focus of activity for this type of change agent is the individual. The change agent may be concerned with employee morale and motivation, including absenteeism, turnover, and the quality of work performed. The methods used include job enrichment, goal setting, and behavior modification. The major assumption underlying this orientation is that if individuals change their behavior, the organization will also change, providing enough people within the organization change. A manager can certainly assume the role of people-change-technology type and often do. Analysis-for-the-Top Type The focus of this change agent is on changing the organizational structure so as to improve output and efficiency. The change agent uses operations research, systems analysis, policy studies, and other forms of analytical approaches to change the organization's structure or technology. For example, the change might include introducing computerized information-processing systems. Many managers assume this role when implementing change. Organization-Development Type These change agents focus their attention on internal processes such as intergroup relations, communication, and decision making. Their intervention strategy is often called a cultural change approach, because they thoroughly analyze the culture of the targeted organization. This approach grew out of such areas as sensitivity training, team building, and survey feedback. Many managers assume the role of organization-development type when implementing change.
  • 3. FRED C. LUNENBURG _____________________________________________________________________________________3 Change Agent Roles There are at least three distinct roles that change agents play: consulting, training, and research (Carnall, 2008; Dawson, 2010; Stephen, 2010; Tidd, 2010). A manager can and often does perform each of these functions. An outside change agent can perform these activities as well. Consulting As a consultant, the manager places employees in touch with data from outside the organization or helping organization members to generate data from within the organization. The overall purpose is to help employees find solutions to problems through analysis of valid data. Training In addition to performing the role of consultant, the manager may function as a trainer. Here the manager helps organization members learn how to use data to effect change. The manager, or outside change agent if one is used, has a dual purpose as trainer: (1) to help organization members derive implications for action from the present data and (2) to provide organization members with a new set of skills—the ability to retrieve, translate, and use new data to solve future problems. Several companies have hired outside consultants to instruct organization members on how to improve the overall operation of their firms. Research Finally, and closely associated with the previous role, the manager may assume the role of researcher. As researcher, the manager may train organization members in the skills needed for valid evaluation of the effectiveness of action plans that have been implemented. Furthermore, as part of the overall intervention strategy, the manager will design an evaluation component that can be used in solving not only the current problem but also future problems. Characteristics of Successful Change Agentry After an extensive review of the literature, several researchers have identified a set of ten factors characteristic of effective change agentry (Anderson, 2011; deBruijn, 2011; Jain, 2011; Lindegaard, 2011; McCabe, 2011). These factors briefly defined in the following list, refer to the way in which change agents manage change rather than to any personal characteristics they may possess. In many cases, the plant manager performs the role of change agent. However, the change agent can be an internal change specialist, corporate office administrator (often called a “trouble shooter”), or outside consultant whose expertise is in implementing change.
  • 4. INTERNATIONAL JOURNAL OF MANAGEMENT, BUSINESS, AND ADMINISTRATION 4_____________________________________________________________________________________ Hemophily The more alike the change agent and employees are, the more likely it is that the change agent will be successful. Similarity between the change agent and organization members results in acceptance of the change agent by the employees and understanding of the employees by the change agent. Empathy This is the skill of understanding the feelings of another person. Empathy leads to improved communication and understanding between the change agent and organization members. Linkage This refers to the extent to which the change agent and organization members are tied together in collaborative activities. The greater the collaborative involvement (the tighter the linkage), the more likely the change agent will be successful. Proximity This refers to the physical and psychological closeness of the change agent and organization members. The greater the proximity between the change agent and the organization members, the more likely the change agent will be successful. Increasing proximity makes it easier to develop collaborative linkages. Proximity also facilitates the development of empathy between change agent and organization members. Proximity has relevance to open door policy and the visibility of the change agent during working hours. Structuring This factor refers to the ability of the change agent and organization members to clearly plan and organize their activities concerning the change effort. A clearly designed change effort is more likely to be understood and implemented by the employees. Capacity This factor is a characteristic of the organization. It refers to the company's capability of providing the resources needed for a successful change effort. A successful change effort requires an adequate amount of resources. Openness This characteristic refers to the degree to which the change agent and organization members are willing to hear, respond to, and be influenced by one another. The preceding
  • 5. FRED C. LUNENBURG _____________________________________________________________________________________5 six factors can all facilitate the development of such openness or, when absent, they can hinder the development of openness between the change agent and organization members. Reward This refers to the nature and variety of potential positive outcomes of the change effort that might accrue to the change agent and organization members. Change efforts should be designed so that the employees are rewarded for changing. Energy This refers to the amount of physical and psychological effort the change agent and organization members are able and willing to expend on the change effort. When day-to-day problems are so pressing that they sap all of the employee's energy, it diminishes the energy they can devote to the change effort. Synergy This characteristic refers to the positively reinforcing effects that each of the preceding nine factors has on one another. More specifically, synergy involves the variety of people, resources, energies, and activities involved in interacting in the change effort that mutually support success. Conclusion Every organizational change, whether large or small, requires one or more change agents. A change agent is anyone who has the skill and power to guide and facilitate the change effort. Change agents may be either external or internal. The success of any change effort depends heavily on the quality and workability of the relationship between the change agent and the key decision makers within the organization. References Anderson, L. A. (2011). The change leader’s roadmap: How to navigate your organization’s transformation. New York, NY: Routledge. Burke, W. W. (2011). Organizational change: Theory and practice. Thousand Oaks, CA: Sage. Carnall, C. (2008). Managing change in organizations. Upper Saddle River, NJ: Prentice Hall. Dawson, P. M. B. (2010). Managing change, creativity and innovation. Thousand Oaks, CA: Sage. deBruijn, H. (2011). Managing professionals. New York, NY: Routledge.
  • 6. INTERNATIONAL JOURNAL OF MANAGEMENT, BUSINESS, AND ADMINISTRATION 6_____________________________________________________________________________________ Eikenberry, K. (2011). Championing change: Creating remarkable leaders. New York, NY:Wiley. Jain, R. (2011). Managing research, development and innovation: Managing the unmanageable. New York, NY: Wiley. Lindegaard, S. (2011). The open innovation revolution: Essentials, roadblocks, and leadership skills. New York, NY: Wiley. Mansfield, J. (2011). The nature of change: An introductory text to designing complex systems and managing change. London, UK: Imperial College Press. McCabe, S. (2011). Corporate strategy in construction: Understanding today’s theory and practice. New York, NY: Wiley. Stephen, T. (2010). Successfully managing change in organizations. New York, NY: Industrial Press. Thota, H. (2012). Key concepts in innovation. New York, NY: Palgrave Macmillan. Tidd, J. (2010). Managing innovation: Integrating technology, market and organizational change. New York, NY: Wiley. Tschirky, H. (2011). Managing innovation-driven companies: Approaches in practice. New York, NY: Palgrave Macmillan.