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Deception



            1
The Polygraph
   Can a polygraph itself detect lies?
   Theory
       Lying takes more effort than telling the truth
           The fear of getting caught increases effort and
            apprehensiveness
           Lying triggers more physiological arousal than telling
            the truth
   To maximize reliability several indices
    (respiration, heart rate and electrodermal
    activity) are used and several questions are
    asked                                                            2
Uses of Polygraph
 Helps in criminal investigations (suspect is
  asked to take a polygraph test)
 Verify a crime has occurred (victim is asked
  to take a polygraph test)
 Monitoring sexual offenders on probation
  (United States)
 Pre-employment screening for security
  agencies and police

                                                 3
Types of Polygraph Tests
   There are three main types of polygraph
    tests:
      Relevant/Irrelevant Test

      Control Question Test (CQT)

      Concealed Information Test (CIT)




                                              4
Relevant/Irrelevant Test
 Asks questions relevant to the crime and
  irrelevant to the crime
 No longer used in law enforcement, but used
  for employee screening (e.g., drug use)
 Larger physiological responses to relevant
  questions indicates deception
 Problem(s)?


                                                5
Control Question Test:
3 Types of Questions
Control    Deal with prior    Before age 25, did
           behaviour.         you ever verbally
           Designed to        threaten to hurt
           provoke anxiety.   anyone?
Irrelevant Used to obtain a   Are you left handed?
           baseline.

Relevant Deal with the crime. Did you assault Sam
                              Smith the evening of
                              November 11th?
                                                     6
Control Question Test
 Deception is assessed by comparing arousal
  levels of relevant and control questions
 The CQT begins with a pre-test interview:
    Control questions are developed
    Examiner attempts to convince the suspect
      of the accuracy of the polygraph
 If a suspect is believed deceptive they are
  pressured to confess


                                                 7
Control Question Test:
Assumptions
 Assumes guilty people react more to
  relevant questions and innocent people react
  more to control questions
 Problem(s)?




                                                 8
Concealed Information Test
 Assesses if suspect has information that
  only the criminal would know
 Asks suspects multiple choice questions,
  one option is correct
 Assumes if the suspect is guilty they will
  react strongly to correct information
   Not used in Canada or United States


                                               9
Types of Polygraph Studies
 Laboratory studies
    Ground truth is known

    Limited application to real-life situations

 Field studies
    Real-life situations and actual suspects

    Ground truth is not known

 Field-Analogue studies
    Ground truth is known

    Ethical concerns
                                                   10
Accuracy of the CQT
 Majority of guilty suspects correctly
  identified
    84% to 92% guilty correctly identified

 Relatively large number of innocent suspects
  falsely identified as guilty
    9% to 24% false positive errors

 Accuracy of original examiners higher than
  blind scorers
                                                 11
Accuracy of CIT
 Laboratory Studies
    Very accurate at identifying innocent
     participants (≤ 95% )
    Less accurate at identifying guilty
     participants (76% to 85%)
 Field Studies
    94% to 98% accuracy for innocent

    42% to 76% accuracy for guilty

                                             12
Countermeasures
 Both physical and mental countermeasures
  dramatically reduce the effectiveness of the
  CQT (Honts et al., 1994)
 The CIT does not appear to be effected by
  anti-anxiety drugs (Iacono et al., 1992)
 Psychopaths are not able to beat the polygraph
  in lab studies (Miller & Rosenfeld, 2004;
  Patrick & Iacono, 1989; Raskin & Hare,
  1978)
                                               13
Admissibility of Polygraph
 Did not pass general acceptance test when
  first admitted as evidence in court (Frye v.
  United States, 1923)
 Currently allowed in some States if agreed by
  both prosecution and defence
 Not admissible into evidence in Canadian
  courts


                                                  14
Using Behaviour to Evaluate
Deception
 Based on the principle that lying takes more
  cognitive and emotional effort than telling the
  truth
 Looking for “leakage,” change from baseline,
  or “hot spots”
 Observable channels: Face, body language,
  voice, verbal style, (verbal content)


                                                    15
Face
   Face clearest channel for detecting hot spots
   Must know the universal emotions expressed
    through the face




                                                    16
Universal Emotions




                     17
Face
   Macro expressions – inconsistent between facial
    expression and narrative – “Hot Spot”
   Micro or subtle expressions – concealed
    emotional reactions




                                                      18
Body Language

 Receives less attention than the face in those
  trying to conceal deception
 Need to be aware of cultural norms
 Differs from individual to individual – need to
  know individuals baseline



                                                    19
Detecting Deception:
Verbal Cues
   Verbal cues that are suggestive of honesty:
       Make corrections in account
       Admit to lack of memory




