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10th Samos Summit on ICT-enabled Governance
13-15 July 2020
Shaping Digital Europe 2040
Artificial Intelligence & the digital
transformation of governance
Gianluca Misuraca, Senior Scientist
European Commission, JRC Seville
Outline
1. Back to the future: envisioning Digital Europe 2030
2. From Samos 2010 to Samos 2020: exploring Digital
Government transformation, between myth & reality
3. Governance in the age of Artificial Intelligence: in search
of evidence for future-proof policy & institutional re-design
4. Shaping Digital Europe 2040: scenarios for digital
government in a changing global governance landscape
Back to the future
The “new” role of JRC in the new Commission
Navigating through Innovation & Foresight
Source: Misuraca et al., 2010
European Commission’s JRC-IPTS
Low Openness & Transparency: extreme 0
High Openness & Transparency: extreme 1
extreme 1
Low Integration of Policy Intelligence
extreme 0
Privatised
Governance
High Integration of Policy Intelligence
Leviathan
Governance
Open
GovernanceSelf-Service
Governance
Envisioning Digital Europe 2030 (10 years ago)
Open Gov is ‘the new normal’…
… and it is about behavioural and societal changes
But we are still only half way through the open
battle, for open government
Paradigm shifts?
Future of Government 2030+
A Citizen Centric Perspective on New Government Models
DIY Democracy Private Algocracy Super Collaborative Gov Over-regulatocracy
Source: Vesnic-Alujevic, L., et al., 2019
From Samos to Samos…
• eGovernment Action Plan 2020: a decade of work on
Open & Trusted Government since Malmoe 2009
• 2017 Tallinn Declaration on user-centric eGovernment
• 2018 Vienna Conference on Digital & eGovernment
• 2019 Helsinki Conference on Human-centric Digital
Government
• The 2020 Digital Strategy for Europe, with a crucial
role for AI adoption in the Public Sector
• The forthcoming Digital Europe Programme… in the
emerging “Pandemic society”…
Policy evolution: 10 years of eGov in (declar)ation
JRC Exploratory Research 2018-2020
• To better understand how innovation in the public sector, enabled by ICTs, can
transform governance systems, in terms of new approaches to use data for
policy design & service delivery, to better address systemic problems
Exploring Digital Government transformation
In search of innovation between evidence and hope
• Limited robust empirical evidence on the effects of digital
government transformation, especially on less measurable
impacts such as inclusion, legitimacy and participation
Political and social
factors – meeting
citizens’
expectations
Technological
factors –
keeping up
with emerging
trends
Economic factors –
rationalisation,
efficiency,
optimisation
https://ec.europa.eu/jrc/en/publication/eur-scientific-and-technical-
research-reports/exploring-digital-government-transformation-eu
Assessing Digital Government transformation
https://ec.europa.eu/jrc/en/publication/assessing
-impacts-digital-government-transformation-eu
• A conceptual framework for understanding how ICT-
enabled innovation can transform government
• Empirical case studies and experiments to illustrate
possible impacts of the digital transformation in
different contexts and phases of the policy-cycle
• Scientific validation
through stakeholders
engagement and expert
peer review and support
• Body Worn cameras for
policing in UK, NL & FI
• Sustainable behaviour
& literacy in the city of
Trento & Ferrara, IT
• Privacy & trust in digital
public services (DE & ES)
Building evidence through experimental case studies
• Tvarkau Vilnių, LT
Citizens engagement
Unveiling the path to Digital Government
Governance & Service Transformation
• Digitization is only a part of it (often just the starting point)
• Permeating all aspects of governing and service delivering
• Complexity and multi-linearity of change
• Utopia & dystopia of digital innovation
Evolution or revolution?
