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  Arriving too early
  According to WHO, 13 million babies are born prematurely worldwide every year and many will
  be left with serious neurodevelopmental disabilities. Zuberoa Marcos reports.

Over the past 20 years, the prevalence           many such infants survive, but with              interrupt the thalamocortical and             Published Online
                                                                                                  corticocortical connections and this          February 21, 2013
of premature birth has risen                     serious neurodevelopmental disabil-
                                                                                                                                                http://dx.doi.org/10.1016/
worldwide. In high-income countries,             ities. “Cerebral palsy is the most well-         could explain also the reduced cortex         S1474-4422(13)70041-3
such as Australia, Canada, Spain, and            known neurological consequence of                volume and abnormalities in cortical
the UK, prevalence is about 4–8%,                premature birth but it is not the most           organization observed in these infants.”      For more on EPICure see BMJ
whereas South America and Asia have              common. It affects about 4–5% of                    Conventional neuroimaging tech-             2012; 345: e7961

prevalences of 15%, increasing to                very premature babies, while cognitive           niques have made diagnosis of brain           For more on the baby
                                                                                                                                                connectome see PLoS ONE 2012;
20–25% in rural areas. In the USA, 12%           impairments can occur in up to 50%.              lesions easier, but predicting which          7: e31029
of births are preterm partly because of          Many studies have shown that preterm             babies are at risk of injury or how
the population of African-American               infants can have intellectual quotients          an existing brain injury will develop
women, in whom premature births                  up to 17 points lower than term babies           is still difficult. In the past decade,
are 3–4 times more common than in                and most importantly they have more              doctors have started to apply more
white women. Increasing maternal                 problems in academic achievement                 sophisticated methods that offer new
age, increasing number of multiple               and school performance”, explains                insights into tissue microstructure, and
pregnancies made possible by                     Thais Agut, who is responsible for the           enable measurement of brain volume
assisted-reproduction techniques, and            follow-up care of neonates at risk for           and the study of maturation of the
maternal stress could partly explain             neurological impairment at Sant Joan             brain. At the University of California San
the worldwide upturn.                            de Deu Hospital, Barcelona, Spain.               Francisco, Donna Ferriero and her team
  “The number of babies born before                 “There are two things that we need            are developing the baby connectome, a
27 weeks of gestation who survive                to understand to repair this sort of             map of the connectivity of the newborn
and leave hospital is higher than ever           damage: the first one is how babies’              brain at all stages of development
because we have become better at                 brains grow, and the second is the               starting with premature neonates.
anticipating the problems of preterm             impact of the treatments currently                 Ferriero and her collaborators
babies”, says Neil Marlow, a researcher          available on the developing brain”,              have implemented an automated
at University College London Institute           explains Marlow. Research into                   technique based on diffusion MRI
for Women’s Health. “We now are                  brain maturation has shown that                  and have used it to characterise
better at giving steroids before birth,          responses to injury are specific to the           large-scale connectivity of the cortex
intervening at delivery with surfactant,         degree of development at the time                in a cohort (n=17) of 6-month-old
keeping these babies warm…but these              of birth. “Being preterm exposes the             term babies with hypoxic–ischaemic
improvements have an impact in the               developing brain to a range of stimuli           encephalopathy. Such babies have
first 7 days after birth. The proportion          radically different to those it has in            a high risk of neurological and
of babies who experience serious health          utero. Oligodendrocyte precursors,               developmental deficits that are
problems into childhood and later life           the cells that develop to form myelin            difficult to predict. Ferriero explains,
remains largely unchanged.” Since                sheaths, the white matter, and subplate          “we have seen that severity of injury
1995, he has been leading EPICure, a             neurons, play a critical role in cerebral        correlates to different structural
large study that has analysed survival           development in the third trimester of            network phenotypes in hypoxic–
and later health status in infants born          pregnancy. These cells are extremely             ischaemic encephalopathy babies. We
as early as 22–25 weeks of gestation in          vulnerable to this stress but also to            observed a decline in brain network
the UK and Ireland.                              hypoxia–ischaemia, infection, and                integration and segregation with
  “70% of premature infants born at              the impaired nutrition so frequently             increasing neuromotor deficits.”
