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Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64


TRANSACTIONS OF NAMRI/SME   Discrete Element Modeling of Micro-
                            Feature Hot Compaction Process
                            authors

                            P. CHEN
                            J. NI
                            University of Michigan
                            Ann Arbor, MI, USA


                            abstract

                            In the forming of porous microfeatures using a hot compaction process, it is costly
                            and time consuming to determine a proper experiment setting (force, temperature,
                            and time) by trial and error. Product qualities, such as mechanical strength and
                            porosity, are significantly affected by the setting of those process variables. To
                            analytically study the effect of force and temperature on particle bonding strength
                            and porosity, a discrete element model for pressure-assisted sintering was developed
                            for the forming of porous microfeatures. The model was first validated with
                            experimental results for a unit problem (two particles). It was then expanded for a
                            10-particle channel hot pressing problem. With this model, it was feasible to
                            conveniently assess the effects of force and temperature on the particle bonding
                            strength and shrinkage, which then gave insight on deciding a proper process setting
                            before actual operations.


                            terms

                            Porous Microfeatures
                            Pressure-Assisted Sintering
                            Hot Compaction
                            Discrete Element Modeling




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herein.
DISCRETE ELEMENT MODELING OF MICRO-FEATURE
                     HOT COMPACTION PROCESS


                                   Peng Chen and Jun Ni
                            Department of Mechanical Engineering
                                   University of Michigan
                                    Ann Arbor, Michigan




KEYWORDS                                                 INTRODUCTION

 Pressure Assisted Sintering, Network Model,                Porous micro-features with high aspect ratio
Hot Compaction, Porous Micro-Features                    are becoming more and more important in the
                                                         modern industry, especially for high efficiency
                                                         heat transfer applications (Liter and Kaviany
ABSTRACT                                                 2001). As discussed in our previous studies
                                                         (Chen et al. 2007), hot compaction process is
  In the forming of porous micro-features using          one of the most promising ways to produce such
hot compaction process, it is costly and time-           features, and its capabilities have already been
consuming to determine a proper experiment               experimentally demonstrated. However, it is very
setting (force, temperature and time) by trial and       costly and time-consuming to determine a
error. Product qualities, such as mechanical             proper experiment setting (force, temperature
strength and porosity, are significantly affected        and time) by trial and error. As investigated by
by the setting of those process variables.               Chen et al., product qualities (such as
                                                         mechanical       strength    and   porosity)    are
  In order to analytically study the effect of the       significantly affected by the setting of the
force and temperature on the particle bonding            process variables (Chen et al. 2007). Therefore,
strength and porosity, a discrete element model          in order to reduce the time and efforts spent on
for pressure assisted sintering was developed            trial and error in physical experiments, this study
for the forming of porous micro-features. The            aims to develop a computational model to
model was first validated with experimental              analytically study the effect of process variables
results for a unit problem (two particles). And          on the particle bonding strength and porosity.
then it was expanded for a 10-particle channel
hot pressing problem. With this model, we could            Hot compaction processes combine the
conveniently assess the effects of force and             simultaneous application of pressure and
temperature on the particle bonding strength             temperature, which is also termed as pressure
and shrinkage, which then give us insight on             assisted sintering. During sintering, particles are
deciding a proper process setting before the             bonded together by atomic transport events. The
actual operations.                                       driving force for sintering is a reduction in the



                            Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
system free energy, which is achieved by                 sintering (Hwang and German 1984; Parhami
reduction of surface curvatures and elimination          and McMeeking 1998), which is dedicated to
of surface areas (German 1994). Initially, a grain       simulate the diffusion and mass transport
boundary is formed at the contact between                mechanisms near the particle surface without
neighboring particles. Atoms travel along this           grain growth; (2) models for late intermediate
boundary and along the particle free surface to          and final stage sintering, which is focused on the
the neck regions.                                        modeling of grain growth and pore shrinkage
                                                         (Hassold et al. 1990; Tomandl and Varkoly
  Starting     from    late   1950s,    numerous         2001). The model for final stage sintering is
researchers have studied the computer                    especially important for ceramic sintering since
simulation of sintering processes (German                large shrinkage is often encountered in this
2002). More than 1,000 publications can be               case. Since this study is only concerned with the
found on this topic. According to the different          initial and early intermediate stages of sintering,
scales of constitutive modeling, the existing            only the first model will be discussed in detail in
computer models for sintering could be divided           this work.
into three classes: (1) continuum model
(Olevsky 1998; Delo et al. 1999; Sanchez et al.            During the initial and early intermediate stages
2002); (2) discrete model (German and Lathrop            of sintering, necks between neighboring
1978; Parhami and McMeeking 1994); (3)                   particles grow up; and no densification occurs.
molecular dynamics model (Zavaliangos 2002;              Therefore, a mathematical expression of neck
Raut et al. 1998). However, most research                growth as a function of temperature and time will
efforts were on the modeling of free sintering           be sufficient to model the free sintering process
process, where no external mechanical loading            (no external load) (Hwang and German 1984). In
was considered. Continuum models are most                the case of hot pressing (pressure assisted
suitable for free sintering process, and they also       sintering), to accurately simulate the particle
require accurate material testing in high                behavior under the influence of both elevated
temperature condition, which is difficult to             temperature and external pressure, sintering
perform. In addition, no microstructure                  stress induced diffusion and external pressure
information could be obtained from continuum             induced diffusion should be integrated together.
simulation. Molecular dynamics method is highly          An efficient way to achieve this goal is to
accurate but is difficult to implement for our           combine the existing neck growth model with
problem due to time and length scale limitations.        Discrete Element Model, which is called network
In addition, a real particle usually has a               model by some researchers (Parhami and
polycrystal structure, which imposes another             McMeeking 1994; Parhami and McMeeking
difficulty in the MD modeling, that is, how to           1998), or truss model (Jagota and Dawson
effectively define the grain boundary in a single        1988). In this model, every particle center is
particle. Relatively speaking, discrete models           represented by a node and every contact
stand out to be a sound candidate for the                between neighboring particles by an element.
simulation of hot compaction of powders into             Figure 1 is a two dimensional representation of a
micro-features.                                          pair of particles bonded together at a neck. A
                                                         relative axial velocity of the particles centers is
  In this study, a discrete element model for            the consequence of atomic flux from the
pressure assisted sintering was developed for            interparticle grain boundary to the free surface.
the forming of porous micro-features. The model          This process, coupled to mass transport on the
was first validated with experimental results for a      free surface, leads to the development of grain
unit problem (two particles). And then it was            boundary area at the contact and the generation
expanded for a 10-particle channel hot pressing          of thermodynamically induced normal stresses
problem.                                                 on the grain boundary.