• From ‘simple’ to ‘complex’ forms of governing
• Different stages of readiness / levels of maturity
• Focus on service delivery & risk of 'mirroring effect'
• Techno-optimism & the trough of disillusionment
Re-imagining
government
Defining the framework conditions for innovating
governance models and policy design
Enable the technological conditions for data openness and
sharing, anticipating risks and possible negative consequences
Manage the governance “with & of” ICTs to unleash institutional
re-design through social innovation and citizens engagement
Harness data-powered intelligence for evidence-based policy-
making and better understanding the impact of ICTs on society…
Implications for “future-proof” policy
1. Governing the tension between platformisation and distributed networks
2. Enforcing new ‘modes of regulation’ for enabling ‘e-Government 4.0’
3. Building ethical framework to minimise the negative effects of new technologies
4. Opening access to data through a legal framework that protects privacy
5. Tackling restrictions to data flows to build a European data ecosystem
6. Creating a digital transformation culture within the public administration
7. Prioritising public value and aligning governance systems with SDGs
Governance in the age of AI
Welcome to the future... again
The paradigm shift we were waiting for?
The EU policy agenda for Human-centric AI
• "Building Trust in Human-Centric Artificial Intelligence"
COM (8.04.2019) & AI Declaration (10.4.2019)
• "Maximising the benefits for AI in Europe" COM
(25.4.2018) & Coordinated Action Plan "AI Made in
Europe" (07.12.2018) establishing the AI-Watch
• High Level Expert Group on AI - Ethics Guidelines &
Policy & Investment Recommendations for Trustworthy AI
• New Political guidelines: In my first 100 days in office,
I will put forward legislation for a coordinated approach
on the human and ethical implications of AI
AI Watch – the Knowledge Service to monitor the
Development, Uptake and Impact of AI for Europe
https://ec.europa.eu/knowledge4policy/ai-watch_en
Mapping AI use in public services in the EU
 230 cases (EU27 + CH, NO & UK)
Key results of mapping AI use
General Public Services (33%), Health (18%) and Economic
Affairs (17%) have most active AI use in our sample
Most AI cases (57%) are found in national administrations
30% of cases are implemented at local/city level
Technologies used most are Chatbots, Predictive
Analytics, Computer Vision, Expert Rules-based Systems
AI often enables incremental change with less significant
organisational reforms or deep changes in work practices
Challenges remain in moving from data analysis to end-user
adoption: still unclear if pilot solutions are mainstream
• Awareness campaigns
• Organising and hosting meetings
• Participating in and promoting events
Stimulating awareness
and knowledge sharing
• Enhancing data quality
• Improving accessibility to public data
• Access to private sector data
Strengthening data
management for AI
• Generalist AI training
• Specialist AI Training
• New positions, institutions or departments
Building internal
capacity
• Pilots, experiments and flagship projects
• Regulatory sandboxes for AI
• Sharing practices/cross-sector cooperation
Learning by doing
• Development of an ethical framework
• Reform of data sharing laws
• Possibility of a specific AI law
Ethical and legal
framework
• Funding for AI projects in the public sector
• Stimulating GovTech & incubators
• Revising procurement processes
Funding and
procurement
National AI strategies focus on public sector
 High level of heterogeneity of AI use across EU and unclear public value created
 Search for “best practices”: learn from success stories and replicate / scale out
 Ensure the path to institutionalise AI into mainstream services: beyond ¨ever-piloting¨
 Little evidence of what works and what is actually threatening services quality
 Varying scope and depth of strategies to develop and adopt AI for the public sector
 Dual role of public sector in the governance “with and of /by”AI
 Innovative Public Procurement & GovTech crucial for adopting AI solutions
Open issues & Policy implications
Shaping Digital Europe 2040
Are expectations coupled with socio-political trends?
The role of the state vis á vis the
market: who will govern?
The level of individual
Data protection
 Increasing policy debate on the role of technology on our societies
 Rising power of tech giants
 Regulation of the digital sphere
 Algorithmic governance in a global landscape
 Two main dimensions of concern emerge:
Shaping Digital Governance in Europe 2040
Y. Digital landscape regulation
• Ranging from “interventionist” with a new regulatory regime (i.e. imposing public utility
regime), to “hands off” with implementation of basic principles left to self-regulation
X. Data protection
• Ranging from “weak” (no control to data subjects), to “strong” (data subject sovereignty)
Two possible foresight dimensions
Scenarios
What’s next ?
Thank you
© European Union 2020
Unless otherwise noted the reuse of this presentation is authorised under the CC BY 4.0 license. For any use or reproduction of elements that are not owned by the
EU, permission may need to be sought directly from the respective right holders.

