Este documento presenta un cuestionario de autoevaluación para ayudar a las organizaciones a prepararse para una auditoría de registro de su sistema de gestión de la energía ISO 50001. El cuestionario cubre los requisitos generales del sistema de gestión de la energía, la responsabilidad de la gerencia, la política de energía, la planificación, la implementación, la verificación y la revisión gerencial. El propósito del cuestionario es aumentar la comprensión interna de los requisitos de ISO 50001 y el proceso de evaluación.
2. 3
ENERGY MANAGEMENT SYSTEM REQUIREMENTS
ISO 50001 Energy Management Registration Program Scorecard
How to use the Energy Management System Scorecard
How to Contact UL DQS
This Energy Management System Scorecard is
intended to help organize and streamline your effort
to become a UL DQS ISO 50001 Registered Firm.
The information gathered here may be useful in
determining your organization’s state of readiness for
an ISO 50001 Energy Management System (EnMS)
evaluation. This form is for your reference and use. It
is not intended or required to be returned to UL DQS.
The use of this self assessment tool is to increase
the understanding of ISO 50001 as it applies to
your organization by reviewing these questions. We
encourage you to share this within your organization
to enhance everyone’s understanding of EnMS
requirements and the assessment process.
You should be aware that although the following
questions include all requirements of the EnMS
Standard, they do not necessarily cover how the
requirements of Standard relate to your facility or
organization. Use of this scorecard will give you
only a sample of the effectiveness of your energy
management system.
Please review each section of the scorecard, and
answer each question. Include documentation and
your system. Indicate “N/A” when a question is not
applicable. When necessary or desirable, comments
or qualifying statements should be made using
the spaces provided. Please note that a document
may not, by itself, be an indication of adequacy of
should be made after careful analysis of all pertinent
information and data based on the implementation
and effectiveness of the item within the system.
Indicate “Pass” or write a Corrective Action Request-
“CAR” as appropriate to descripbe whetehr a question
has or has not been effectively implemented within
the system.
If you have additional questions or would like more information on how to proceed, please feel free to contact
UL DQS at:
1-800-2UL-4ISO
(1-800-285-4476 x3328) or
Energy.interest@us.dqs-ul.com
The questions presented are based on the
requirements of the EnMS Standard, however,
they are not requirements themselves. Only the
requirements as shown within Clause 4 of the
EnMS Standard are auditable. You should use these
questions as a start to understand how your system
may conform to the requirements in the Standard.
This scorecard is based on the ISO 50001:2011
Standard. Use this as a preparatory document to help
establish your system.
î
×ÍÑ ëðððï Û²»®¹§ Ó¿²¿¹»³»²¬ ͬ¿²¼¿®¼ ËÔ ÜÏÍ ·²½ò ͽ±®»½¿®¼ ݱ°§®·¹¸¬ w îðïïô ËÔ ÜÏÍ ×²½ò
3. 5
TABLE OF CONTENTS
Energy Management System Requirements
4.1 General Requirements
4.2 Management Responsibility
4.2.1 Top Management
4.2.2 Management Representative
4.3 Energy Policy
4.4 Planning
4.4.1 General
4.4.2 Legal and Other Requirements
4.4.3 Energy Review
4.4.4 Energy Baseline
4.4.5 Energy Performance Indicators
4.4.6 Energy Objectives, Energy Targets and Energy Management Action
Plans
4.5 Implementation and Operation
4.5.1 General
4.5.2 Competence, Training and Awareness
4.5.3 Communication
4.5.4 Documentation
4.5.4.1 Documentation Requirements
4.5.4.2 Control of Documents
4.5.5 Operational Control
4.5.6 Design
4.5.7 Procurement of Energy Services, Products, Equipment and Energy
4.6 Checking
4.6.1 Monitoring, Measurement and Analysis
4.6.2 Evaluation of Legal and Other Compliance
4.6.3 Internal Audit of the EnMS
4.6.4 Nonconformities, Correction, Corrective, and Preventive Actions
4.6.5 Control of Records
4.7 Management Review
4.7.1 Management Review General
4.7.2 Input to Management Review
4.7.3 Output to Management Review
×ÍÑ ëðððï Û²»®¹§ Ó¿²¿¹»³»²¬ ͬ¿²¼¿®¼ ËÔ ÜÏÍ ·²½ò ͽ±®»½¿®¼ ݱ°§®·¹¸¬ w îðïïô ËÔ ÜÏÍ ×²½ò ì