DISCRETE ELEMENT MODELING OF                             FORMULATION OF THE NUMERICAL MODEL
SINTERING PROCESS                                        FOR HOT COMPACTION (NETWORK
                                                         MODEL)
  Generally speaking, there are two categories
of particle-level models for sintering: (1) models         Based on the network model mentioned
developed for initial and early intermediate stage       above, a numerical model was developed which


                            Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
could predict the pressure assisted sintering (hot                                                  −
                                                                                                        Qg

compaction) behavior of a particle system as a                                       8δ g D g 0 e       Rs T
                                                                                                               Ω ⎧σ    γ             ψ         ψ ⎫
                                                                              vn =                               ⎨ 2 − 4 [4 R(1 − cos ) + r sin ]⎬
function of temperature, external force and time.                                            kT                  ⎩ r  r              2         2 ⎭
                                                                                                                                                (3)
                                        x                                       The second terms on the right hand side of
                                                                              Eq. (1) and Eq. (3) drive free sintering.
                                                                              According to Swinkels and Ashby (1981), the
              Fn1 ,Vn1                               Fn2 ,Vn2                 values of the above coefficients for copper are
                                            2r
                                                                              shown in Table 1.
                                                     R
                                       ψ                                      TABLE 1. MATERIAL PROPERTY OF COPPER
                                                                              (SWINKELS AND ASHBY 1981).
FIGURE 1. 2D REPRESENTATION OF A TWO-
PARTICLE NECK GROWTH MODEL.                                                    Material constant                              Copper
                                                                                           3
                                                                               δ g Dg 0 (m /s)                                5.12 × 10
                                                                                                                                        -15

                                                                               γ (J/m )  2
                                                                                                                              1.72
  Only the initial stage sintering was considered
in our study, in which case the dominant mass                                  Q g (J/mole)                                   105000
transport mechanisms are surface diffusion and                                 R s (J/mole)                                   8.31
grain boundary diffusion. As shown in Eq. (1),                                 Ω (m3)                                         1.18 × 10
                                                                                                                                        -29

the neck growth rate equation was derived                                      k (J/Kelvin)                                   1.38 × 10
                                                                                                                                        -23
based on neck growth rate equation proposed                                    ψ
by Parhami and McMeeking (1998) and the                                                                                       146°
diffusion coefficient equation used by Exner
(1979).
                                                                                      Before pressure                           After pressure
                      −
                          Qg                                                         assisted sintering                        assisted sintering
     8 Rδ g D g 0 e       RsT
                                Ω⎧ σ    γ              ψ         ψ ⎫
r=                               ⎨− 3 + 5 [ 4 R(1 − cos ) + r sin ]⎬
              kT                 ⎩ r   r               2         2 ⎭
                                                                   (1)
                                                                                             1
where δ g is the effective grain boundary                                                Fn , v1 , x1
                                                                                               n    n

thickness, Dg 0 is the maximum grain boundary
diffusion coefficient (at infinite temperature), γ is
the surface energy per unit area, Qg is the                                                                                             Neck
                                                                                             2
activation energy of grain boundary diffusion,                                            Fn , v , x    2      2
                                                                                                        n      n
Rs is the gas constant, Ω is the atomic volume
and k is Boltzmann’s constant. T denotes
absolute temperature (Kelvin). As shown in
                                                                              FIGURE 2. ILLUSTRATION OF THE TWO-
Figure 1, r is the neck radius, ψ is the dihedral
                                                                              PARTICLE PRESSURE ASSISTED SINTERING
angle at the neck and R is particle radius. σ is                              MODEL.
the normal stress on the contact.

     Fn1     F2                                                                 Assuming that the neck growth rate and axial
σ=        = − n2
     πr 2    πr                                                    (2)        velocity remains the same in a very small time
                                                                              step, the axial displacement of the particle and
  Similarly, the axial velocity of the particle was                           neck radius are updated using central finite
derived based on the equation used by Parhami                                 difference method (Cundall and Strack 1979).
and McMeeking (1998):
                                                                                       x N +1 = x N + (v n )              1   Δt
                                                                                                                     N+
                                                                                                                          2                         (4)



                                                 Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
where Δt is the critical time step and is found to
              -7
be around 10 s for our case (Martin et al.
2002).


Modeling of Unit Problem

  For a simplified two-particle model as shown
on the left of Figure 2, tangential force and
moment are ignored. A numerical model for
pressure assisted sintering was developed using
MATLAB based on Eqs. (1)–(4) and Table 1.
The right diagram in Figure 2 is an illustration of
calculation result for hot pressing in the format of
neck growth.