                                                  20
Detecting Deception:
Verbal Cues
   Verbal cues that are suggestive of deception:
      Little detail/shorter description
     Less compelling accounts

     More nervous and tense

     Pitch

     Response latency

     Errors in speech

     Speech fillers

     Rate of speech
                                                    21
Detecting Deception:
Professionals
 Vrij (2000) reported accuracy rates:
   Truths = 67%

   Lies = 44%

 Aamondt &Custer (2008) professionals no
  more accurate than others (~56% vs. ~54%)
 Accuracy of professional lie catchers vary:
   Have a truthfulness bias

   Tend to rely on wrong cues
                                                22
Penile Plethysmograph (PPG)

 Direct & objective measure of male sexual
  arousal patterns to normal vs. sexualized
  material
 Assumption: strong relationship between
  arousal and likelihood of acting on arousal
 The issue of validity still highly contentious
       Does not meet Frye standard

                                                   23
Biggest threats to validity

   Responses can be simulated by manipulating
    mental images
       e.g., child molesters/pedophiles’ use of fantasy and
        distraction
   Potential for expert error and lack of
    competence on the part of the psychologist
     Lack of procedural standardization and guidelines
      for administering, scoring and interpreting data
     Would be an excellent procedure to assess sexual
      interest if standardization occurred (Laws, 2003)
                                                               24
Other inherent problems according
to Laws (2003)
 Equipment is expensive
 Labor intensive procedure
 Attaching an invasive electronic sensor to the
  body
 Limited for use among males
 Need a motivated and physiologically
  responsive subject
 High face validity
                                                   25
“Viewing Time” Assessment:
An alternative to the PPG?
   Present with a series of pictures of males and
    females of different ages
     Individuals in pictures are fully clothed, partially
      clothed or nude
     They may or may not be erotically posed

   Subjects controls how long the images are viewed
    – viewing time is unobtrusively measured
   Assumption: Subjects will look longer at pictures
    they find sexually attractive
   Most useful with child molesters to determine
    age/gender preferences
                                                             26
Summary of research on viewing
time (Laws & Gress, 2004)
   “Normals”
      ↑with sexually explicit content and when
       alone
      Associated with preferred vs. non-preferred
       sexual objects among hetero & homosexual
       males
      Hetero males & females had increased
       viewing times for sexual objects of preferred
       age
                                                  27
Summary of research on viewing
time (Laws & Gress, 2004)
   Men convicted of sexual offending
     Laws & Gress (2004) - Viewing time produced
      consistently accurate age and gender preferences
      when compared to criminal history
     Tong (2007)- PPG and VT seem to speak same
      language
           PPG could be replaced with VT measures combined
            with self-report measures good at detecting “defensive”
            men

                                                                  28
Disorders of Deception
 Factitious Disorder
 Intentionally produced physical or
  psychological symptoms
 Internal motivation to assume the sick role
 Absence of external incentives
 May have insight




                                                29
Disorders of Deception
 Somatoform Disorder
 Physical symptoms that cannot be explained
  by organic impairment
 Symptoms are not intentionally produced
 Often co-occurs with depression or anxiety
 No insight




                                               30
Disorders of Deception
 Malingering
 Psychological or physical symptoms are
  voluntary – have insight
 There are external motivations for the
  production of symptoms
    Malinger mental illness to avoid criminal
     punishment, to obtain drugs, or for
     compensation such as disability
    Prevalence quite high in forensic settings
                                                  31
Disorders of Deception
 Defensiveness
 The conscious denial or minimization of
  physical or psychological symptoms
    Might wish to appear high functioning to
     be seen as a fit parent
    Defensiveness is an important
     consideration when evaluating sexual
     offenders
                                                32
Detecting Malingered Psychosis
   Clues regarding the symptoms:
     Report rare, atypical symptoms, or absurd
       symptoms
     Absence of subtle symptoms

     Continuous hallucinations rather than
       intermittent



                                                  33
Detecting Malingered Psychosis

   Other clues:
     Accuse clinician of not believing them

     Presence of accomplice

     Crime fits pattern of criminal history




                                               34
Assessments: Malingered
Psychosis
 The Structured Interview of Reported
  Symptoms (SIRS; Rogers et al., 1992)
 The M test (Baeber et al., 1985)
 MMPI/MMPI-2




                                         35
Rorschach

 10 inkblots
 “What might this be?”
 Very difficult to fake
 Very useful for assessing psychosis




                                        36
Malingered Amnesia
 Memory deficits:
    Inability to recall past events

    Impaired ability to establish new memories

 Offenders may malinger amnesia to reduce
  punishment for their criminal behaviour
 Measures assume a malingerer will “overplay”
  the role and fail on simple tasks