24 weeks survive without significant              seen in these premature babies”, Agut              The study is the first step towards
disabilities. Among babies born prior            explains. “This could explain why we             understanding the large-scale baby
to week 24, survival is 50%; and just            see so many cases of injuries involving          connectome. This map will provide
25% will have no major problems as               malfunctioning oligodendrocytes, such            the knowledge of brain development
they grow” Marlow told The Lancet                as hypoxic–ischaemic encephalopathy              that could guide efforts to prevent
Neurology.                                       in full term babies and periventricular          brain damage. However, therapeutic
  Brain injury in premature infants is of        leukomalacia in preterm babies. The              strategies to repair injuries will still be
enormous public health importance;               white matter and suplate injury may              needed. To date, only hypothermia has


www.thelancet.com/neurology Published online February 21, 2013 http://dx.doi.org/10.1016/S1474-4422(13)70041-3                                                                1
In Context




                                                                                                                         near full term with moderate to severe           regeneration of the injured neonatal
                                                                                                                         hypoxic–ischaemic encephalopathy                 brain are urgently needed. Potential
                                                                                                                         caused by lack of oxygen should be               neuroprotective treatments, such as
                                                                                                                         offered therapeutic hypothermia                   melatonin, erythropoietin and cell-
                                                                                                                         under clearly defined protocols at                based therapies are also being touted
                                                                                                                         neonatal intensive care facilities that          as potential treatments for preterm
                                                                                                                         provide multidisciplinary care and               brain injuries, but all are in the early
Samuel Ashfield/Science Photo Library




                                                                                                                         follow-up. Although a simple idea,               stages of testing.
                                                                                                                         the provision of such treatment is                 In parallel to neuroprotection,
                                                                                                                         more complicated in practice, and                research is currently focused on identi-
                                                                                                                         requires clinical expertise in assessing         fying more reliable biomarkers of brain
                                                                                                                         the neonate’s neurological status,               development in preterm babies, as has
                                                                                                                         applying the treatment, monitoring               been done in term babies. “Potential
                                       Survival of babies born before week 25 of gestation is just 50%                   for complications, and providing                 candidates are being developed but the
                                                                                                                         long-term developmental follow-up.               need to wait for children to grow up to
                                                  For Michael Johnston’s    shown clinical efficacy for decreasing           Another barrier to access is the               validate findings tends to slow down
                                              investigations see Review     the risk of death or disability in babies    high price of the equipment—costing              the discovery process, particularly as
                                           Lancet Neurol 2011; 10: 372–82
                                                                            born at (or near) full term after            about US$15 000—which makes                      reliable testing of cognitive function
                                            For more on the low-cost,
                                               low-power therapeutic        asphyxia.                                    hypothermia unviable as standard                 is relatively poor until [children are
                                              hypothermia device see           “The main effect of the absence            of care in institutions in resource-             aged] at least 4–5 years”, says Marlow.
                                       Med Devices (Auckl) 2013; 6: 1–10    of oxygen at the moment of birth             limited countries. Johnston’s team               “Further interest is in trying to enhance
                                           For more on hypothermia in       is the release of the excitatory             has produced a low-cost, low-power               development in the infant after going
                                        infants see Nat Rev Neurol 2011;
                                                             7: 485–94
                                                                            neurotransmitter glutamate in the            therapeutic hypothermia device for use           home, but this is expensive and it is
                                                                            brain. Glutamate activates several           in resource-poor nations. The device is          difficult to demonstrate persisting
                                                                            cascades of injury that end up in cell       composed of some simple electronics,             long-term benefits. One current
                                                                            apoptosis and necrosis and it also           two clay pots, sand, and a urea-based            approach is to try to affect the key
                                                                            triggers     inflammation”        explains    instant cold pack powder. The larger             underlying executive processes that
                                                                            Michael Johnston, chief medical officer        pot, lined with 5 cm of sand, contains           underpin the later learning problems
                                                                            at the Kennedy Krieger Institute,            the smaller pot, in which the baby               that are seen in order to improve
                                                                            Baltimore, USA. He has investigated          is placed for treatment. The baby’s              outcomes, but these studies are in their
                                                                            treatments that reduce brain injury          core body temperature is lowered by              infancy.”