Modeling of Multi-Particle Problem with
Boundary Conditions

  The discrete element model for cold                     FIGURE 3. ILLUSTRATION OF THE 10-PARTICLE
                                                          MODEL.
compaction developed by Cundall and Strack
(1979) is based on the original particle
                                                            A code was developed for this multi-particle
dynamics, where contacts between particles are
                                                          pressure assisted sintering problem using
not sustained. It is not well-suited, however, for
                                                          MATLAB. The step-by-step computing structure
application where the contacts undergo large
                                                          of the code is shown in Figure 4.
deformations and, once made, rarely break. In
our case (hot compaction after pre-press), the
particle assembly may be assumed to be in
equilibrium at all stages of the process (Jagota
and Dawson 1988), permitting solution for
velocities implicitly, as discussed below. Based
on the study of Fleck (1995) and Heyliger and
McMeeking (2001), shearing tractions between
particles was neglected, which was found to play
a minor role in the particle assembly, especially
after pre-press.

  Particle packings were treated as frameworks
of links that connect the centers of particles
through inter-particle contacts. The behavior of
each link in the framework was based on unit
problems for the interaction between individual
spheres as described in the previous section. As
shown in Figure 3, a network model for the
pressure assisted sintering of 10 particles in a V-
shape channel was developed. The angle
between two V-channel walls was 60°. The                  FIGURE 4. CALCULATION SCHEME FOR MULTI-
particle diameter was 200 µm. Each particle was           PARTICLE PRESSURE ASSISTED SINTERING
assigned a number as shown in Figure 3.                   PROBLEM.
Identical force was applied on particles 7, 8, 9,
and 10 to account for the compression load. The             In the initialization step, constants such as
interaction force between each particle pair was          material properties and temperature are defined.
obtained via frame analysis.                              Geometry and dimension of the channel and
                                                          particles are defined in the assembly step. The



                             Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
coordinates of the particles are first defined in                   RESULTS AND DISCUSSION
global coordinates, and then transformed into
local coordinates via rotation matrix for the ease                  Unit Problem and Validation
of computational operation. Before the hot
compaction, the pre-pressed particles will have                       To validate the above numerical model, the
an initial neck radius due to elastic or plastic                    simulation results (r/R and shrinkage) were
deformation, which was solved using the original                    compared with the experiment results provided
discrete element model proposed by Cundall                          by Exner (1979), as shown in Figure 5. In
and Strack (1979). The subsequent five steps                        Exner’s experiments, 20 large copper spheres
compose an iteration loop, which solves the                         were sintered at 1027°C without any external
pressure assisted sintering process continuously                    force loading. In Figure 5, the relationship
until a pre-defined sintering time is reached. The                  between neck radius / particle radius ratio (r/R)
approaching velocity between every two                              and the relative center approach ([X0 – XN]/R)
contacting particles was calculated using Eq.                       (which is the ratio between the approaching of
(3), which is stored in an approaching velocity                     two particle centers and their original distance
matrix as shown in Eq. (5).                                         and is an indication of the shrinkage of the
                                                                    particle system) were presented. Simulation
               ⎡Vn11 Vn12 .... Vn1n ⎤
                                                                    results agreed well with the experiment results,
               ⎢Vn                  ⎥                         (5)   and the predicted trend of the evolution of
          Vn = ⎢ 21                 ⎥                               shrinkage as a function of r/R matched well with
               ⎢                    ⎥
               ⎢                    ⎥                               the experimental observations.
               ⎣Vnn1           Vnnn ⎦


where Vnij denotes approaching velocity on
particle i caused by particle j. The matrix was
constructed this way such that the absolute
velocity of the particle could be assembled
conveniently in the velocity summation step with
only on matrix operation as shown in Eq. (6).

                                                          ′
      ⎡Vn11 Vn12 .... Vn1n ⎤       ⎡θ11 θ12 .... θ1n ⎤
      ⎢Vn                  ⎥       ⎢                  ⎥
  V = ⎢ 21                 ⎥ * cos ⎢θ 21              ⎥
      ⎢                    ⎥       ⎢                  ⎥
      ⎢                    ⎥       ⎢                  ⎥
      ⎣Vn n1          Vnnn ⎦       ⎣θ n1         θ nn ⎦
                                                              (6)
                                                                    FIGURE 5. COMPARISON BETWEEN SIMULATION
where θ ij denotes the angle between local y axis                   AND EXPERIMENT RESULTS.
(orthogonal to the axial direction) and the vector
direction on particle i caused by particle j.

  The displacement of each particle is updated
using central finite difference method [Eq. (4)]
with forced boundary conditions imposed by the
V-channel. At the end of each iteration, the neck
radius is updated using Eq. (1). Post-processing
step store and plot out data.

  Simulations were run for the above problem
with a force of 10 N for eight minutes of pressure
assisted sintering at different temperatures.
Each simulation took about five hours of                            FIGURE 6. EFFECTS OF TEMPERATURE AND
computational time on a Sun Ultra 20 (1.8 GHz)                      FORCE ON r/R.
workstation.
                                                                      After validation, a further study of the pressure
                                                                    assisted sintering process was performed using
                                                                    the numerical model. Figure 6 shows the effects



                                  Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
of temperature and compaction force on the               contributing factor; the interaction force caused
pressure assisted sintering process. The                 by surrounding particles also affected the neck
following conclusions could be drawn from this           size. For example, the axial force between
figure: (1) the rate of neck growth was very low         particle 6 and particle 8 was the highest, but
at a low temperature (25-150°C), in which case           their neck was not the largest. The largest neck
neck did not grow much even if a compaction              occurred at the particle 2 and 5 interface, which
force was applied; (2) an external compression           was more than twice the size of other necks. But
force significantly increased the neck growth            its growth rate after the first 10 seconds was
rate at a higher temperature range (300-                 also the lowest comparing to other necks. A
1000°C), which was due to the fact that the              review of Eq. (1) reveals that the neck growth
                                                                                     3
material was softened in this temperature range.         rate is proportional to 1/r , which results in a
Especially in the cases of 1 N at 700°C and 0.1          lower growth rate at a larger neck size.
N at 850°C, there was a dramatic increase in the
neck growth rate.                                          Figure 8 shows the relative center approach of
                                                         the particles during pressure assisted sintering
                                                         at 350°C. While most particles were
Multi-Particle Problem with Boundary                     approaching each other, some particles were
Conditions                                               departing from others. However, the general
                                                         trend was that all the particles were shrinking
  As shown in Figure 7, at an isothermal                 into the center of the particle packing. In this
temperature setting (350°C), the neck growth of          case, particle 5 became the center of
different particle pairs were different. The growth      approaching. Similarly to the neck growth, the
of the neck was very rapid in the first 30               lower the interaction force, the slower the
seconds, after which the growth slowed down              approaching.
dramatically and appeared as seemingly linear
increase over the time.




