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www.ingenio.upv.es
www.bath.ac.uk/management/faculty

How Empowering is
Social Innovation?
Identifying Barriers to
Participation in
Community-driven
Innovation
Dr. Mónica Edwards-Schachter
Dr. Svenja Tams

Social Innovation Research Conference
‘Social frontiers: the next edge of social innovation research’
14th-15th November 2013, London (UK)
Means?

Building the collective intelligence
(on-line & off-line …)

Ends?

2
OBJECTIVE

To explore knowledge generation and

power dynamics in collaborative
innovation between private, public and

civil actors in Living Lab (LLs) contexts
CROSS-SECTOR PARTNERSHIPS IN NEW INNOVATION SPACES

 Growing diversity of

Bajaj Rural Development Lab (India)
http://www.cmu.edu/bajaj/

societal experiments and
‘innovation labs’: Living
Labs, Change Labs, Rural
Labs, Urban Labs, Social
Spaces of Research and
Innovation (SSRI), social
clusters …

 LLs are new models of organizing collaborative innovation
involving a plurality of actors from business, government and civil

sectors, named as cross-sector partnerships (XSPs) and PrivatePublic-People Partnerships (PPPPs )
LL: The European Network of LL (ENoLL) definition
 LLs are real-life test and experimentation environments
where users and producers co-create innovations

 LLs have been characterised by the European Commission
as PPPPs for user-driven open innovation

 Openess
 Co-creation
 Exploration
 Experimentation
 Evaluation

Living
Lab
Social
RESEARCH QUESTIONS

 How do actors in community-based innovations
perceive empowerment and participation in the

knowledge generation process?

 Which conditions enable, or constrain, empowerment
and participation in community-driven innovation?
Bridging divides in knowledge generation
Collaborations can take place in an environment marked by

competition, conflict and imbalance of power among multiple actors

7
Knowledge generation and power dynamics in
PPPPs: theoretical approach (‘practical lens’)
 Power and knowledge are
constructed in relations and
social practices with use,
struggle and negotiation of
conscious and unconscious
strategies

RELATIONS

(Foucault, 1977;
Giddens 1982, 1984)

CULTURE
 Reproduction of

STRUCTURE/AGENCY
 Sets of rules and resources that actors
draw upon as they act and produce
knowledge and power in the social
system

 Social practices reproduce mechanisms
of exclusion at the bottom and the top
(DiMaggio, 1988; Heiskala, 2001, 2007;
Scott, 2008; Alasuutari, 2010)

‘hidden’ power,
‘embodied
dispositions’ and
socially stratified
spaces (‘natural
order of things’)
(Bordieu, 1989;
Hayward 2000)
Image: Untitled, Alexander Calder (1898-1976)
METHODOLOGY

 Literature review and empirical study of Living Labs
(N= 120) using both quantitative and qualitative
data

 Qualitative methodology: Case study, including indepth interviews and a focus group meeting
FINDINGS: The role of users and communities in LLs
 Multiple

N = 120 LLs
100

85
70.8

80

% 60

25.8

40
20
0

User centred
User centred
(testing)
(detection needs)

User driven
(co-creators)

LLs for social innovation #
the social impact of LLs

interpretations and
purposes of
‘community’ and
‘users’/based-centreddriven-led’
innovations

 Power dynamics are
ignored in LL s and
collaborative
innovation
CASE STUDY: CVIDA VILA-REAL LL
 Informal LL emerged as a PPPPs
organization with support of the
municipal government

LOCAL COMPANIES
AND AUTHORITIES

 Generated in a dialogic process with

LOCAL
RESOURCES

intermediation of CVida Vila-real, a
non-profit association (2008 to 2010)

innovations
 increasing the neighbours’
participation and collaborative
governance processes in the city

PEOPLE

 People-centered model focused in
 identifying needs
 favouring community-driven

•Innovation opportunities
•Improvement opportunities
•Governance support

ITC
SYSTEM

PEOPLE
NEEDS

Quality of life
Source: Institute of Biomechanics of Valencia (IBV)

http://www.cvida.com
http://es-es.facebook.com/CvidaVilareal
FINDINGS: How do actors perceive empowerment and
participation in community-based innovations?