                                              37
Assessments: Malingered Amnesia
 The Test of Memory Malingering (TOMM;
  Tombaugh, 1996)
 The Symptom Validity Test (SVT; Pankratz,
  1988)
    Forced choice recognition task

    Individuals who demonstrate below chance
     responding are presumed to be feigning
     amnesia
                                            38
15 Item SVT




              39

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Lecture 3 deception post

  • 2. The Polygraph  Can a polygraph itself detect lies?  Theory  Lying takes more effort than telling the truth  The fear of getting caught increases effort and apprehensiveness  Lying triggers more physiological arousal than telling the truth  To maximize reliability several indices (respiration, heart rate and electrodermal activity) are used and several questions are asked 2
  • 3. Uses of Polygraph  Helps in criminal investigations (suspect is asked to take a polygraph test)  Verify a crime has occurred (victim is asked to take a polygraph test)  Monitoring sexual offenders on probation (United States)  Pre-employment screening for security agencies and police 3
  • 4. Types of Polygraph Tests  There are three main types of polygraph tests:  Relevant/Irrelevant Test  Control Question Test (CQT)  Concealed Information Test (CIT) 4
  • 5. Relevant/Irrelevant Test  Asks questions relevant to the crime and irrelevant to the crime  No longer used in law enforcement, but used for employee screening (e.g., drug use)  Larger physiological responses to relevant questions indicates deception  Problem(s)? 5
  • 6. Control Question Test: 3 Types of Questions Control Deal with prior Before age 25, did behaviour. you ever verbally Designed to threaten to hurt provoke anxiety. anyone? Irrelevant Used to obtain a Are you left handed? baseline. Relevant Deal with the crime. Did you assault Sam Smith the evening of November 11th? 6
  • 7. Control Question Test  Deception is assessed by comparing arousal levels of relevant and control questions  The CQT begins with a pre-test interview:  Control questions are developed  Examiner attempts to convince the suspect of the accuracy of the polygraph  If a suspect is believed deceptive they are pressured to confess 7
  • 8. Control Question Test: Assumptions  Assumes guilty people react more to relevant questions and innocent people react more to control questions  Problem(s)? 8
  • 9. Concealed Information Test  Assesses if suspect has information that only the criminal would know  Asks suspects multiple choice questions, one option is correct  Assumes if the suspect is guilty they will react strongly to correct information  Not used in Canada or United States 9
  • 10. Types of Polygraph Studies  Laboratory studies  Ground truth is known  Limited application to real-life situations  Field studies  Real-life situations and actual suspects  Ground truth is not known  Field-Analogue studies  Ground truth is known  Ethical concerns 10
  • 11. Accuracy of the CQT  Majority of guilty suspects correctly identified  84% to 92% guilty correctly identified  Relatively large number of innocent suspects falsely identified as guilty  9% to 24% false positive errors  Accuracy of original examiners higher than blind scorers 11
  • 12. Accuracy of CIT  Laboratory Studies  Very accurate at identifying innocent participants (≤ 95% )  Less accurate at identifying guilty participants (76% to 85%)  Field Studies  94% to 98% accuracy for innocent  42% to 76% accuracy for guilty 12
  • 13. Countermeasures  Both physical and mental countermeasures dramatically reduce the effectiveness of the CQT (Honts et al., 1994)  The CIT does not appear to be effected by anti-anxiety drugs (Iacono et al., 1992)  Psychopaths are not able to beat the polygraph in lab studies (Miller & Rosenfeld, 2004; Patrick & Iacono, 1989; Raskin & Hare, 1978) 13
  • 14. Admissibility of Polygraph  Did not pass general acceptance test when first admitted as evidence in court (Frye v. United States, 1923)  Currently allowed in some States if agreed by both prosecution and defence  Not admissible into evidence in Canadian courts 14
  • 15. Using Behaviour to Evaluate Deception  Based on the principle that lying takes more cognitive and emotional effort than telling the truth  Looking for “leakage,” change from baseline, or “hot spots”  Observable channels: Face, body language, voice, verbal style, (verbal content) 15
  • 16. Face  Face clearest channel for detecting hot spots  Must know the universal emotions expressed through the face 16
  • 18. Face  Macro expressions – inconsistent between facial expression and narrative – “Hot Spot”  Micro or subtle expressions – concealed emotional reactions 18
  • 19. Body Language  Receives less attention than the face in those trying to conceal deception  Need to be aware of cultural norms  Differs from individual to individual – need to know individuals baseline 19
  • 20. Detecting Deception: Verbal Cues  Verbal cues that are suggestive of honesty:  Make corrections in account  Admit to lack of memory 20
