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How to read a ROC curve
(Receiver Operating Characteristic)
Samir Haffar M.D.
Assistant Professor of Gastroenterology
Structure for a study of diagnostic test
Suspected target
condition
Guyatt G et all. Users’ guides to medical literature: manual for EBP.
McGraw-Hill, New York, USA, 2nd edition, 2008.
Accuracy of diagnostic test compared to gold standard
Gold standard test
Positive
Negative
Diagnostic test
Positive
Negative
Validity of study design of diagnostic study
 Blind comparison with the gold standard test
 Gold standard test performed in all patients
 Diagnostic test evaluated in appropriate
spectrum of patients
If no → Stop here
Clinical history
• 75-year-old woman with community-acquired pneumonia
She responds nicely to appropriate antibiotics
Hg:10 g/dL – MCV 80 – Blood smear: hypochromia
Otherwise well – No incriminating medications
• Hg 10.5 g/dL 6 months ago – Ferritin 40 μg/L
Never investigated before
• How to interpret ferritin result?
How precise & accurate ferritin in diagnosis of IDA*?
* IDA: Iron Deficiency Anemia
Gold standard test
Bone marrow aspirates
Row totalsDisease present Disease absent
Diagnostic test
Ferritin
Positive
≤ 45 μg/L
a b a + b
Negative
> 45 μg/L
c d c + d
Column totals a + c a + b + c + d
Diagnosis of IDA in the elderly
Prevalence
=Prevalence
a + c
a + b + c + d
=
Cases
Total population
Accuracy of dichotomous diagnostic test
Only 2 results
• Sensibility (Sn)
• Specificity (Sp)
• Positive Predictive Value (PPV)
• Negative Predictive Value (NPV)
• Likelihood Ratios (LRs)
• Diagnostic Odds Ratio (OR)
Newman TB & Kohn MA. Evidence-based diagnosis.
Cambridge University Press, Cambridge, UK, 1st edition, 2009.
CIs
If no → Stop here
http://www.cebm.net/index
http://www.cebm.net/index
http://www.cebm.net/index
Accuracy of a diagnostic test -1
• Dichotomous test (only 2 results)
Sensibility (Sn) & Specificity (Sp)
Positive Predictive Value (PPV)
Negative Predictive Value (NPV)
Likelihood Ratios + & – (LRs)
Diagnostic Odds Ratio (OR)
• Multilevel test (> 2 results)
Receiver Operating Characteristic (ROC)
LR line
Newman TB & Kohn MA. Evidence-based diagnosis.
Cambridge University Press, Cambridge, UK, 1st edition, 2009.
CIs
Receiver Operating Characteristic (ROC)
• Plot of test sensitivity on the y axis versus its FPR
(or 1 – specificity) on the x axis
• Each discrete point on graph called operating point
• Curve illustrates how sensitivity & FPR vary together
Empirical ROC/ Diagnosis of IDA in elderly
Empirical ROC/ Diagnosis of IDA in elderly
Empirical ROC/ Diagnosis of IDA in elderly
Connect all the points obtained
at all the possible cutoff levels:
- 3 values of FPR & sensibility
- 2 endpoints on curve: 0,0 & 1,1
Empirical ROC curve/Area under the curve
Summation of areas of trapezoids formed by
connecting points on ROC curve
AUC ROC = 0.91
Useful properties of ROC curve
 Accuracy of binary diagnostic test for a cut-point value
 AUC provides an overall measure of a test’s accuracy
 Slope of tangent at cut-point gives LR for that value
 Determination of cut-off point to distinguish D + & D –
 Comparison of different tests for dg of a target disorder
 Accuracy of binary dg test for a cut-point value
 Area under the ROC curve in IDA
If we select 2 patients at random one with IDA & one without
Probability is 0.91 that patient with IDA will have abnormal ferritin
Accuracy of diagnostic test using AUC of ROC
Value Accuracy
0.90 - 1.00 Excellent
0.80 - 0.90 Good
0.70 - 0.80 Fair
0.60 - 0.70 Poor
Pines JM & Everett WW. Evidence-Based emergency care: diagnostic testing & clinical decision
rules. Blackwell’s publishing – West Sussex – UK – 2008.
The higher AUC the better the overall performance of the test
 Slope of tangent at cut-point gives LR
Steeper tangent for cutoff of 18 than it is for cutoff of 45
Peat JK. Health science research. Allen & Unwin, Australia, 1st edition, 2001.
Cut-off point discriminates between
subjects with or without disease
Indicated by the point on curve that
is far away from chance diagonal
 Determination of cut-off point
to distinguish D + & D –
Diagnosis of IDA AUC of the ROC
Seurm ferritin 0.91
Transferrin saturation 0.79
MCV 0.78
RCP 0.72
* RCP: Red Cell Protoporphyrin
Guyatt GH et al. J Gen Intern Med 1992 ; 7 : 145 – 153.
 Comparing different tests for target disorder
Likelihood Ratio Line
If you have sufficient observations, you can go
beyond the multiple cut approach & construct LR
line describing the relation between the test result
& LR across the entire range of test values
LR line for serum ferritin in dg of IDA
Guyatt GH et al. J Gen Intern Med 1992 ; 7 : 145 – 153.
Systematic review – 55 eligible studies – 2,579 patients
Completely smooth curve (No difference in LRs between categories)
Need help of a statistician
Look at things CRITICALLY
References
Elsevier
2009
Mc Graw Hill
2008
Cambridge University Press
2010
Thank You

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How to read a receiver operating characteritic (ROC) curve