                                                                            and promote recovery in infants              evaporative and endothermic cooling.               Over the past 40 years, advances
                                                                            and children. “We know that, if              “We have tested the device in piglet             in neonatal medicine have enabled
                                                                            administered early enough, drugs             models and it mimics the results of              more preterm babies to survive, but
                                                                            that block the effects of glutamate on        more expensive therapies but our                 researchers have had less success
                                                                            one of its receptors, the NMDA, can          device costs a maximum of $40”,                  in finding ways to protect the
                                                                            totally prevent brain injury in infant       concludes Johnston.                              developing brain in these infants. As
                                                                            rodent models of perinatal hypoxia–            However, hypothermia is not                    our understanding of the pathological
                                                                            ischaemia.”                                  suitable for infants born before                 mechanisms of brain injury advances,
                                                                               “Babies treated with hypothermia          34–35 weeks. No preclinical studies of           treatments and technologies for brain
                                                                            show a reduction in severity and             very preterm babies have been done,              monitoring could improve, hopefully
                                                                            extension of damage in about 60%             and their organs are so immature                 changing this situation.
                                                                            of cases. But it does not fix all. Those      that cooling can kill them by reducing             “To date, we have been able to push
                                                                            who benefit more are the babies born          the efficiency of lung surfactants                 down the barrier where 50% preterm
                                                                            at term and those older than 35 weeks’       and increasing the risk of sepsis. And           die and 50% survive with impairments
                                                                            gestation who had a sentinel perinatal       despite the results, cooling a baby’s            from 26 weeks to 23 weeks. The
                                                                            event that caused the injury, for            entire body to spare its brain is a blunt        question is: can we go any further?“
                                                                            example that the mother’s placenta           instrument. Neonatologists envision              asks Marlow. “Trying to intervene
                                                                            ruptured or the umbilical cord was           more precise treatments targeted at              earlier is, today, technically difficult
                                                                            wrapped around the neck causing              specific molecules that orchestrate               because babies’ organs are very
                                                                            asphyxia”, says Ferriero.                    neural development. Treatments that,             immature. But what does the future
                                                                               At present, the 2010 International        alone or in conjunction with others,             hold? We will see!”
                                                                            Liaison Committee on Resuscitation           provide long-lasting neuroprotection
                                                                            guidelines state that infants born at or     while also enhancing repair and                  Zuberoa Marcos


                                       2                                                                 www.thelancet.com/neurology Published online February 21, 2013 http://dx.doi.org/10.1016/S1474-4422(13)70041-3

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Arriving too early