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Samos Summit Digital Europe 2040 [g.misuraca]

  • 1. 10th Samos Summit on ICT-enabled Governance 13-15 July 2020 Shaping Digital Europe 2040 Artificial Intelligence & the digital transformation of governance Gianluca Misuraca, Senior Scientist European Commission, JRC Seville
  • 2. Outline 1. Back to the future: envisioning Digital Europe 2030 2. From Samos 2010 to Samos 2020: exploring Digital Government transformation, between myth & reality 3. Governance in the age of Artificial Intelligence: in search of evidence for future-proof policy & institutional re-design 4. Shaping Digital Europe 2040: scenarios for digital government in a changing global governance landscape
  • 3. Back to the future
  • 4. The “new” role of JRC in the new Commission Navigating through Innovation & Foresight
  • 5. Source: Misuraca et al., 2010 European Commission’s JRC-IPTS Low Openness & Transparency: extreme 0 High Openness & Transparency: extreme 1 extreme 1 Low Integration of Policy Intelligence extreme 0 Privatised Governance High Integration of Policy Intelligence Leviathan Governance Open GovernanceSelf-Service Governance Envisioning Digital Europe 2030 (10 years ago)
  • 6. Open Gov is ‘the new normal’… … and it is about behavioural and societal changes But we are still only half way through the open battle, for open government Paradigm shifts?
  • 7. Future of Government 2030+ A Citizen Centric Perspective on New Government Models DIY Democracy Private Algocracy Super Collaborative Gov Over-regulatocracy Source: Vesnic-Alujevic, L., et al., 2019
  • 8. From Samos to Samos…
  • 9. • eGovernment Action Plan 2020: a decade of work on Open & Trusted Government since Malmoe 2009 • 2017 Tallinn Declaration on user-centric eGovernment • 2018 Vienna Conference on Digital & eGovernment • 2019 Helsinki Conference on Human-centric Digital Government • The 2020 Digital Strategy for Europe, with a crucial role for AI adoption in the Public Sector • The forthcoming Digital Europe Programme… in the emerging “Pandemic society”… Policy evolution: 10 years of eGov in (declar)ation
  • 10. JRC Exploratory Research 2018-2020 • To better understand how innovation in the public sector, enabled by ICTs, can transform governance systems, in terms of new approaches to use data for policy design & service delivery, to better address systemic problems Exploring Digital Government transformation
  • 11. In search of innovation between evidence and hope • Limited robust empirical evidence on the effects of digital government transformation, especially on less measurable impacts such as inclusion, legitimacy and participation Political and social factors – meeting citizens’ expectations Technological factors – keeping up with emerging trends Economic factors – rationalisation, efficiency, optimisation https://ec.europa.eu/jrc/en/publication/eur-scientific-and-technical- research-reports/exploring-digital-government-transformation-eu
  • 12. Assessing Digital Government transformation https://ec.europa.eu/jrc/en/publication/assessing -impacts-digital-government-transformation-eu • A conceptual framework for understanding how ICT- enabled innovation can transform government • Empirical case studies and experiments to illustrate possible impacts of the digital transformation in different contexts and phases of the policy-cycle • Scientific validation through stakeholders engagement and expert peer review and support
  • 13. • Body Worn cameras for policing in UK, NL & FI • Sustainable behaviour & literacy in the city of Trento & Ferrara, IT • Privacy & trust in digital public services (DE & ES) Building evidence through experimental case studies • Tvarkau Vilnių, LT Citizens engagement
  • 14. Unveiling the path to Digital Government Governance & Service Transformation • Digitization is only a part of it (often just the starting point) • Permeating all aspects of governing and service delivering • Complexity and multi-linearity of change • Utopia & dystopia of digital innovation Evolution or revolution? • From ‘simple’ to ‘complex’ forms of governing • Different stages of readiness / levels of maturity • Focus on service delivery & risk of 'mirroring effect' • Techno-optimism & the trough of disillusionment Re-imagining government
  • 15. Defining the framework conditions for innovating governance models and policy design Enable the technological conditions for data openness and sharing, anticipating risks and possible negative consequences Manage the governance “with & of” ICTs to unleash institutional re-design through social innovation and citizens engagement Harness data-powered intelligence for evidence-based policy- making and better understanding the impact of ICTs on society…
  • 16. Implications for “future-proof” policy 1. Governing the tension between platformisation and distributed networks 2. Enforcing new ‘modes of regulation’ for enabling ‘e-Government 4.0’ 3. Building ethical framework to minimise the negative effects of new technologies 4. Opening access to data through a legal framework that protects privacy 5. Tackling restrictions to data flows to build a European data ecosystem 6. Creating a digital transformation culture within the public administration 7. Prioritising public value and aligning governance systems with SDGs
  • 17. Governance in the age of AI
  • 18. Welcome to the future... again
  • 19. The paradigm shift we were waiting for?