                                                         FIGURE 8. RELATIVE CENTER APPROACHING
                                                         DURING PRESSURE ASSISTED SINTERING
FIGURE 7. NECK RADIUS DURING PRESSURE                    (350°C, 10 N).
ASSISTED SINTERING (350°C, 10 N).

                                                           Figures 9 and 10 show the neck growth and
  Depending on the axial interaction force               relative center approaching of the network
between two particles, the size of the formed            model at 422°C. As the temperature increased,
neck was different. Generally speaking, the              the neck size and approaching speed increased
higher the axial force, the larger the neck is. For      as well. But the general growth trend remained
example, the neck between particle 7 and                 the same.
particle 8 was the smallest, since the axial force
between them is the lowest. However, the axial
force between each given pair was not the only



                            Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
The numerical model developed in this study
                                                         effectively captures the atomic diffusions caused
                                                         by both pressure and heat, and provides means
                                                         to extend this model for more particles with the
                                                         consideration of boundary conditions, which
                                                         could be a convenient tool for engineers and
                                                         scientists to study the effects of force,
                                                         temperature and time on the quality of the
                                                         formed micro-features.


                                                         REFERENCES

                                                         Chen, P.; G.-Y. Kiml and J. Ni (2007). “Forming
                                                         of   Porous     Micro-Features     Using    Hot
                                                         Compaction.” Proceedings of the International
FIGURE 9. NECK RADIUS DURING PRESSURE
ASSISTED SINTERING (422°C, 10 N).                        Conference on Manufacturing Science and
                                                         Engineering, MSEC 2007.

                                                         Cundall, P.A. and O.D.L. Strack (1979) “A
                                                         discrete  numerical    model     for   granular
                                                         assemblies.” Géotechnique (v29), pp. 47-65.

                                                         Delo, D.P.; R.E. Dutton; S.L. Semiatin; and H.R.
                                                         Piehler (1999). “Modeling of hot isostatic
                                                         pressing and hot triaxial compaction of Ti-6Al-4V
                                                         powder.” Acta Materialia (v47), pp. 3159-3167.

                                                         Exner, H.E. (1979). “Principles of single phase
                                                         sintering.” Reviews on Powder Metallurgy and
                                                         Physical Ceramics (v1), pp. 11-251.

                                                         Fleck, N.A. (1995). “On the cold compaction of
                                                         powders.” Journal of the Mechanics and Physics
                                                         of Solids (v43), pp. 1409-1431.
FIGURE 10. RELATIVE CENTER APPROACHING
DURING PRESSURE ASSISTED SINTERING                       German, R.M. (1994).        Powder     Metallurgy
(422°C, 10 N).                                           Science. Princeton, NJ.

                                                         German, R.M. (2002). “Computer modeling of
CONCLUDING REMARKS                                       sintering processes.” International Journal of
                                                         Powder Metallurgy (v38), pp. 48-66.
  In this study, a discrete element model for hot
pressing was proposed, developed and showed              German, R.M. and J.F. Lathrop (1978).
a good agreement with experiments, which                 “Simulation of spherical powder sintering by
simulated the pressure assisted sintering                surface diffusion.” Journal of Materials Science
process as a function of force, temperature and          (v13), pp. 921-929.
time. Under an equilibrium condition, the hot
pressing process could be characterized as an            Hassold, G.N.; I. Chen; and D.J. Srolovitz
atomic diffusion process, during which both              (1990). “Computer Simulation of Final-Stage
heat-induce diffusion and pressure-induced               Sintering: I, Model Kinetics, and Microstructure.”
diffusion took place. Considering the processing         Journal of the American Ceramic Society (v73),
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                                                         Heyliger, P.R. and R.M. McMeeking (2001).
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                            Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
network model.” Journal of the Mechanics and            Parhami F. and R.M. McMeeking (1994).
Physics of Solids (v49), pp. 2031-2054.                 “Computer simulation of solid state sintering of
                                                        powders through discrete element method.”
Hwang, K-S. and R.M. German (1984).                     ASME, Applied Mechanics Div. (v194), pp. 203-
“Analysis of initial stage sintering by computer        207.
simulation.” Sintering and Heterogeneous
Catalysis, G.C. Kuczynski, A.E. Miller, and G.A.        Parhami, F. and R.M. McMeeking (1998). “A
Sargent, eds. New York: Plenum Press, pp. 35-           network model for initial stage sintering.”
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Jagota, A. and P.R. Dawson (1988).                      Raut, J.S.; R.B. Bhagat; and K.A. Fichthorn
“Micromechanical   modeling      of    powder           (1998). “Sintering of aluminum nanoparticles: A
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                                                        Sanchez, L.; E. Ouedraogo; L. Federzoni; and
Liter, S.G. and M. Kaviany, (2001). “Pool-Boiling       P. Stutz (2002). “New viscoplastic model to
CHF Enhancement by Modulated Porous-Layer               simulate hot isostatic pressing.” Powder
Coating: Theory and Experiment.” International          Metallurgy (v45), pp. 329-334.
Journal of Heat and Mass Transfer (v44), pp.
4287-4311.                                              Swinkels, F.B. and M.F. Ashby (1981). “A
                                                        second report on sintering diagrams.” Acta
Martin, C.L.; D. Bouvard; and S. Shima (2002).          Metallurgica (v29), pp. 259-281.
“Study of particle rearrangement during powder
compaction by the discrete element method.”             Tomandl, G. and P. Varkoly (2001). “Three-
Journal of the Mechanics and Physics of Solids          dimensional computer modeling of grain growth
(v51), pp. 667-693.                                     and pore shrinkage during sintering.” Materials
                                                        Chemistry and Physics (v37), pp. 12-16.
Olevsky, E.A. (1998). “Theory of sintering: from
discrete to continuum.” Materials Science &             Zavaliangos, A. (2002). “Constitutive models for
Engineering R (Switzerland) (vR23), pp. 41-100.         the simulation of P/M processes.” International
                                                        Journal of Powder Metallurgy (v38), pp. 27-39.