  • 1. In Context Arriving too early According to WHO, 13 million babies are born prematurely worldwide every year and many will be left with serious neurodevelopmental disabilities. Zuberoa Marcos reports. Over the past 20 years, the prevalence many such infants survive, but with interrupt the thalamocortical and Published Online corticocortical connections and this February 21, 2013 of premature birth has risen serious neurodevelopmental disabil- http://dx.doi.org/10.1016/ worldwide. In high-income countries, ities. “Cerebral palsy is the most well- could explain also the reduced cortex S1474-4422(13)70041-3 such as Australia, Canada, Spain, and known neurological consequence of volume and abnormalities in cortical the UK, prevalence is about 4–8%, premature birth but it is not the most organization observed in these infants.” For more on EPICure see BMJ whereas South America and Asia have common. It affects about 4–5% of Conventional neuroimaging tech- 2012; 345: e7961 prevalences of 15%, increasing to very premature babies, while cognitive niques have made diagnosis of brain For more on the baby connectome see PLoS ONE 2012; 20–25% in rural areas. In the USA, 12% impairments can occur in up to 50%. lesions easier, but predicting which 7: e31029 of births are preterm partly because of Many studies have shown that preterm babies are at risk of injury or how the population of African-American infants can have intellectual quotients an existing brain injury will develop women, in whom premature births up to 17 points lower than term babies is still difficult. In the past decade, are 3–4 times more common than in and most importantly they have more doctors have started to apply more white women. Increasing maternal problems in academic achievement sophisticated methods that offer new age, increasing number of multiple and school performance”, explains insights into tissue microstructure, and pregnancies made possible by Thais Agut, who is responsible for the enable measurement of brain volume assisted-reproduction techniques, and follow-up care of neonates at risk for and the study of maturation of the maternal stress could partly explain neurological impairment at Sant Joan brain. At the University of California San the worldwide upturn. de Deu Hospital, Barcelona, Spain. Francisco, Donna Ferriero and her team “The number of babies born before “There are two things that we need are developing the baby connectome, a 27 weeks of gestation who survive to understand to repair this sort of map of the connectivity of the newborn and leave hospital is higher than ever damage: the first one is how babies’ brain at all stages of development because we have become better at brains grow, and the second is the starting with premature neonates. anticipating the problems of preterm impact of the treatments currently Ferriero and her collaborators babies”, says Neil Marlow, a researcher available on the developing brain”, have implemented an automated at University College London Institute explains Marlow. Research into technique based on diffusion MRI for Women’s Health. “We now are brain maturation has shown that and have used it to characterise better at giving steroids before birth, responses to injury are specific to the large-scale connectivity of the cortex intervening at delivery with surfactant, degree of development at the time in a cohort (n=17) of 6-month-old keeping these babies warm…but these of birth. “Being preterm exposes the term babies with hypoxic–ischaemic improvements have an impact in the developing brain to a range of stimuli encephalopathy. Such babies have first 7 days after birth. The proportion radically different to those it has in a high risk of neurological and of babies who experience serious health utero. Oligodendrocyte precursors, developmental deficits that are problems into childhood and later life the cells that develop to form myelin difficult to predict. Ferriero explains, remains largely unchanged.” Since sheaths, the white matter, and subplate “we have seen that severity of injury 1995, he has been leading EPICure, a neurons, play a critical role in cerebral correlates to different structural large study that has analysed survival development in the third trimester of network phenotypes in hypoxic– and later health status in infants born pregnancy. These cells are extremely ischaemic encephalopathy babies. We as early as 22–25 weeks of gestation in vulnerable to this stress but also to observed a decline in brain network the UK and Ireland. hypoxia–ischaemia, infection, and integration and segregation with “70% of premature infants born at the impaired nutrition so frequently increasing neuromotor deficits.” 24 weeks survive without significant seen in these premature babies”, Agut The study is the first step towards disabilities. Among babies born prior explains. “This could explain why we understanding the large-scale baby to week 24, survival is 50%; and just see so many cases of injuries involving connectome. This map will provide 25% will have no major problems as malfunctioning oligodendrocytes, such the knowledge of brain development they grow” Marlow told The Lancet as hypoxic–ischaemic encephalopathy that could guide efforts to prevent Neurology. in full term babies and periventricular brain damage. However, therapeutic Brain injury in premature infants is of leukomalacia in preterm babies. The strategies to repair injuries will still be enormous public health importance; white matter and suplate injury may needed. To date, only hypothermia has www.thelancet.com/neurology Published online February 21, 2013 http://dx.doi.org/10.1016/S1474-4422(13)70041-3 1