  • 20. The EU policy agenda for Human-centric AI • "Building Trust in Human-Centric Artificial Intelligence" COM (8.04.2019) & AI Declaration (10.4.2019) • "Maximising the benefits for AI in Europe" COM (25.4.2018) & Coordinated Action Plan "AI Made in Europe" (07.12.2018) establishing the AI-Watch • High Level Expert Group on AI - Ethics Guidelines & Policy & Investment Recommendations for Trustworthy AI • New Political guidelines: In my first 100 days in office, I will put forward legislation for a coordinated approach on the human and ethical implications of AI
  • 21. AI Watch – the Knowledge Service to monitor the Development, Uptake and Impact of AI for Europe https://ec.europa.eu/knowledge4policy/ai-watch_en
  • 22. Mapping AI use in public services in the EU  230 cases (EU27 + CH, NO & UK)
  • 23. Key results of mapping AI use General Public Services (33%), Health (18%) and Economic Affairs (17%) have most active AI use in our sample Most AI cases (57%) are found in national administrations 30% of cases are implemented at local/city level Technologies used most are Chatbots, Predictive Analytics, Computer Vision, Expert Rules-based Systems AI often enables incremental change with less significant organisational reforms or deep changes in work practices Challenges remain in moving from data analysis to end-user adoption: still unclear if pilot solutions are mainstream
  • 24. • Awareness campaigns • Organising and hosting meetings • Participating in and promoting events Stimulating awareness and knowledge sharing • Enhancing data quality • Improving accessibility to public data • Access to private sector data Strengthening data management for AI • Generalist AI training • Specialist AI Training • New positions, institutions or departments Building internal capacity • Pilots, experiments and flagship projects • Regulatory sandboxes for AI • Sharing practices/cross-sector cooperation Learning by doing • Development of an ethical framework • Reform of data sharing laws • Possibility of a specific AI law Ethical and legal framework • Funding for AI projects in the public sector • Stimulating GovTech & incubators • Revising procurement processes Funding and procurement National AI strategies focus on public sector
  • 25.  High level of heterogeneity of AI use across EU and unclear public value created  Search for “best practices”: learn from success stories and replicate / scale out  Ensure the path to institutionalise AI into mainstream services: beyond ¨ever-piloting¨  Little evidence of what works and what is actually threatening services quality  Varying scope and depth of strategies to develop and adopt AI for the public sector  Dual role of public sector in the governance “with and of /by”AI  Innovative Public Procurement & GovTech crucial for adopting AI solutions Open issues & Policy implications
  • 27. Are expectations coupled with socio-political trends? The role of the state vis á vis the market: who will govern? The level of individual Data protection  Increasing policy debate on the role of technology on our societies  Rising power of tech giants  Regulation of the digital sphere  Algorithmic governance in a global landscape  Two main dimensions of concern emerge:
  • 28. Shaping Digital Governance in Europe 2040 Y. Digital landscape regulation • Ranging from “interventionist” with a new regulatory regime (i.e. imposing public utility regime), to “hands off” with implementation of basic principles left to self-regulation X. Data protection • Ranging from “weak” (no control to data subjects), to “strong” (data subject sovereignty) Two possible foresight dimensions
  • 31. Thank you © European Union 2020 Unless otherwise noted the reuse of this presentation is authorised under the CC BY 4.0 license. For any use or reproduction of elements that are not owned by the EU, permission may need to be sought directly from the respective right holders.