  • 1. How to read a ROC curve (Receiver Operating Characteristic) Samir Haffar M.D. Assistant Professor of Gastroenterology
  • 2. Structure for a study of diagnostic test Suspected target condition Guyatt G et all. Users’ guides to medical literature: manual for EBP. McGraw-Hill, New York, USA, 2nd edition, 2008. Accuracy of diagnostic test compared to gold standard Gold standard test Positive Negative Diagnostic test Positive Negative
  • 3. Validity of study design of diagnostic study  Blind comparison with the gold standard test  Gold standard test performed in all patients  Diagnostic test evaluated in appropriate spectrum of patients If no → Stop here
  • 4. Clinical history • 75-year-old woman with community-acquired pneumonia She responds nicely to appropriate antibiotics Hg:10 g/dL – MCV 80 – Blood smear: hypochromia Otherwise well – No incriminating medications • Hg 10.5 g/dL 6 months ago – Ferritin 40 μg/L Never investigated before • How to interpret ferritin result? How precise & accurate ferritin in diagnosis of IDA*? * IDA: Iron Deficiency Anemia
  • 5. Gold standard test Bone marrow aspirates Row totalsDisease present Disease absent Diagnostic test Ferritin Positive ≤ 45 μg/L a b a + b Negative > 45 μg/L c d c + d Column totals a + c a + b + c + d Diagnosis of IDA in the elderly Prevalence =Prevalence a + c a + b + c + d = Cases Total population
  • 6. Accuracy of dichotomous diagnostic test Only 2 results • Sensibility (Sn) • Specificity (Sp) • Positive Predictive Value (PPV) • Negative Predictive Value (NPV) • Likelihood Ratios (LRs) • Diagnostic Odds Ratio (OR) Newman TB & Kohn MA. Evidence-based diagnosis. Cambridge University Press, Cambridge, UK, 1st edition, 2009. CIs If no → Stop here
  • 10. Accuracy of a diagnostic test -1 • Dichotomous test (only 2 results) Sensibility (Sn) & Specificity (Sp) Positive Predictive Value (PPV) Negative Predictive Value (NPV) Likelihood Ratios + & – (LRs) Diagnostic Odds Ratio (OR) • Multilevel test (> 2 results) Receiver Operating Characteristic (ROC) LR line Newman TB & Kohn MA. Evidence-based diagnosis. Cambridge University Press, Cambridge, UK, 1st edition, 2009. CIs
  • 11. Receiver Operating Characteristic (ROC) • Plot of test sensitivity on the y axis versus its FPR (or 1 – specificity) on the x axis • Each discrete point on graph called operating point • Curve illustrates how sensitivity & FPR vary together
  • 12. Empirical ROC/ Diagnosis of IDA in elderly
  • 13. Empirical ROC/ Diagnosis of IDA in elderly
  • 14. Empirical ROC/ Diagnosis of IDA in elderly Connect all the points obtained at all the possible cutoff levels: - 3 values of FPR & sensibility - 2 endpoints on curve: 0,0 & 1,1
  • 15. Empirical ROC curve/Area under the curve Summation of areas of trapezoids formed by connecting points on ROC curve AUC ROC = 0.91
  • 16. Useful properties of ROC curve  Accuracy of binary diagnostic test for a cut-point value  AUC provides an overall measure of a test’s accuracy  Slope of tangent at cut-point gives LR for that value  Determination of cut-off point to distinguish D + & D –  Comparison of different tests for dg of a target disorder
  • 17.  Accuracy of binary dg test for a cut-point value
  • 18.  Area under the ROC curve in IDA If we select 2 patients at random one with IDA & one without Probability is 0.91 that patient with IDA will have abnormal ferritin
  • 19. Accuracy of diagnostic test using AUC of ROC Value Accuracy 0.90 - 1.00 Excellent 0.80 - 0.90 Good 0.70 - 0.80 Fair 0.60 - 0.70 Poor Pines JM & Everett WW. Evidence-Based emergency care: diagnostic testing & clinical decision rules. Blackwell’s publishing – West Sussex – UK – 2008. The higher AUC the better the overall performance of the test
  • 20.  Slope of tangent at cut-point gives LR Steeper tangent for cutoff of 18 than it is for cutoff of 45
  • 21. Peat JK. Health science research. Allen & Unwin, Australia, 1st edition, 2001. Cut-off point discriminates between subjects with or without disease Indicated by the point on curve that is far away from chance diagonal  Determination of cut-off point to distinguish D + & D –
  • 22. Diagnosis of IDA AUC of the ROC Seurm ferritin 0.91 Transferrin saturation 0.79 MCV 0.78 RCP 0.72 * RCP: Red Cell Protoporphyrin Guyatt GH et al. J Gen Intern Med 1992 ; 7 : 145 – 153.  Comparing different tests for target disorder
  • 23. Likelihood Ratio Line If you have sufficient observations, you can go beyond the multiple cut approach & construct LR line describing the relation between the test result & LR across the entire range of test values
  • 24. LR line for serum ferritin in dg of IDA Guyatt GH et al. J Gen Intern Med 1992 ; 7 : 145 – 153. Systematic review – 55 eligible studies – 2,579 patients Completely smooth curve (No difference in LRs between categories) Need help of a statistician
  • 25. Look at things CRITICALLY

Notas del editor

  1. Tests with just two results (positive or negative) are unusual.Denominator: مخرج
  2. Slope: انحدارTangent: مماس
  3. Slope: انحدارTangent: مماسSteep: حاد