                           Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64

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Discrete element modeling of micro feature hot compaction process

  • 1. Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64 TRANSACTIONS OF NAMRI/SME Discrete Element Modeling of Micro- Feature Hot Compaction Process authors P. CHEN J. NI University of Michigan Ann Arbor, MI, USA abstract In the forming of porous microfeatures using a hot compaction process, it is costly and time consuming to determine a proper experiment setting (force, temperature, and time) by trial and error. Product qualities, such as mechanical strength and porosity, are significantly affected by the setting of those process variables. To analytically study the effect of force and temperature on particle bonding strength and porosity, a discrete element model for pressure-assisted sintering was developed for the forming of porous microfeatures. The model was first validated with experimental results for a unit problem (two particles). It was then expanded for a 10-particle channel hot pressing problem. With this model, it was feasible to conveniently assess the effects of force and temperature on the particle bonding strength and shrinkage, which then gave insight on deciding a proper process setting before actual operations. terms Porous Microfeatures Pressure-Assisted Sintering Hot Compaction Discrete Element Modeling Society of Manufacturing Engineers • One SME Drive • PO Box 930 2008 Dearborn, MI 48121 • Phone (313) 425-3000 • www.sme.org
  • 2. SME TECHNICAL PAPERS This Technical Paper may not be reproduced in whole or in part in any form without the express written permission of the Society of Manufacturing Engineers. By publishing this paper, SME neither endorses any product, service or information discussed herein, nor offers any technical advice. SME specifically disclaims any warranty of reliability or safety of any of the information contained herein.
  • 3. DISCRETE ELEMENT MODELING OF MICRO-FEATURE HOT COMPACTION PROCESS Peng Chen and Jun Ni Department of Mechanical Engineering University of Michigan Ann Arbor, Michigan KEYWORDS INTRODUCTION Pressure Assisted Sintering, Network Model, Porous micro-features with high aspect ratio Hot Compaction, Porous Micro-Features are becoming more and more important in the modern industry, especially for high efficiency heat transfer applications (Liter and Kaviany ABSTRACT 2001). As discussed in our previous studies (Chen et al. 2007), hot compaction process is In the forming of porous micro-features using one of the most promising ways to produce such hot compaction process, it is costly and time- features, and its capabilities have already been consuming to determine a proper experiment experimentally demonstrated. However, it is very setting (force, temperature and time) by trial and costly and time-consuming to determine a error. Product qualities, such as mechanical proper experiment setting (force, temperature strength and porosity, are significantly affected and time) by trial and error. As investigated by by the setting of those process variables. Chen et al., product qualities (such as mechanical strength and porosity) are In order to analytically study the effect of the significantly affected by the setting of the force and temperature on the particle bonding process variables (Chen et al. 2007). Therefore, strength and porosity, a discrete element model in order to reduce the time and efforts spent on for pressure assisted sintering was developed trial and error in physical experiments, this study for the forming of porous micro-features. The aims to develop a computational model to model was first validated with experimental analytically study the effect of process variables results for a unit problem (two particles). And on the particle bonding strength and porosity. then it was expanded for a 10-particle channel hot pressing problem. With this model, we could Hot compaction processes combine the conveniently assess the effects of force and simultaneous application of pressure and temperature on the particle bonding strength temperature, which is also termed as pressure and shrinkage, which then give us insight on assisted sintering. During sintering, particles are deciding a proper process setting before the bonded together by atomic transport events. The actual operations. driving force for sintering is a reduction in the Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
  • 4. system free energy, which is achieved by sintering (Hwang and German 1984; Parhami reduction of surface curvatures and elimination and McMeeking 1998), which is dedicated to of surface areas (German 1994). Initially, a grain simulate the diffusion and mass transport boundary is formed at the contact between mechanisms near the particle surface without neighboring particles. Atoms travel along this grain growth; (2) models for late intermediate boundary and along the particle free surface to and final stage sintering, which is focused on the the neck regions. modeling of grain growth and pore shrinkage (Hassold et al. 1990; Tomandl and Varkoly Starting from late 1950s, numerous 2001). The model for final stage sintering is researchers have studied the computer especially important for ceramic sintering since simulation of sintering processes (German large shrinkage is often encountered in this 2002). More than 1,000 publications can be case. Since this study is only concerned with the found on this topic. According to the different initial and early intermediate stages of sintering, scales of constitutive modeling, the existing only the first model will be discussed in detail in computer models for sintering could be divided this work. into three classes: (1) continuum model (Olevsky 1998; Delo et al. 1999; Sanchez et al. During the initial and early intermediate stages 2002); (2) discrete model (German and Lathrop of sintering, necks between neighboring 1978; Parhami and McMeeking 1994); (3) particles grow up; and no densification occurs. molecular