  • 21. Detecting Deception: Verbal Cues  Verbal cues that are suggestive of deception:  Little detail/shorter description  Less compelling accounts  More nervous and tense  Pitch  Response latency  Errors in speech  Speech fillers  Rate of speech 21
  • 22. Detecting Deception: Professionals  Vrij (2000) reported accuracy rates:  Truths = 67%  Lies = 44%  Aamondt &Custer (2008) professionals no more accurate than others (~56% vs. ~54%)  Accuracy of professional lie catchers vary:  Have a truthfulness bias  Tend to rely on wrong cues 22
  • 23. Penile Plethysmograph (PPG)  Direct & objective measure of male sexual arousal patterns to normal vs. sexualized material  Assumption: strong relationship between arousal and likelihood of acting on arousal  The issue of validity still highly contentious  Does not meet Frye standard 23
  • 24. Biggest threats to validity  Responses can be simulated by manipulating mental images  e.g., child molesters/pedophiles’ use of fantasy and distraction  Potential for expert error and lack of competence on the part of the psychologist  Lack of procedural standardization and guidelines for administering, scoring and interpreting data  Would be an excellent procedure to assess sexual interest if standardization occurred (Laws, 2003) 24
  • 25. Other inherent problems according to Laws (2003)  Equipment is expensive  Labor intensive procedure  Attaching an invasive electronic sensor to the body  Limited for use among males  Need a motivated and physiologically responsive subject  High face validity 25
  • 26. “Viewing Time” Assessment: An alternative to the PPG?  Present with a series of pictures of males and females of different ages  Individuals in pictures are fully clothed, partially clothed or nude  They may or may not be erotically posed  Subjects controls how long the images are viewed – viewing time is unobtrusively measured  Assumption: Subjects will look longer at pictures they find sexually attractive  Most useful with child molesters to determine age/gender preferences 26
  • 27. Summary of research on viewing time (Laws & Gress, 2004)  “Normals”  ↑with sexually explicit content and when alone  Associated with preferred vs. non-preferred sexual objects among hetero & homosexual males  Hetero males & females had increased viewing times for sexual objects of preferred age 27
  • 28. Summary of research on viewing time (Laws & Gress, 2004)  Men convicted of sexual offending  Laws & Gress (2004) - Viewing time produced consistently accurate age and gender preferences when compared to criminal history  Tong (2007)- PPG and VT seem to speak same language  PPG could be replaced with VT measures combined with self-report measures good at detecting “defensive” men 28
  • 29. Disorders of Deception  Factitious Disorder  Intentionally produced physical or psychological symptoms  Internal motivation to assume the sick role  Absence of external incentives  May have insight 29
  • 30. Disorders of Deception  Somatoform Disorder  Physical symptoms that cannot be explained by organic impairment  Symptoms are not intentionally produced  Often co-occurs with depression or anxiety  No insight 30
  • 31. Disorders of Deception  Malingering  Psychological or physical symptoms are voluntary – have insight  There are external motivations for the production of symptoms  Malinger mental illness to avoid criminal punishment, to obtain drugs, or for compensation such as disability  Prevalence quite high in forensic settings 31
  • 32. Disorders of Deception  Defensiveness  The conscious denial or minimization of physical or psychological symptoms  Might wish to appear high functioning to be seen as a fit parent  Defensiveness is an important consideration when evaluating sexual offenders 32
  • 33. Detecting Malingered Psychosis  Clues regarding the symptoms:  Report rare, atypical symptoms, or absurd symptoms  Absence of subtle symptoms  Continuous hallucinations rather than intermittent 33
  • 34. Detecting Malingered Psychosis  Other clues:  Accuse clinician of not believing them  Presence of accomplice  Crime fits pattern of criminal history 34
  • 35. Assessments: Malingered Psychosis  The Structured Interview of Reported Symptoms (SIRS; Rogers et al., 1992)  The M test (Baeber et al., 1985)  MMPI/MMPI-2 35
  • 36. Rorschach  10 inkblots  “What might this be?”  Very difficult to fake  Very useful for assessing psychosis 36
  • 37. Malingered Amnesia  Memory deficits:  Inability to recall past events  Impaired ability to establish new memories  Offenders may malinger amnesia to reduce punishment for their criminal behaviour  Measures assume a malingerer will “overplay” the role and fail on simple tasks 37
  • 38. Assessments: Malingered Amnesia  The Test of Memory Malingering (TOMM; Tombaugh, 1996)  The Symptom Validity Test (SVT; Pankratz, 1988)  Forced choice recognition task  Individuals who demonstrate below chance responding are presumed to be feigning amnesia 38