 ‘Co-creation’ is seen as a non-problematic
mechanism which implicitly contributes to
social cohesion and SIs

 Collaboration is perceived throughout
different ‘lens’: ‘Instrumental/efficiency’
versus ‘transformative’ discourses

 ‘Political manoeuvrings and open conflicts’
can have both positive and negative
outcomes on effective empowerment and
participation

 Community leaders act as ‘knowledge’
brokers/mediators with an important role
in the ‘stabilization’ of the social relations
FINDINGS: Which conditions enable, or constrain, empowerment
and participation in community-driven innovation?

 Inequalities and lack of skills and
capacities

 Knowledge perceived as a power
struggle to compete for funding
opportunities

 Conflicting interests (e.g., actors
don’t expect that collaborative
innovation be a win-win situation
for participants if some of them
have ‘knowledge’/expertise and
privileges in the access to
information)

 The ‘place’ to collaborate matters
(physical and social spaces that
enable or constrain
dialogue, trust, transparency, recipro
city, identity …)
CONCLUSION
 Governance of LLs and alternative models of collaborative innovation
needs to consider how the power dynamics (relational, structural and
cultural potential barriers) can enable or constrain the participation of
people as ‘users’ and ‘co-creators’ of knowledge

 Empowerment and participation can be affected by knowledge
asymmetries and struggles between different rationalities

(e.g., ‘instrumental’ versus ‘transformative’)

 Community leaders have a relevant role to improve participation, acting as
‘mediators’ in the social interactions, enabling confidence, identity

recognition and self-worth
A FINAL COMMENT

 A critical and reflective attitude and a new
research agenda are required to understand

power dynamics and the meaning of
knowledge and ‘co-creation’ beyond the
current ‘traditional knowledge bases’ in

collaborative innovation processes
innovation
SOCIAL
innovations

TECHNOLOGICAL
innovations

critical
knowledge
indigenous
knowledge
local
knowledge

tacit
knowledge
ethnographic
knowledge

technological
knowledge
analytic
knowledge
tacit
knowledge

scientifc
knowledge
synthetic
knowledge

symbolic and artistic
knowledge

Diversity of LIVING LABS – Multiple actors
THANKS!
Dr. Mónica Edwards-Schachter
moed@ingenio.upv.es

Dr. Svenja Tams
s.tams@bath.ac.uk

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Edwards-Schachter Mónica and Tams Svenja How empowering is social innovation?