dynamics model (Zavaliangos 2002; Therefore, a mathematical expression of neck Raut et al. 1998). However, most research growth as a function of temperature and time will efforts were on the modeling of free sintering be sufficient to model the free sintering process process, where no external mechanical loading (no external load) (Hwang and German 1984). In was considered. Continuum models are most the case of hot pressing (pressure assisted suitable for free sintering process, and they also sintering), to accurately simulate the particle require accurate material testing in high behavior under the influence of both elevated temperature condition, which is difficult to temperature and external pressure, sintering perform. In addition, no microstructure stress induced diffusion and external pressure information could be obtained from continuum induced diffusion should be integrated together. simulation. Molecular dynamics method is highly An efficient way to achieve this goal is to accurate but is difficult to implement for our combine the existing neck growth model with problem due to time and length scale limitations. Discrete Element Model, which is called network In addition, a real particle usually has a model by some researchers (Parhami and polycrystal structure, which imposes another McMeeking 1994; Parhami and McMeeking difficulty in the MD modeling, that is, how to 1998), or truss model (Jagota and Dawson effectively define the grain boundary in a single 1988). In this model, every particle center is particle. Relatively speaking, discrete models represented by a node and every contact stand out to be a sound candidate for the between neighboring particles by an element. simulation of hot compaction of powders into Figure 1 is a two dimensional representation of a micro-features. pair of particles bonded together at a neck. A relative axial velocity of the particles centers is In this study, a discrete element model for the consequence of atomic flux from the pressure assisted sintering was developed for interparticle grain boundary to the free surface. the forming of porous micro-features. The model This process, coupled to mass transport on the was first validated with experimental results for a free surface, leads to the development of grain unit problem (two particles). And then it was boundary area at the contact and the generation expanded for a 10-particle channel hot pressing of thermodynamically induced normal stresses problem. on the grain boundary. DISCRETE ELEMENT MODELING OF FORMULATION OF THE NUMERICAL MODEL SINTERING PROCESS FOR HOT COMPACTION (NETWORK MODEL) Generally speaking, there are two categories of particle-level models for sintering: (1) models Based on the network model mentioned developed for initial and early intermediate stage above, a numerical model was developed which Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
  • 5. could predict the pressure assisted sintering (hot − Qg compaction) behavior of a particle system as a 8δ g D g 0 e Rs T Ω ⎧σ γ ψ ψ ⎫ vn = ⎨ 2 − 4 [4 R(1 − cos ) + r sin ]⎬ function of temperature, external force and time. kT ⎩ r r 2 2 ⎭ (3) x The second terms on the right hand side of Eq. (1) and Eq. (3) drive free sintering. According to Swinkels and Ashby (1981), the Fn1 ,Vn1 Fn2 ,Vn2 values of the above coefficients for copper are 2r shown in Table 1. R ψ TABLE 1. MATERIAL PROPERTY OF COPPER (SWINKELS AND ASHBY 1981). FIGURE 1. 2D REPRESENTATION OF A TWO- PARTICLE NECK GROWTH MODEL. Material constant Copper 3 δ g Dg 0 (m /s) 5.12 × 10 -15 γ (J/m ) 2 1.72 Only the initial stage sintering was considered in our study, in which case the dominant mass Q g (J/mole) 105000 transport mechanisms are surface diffusion and R s (J/mole) 8.31 grain boundary diffusion. As shown in Eq. (1), Ω (m3) 1.18 × 10 -29 the neck growth rate equation was derived k (J/Kelvin) 1.38 × 10 -23 based on neck growth rate equation proposed ψ by Parhami and McMeeking (1998) and the 146° diffusion coefficient equation used by Exner (1979). Before pressure After pressure − Qg assisted sintering assisted sintering 8 Rδ g D g 0 e RsT Ω⎧ σ γ ψ ψ ⎫ r= ⎨− 3 + 5 [ 4 R(1 − cos ) + r sin ]⎬ kT ⎩ r r 2 2 ⎭ (1) 1 where δ g is the effective grain boundary Fn , v1 , x1 n n thickness, Dg 0 is the maximum grain boundary diffusion coefficient (at infinite temperature), γ is the surface energy per unit area, Qg is the Neck 2 activation energy of grain boundary diffusion, Fn , v , x 2 2 n n Rs is the gas constant, Ω is the atomic volume and k is Boltzmann’s constant. T denotes absolute temperature (Kelvin). As shown in FIGURE 2. ILLUSTRATION OF THE TWO- Figure 1, r is the neck radius, ψ is the dihedral PARTICLE PRESSURE ASSISTED SINTERING angle at the neck and R is particle radius. σ is MODEL. the normal stress on the contact. Fn1 F2 Assuming that the neck growth rate and axial σ= = − n2 πr 2 πr (2) velocity remains the same in a very small time step, the axial displacement of the particle and Similarly, the axial velocity of the particle was neck radius are updated using central finite derived based on the equation used by Parhami difference method (Cundall and Strack 1979). and McMeeking (1998): x N +1 = x N + (v n ) 1 Δt N+ 2 (4) Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