  • 2. In Context near full term with moderate to severe regeneration of the injured neonatal hypoxic–ischaemic encephalopathy brain are urgently needed. Potential caused by lack of oxygen should be neuroprotective treatments, such as offered therapeutic hypothermia melatonin, erythropoietin and cell- under clearly defined protocols at based therapies are also being touted neonatal intensive care facilities that as potential treatments for preterm provide multidisciplinary care and brain injuries, but all are in the early Samuel Ashfield/Science Photo Library follow-up. Although a simple idea, stages of testing. the provision of such treatment is In parallel to neuroprotection, more complicated in practice, and research is currently focused on identi- requires clinical expertise in assessing fying more reliable biomarkers of brain the neonate’s neurological status, development in preterm babies, as has applying the treatment, monitoring been done in term babies. “Potential Survival of babies born before week 25 of gestation is just 50% for complications, and providing candidates are being developed but the long-term developmental follow-up. need to wait for children to grow up to For Michael Johnston’s shown clinical efficacy for decreasing Another barrier to access is the validate findings tends to slow down investigations see Review the risk of death or disability in babies high price of the equipment—costing the discovery process, particularly as Lancet Neurol 2011; 10: 372–82 born at (or near) full term after about US$15 000—which makes reliable testing of cognitive function For more on the low-cost, low-power therapeutic asphyxia. hypothermia unviable as standard is relatively poor until [children are hypothermia device see “The main effect of the absence of care in institutions in resource- aged] at least 4–5 years”, says Marlow. Med Devices (Auckl) 2013; 6: 1–10 of oxygen at the moment of birth limited countries. Johnston’s team “Further interest is in trying to enhance For more on hypothermia in is the release of the excitatory has produced a low-cost, low-power development in the infant after going infants see Nat Rev Neurol 2011; 7: 485–94 neurotransmitter glutamate in the therapeutic hypothermia device for use home, but this is expensive and it is brain. Glutamate activates several in resource-poor nations. The device is difficult to demonstrate persisting cascades of injury that end up in cell composed of some simple electronics, long-term benefits. One current apoptosis and necrosis and it also two clay pots, sand, and a urea-based approach is to try to affect the key triggers inflammation” explains instant cold pack powder. The larger underlying executive processes that Michael Johnston, chief medical officer pot, lined with 5 cm of sand, contains underpin the later learning problems at the Kennedy Krieger Institute, the smaller pot, in which the baby that are seen in order to improve Baltimore, USA. He has investigated is placed for treatment. The baby’s outcomes, but these studies are in their treatments that reduce brain injury core body temperature is lowered by infancy.” and promote recovery in infants evaporative and endothermic cooling. Over the past 40 years, advances and children. “We know that, if “We have tested the device in piglet in neonatal medicine have enabled administered early enough, drugs models and it mimics the results of more preterm babies to survive, but that block the effects of glutamate on more expensive therapies but our researchers have had less success one of its receptors, the NMDA, can device costs a maximum of $40”, in finding ways to protect the totally prevent brain injury in infant concludes Johnston. developing brain in these infants. As rodent models of perinatal hypoxia– However, hypothermia is not our understanding of the pathological ischaemia.” suitable for infants born before mechanisms of brain injury advances, “Babies treated with hypothermia 34–35 weeks. No preclinical studies of treatments and technologies for brain show a reduction in severity and very preterm babies have been done, monitoring could improve, hopefully extension of damage in about 60% and their organs are so immature changing this situation. of cases. But it does not fix all. Those that cooling can kill them by reducing “To date, we have been able to push who benefit more are the babies born the efficiency of lung surfactants down the barrier where 50% preterm at term and those older than 35 weeks’ and increasing the risk of sepsis. And die and 50% survive with impairments gestation who had a sentinel perinatal despite the results, cooling a baby’s from 26 weeks to 23 weeks. The event that caused the injury, for entire body to spare its brain is a blunt question is: can we go any further?“ example that the mother’s placenta instrument. Neonatologists envision asks Marlow. “Trying to intervene ruptured or the umbilical cord was more precise treatments targeted at earlier is, today, technically difficult wrapped around the neck causing specific molecules that orchestrate because babies’ organs are very asphyxia”, says Ferriero. neural development. Treatments that, immature. But what does the future At present, the 2010 International alone or in conjunction with others, hold? We will see!” Liaison Committee on Resuscitation provide long-lasting neuroprotection guidelines state that infants born at or while also enhancing repair and Zuberoa Marcos 2 www.thelancet.com/neurology Published online February 21, 2013 http://dx.doi.org/10.1016/S1474-4422(13)70041-3