  • 1. www.ingenio.upv.es www.bath.ac.uk/management/faculty How Empowering is Social Innovation? Identifying Barriers to Participation in Community-driven Innovation Dr. Mónica Edwards-Schachter Dr. Svenja Tams Social Innovation Research Conference ‘Social frontiers: the next edge of social innovation research’ 14th-15th November 2013, London (UK)
  • 2. Means? Building the collective intelligence (on-line & off-line …) Ends? 2
  • 3. OBJECTIVE To explore knowledge generation and power dynamics in collaborative innovation between private, public and civil actors in Living Lab (LLs) contexts
  • 4. CROSS-SECTOR PARTNERSHIPS IN NEW INNOVATION SPACES  Growing diversity of Bajaj Rural Development Lab (India) http://www.cmu.edu/bajaj/ societal experiments and ‘innovation labs’: Living Labs, Change Labs, Rural Labs, Urban Labs, Social Spaces of Research and Innovation (SSRI), social clusters …  LLs are new models of organizing collaborative innovation involving a plurality of actors from business, government and civil sectors, named as cross-sector partnerships (XSPs) and PrivatePublic-People Partnerships (PPPPs )
  • 5. LL: The European Network of LL (ENoLL) definition  LLs are real-life test and experimentation environments where users and producers co-create innovations  LLs have been characterised by the European Commission as PPPPs for user-driven open innovation  Openess  Co-creation  Exploration  Experimentation  Evaluation Living Lab Social
  • 6. RESEARCH QUESTIONS  How do actors in community-based innovations perceive empowerment and participation in the knowledge generation process?  Which conditions enable, or constrain, empowerment and participation in community-driven innovation?
  • 7. Bridging divides in knowledge generation Collaborations can take place in an environment marked by competition, conflict and imbalance of power among multiple actors 7
  • 8. Knowledge generation and power dynamics in PPPPs: theoretical approach (‘practical lens’)  Power and knowledge are constructed in relations and social practices with use, struggle and negotiation of conscious and unconscious strategies RELATIONS (Foucault, 1977; Giddens 1982, 1984) CULTURE  Reproduction of STRUCTURE/AGENCY  Sets of rules and resources that actors draw upon as they act and produce knowledge and power in the social system  Social practices reproduce mechanisms of exclusion at the bottom and the top (DiMaggio, 1988; Heiskala, 2001, 2007; Scott, 2008; Alasuutari, 2010) ‘hidden’ power, ‘embodied dispositions’ and socially stratified spaces (‘natural order of things’) (Bordieu, 1989; Hayward 2000) Image: Untitled, Alexander Calder (1898-1976)
  • 9. METHODOLOGY  Literature review and empirical study of Living Labs (N= 120) using both quantitative and qualitative data  Qualitative methodology: Case study, including indepth interviews and a focus group meeting
  • 10. FINDINGS: The role of users and communities in LLs  Multiple N = 120 LLs 100 85 70.8 80 % 60 25.8 40 20 0 User centred User centred (testing) (detection needs) User driven (co-creators) LLs for social innovation # the social impact of LLs interpretations and purposes of ‘community’ and ‘users’/based-centreddriven-led’ innovations  Power dynamics are ignored in LL s and collaborative innovation
  • 11. CASE STUDY: CVIDA VILA-REAL LL  Informal LL emerged as a PPPPs organization with support of the municipal government LOCAL COMPANIES AND AUTHORITIES  Generated in a dialogic process with LOCAL RESOURCES intermediation of CVida Vila-real, a non-profit association (2008 to 2010) innovations  increasing the neighbours’ participation and collaborative governance processes in the city PEOPLE  People-centered model focused in  identifying needs  favouring community-driven •Innovation opportunities •Improvement opportunities •Governance support ITC SYSTEM PEOPLE NEEDS Quality of life Source: Institute of Biomechanics of Valencia (IBV) http://www.cvida.com http://es-es.facebook.com/CvidaVilareal
  • 12. FINDINGS: How do actors perceive empowerment and participation in community-based innovations?  ‘Co-creation’ is seen as a non-problematic mechanism which implicitly contributes to social cohesion and SIs  Collaboration is perceived throughout different ‘lens’: ‘Instrumental/efficiency’ versus ‘transformative’ discourses  ‘Political manoeuvrings and open conflicts’ can have both positive and negative outcomes on effective empowerment and participation  Community leaders act as ‘knowledge’ brokers/mediators with an important role in the ‘stabilization’ of the social relations
  • 13. FINDINGS: Which conditions enable, or constrain, empowerment and participation in community-driven innovation?  Inequalities and lack of skills and capacities  Knowledge perceived as a power struggle to compete for funding opportunities  Conflicting interests (e.g., actors don’t expect that collaborative innovation be a win-win situation for participants if some of them have ‘knowledge’/expertise and privileges in the access to information)  The ‘place’ to collaborate matters (physical and social spaces that enable or constrain dialogue, trust, transparency, recipro city, identity …)
  • 14. CONCLUSION  Governance of LLs and alternative models of collaborative innovation needs to consider how the power dynamics (relational, structural and cultural potential barriers) can enable or constrain the participation of people as ‘users’ and ‘co-creators’ of knowledge  Empowerment and participation can be affected by knowledge asymmetries and struggles between different rationalities (e.g., ‘instrumental’ versus ‘transformative’)  Community leaders have a relevant role to improve participation, acting as ‘mediators’ in the social interactions, enabling confidence, identity recognition and self-worth
  • 15. A FINAL COMMENT  A critical and reflective attitude and a new research agenda are required to understand power dynamics and the meaning of knowledge and ‘co-creation’ beyond the current ‘traditional knowledge bases’ in collaborative innovation processes