  • 6. where Δt is the critical time step and is found to -7 be around 10 s for our case (Martin et al. 2002). Modeling of Unit Problem For a simplified two-particle model as shown on the left of Figure 2, tangential force and moment are ignored. A numerical model for pressure assisted sintering was developed using MATLAB based on Eqs. (1)–(4) and Table 1. The right diagram in Figure 2 is an illustration of calculation result for hot pressing in the format of neck growth. Modeling of Multi-Particle Problem with Boundary Conditions The discrete element model for cold FIGURE 3. ILLUSTRATION OF THE 10-PARTICLE MODEL. compaction developed by Cundall and Strack (1979) is based on the original particle A code was developed for this multi-particle dynamics, where contacts between particles are pressure assisted sintering problem using not sustained. It is not well-suited, however, for MATLAB. The step-by-step computing structure application where the contacts undergo large of the code is shown in Figure 4. deformations and, once made, rarely break. In our case (hot compaction after pre-press), the particle assembly may be assumed to be in equilibrium at all stages of the process (Jagota and Dawson 1988), permitting solution for velocities implicitly, as discussed below. Based on the study of Fleck (1995) and Heyliger and McMeeking (2001), shearing tractions between particles was neglected, which was found to play a minor role in the particle assembly, especially after pre-press. Particle packings were treated as frameworks of links that connect the centers of particles through inter-particle contacts. The behavior of each link in the framework was based on unit problems for the interaction between individual spheres as described in the previous section. As shown in Figure 3, a network model for the pressure assisted sintering of 10 particles in a V- shape channel was developed. The angle between two V-channel walls was 60°. The FIGURE 4. CALCULATION SCHEME FOR MULTI- particle diameter was 200 µm. Each particle was PARTICLE PRESSURE ASSISTED SINTERING assigned a number as shown in Figure 3. PROBLEM. Identical force was applied on particles 7, 8, 9, and 10 to account for the compression load. The In the initialization step, constants such as interaction force between each particle pair was material properties and temperature are defined. obtained via frame analysis. Geometry and dimension of the channel and particles are defined in the assembly step. The Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
  • 7. coordinates of the particles are first defined in RESULTS AND DISCUSSION global coordinates, and then transformed into local coordinates via rotation matrix for the ease Unit Problem and Validation of computational operation. Before the hot compaction, the pre-pressed particles will have To validate the above numerical model, the an initial neck radius due to elastic or plastic simulation results (r/R and shrinkage) were deformation, which was solved using the original compared with the experiment results provided discrete element model proposed by Cundall by Exner (1979), as shown in Figure 5. In and Strack (1979). The subsequent five steps Exner’s experiments, 20 large copper spheres compose an iteration loop, which solves the were sintered at 1027°C without any external pressure assisted sintering process continuously force loading. In Figure 5, the relationship until a pre-defined sintering time is reached. The between neck radius / particle radius ratio (r/R) approaching velocity between every two and the relative center approach ([X0 – XN]/R) contacting particles was calculated using Eq. (which is the ratio between the approaching of (3), which is stored in an approaching velocity two particle centers and their original distance matrix as shown in Eq. (5). and is an indication of the shrinkage of the particle system) were presented. Simulation ⎡Vn11 Vn12 .... Vn1n ⎤ results agreed well with the experiment results, ⎢Vn ⎥ (5) and the predicted trend of the evolution of Vn = ⎢ 21 ⎥ shrinkage as a function of r/R matched well with ⎢ ⎥ ⎢ ⎥ the experimental observations. ⎣Vnn1 Vnnn ⎦ where Vnij denotes approaching velocity on particle i caused by particle j. The matrix was constructed this way such that the absolute velocity of the particle could be assembled conveniently in the velocity summation step with only on matrix operation as shown in Eq. (6). ′ ⎡Vn11 Vn12 .... Vn1n ⎤ ⎡θ11 θ12 .... θ1n ⎤ ⎢Vn ⎥ ⎢ ⎥ V = ⎢ 21 ⎥ * cos ⎢θ 21 ⎥ ⎢ ⎥ ⎢ ⎥ ⎢ ⎥ ⎢ ⎥ ⎣Vn n1 Vnnn ⎦ ⎣θ n1 θ nn ⎦ (6) FIGURE 5. COMPARISON BETWEEN SIMULATION where θ ij denotes the angle between local y axis AND EXPERIMENT RESULTS. (orthogonal to the axial direction) and the vector direction on particle i caused by particle j. The displacement of each particle is updated using central finite difference method [Eq. (4)] with forced boundary conditions imposed by the V-channel. At the end of each iteration, the neck radius is updated using Eq. (1). Post-processing step store and plot out data. Simulations were run for the above problem with a force of 10 N for eight minutes of pressure assisted sintering at different temperatures. Each simulation took about five hours of FIGURE 6. EFFECTS OF TEMPERATURE AND computational time on a Sun Ultra 20 (1.8 GHz) FORCE ON r/R. workstation. After validation, a further study of the pressure assisted sintering process was performed using the numerical model. Figure 6 shows the effects Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
  • 8. of temperature and compaction force on the contributing factor; the interaction force caused pressure assisted sintering process. The by surrounding particles also affected the neck following conclusions could be drawn from this size. For example, the axial force between figure: (1) the rate of neck growth was very low particle 6 and particle 8 was the highest, but at a low temperature (25-150°C), in which case their neck was not the largest. The largest neck neck did not grow much even if a compaction occurred at the particle 2 and 5 interface, which force was applied; (2) an external compression was more than twice the size of other necks. But force significantly increased the neck growth its growth rate after the first 10 seconds was rate at a higher temperature range (300- also the lowest comparing to other necks. A 1000°C), which was due to the fact that the review of Eq. (1) reveals that the neck growth 3 material was softened in this temperature range. rate is proportional to 1/r , which results in a Especially in the cases of 1 N at 700°C and 0.1 lower growth rate at a larger neck size. N at 850°C, there was a dramatic increase in the neck growth rate. Figure 8 shows the relative center approach of the particles during pressure assisted sintering at 350°C. While most particles were Multi-Particle Problem with Boundary approaching each other, some particles were Conditions departing from others. However, the general trend was that all the particles were shrinking As shown in Figure 7, at an isothermal into the center of the particle packing. In this temperature setting (350°C), the neck growth of case, particle 5 became the center of different particle pairs were different. The growth approaching. Similarly to the neck growth, the of the neck was very rapid in the first 30 lower the interaction force, the slower the seconds, after which the growth slowed down approaching. dramatically and appeared as seemingly linear increase over the time. FIGURE 8. RELATIVE CENTER APPROACHING DURING PRESSURE ASSISTED SINTERING FIGURE 7. NECK RADIUS DURING PRESSURE (350°C, 10 N). ASSISTED SINTERING (350°C, 10 N). Figures 9 and 10 show the neck growth and Depending on the axial interaction force relative center approaching of the network between two particles, the size of the formed model at 422°C. As the temperature increased, neck was different. Generally speaking, the the neck size and approaching speed increased higher the axial force, the larger the neck is. For as well. But the general growth trend remained example, the neck between particle 7 and the same. particle 8 was the smallest, since the axial force between them is the lowest. However, the axial force between each given pair was not the only Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
  • 9. The numerical model developed in this study effectively captures the atomic diffusions caused by both pressure and heat, and provides means to extend this model for more particles with the consideration of boundary conditions, which could be a convenient tool for engineers and scientists to study the effects of force, temperature and time on the quality of the formed micro-features. REFERENCES Chen, P.; G.-Y. Kiml and J. Ni (2007). “Forming of Porous Micro-Features Using Hot Compaction.” Proceedings of the International FIGURE 9. NECK RADIUS DURING PRESSURE ASSISTED SINTERING (422°C, 10 N). Conference on Manufacturing Science and Engineering, MSEC 2007. Cundall, P.A. and O.D.L. Strack (1979) “A discrete numerical model for granular assemblies.” Géotechnique (v29), pp. 47-65. Delo, D.P.; R.E. Dutton; S.L. Semiatin; and H.R. Piehler (1999). “Modeling of hot isostatic pressing and hot triaxial compaction of Ti-6Al-4V powder.” Acta Materialia (v47), pp. 3159-3167. Exner, H.E. (1979). “Principles of single phase sintering.” Reviews on Powder Metallurgy and Physical Ceramics (v1), pp. 11-251. Fleck, N.A. (1995). “On the cold compaction of powders.” Journal of the Mechanics and Physics of Solids (v43), pp. 1409-1431. FIGURE 10. RELATIVE CENTER APPROACHING DURING PRESSURE ASSISTED SINTERING German, R.M. (1994). Powder Metallurgy (422°C, 10 N). Science. Princeton, NJ. German, R.M. (2002). “Computer modeling of CONCLUDING REMARKS sintering processes.” International Journal of Powder Metallurgy (v38), pp. 48-66. In this study, a discrete element model for hot pressing was proposed, developed and showed German, R.M. and J.F. Lathrop (1978). a good agreement with experiments, which “Simulation of spherical powder sintering by simulated the pressure assisted sintering surface diffusion.” Journal of Materials Science process as a function of force, temperature and (v13), pp. 921-929. time. Under an equilibrium condition, the hot pressing process could be characterized as an Hassold, G.N.; I. Chen; and D.J. Srolovitz atomic diffusion process, during which both (1990). “Computer Simulation of Final-Stage heat-induce diffusion and pressure-induced Sintering: I, Model Kinetics, and Microstructure.” diffusion took place. Considering the processing Journal of the American Ceramic Society (v73), time was short (Chen et al. 2007), only the initial pp. 2857-2864. stage sintering was investigated. Heyliger, P.R. and R.M. McMeeking (2001). “Cold plastic compaction of powders by a Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64
  • 10. network model.” Journal of the Mechanics and Parhami F. and R.M. McMeeking (1994). Physics of Solids (v49), pp. 2031-2054. “Computer simulation of solid state sintering of powders through discrete element method.” Hwang, K-S. and R.M. German (1984). ASME, Applied Mechanics Div. (v194), pp. 203- “Analysis of initial stage sintering by computer 207. simulation.” Sintering and Heterogeneous Catalysis, G.C. Kuczynski, A.E. Miller, and G.A. Parhami, F. and R.M. McMeeking (1998). “A Sargent, eds. New York: Plenum Press, pp. 35- network model for initial stage sintering.” 47. Mechanics of Materials (v27), pp. 111-124. Jagota, A. and P.R. Dawson (1988). Raut, J.S.; R.B. Bhagat; and K.A. Fichthorn “Micromechanical modeling of powder (1998). “Sintering of aluminum nanoparticles: A compacts-II. truss formulation of discrete molecular dynamics study.” Nanostructured packings.” Acta Metallurgica (v36), pp. 2563- Materials (v10), pp. 837-851. 2573. Sanchez, L.; E. Ouedraogo; L. Federzoni; and Liter, S.G. and M. Kaviany, (2001). “Pool-Boiling P. Stutz (2002). “New viscoplastic model to CHF Enhancement by Modulated Porous-Layer simulate hot isostatic pressing.” Powder Coating: Theory and Experiment.” International Metallurgy (v45), pp. 329-334. Journal of Heat and Mass Transfer (v44), pp. 4287-4311. Swinkels, F.B. and M.F. Ashby (1981). “A second report on sintering diagrams.” Acta Martin, C.L.; D. Bouvard; and S. Shima (2002). Metallurgica (v29), pp. 259-281. “Study of particle rearrangement during powder compaction by the discrete element method.” Tomandl, G. and P. Varkoly (2001). “Three- Journal of the Mechanics and Physics of Solids dimensional computer modeling of grain growth (v51), pp. 667-693. and pore shrinkage during sintering.” Materials Chemistry and Physics (v37), pp. 12-16. Olevsky, E.A. (1998). “Theory of sintering: from discrete to continuum.” Materials Science & Zavaliangos, A. (2002). “Constitutive models for Engineering R (Switzerland) (vR23), pp. 41-100. the simulation of P/M processes.” International Journal of Powder Metallurgy (v38), pp. 27-39. Transactions of NAMRI/SME, Vol. 36, 2008, pp. 57-64